Invalidity dossier

US 9318160

Memory package with optimized driver load and method of operation

Current assignee: Netlist, Inc.

Added 9/28/2026, 7:32:17 PM

At a glanceNo PTAB challenges3 lawsuits on fileasserted by Netlist, Inc.Semiconductor (T)

Active provider: DeepSeek · deepseek-flash

Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll search for authoritative information on US 9,318,160, including the CAFC 2026 docket activity.

Let me get the claims text and the 2026 CAFC docket information.

Let me pin down the specific CAFC docket numbers and the claim text.

US 9,318,160 B2 — Analyst Summary

Sources used: the authoritative full text at https://patents.google.com/patent/US9318160/en (supplied), plus Google Patents bibliographic/litigation data, PTAB filings (IPR2022‑01427, IPR2023‑00883), CourtListener, and CAFC/Fed. Cir. reporting surfaced in search. Where a statement rests only on secondary sources, I label it.


1. Bibliographic data

Field Value
Patent number US 9,318,160 B2
Title Memory package with optimized driver load and method of operation
Inventor Hyun Lee, Ladera Ranch, CA (US) — sole named inventor
Assignee (original & current) Netlist, Inc., Irvine, CA (US)
Application no. 14/337,168
Filing date July 21, 2014
Issue (grant) date April 19, 2016
Prior publication US 2015/0070959 A1 (Mar. 12, 2015)
Priority date Nov. 3, 2010 (provisional 61/409,893); application is a continuation of 13/288,850, filed Nov. 3, 2011, now US 8,787,060
Anticipated expiration Nov. 3, 2031 (per Google Patents; assumption, not a legal conclusion)
Int. Cl. G11C 5/06; G11C 7/10
CPC G11C 5/066; G11C 5/06; G11C 7/1057; G11C 7/1084
Claims / drawings 20 claims, 8 drawing sheets
Other notes Terminal disclaimer; security interest recorded to SVIC No. 28 New Technology Business Investment L.L.P. (Nov. 20, 2015), released Nov. 20, 2023; assignment of interest from Lee to Netlist recorded Aug. 23, 2023

Family (continuations, per Google Patents): US 8,787,060 (“Method and apparatus for optimizing driver load in a memory package”), US 9,659,601, US 10,290,328, US 10,902,886, US 2021/0225415 A1, US 12,308,087.

Identifier caution: “WO 93/18160 / EP 0630407” (anti-viral fusion peptides) surfaced in one search. That is the World‑Intellectual‑Property identifier WO 93/18160, an unrelated document. It is not US 9,318,160 and I have not treated it as related.


2. Abstract (verbatim)

“An apparatus is provided that includes a plurality of array dies and at least two die interconnects. The first die interconnect is in electrical communication with a data port of a first array die and a data port of a second array die and not in electrical communication with data ports of a third array die. The second die interconnect is in electrical communication with a data port of the third array die and not in electrical communication with data ports of the first array die and the second array die. The apparatus includes a control die that includes a first data conduit configured to transmit a data signal to the first die interconnect and not to the second die interconnect, and at least a second data conduit configured to transmit the data signal to the second die interconnect and not to the first die interconnect.”


3. Plain‑language overview of the independent claims

Verification caveat: the full granted claim set of 9,318,160 was not returned verbatim in my searches. The reconstruction below is based on (a) the patent's Summary section, and (b) claim language quoted in PTAB and district‑court filings. Treat the wording of claims 2–20 as unverified; the substance is reliable.

Claim 1 — the core “memory package” apparatus claim (independent).
Claim 1 (as quoted in PTAB/district‑court papers) recites a memory package with: (i) data terminals and control terminals through which the package communicates data and control/address signals with external device(s); (ii) stacked array dies split into a “first group of array dies” and a “second group of at least one array die,” each die having data ports; (iii) at least first and second die interconnects where the first interconnect is in electrical communication with the first group but not the second group, and the second interconnect is in electrical communication with the second group but not the first group; and (iv) a control die having at least a first data conduit coupling the first interconnect to a data terminal and at least a second data conduit coupling the second interconnect to that same data terminal (i.e., one data bit fanned out over two separate conduits/interconnects rather than one interconnect tied to every die). In plain terms: instead of one driver/interconnect serving every stacked die (one big lumped load), split the stack into groups and give each group its own driver and its own die interconnect — but keep the loads on those drivers balanced so no single driver has to be oversized.

The specification's stated drivers for this: smaller drivers → less silicon area on the control die, lower power, and higher speed/lower latency (see the paragraph beginning “By reducing the overall load compared to the single data conduit…”).

Other independent claims — what they cover (per the patent's Summary section; exact numbering not verified).
The Summary recites four distinct inventions, which correspond to independent claims in the granted patent:

  1. Apparatus with ports/loads: same first/second‑die‑interconnect + control‑die structure, but expressly requiring that the load on the first conduit includes the load of the first die interconnect plus the loads of the first and second array dies, and the load on the second conduit includes the load of the second die interconnect plus the load of the third array die. (Load is described as capacitive, e.g., parasitic capacitance.)
  2. Method of optimizing load in a memory package: selecting mutually exclusive first and second subsets of array dies; the subsets are chosen to balance the load on a first driver and a second driver based on (a) array‑die loads and (b) die‑interconnect segment loads; then forming electrical connections between each interconnect and its subset, and between each interconnect and its driver. The specification supplies the design formula CL = AD + S/M (AD = number of array dies on the interconnect; S = number of interconnect segments; M = ratio of array‑die load to segment load) and a worked Table 1 showing capacitive loads of 2.25L–3L per conduit where a single conventional conduit would carry 10L.
  3. Memory‑module apparatus: a register device receiving command/address signals from a memory control hub and generating data‑path control signals, plus DRAM packages each having a control die with command/address buffers and a data‑path control circuit controlling command/address and data‑bus time slots, and stacked DDR DRAM dies. The module is selectively configurable into two modes: a first mode where the register device generates the data‑path control signals used by the control die, and a second mode where the control die operates its data‑path control circuit to provide command/address signals to the DDR DRAM dies without decoding them (the “address pass‑through” / “ID+” concept discussed in connection with FIG. 8).
  4. Load‑balancing dependent subject matter: a limitation was quoted in a prosecution/PTAB paper as a “claim 8”‑type recitation that the numbers of dies in each group are selected in consideration of the first and second interconnect loads so as to reduce the difference between the first and second conduit loads — i.e., the balance/equalization concept (difference ≤ a threshold load difference; possibly even zero). Whether this appears as an independent claim or a dependent claim on claim 1 is not verified.

4. Prosecution / family context

  • Continuation chain (from USPTO records surfaced in search): 61/409,893 (provisional, Nov. 3, 2010) → 13/288,850 (Nov. 3, 2011) = US 8,787,060 → 14/337,168 (Jul. 21, 2014) = US 9,318,160 → 15/095,288 = US 9,659,601 → 15/602,099 = US 10,290,328 → 16/412,308 = US 10,902,886 → 17/157,903 → 17/694,649 = US 12,308,087.
  • Primary examiner: Huan Hoang, Art Unit 2827.
  • The patent is subject to a terminal disclaimer (i.e., statutorily tied to the ’060 for patent‑term purposes).
  • PTAB petitions argued there is “no support in the provisional application for ’160 claims” (Petitioner demonstrative, IPR2022‑01428 record) — a priority challenge.

5. Asserted/adjudicated challenges to the ’160 patent (searches, not primary source verification for every line)

District court (E.D. Tex., etc.):

  • Netlist, Inc. v. [Samsung Electronics Co.](/litigations/by-defendant/Samsung%20Electronics%20Co.), No. 2:21‑cv‑00463 (E.D. Tex., filed Dec. 20, 2021)
  • Netlist, Inc. v. Micron Technology, Inc., No. 2:22‑cv‑00203 (E.D. Tex.)
  • No. 2:23‑cv‑00628 (E.D. Tex.)
  • Idaho District Court cases 1:24‑cv‑00081 and 1:25‑cv‑00323
  • Google Patents flags the family as having litigation; the ’160 was asserted against Samsung and Micron products.

PTAB (inter partes review):

  • IPR2022‑01427 — Samsung Electronics Co., Ltd. / Samsung Semiconductor, Inc. v. Netlist, Inc., filed Aug. 26, 2022; challenged claims 1–20.
    • Grounds: §103(a) over Kim (US 2011/0103156 A1) + Rajan (US 8,041,881) + Wyman (US 7,969,192); and §103(a) over Riho (US 2011/0026293 A1) + Rajan + Riho2 (US 2010/0195364).
    • Final Written Decision Apr. 1, 2024: claims 1–20 unpatentable as obvious. Rehearing denied June 17, 2024.
  • IPR2022‑01428 — companion IPR on US 8,787,060 (the ’060 patent); same grounds; claims also held unpatentable.
  • IPR2023‑00883 — Micron Technology, Inc. et al. v. Netlist, Inc., filed May 8, 2023; joinder granted to IPR2022‑01427 (institution decision Oct. 26, 2023; substantively identical grounds: Kim/Rajan/Wyman and Riho/Rajan/Riho2).
  • IPR2025‑01402 — Samsung, filed 2025 (later proceeding; the ’160 appears again as Exhibit 1071).
  • A preliminary §325(d) dispute and a denied request to submit supplemental information are on the record in IPR2022‑01427.

Court of Appeals for the Federal Circuit (appeals):

  • Nos. 24‑2240 and 24‑2241 (consolidated). Per Netlist’s own filings, Netlist’s notice of appeal on the ’160 IPR is 24‑2240 (filed Aug. 19/Sept. 2024) and the ’060 IPR appeal is 24‑2241; 24‑2241 was consolidated with 24‑2240. The appeals arise from PTAB Nos. IPR2022‑01427, IPR2022‑01428, IPR2023‑00882, IPR2023‑00883. Judges Galligan, Jurgovan, McShane (and Boucher) handled the underlying IPRs below.
  • Outcome per search reporting: a nonprecedential Federal Circuit disposition (reported as decided Sept. 2, 2026) in Netlist, Inc. v. Micron Technology, Inc. addressed the consolidated appeals concerning the ’060 and ’160 patents and affirmed. (A separate precedential Sept. 2, 2026 opinion, Netlist v. Micron, No. 2024‑1707, concerns US 10,949,339 — a different patent — and should not be conflated with the ’160.)
  • Google Patents also lists Federal Circuit case 26‑1671, and cases 24‑2203 and 24‑2240, as litigation involving this patent family (https://portal.unifiedpatents.com/litigation/Court%20of%20Appeals%20for%20the%20Federal%20Circuit/case/26‑1671). I could not verify what 26‑1671 specifically concerns — I did not retrieve its docket sheet, and I cannot confirm whether it is the ’160 appeal, a further appeal in the same family (e.g., the ’328/’601/’886/’087 continuations), or an unrelated Netlist matter. This is the single most important open item in your request.
  • Also noted in the record: No. 24‑2203 (Fed. Cir.), and an affirmance (Dec. 9, 2025, No. 2024‑1521) in the separate IPR2022‑00711 appeal on US 10,860,506 — again a different patent.
  • Netlist’s public filings state that on Aug. 4, 2026 Netlist and Samsung entered a Settlement and Release Agreement and a Patent Cross‑License resolving identified litigations.

Date‑consistency flag: the prompt states today is April 26, 2026, but my search corpus contains posts and documents dated September 2026 (including the reported CAFC disposition). I am reporting the search results as found per your instruction to treat search results as ground truth, but you should be aware of this internal inconsistency and independently confirm the current status of the ’160 appeal and of docket 26‑1671 against a live PACER/PTAB/CAFC docket before relying on it.


6. Explicit uncertainty statement

  1. I did not retrieve the verbatim granted claims 1–20 of US 9,318,160. Claim 1's structure above is reconstructed from PTAB/district‑court quotations; claims 2–20 are characterized by subject matter only.
  2. I could not confirm what CAFC docket 26‑1671 is. It is listed by Google Patents for this family, but I have no docket‑level confirmation.
  3. The reported Sept. 2, 2026 affirmance rests on secondary reporting (Fed Circuit Blog, IPWatchdog, IP Case Updates), which I could not reconcile with the prompt's April 26, 2026 “current date.”
  4. All bibliographic values (filing/issue/priority/expiration dates, assignee chain) are taken from the supplied authoritative patent text and Google Patents; expiration dates are assumptions, not legal conclusions.
  5. Two similar‑looking but unrelated identifiers appeared and were excluded: WO 93/18160 and EP 0630407 (anti‑viral fusion peptides), and the different patents US 10,949,339, US 10,860,506, US 10,217,523, and US 12,308,087.

Generated 9/28/2026, 8:32:59 PM

Cases on file (3)

Group view →

Specific litigation cases in our database that name US patent 9318160. The free-form analysis below may also discuss cases beyond this list.

Lawsuits filed per year

2022: 1 case1'222023: 1 case'232024: 1 case'24
Cases asserting US 9318160, by filing year.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll research litigation involving US patent 9318160. Let me start with targeted searches across patent litigation sources.

Let me gather more detail on specific cases and the Federal Circuit appeals.

Below is a consolidated list of known litigation and adversarial proceedings involving U.S. Patent No. 9,318,160 ("Memory package with optimized driver load and method of operation," Netlist, Inc.), based on the Google Patents litigation data for the patent and the litigation/PACER/PTAB sources I was able to retrieve. I have interpreted the patent number literally and confined results to the '160 patent.

Important caveat on currency: My search tools returned several documents dated in 2026, including a settlement announcement dated August 2026 — which post-dates the "current date" you gave me (April 26, 2026). I present them as found, flagged accordingly. Where I could not confirm details, I say so rather than fill gaps.


1. District court litigation

(a) Netlist, Inc. v. Samsung Electronics Co., Ltd., [[Samsung Electronics America](/litigations/by-defendant/Samsung%20Electronics%20America), Inc.](/litigations/by-plaintiff/Samsung%20Electronics%20America%2C%20Inc.), and Samsung Semiconductor, Inc.

  • Jurisdiction: U.S. District Court for the Eastern District of Texas (Marshall Division), Judge Rodney Gilstrap
  • Case No.: 2:21-cv-00463-JRG
  • Filed: December 20, 2021
  • Patents asserted (as amended): U.S. 10,860,506; 10,949,339; 11,016,918; 11,232,054; 8,787,060; and 9,318,160 (the '060 and '160 patents were added by amended complaint)
  • Outcome/status:
    • Jury verdict April 21, 2023: Samsung willfully infringed all five asserted patents (the '339, '918, '054, '060, and '160), composite reasonable royalty of $303,150,000.
    • Bench trial on Samsung's equitable defenses (prosecution laches, equitable estoppel, unclean hands) May 30, 2023; court found Samsung did not prevail.
    • Final judgment entered August 11, 2023 (Dkt. 551), awarding $303.15M plus pre/post-judgment interest and costs, Netlist the prevailing party.
    • Samsung's post-trial challenge to the verdict was rejected (opinion unsealed July 2024).
    • Samsung filed a notice of appeal to the CAFC on August 9, 2024 (No. 2024-2203); motion to stay pending the Delaware action denied Feb. 18, 2025.
    • Note: The asserted claims of the '060 and '160 patents were invalidated by the PTAB on April 1, 2024 (see §3), which the district court treated as bearing on the collectability/survival of the judgment.
    • Reported settlement of all Netlist–Samsung litigation in August 2026 (see §4).

(b) Netlist, Inc. v. Micron Technology, Inc. (and related Micron entities)

  • Jurisdiction: U.S. District Court for the Eastern District of Texas, Judge Rodney Gilstrap
  • Case No.: 2:22-cv-00203
  • Filed: 2022 (exact filing date not confirmed in the retrieved sources)
  • Patents asserted: U.S. 8,787,060; 9,318,160; 11,016,918; 11,232,054; 10,860,506; 10,949,339
  • Outcome/status: Case was stayed pending the PTAB's written decisions in IPR2022-01427 and IPR2022-01428. On April 1, 2024 the PTAB found all asserted claims of the '060 and '160 patents invalid; the PTAB had previously found all claims of the '918, '054, '506, and '339 patents unpatentable. By order dated June 13, 2024 (Dkt. 501), the court denied Netlist's motion to lift the stay and maintained the case in stayed status. The court also denied Micron's summary judgment of non-infringement of the '060 and '160 patents (Jan. 31, 2024 order).

(c) Netlist, Inc. v. Micron Technology, Inc.

  • Jurisdiction: U.S. District Court for the Eastern District of Texas, Judge Gilstrap
  • Case No.: 2:23-cv-00628-JRG
  • Filed: 2023 (exact date not confirmed)
  • Nature: Referenced in the Dkt. 501 order (E.D. Tex. 2:22-cv-00203) as a separate declaratory-judgment action brought by Netlist concerning whether its suits in E.D. Tex. violated an Idaho state statute. I could not independently confirm from a primary docket that U.S. 9,318,160 is itself asserted in this case; treat the connection to the '160 patent as indirect (same patent family/parties) unless verified against the docket.

(d) Micron Technology, Inc. and Micron Semiconductor Products, Inc. v. Netlist, Inc.

  • Jurisdiction: U.S. District Court for the District of Idaho, Judge David C. Nye
  • Case No.: 1:24-cv-00081
  • Filed: 2024 (exact date not confirmed)
  • Patents at issue: US10860506B2; US9318160B2; US11232054B2; US11016918B2; US8787060B2; US10949339B2 (six patents)
  • Outcome/status: Court granted Micron's motion to remand the case to the District Court for the Fourth Judicial District of the State of Idaho, County of Ada; denied Netlist's motion to dismiss/transfer as moot; granted Micron's motion to seal; and closed the federal case. The order was procedural — it did not adjudicate any patent claim on the merits, so all six patents/products remain live in the Idaho state-court proceeding.

(e) Netlist, Inc. — Idaho District Court case

  • Jurisdiction: U.S. District Court for the District of Idaho
  • Case No.: 1:25-cv-00323
  • Filed: 2025 (per the Google Patents litigation listing for the '160 patent)
  • Status: Listed as a US case filed in the Idaho District Court in the patent's litigation data. I was not able to retrieve the docket in my searches, so I cannot confirm the parties, asserted patent(s), or status. Flagging as unverified.

2. PTAB inter partes reviews

(a) Samsung Electronics Co., Ltd. and Samsung Semiconductor, Inc. v. Netlist, Inc. — IPR2022-01427

  • Patent: U.S. 9,318,160 (claims 1–20 challenged)
  • Filed: August 26, 2022
  • Institution decision: April 12, 2023
  • Final Written Decision: April 1, 2024 — all challenged claims held unpatentable
  • Deciding panel: Daniel J. Galligan (writing), Jon M. Jurgovan, Sheila F. McShane
  • Status: FWD issued; Director Review denied June 17, 2024; appealed (see CAFC 24-2240)
  • Grounds (representative): obviousness over Kim (US 2011/0103156) in view of Rajan/Wyman; and over Riho in view of Rajan/Riho2

(b) Micron Technology, Inc. et al. v. Netlist, Inc. — IPR2023-00883

  • Patent: U.S. 9,318,160
  • Filed: May 8, 2023 (Petitioners: Micron Technology, Inc.; Micron Semiconductor Products, Inc.; Micron Technology Texas LLC)
  • Institution decision (joined): October 26, 2023 — joinder granted with IPR2022-01427
  • Final Written Decision: April 1, 2024 — all challenged claims unpatentable
  • Status: Final Written Decision – appealed (termination date recorded April 1, 2024)

Net effect: Every claim of the '160 patent challenged at the PTAB (claims 1–20) was found unpatentable on April 1, 2024.


3. Federal Circuit appeals

  • Netlist, Inc. v. Samsung Electronics Co., Ltd. (and Micron entities as appellees), No. 2024-2240 — Netlist's appeal from the PTAB Final Written Decisions in IPR2022-01427 (the '160 patent) and related IPRs (IPR2022-01428, IPR2023-00882, IPR2023-00883). Notice of appeal filed August 19, 2024; consolidated with the '060-patent appeal (No. 2024-2241). Caption lists Appellees Samsung Electronics Co., Ltd., Micron Technology Inc., Micron Semiconductor Products, Inc., and Micron Technology Texas, LLC. Status reported as pending.
  • Netlist, Inc. v. Samsung Electronics Co., Ltd. et al., No. 2024-2203 — Samsung's appeal from the E.D. Tex. final judgment in 2:21-cv-00463 (which includes the '160 patent). Notice of appeal filed August 9, 2024; Samsung's motion to stay the appeal was denied without prejudice Feb. 18, 2025.
  • Federal Circuit No. 26-1671 — Listed in the '160 patent's Google Patents litigation data as a US case filed at the CAFC. I could not retrieve the docket or confirm the parties/subject matter; treat as unverified.

4. Reported resolution (post-dating the "current date" you provided)

An August 2026 announcement by Netlist's counsel (Irell & Manella) states that Netlist and Samsung entered a strategic license/alliance under which Samsung received a license to Netlist's full portfolio, with an upfront fee of ~$200M plus quarterly license fees (up to ~$27.5M/quarter for 20 quarters), and that the parties settled all pending litigation between them, including the U.S. ITC actions and the Eastern District of Texas actions. If accurate as of that date, this would resolve the Netlist–Samsung district-court and related appeal strands touching the '160 patent, though the Micron-related proceedings (including CAFC 24-2240, where Micron is an appellee) are separate. Because this item post-dates your stated current date, verify against the operative dockets before relying on it.


5. Also of note (same family/related, but confirm before citing)

  • The '160 patent shares a family/priority chain with U.S. 8,787,060 ('060) — both were asserted together against Samsung and Micron, and both were invalidated by the PTAB on April 1, 2024 (IPR2022-01427 and -01428).
  • Other Netlist–Samsung and Netlist–Micron suits (e.g., the 2:25-cv-00552/-00553 and related '087 patent actions, the D. Del. DJ actions, and ITC investigations) appear in the sources but concern other patents, not U.S. 9,318,160, so I have not counted them as '160 litigation.

Summary of confirmed '160-patent matters: the E.D. Tex. Samsung case (2:21-cv-00463, won then invalidated at PTAB), the E.D. Tex. Micron case (2:22-cv-00203, stayed), the Idaho Micron declaratory judgment/remand case (1:24-cv-00081), the two PTAB IPRs (IPR2022-01427 and IPR2023-00883 — both invalidating the claims), and the Federal Circuit appeals (24-2240 and 24-2203). The E.D. Tex. 2:23-cv-00628, the Idaho 1:25-cv-00323, and CAFC 26-1671 are listed in the patent's litigation data but I could not independently verify their '160-specific posture.

If you'd like, I can pull the individual PACER/PTAB dockets for the three unverified entries (2:23-cv-00628, 1:25-cv-00323, and 26-1671) to confirm parties, claims, and status.

Generated 9/28/2026, 8:32:56 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

Current assignee: Netlist, Inc.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

I'll verify the structured block's "no proceedings" result against the litigation/PTAB entries that appear on the Google Patents family page for this patent (IPR2022-01427 and IPR2023-00883), plus any Federal Circuit appeals.

The structured block's "no PTAB activity" result is contradicted by the record. Let me pin down the appeal disposition and confirm whether any other proceeding exists against the '160 patent.

⚠️ Data-source conflict — read this first

The structured "PTAB proceedings on file" block in this prompt reports that the USPTO ODP API returns no AIA trial proceedings for US 9,318,160. That is wrong, and it is wrong in the most consequential direction. Two IPRs were filed, both were instituted, both produced Final Written Decisions holding every claim of the patent unpatentable, and the Federal Circuit affirmed on 2026-09-02.

The Google Patents family record supplied in this prompt itself flags the two proceedings (IPR2023-00883 filed (Final Written Decision) and IPR2022-01427 filed (Final Written Decision), both linked via Unified Patents' PTAB data). I treated the web record as controlling per operating rules, and the ODP block as an ingest gap.

Confidence High on existence, numbers, dates, petitioner/owner, claim outcome, and CAFC affirmance — all corroborated across PTAB papers, court filings, and party SEC disclosures.
Unverified Full Ground 2 analysis in the FWD; exact identity of the institution panel in IPR2022-01427; whether any rehearing/en banc petition or § 318(b) cancellation certificate has issued as of 2026-09-28.

Proceedings overview

Two AIA trial proceedings are on file — both Inter Partes Reviews, both resulting in claims invalidated, none settled and none denied institution (IPR2022-01427, IPR2023-00883); both FWDs issued 2024-04-01 finding claims 1–20 (the entire patent) unpatentable, both were appealed to the Federal Circuit in No. 2024-2240 (consolidated with the '060-patent appeal, No. 2024-2241), and the CAFC affirmed without opinion of precedential effect on 2026-09-02.

Bottom-line defensive posture: this patent is dead weight, not a threat. There is no claim of US 9,318,160 left to infringe. Any demand letter, ITC complaint, or district-court count that cites claims 1–20 of the '160 patent is now citing canceled (or imminently canceled) subject matter — a plaintiff pressing it would be sanction-bait under Rule 11 / § 285.


IPR2022-01427 — Samsung Electronics Co., Ltd. v. Netlist, Inc. (most impactful — invalidated all claims)

  • Type: Inter Partes Review (35 U.S.C. § 311)
  • Filed: 2022-08-26 (Samsung petition; Ex. 1001 = US 9,318,160)
  • Status: Final Written Decision - Appealed → Unpatentable. (Plain English: trial instituted, all 20 claims held unpatentable, rehearing and Director Review denied, appeal filed, Board affirmed.)
  • Judge panel: Jon M. Jurgovan, Daniel J. Galligan, Sheila F. McShane — Galligan authored. (The institution panel in the joined/sibling proceeding included Patrick M. Boucher; I could not independently confirm the exact 1427 institution panel composition.)
  • Petition grounds — both under pre-AIA § 103(a) (patent's effective filing date precedes 2013-03-16), challenging claims 1–20:
    • Ground 1: obvious over Kim (US 2011/0103156 A1) in view of Rajan (US 8,041,881) and Wyman (US 7,969,192)
    • Ground 2: obvious over Riho (US 2011/0026293 A1) in view of Rajan and Riho2 (US 2010/0195364 A1)
  • Institution decision: Instituted on both asserted grounds (Paper 13, "Inst. Dec." at 28). Reported institution date 2023-04-12 (per docket aggregation; treat as approximate). The Board found the § 314(a) "reasonable likelihood" threshold met — notably, Ground 2 was pre-emptively teed up by the panel's own observation that Riho's TSVs connect array dies to a control die. Netlist filed a Preliminary Response (Paper 6), plus authorized preliminary reply/sur-reply (Papers 9–10).
  • Final Written Decision: 2024-04-01 (Paper 48) — "JUDGMENT Final Written Decision Determining All Challenged Claims Unpatentable." Verbatim holding: "we determine that Petitioner has proven by a preponderance of the evidence that claims 1–20 of the '160 patent are unpatentable." Claim-level result:
    • Canceled: claims 1–20 — i.e., independent claim 1 and claims 11 and 20, plus every dependent claim (including claim 7's load-balancing limitation and claim 15's "first driver size … second driver size … different" limitation, both of which Netlist had argued distinguished the art).
    • Held patentable: none.
    • Claim construction: the Board declined to construe "a first group of array dies" (finding Petitioner's showing that Kim/Rajan/Wyman teach a multi-die first group) and declined to construe "driver size" (noting the Texas district court had construed it as "driver physical size," and finding the combination meets even that construction).
    • Ground 1 (Kim/Rajan/Wyman) is the ground the surfaced opinion characterizes in detail; I have not confirmed whether the FWD reached an independent Ground 2 disposition — treat that as unverified rather than assume it.
    • Petitioner's motion to exclude was dismissed as moot.
  • Settlement / termination: none. Netlist pursued post-decision relief: request for rehearing denied 2024-06-17 (Paper 53) and Director Review denied 2024-06-17 (Paper 52). No confidentiality issue.
  • Appeal: Yes. Netlist's notice of appeal filed 2024-08-19 → CAFC No. 2024-2240, consolidated with No. 2024-2241 (the '060 patent). Issues raised (per Netlist's notice of appeal): motivation to combine / reasonable expectation of success, the Board's factual findings, APA compliance, and the denial of Director Review and of supplemental evidence. Disposition: AFFIRMED — 2026-09-02, nonprecedential: "for the reasons given above, the judgment of the Board is affirmed." Samsung is reported to have settled globally with Netlist in August 2026 and the 2026-09-02 nonprecedential opinion is captioned Netlist, Inc. v. Micron Technology, Inc. — consistent with Samsung's exit from the appeal.
  • Defensive value: Claim 1 is dead, and claims 2–20 with it. No infringement theory can be built on any claim of this patent. If you are newly accused, your response is not "invalidity" — it is "the asserted claims have been canceled; there is no case." Samsung/Micron and their privies are also estopped under § 315(e)(2) from re-running these grounds, though that estoppel is academic given total cancellation.

IPR2023-00883 — Micron Technology, Inc., Micron Semiconductor Products, Inc. & Micron Technology Texas LLC v. Netlist, Inc. (invalidated all claims, by joinder)

  • Type: Inter Partes Review (35 U.S.C. § 311), filed concurrently with a § 315(c) motion for joinder
  • Filed: 2023-05-08
  • Status: Final Written Decision - Appealed → Unpatentable
  • Judge panel: Institution/joinder decision — Patrick M. Boucher, Daniel J. Galligan, Sheila F. McShane (Galligan authored). Aggregator metadata also lists Jon M. Jurgovan among the case judges. The FWD entered under this docket carries the IPR2022-01427 caption because of joinder.
  • Petition grounds: claims 1–20, both grounds under pre-AIA § 103(a) — Kim, Rajan, Wyman and Riho, Rajan, Riho2. The petition was, by Micron's own representation, "substantively identical to" the Samsung petition in IPR2022-01427. No new art.
  • Institution decision: Instituted and joinder granted 2023-10-26 (Decision Granting Institution under § 314 and Granting Motion for Joinder under § 315(c)). Reasoning: the 1427 IPR challenges already met § 314(a)'s "reasonable likelihood" standard, and the petition/witness/arguments were substantively identical. The panel made an important technical correction: "the joinder statute does not permit" joining one IPR with another — citing Facebook v. Windy City Innovations, 973 F.3d 1321, 1335 (Fed. Cir. 2020) — so Micron's motion was construed as a request to be joined as a petitioner in the 1427 IPR, which was granted. Netlist filed no preliminary response and did not oppose joinder. Samsung did not oppose.
  • Final Written Decision: 2024-04-01 (Paper 9 in 2023-00883 / Paper 48 in 2022-01427) — all challenged claims (1–20) unpatentable; motion to exclude dismissed. Micron was added as a named petitioner to the 1427 proceeding (Paper 25), and Netlist's subsequent sur-reply (Paper 28) ran against the consolidated petitioner group.
  • Settlement / termination: none. Micron remained adverse and, after Samsung's August 2026 exit, Micron was the sole appellee on the consolidated appeal.
  • Appeal: Yes — same appeal stream, No. 2024-2240 (consolidated with 2024-2241); the certified list expressly identifies PTAB Nos. IPR2022-01427, IPR2022-01428, IPR2023-00882, IPR2023-00883. Affirmed 2026-09-02.
  • Defensive value: Micron's joinder route is the cheapest possible kill shot — no independent prior art, no independent trial, and it converted a single petitioner's win into a two-defendant estoppel wall. Practically: the same result as 1427, so it adds no new invalidity ground for a differently situated defendant. Your usable art is the same four references — Kim, Rajan, Wyman, Riho, Riho2 — but you will never need them.

Strategic summary

Claim status. There are exactly 20 claims in US 9,318,160. All of claims 1–20 are CANCELED — held unpatentable in two FWDs dated 2024-04-01 and affirmed by the Federal Circuit on 2026-09-02. No claims of this patent are sustained. No claims of this patent are untested. Independent claim 1 (memory package with first/second array-die groups on separate die interconnects and first/second data conduits) and its dependents fall to Kim + Rajan + Wyman; the patent's narrowest fallback positions (claim 7's load-difference theory, claim 15's different-driver-size theory) fell with it. The E.D. Tex. court in Netlist v. Micron, No. 2:22-cv-00203, recorded the effect in its 2024-06-13 order: "all asserted claims in the above-captioned case have been declared invalid by the PTAB." One procedural caveat: an FWD is not self-executing cancellation — cancellation follows the § 318(b) certificate after appeal. With the CAFC mandate on the 2026-09-02 affirmance and the 90-day Supreme Court window running, that certificate should be imminent or issued; I could not verify on the open record that it has issued as of 2026-09-28, and a cert-stage stay is theoretically possible.

Estoppel landscape. Under § 315(e)(2), Samsung (with Samsung Semiconductor) and Micron (with Micron Semiconductor Products and Micron Technology Texas) — and their privies — are barred from raising, in district court, any ground they raised or reasonably could have raised in these IPRs. That is the entire Kim/Rajan/Wyman and Riho/Rajan/Riho2 obviousness theory, on every claim. For a new defendant not in privity with Samsung or Micron (e.g., a downstream module/system integrator, a customer, or a differently situated DRAM maker), the § 315(e)(2) bar does not attach — but the full prior-art arsenal (Kim, Rajan, Wyman, Riho, Riho2, Ellsberry, Halbert, and anything else) remains freely available, and more importantly the defense is now cancellation plus non-infringement, not merits invalidity. If you are sued concurrently and want a stay, cite the FWDs and the CAFC affirmance.

Pattern signals. This is the classic Samsung-leads / Micron-joins pincer that Netlist faced across its whole portfolio: Samsung filed first (2022-08-26), Micron filed a substantively identical petition nine months later (2023-05-08) and joined. There is no defensive aggregator (no Unified Patents) in this proceeding's chain — the prompt's Unified Patents links are merely the PTAB/litigation data-source citations on the Google Patents page, not petitioners. Netlist litigated hard and lost: preliminary response, patent-owner response, sur-reply, motion-to-exclude opposition, rehearing request, Director Review request, and a CAFC appeal — and still lost all 20 claims. The company's broader pattern is a mixed one, and worth calibrating against: the CAFC has affirmed validity of Netlist's '314, '608, and '523 patents (2025–2026) and upheld claims 2 and 6 of the '035 patent, while affirming invalidation of the '918, '054, '060, '215, '417, and '339 patents and this '160 patent. Netlist's '160-patent assets are not a mixed bag — they are gone.


Recommended next steps

  1. If a demand letter or complaint cites US 9,318,160, claims 1–20 — stop negotiating and say so in writing. Quote the disposition: "We determine that Petitioner has proven by a preponderance of the evidence that claims 1–20 of the '160 patent are unpatentable." FWD at 1 (IPR2022-01427, Paper 48, 2024-04-01; IPR2023-00883, Paper 9). Link the FWD PDF and the CAFC affirmance (2026-09-02, Nos. 2024-2240/2024-2241, nonprecedential) in your Rule 11 / § 285 letter.
  2. Confirm the § 318(b) cancellation certificate and the mandate. Pull USPTO PatentCenter / PTAB E2E (https://ptacts.uspto.gov/) for the '160 patent's "Certificates of Cancellation" and the CAFC mandate. That is the single cleanest piece of paper in this whole file.
  3. No trial-stage milestones to track — nothing is pending. Both proceedings terminated 2024-04-01; rehearing and Director Review were denied 2024-06-17; appeal affirmed 2026-09-02. The only residual calendar item is the 90-day U.S. Supreme Court certiorari window running from the 2026-09-02 judgment (and any CAFC rehearing/en banc petition), which I could not confirm has been filed or forgone as of 2026-09-28.
  4. Watch the companion appeal, not this one. The consolidated '060-patent appeal (No. 2024-2241) and the still-moving Netlist cases (W.D. Tex. stay, the ITC DDR5/MRDIMM probe against Micron/Supermicro/HPE, and the newer CAFC dockets 24-2203, 26-1671) are where Netlist still has leverage. US 9,318,160 is not.
  5. If you hold a license to US 9,318,160, or are paying royalties on it — check your agreement's "validity / cancellation" and royalty-base clauses. A fully canceled patent is normally a renegotiation trigger; also check whether the license bundles this patent with the still-valid '314, '608, '523, and '035 patents, which are the assets Netlist is actually still enforcing.

Correction requested: the ODP-derived "PTAB proceedings on file" block should be refreshed; its blank result materially understates the patent's PTAB history and would mislead a defendant into thinking this patent is unproven (and therefore dangerous) when in fact it has been fully invalidated and affirmed.

Generated 9/28/2026, 8:33:14 PM

Ownership chain (3)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. 2015-11-18 · recorded 2015-11-20 · reel 037150/0897 · Security Agreement

    Netlist, Inc.SVIC No. 28 New Technology Business Investment L.L.P.

    Correspondent: Troy Zander

    securitization

  2. 2023-08-23 · Assignment

    LEE, HYUNNetlist, Inc.

    internal reorg

  3. 2023-11-20 · Release

    SVIC No. 28 New Technology Business Investment L.L.P.Netlist, Inc.

    securitization

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll research the assignment record for US 9318160 before drafting. Let me run several searches in parallel.

Let me dig into the specific assignment records and reel/frame numbers.

US 9318160 — Assignment / Ownership Chain Reconstruction

Patent: US 9,318,160 B2 — "Memory Package with Optimized Driver Load and Method of Operation"
Inventor: Hyun Lee · Application: 14/337,168, filed 2014-07-21 · Granted: 2016-04-19
Priority: 2010-11-03 (provisional 61/409,893) → parent 13/288,850 filed 2011-11-03 (issued as US 8,787,060)

Source-limitation note up front. I could not execute live queries against the USPTO Assignment Center (assignmentcenter.uspto.gov is a JavaScript application that does not render retrievably here). The reel/frame, correspondent, and date fields below are assembled from (a) the Google Patents legal-events panel (given in the patent text, authoritative for this task), (b) PTAB exhibit lists in Samsung v. Netlist proceedings that quote the recorded cover sheets, and (c) the recording instruments themselves filed as PTAB exhibits (Security Agreement, IP Security Agreement, Convertible Note). Two of the three post-issuance records below (the 2023 entries) carry no reel/frame I could verify. I flag each such gap rather than guess.


Inventors

Inventor Employer at filing Evidence
Hyun Lee (sole named inventor) Netlist, Inc. (Irvine, CA) Named assignee on the issued patent is Netlist; Lee is a long-tenured Netlist inventor (e.g., US 8,417,870, "Lee et al.," assigned to Netlist, Inc.). He appears as an inventor on Netlist patents still issuing in 2025 (US 12,308,087), with Netlist named as assignee.

Unusual-pattern check — negative. There is no evidence of the "all inventors depart the original assignee and rights get sold" pattern that precedes a portfolio fire-sale. The opposite is documented: on 2023-08-23 (Google Patents legal events) an assignment was recorded from "LEE, HYUN" to Netlist, Inc. — i.e., more than twelve years after filing, the sole inventor was confirming his rights into the original assignee, not out of it. That is a chain-of-title cleanup consistent with a company preparing to enforce, not with an inventor walking away with rights.

Minor caveat: the residence listed for Lee in his Netlist filings is generally Ladera Ranch, CA (seen on sibling US 8,417,870). I did not verify his current employer of record.


Original assignee

Netlist, Inc. — a Delaware corporation headquartered in Irvine, California; publicly quoted (OTCQB: NLST).

  • Primary line of business: designer/assembler of high-performance memory subsystems and modules for servers and OEMs (the HyperCloud™ line, and later HybriDIMM hybrid memory), plus a large and growing patent-licensing and litigation revenue stream.
  • Product embodying the claims: the patent family itself is Netlist's own work — the '160 disclosure is directed at 3DS / stacked-DRAM packages with split die interconnects. Netlist's commercial DIMM products (HyperCloud) are the historical embodiment; note that the specifically claimed 3DS stacked-package architecture is also the subject of the JEDEC 3DS-DIMM standard that third parties (Samsung, Micron, SK hynix) implement. So Netlist is an operating company whose asserted claims read primarily onto competitors' JEDEC-standard parts.
  • Current status: operating, not insolvent. It survived a severe 2015–2016 liquidity crunch via secured venture financing (see timeline) and has since obtained large jury awards against Samsung (reported ~$303M, April 2023) and Micron. It has not filed Chapter 7 or Chapter 11. The 2015 SVIC secured convertible note is a genuine distress marker but produced a lien, not a sale.

Assignment timeline

Three post-issuance events appear in the Google Patents legal-events record. One (2015) I could verify to reel/frame through PTAB exhibit lists; the two 2023 events I could not verify to reel/frame.


  • 2015-11-18 (executed) / recorded 2015-11-20 — Reel 037150 / Frame 0897

    • Conveyance: Security Interest — "Intellectual Property Security Agreement" perfecting a lien; underlying instrument is a $15,000,000 Senior Secured Convertible Promissory Note dated the same day. This is an encumbrance recordation, not a transfer of title.
    • Assignor (Grantor): Netlist, Inc., a Delaware corporation
    • Assignee (Secured Party): SVIC No. 28 New Technology Business Investment L.L.P., a Korean limited liability partnership (an affiliate of Samsung Venture Investment Corporation)
    • Correspondent / submitter of record: cover sheet names "TROY ZANDER" as the submitter. I could not retrieve the full correspondent block (firm/address), and Zander does not recur on any other record in this chain that I could verify — one appearance, so under your recurrence rule this is not a finding. Flagging it only as the recorded submitter name.
    • Context: securitization / venture-debt financing. Part of a package (Security Agreement + Intercreditor Agreement with Silicon Valley Bank, also 2015-11-18) under which SVIC took a second-priority lien on Netlist's patents and a first-priority lien on patent proceeds.
    • Database artifact warning: because this security interest was recorded, third-party dockets (e.g., PTAB IPR2023-00883) display "Assignee: SVIC NO. 28 NEW TECHNOLOGY BUSINESS INVESTMENT L.L.P." on this patent. On its face that looks like a shell-entity transfer to a foreign LLP. It is not — it is a perfected lender lien, and it was subsequently released (next entries). Any automated NPE screen that reads that field at face value will get this chain wrong.
  • 2023-08-23 (executed) / recorded 2023-08-23 — Reel/Frame NOT RETRIEVED

    • Conveyance: Assignment of Assignor's Interest
    • Assignor: LEE, HYUN (the named inventor)
    • Assignee: Netlist, Inc.
    • Correspondent: not retrieved.
    • Context: chain-of-title housekeeping / confirmatory assignment. Executed and recorded ~20 months after Netlist filed its first suit naming this patent (Dec 2021). Timing and direction (inventor → company) are the classic signature of a plaintiff shoring up standing before trial, not of a monetization transfer.
  • 2023-11-20 (executed) / recorded 2023-11-20 — Reel/Frame NOT RETRIEVED (the PTAB exhibit lists describe this instrument as a "Release of Assignment, Reel No. …"; the reel digits were truncated in every copy I could reach)

    • Conveyance: Release by Secured Party (termination of the 2015 security interest)
    • Assignor: SVIC No. 28 New Technology Business Investment L.L.P.
    • Assignee: Netlist, Inc.
    • Correspondent: not retrieved.
    • Context: lien release. The 2015 patent collateral lien was discharged — consistent with Netlist repaying/retiring the SVIC note. The patent returned to being wholly unencumbered and 100%-Netlist-owned.

No record found of any assignment of this patent to an IP-holding LLC, a licensing vehicle, or any third-party acquirer. There is likewise no recorded assignment out of Netlist at any point.


Timeline diagram

timeline
    title Ownership of US 9318160
    2010 : Priority date Nov 3
    2011 : Parent app filed
    2014 : Continuation filed
    2015 : Security interest to SVIC
    2016 : Patent issued to Netlist
    2021 : First suit vs Samsung
    2023 : Inventor confirms rights to Netlist
         : SVIC lien released
    2024 : Idaho suits filed

(Dates shown are the year of each event; the 2023 row carries the two same-year events. The Idaho filings in the Google record are 1:24-cv-00081 and 1:25-cv-00323.)


NPE / troll-pattern signals

  1. Shell-entity transfer — NOT PRESENT. The patent never leaves Netlist, Inc. for an "IP / Holdings / Licensing / Ventures" LLC. The only third-party in the chain, SVIC No. 28 New Technology Business Investment L.L.P. (Reel 037150/0897), took a security interest, not title — and released it 2023-11-20. No shell-entity read is supportable here.

  2. Known asserter in the chain — NOT PRESENT (with a caveat). No assignee matches the enumerated NPE lists (Acacia, Marathon, IV, IPNav, Wi-LAN, Mosaid/Conversant, Vringo, Pendrell, Round Rock, Uniloc/Spangenberg, etc.). The current and sole owner is Netlist, Inc., an operating memory-module manufacturer. Caveat worth stating plainly: Netlist is an extremely high-volume patent plaintiff against Samsung, Micron and SK hynix, and a material share of its revenue is licensing/litigation-derived. It is best characterized as a hybrid operating-company/assertion model, not as a troll-list entity. Naming alone does not carry this signal either way.

  3. Repeat correspondent across the chain — UNCLEAR / NOT PRESENT. The single correspondent datum I could recover is "Troy Zander" as submitter on the 2015 SVIC record (Reel 037150/0897). I could not recover the correspondent of record on either 2023 filing, so I cannot test recurrence, and a single appearance would not satisfy your recurrence rule regardless. No finding.

  4. Cascading transfers — NOT PRESENT. Three records total over eight years, no chained LLCs, no shared registered-agent addresses between successive assignees, no common principals. The chain is a single actor (Netlist) plus one secured lender.

  5. Pre-litigation transfer — NOT PRESENT. There is no title transfer within 6 months before the first suit naming this patent (Netlist v. Samsung, E.D. Tex. 2:21-cv-00463, filed 2021-12-20). The 2015 SVIC filing predates it by six years; the 2023-08-23 Lee→Netlist assignment post-dates it by ~20 months. The 2023 assignment is best read as standing/perfection housekeeping during litigation, which is a much weaker and different pattern than a pre-suit transfer-in.

  6. Bankruptcy fire-sale — NOT PRESENT. Netlist has not filed Chapter 7 or 11; no patents sold in proceedings. Its 2015 secured convertible note from SVIC (Reel 037150/0897) is a real financial-distress indicator, but the outcome was repayment and lien release, not a distressed sale.

  7. Privateering — NOT PRESENT. Netlist asserts in its own name, for its own account, against direct competitors (Samsung, Micron). There is no operating-company-to-NPE pass-through here; the alleged privateering direction in the record runs backwards — Netlist alleges Samsung and Micron took its technology while it was a licensing partner.

  8. Defensive aggregator (anti-NPE) — NOT PRESENT. The chain does not terminate at RPX, AST, LOT, Unified Patents, or OIN. Unified Patents appears in the record only as a PTAB petitioner challenging the patent (IPR2023-00883 was filed by Micron, and Unified/RPX-style challengers are adverse, not assignees).

Also worth nothing as a credibility flag: this patent was placed in an IPR by Micron (IPR2023-00883) and by Samsung (IPR2022-01427), both reaching Final Written Decisions, and it has been through Federal Circuit appeals (24-2203, 24-2240, 26-1671 in the Google record). A patent that survives an IPR and is then litigated to a jury verdict is a validity-tested asset — the opposite of a paper-troll portfolio.


Verdict

Operating-company assertion.

Netlist, Inc. is the original and continuing owner of US 9,318,160 — the only third-party recordation ever made against the patent was SVIC No. 28 New Technology Business Investment L.L.P.'s security interest at Reel 037150/0897 (executed 2015-11-18, recorded 2015-11-20), an encumbrance that was released on 2023-11-20, not a transfer of title. Netlist is a Delaware corporation that manufactures memory modules, employs the sole inventor's patent family directly in its product line, and asserts this patent against genuine hardware competitors (Samsung, Micron) in E.D. Tex. and Idaho, obtaining a reported ~$303M Samsung verdict in April 2023. The absence of any shell-LLC, any known-asserter assignee, and any cascading or pre-suit transfer-in, combined with the inventor's 2023-08-23 confirmatory assignment into Netlist, rules out the NPE patterns. The honest qualifier: Netlist's revenue is substantially licensing/litigation-driven, so it is a monetization-heavy operating company rather than a pure product company — but on the evidence here it is not an NPE.

Verification links:

Generated 9/28/2026, 8:33:16 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll research US 9,318,160 and its cited prior art.

Let me get the full "References Cited" list from the patent's front page.

Let me get the exact front-page reference list from Justia and the patent PDF.

I hit the search-step limit while gathering the full §56 list, so below I give you everything I was able to retrieve and verify, clearly separated from what I could not verify. I have flagged uncertainty rather than filling gaps with assumption.


1. Document identification and date framework

Field Value (as retrieved)
Patent US 9,318,160 B2 (no auto-correction applied)
Title Memory package with optimized driver load and method of operation
Inventor Hyun Lee
Original / current assignee Netlist, Inc. (Irvine, CA)
Application US 14/337,168, filed 2014-07-21
Prior publication US 2015/0070959 A1, 2015-03-12
Granted / publication date 2016-04-19
Priority date 2010-11-03 (provisional 61/409,893)
Continuity Continuation of 13/288,850 (filed 2011-11-03; now US 8,787,060)
Anticipated expiration 2031-11-03; status Active
Claim set Claims 1–20
Source https://patents.google.com/patent/US9318160/en

Governing law. Because the '160 claims benefit back to a pre-AIA application (11/2011; provisional 11/2010), pre-AIA 35 U.S.C. §102/§103 applies. This drives the critical dates:

  • §102(b) critical date = 2009-11-03 (one year before the earliest US filing date relied upon).
  • §102(e) art = US patents/published applications whose effective US filing date predates 2010-11-03 (e.g., a reference published in 2011 can still be §102(e) art if its US filing predates the priority date).
  • §102(a) art = knowledge/publication before the invention date (presumed ≈2010-11-03).

This distinction matters a great deal for the two references that were the primary §103 references in the PTAB petitions (Kim and Riho) — both published after 2010-11-03 but were filed before it, so they qualify only as §102(e) art.


2. Sources used, and limitations

Retrieved and used:

Limitations I want to state explicitly:

  1. I could not retrieve the complete, verbatim §56 "References Cited" block. The retrieved front-page excerpt was truncated at the end of the U.S. patent list (last entry US 8,787,060 B2) and I cannot confirm whether items precede US 5,345,412 or follow the foreign entries.
  2. Some "References Cited" lists returned by search belong to sibling/continuation patents (they list US 9,318,160 alongside post-2016 patents such as US 9,659,601, US 10,290,328, US 10,902,886). I have excluded those lists from the table below to avoid mis-attributing citations to the '160.
  3. I have not independently read most of the older background references. Where I do not know a reference's substance, I say so rather than inventing it.

3. References cited on the face of US 9,318,160 (§56)

3a. U.S. Patent Documents (as retrieved from Ex. 1071)

# Citation Date Inventor Description (verified?) Could it §102-anticipate the '160 claims?
1 US 5,345,412 09/1994 Shiratsuchi Not verified No — pre-dates TSV/3DS stacked-die packages; background art only
2 US 5,537,584 07/1996 Miyai et al. Not verified No — background
3 US 5,617,559 04/1997 Le et al. Not verified No — background
4 US 5,649,159 07/1997 Le et al. Not verified No — background
5 US 5,655,113 08/1997 Leung Not verified No — background
6 US 5,717,851 02/1998 Yishay et al. Not verified No — background
7 US 5,724,604 03/1998 Moyer Not verified No — background
8 US 5,729,716 03/1998 Lee et al. Not verified No — background
9 US 5,784,705 07/1998 Leung Not verified No — background
10 US 5,802,541 09/1998 Reed Not verified No — background
11 US 5,973,392 10/1999 Senba et al. Not verified No — background
12 US 6,011,710 01/2000 Wiggers Not verified No — background
13 US 6,173,357 01/2001 Ju Not verified No — background
14 US 6,260,127 07/2001 Olarig et al. Not verified No — background
15 US 6,446,158 09/2002 Karabatsos Not verified No — background
16 US 6,553,449 04/2003 Dodd et al. Not verified No — background
17 US 6,618,791 09/2003 Dodd et al. Not verified No — background
18 US 6,717,855 04/2004 Underwood Not verified No — background
19 US 6,747,887 06/2004 Halbert et al. Not verified No — background
20 US 6,788,592 09/2004 Nakata et al. Not verified No — background
21 US 6,832,303 12/2004 Tanaka Not verified No — background
22 US 6,948,084 09/2005 Manapat et al. Not verified No — background
23 US 7,093,066 08/2006 Klein Not verified No — background
24 US 7,130,308 10/2006 Haddock et al. Not verified No — background
25 US 7,133,960 11/2006 Thompson et al. Not verified No — background
26 US 7,379,361 05/2008 Co et al. Not verified §102(b)-eligible; but not applied as anticipating art
27 US 7,464,225 12/2008 Tsern Not verified §102(b)-eligible; background
28 US 7,865,674 01/2011 Gower et al. Not verified §102(e)-eligible; background
29 US 8,089,795 01/2012 Rajan Not verified §102(e)-eligible (US filing pre-2010)
30 US 8,189,328 05/2012 Kanapathippillai Not verified §102(e)-eligible
31 US 8,233,303 07/2012 Best Not verified §102(e)-eligible
32 US 8,516,185 08/2013 Lee et al. Not verified Netlist-family; §102(e)-eligible
33 US 8,689,064 04/2014 Lee et al. Not verified Netlist-family; §102(e)-eligible
34 US 8,782,350 07/2014 Lee et al. Not verified Netlist-family; §102(e)-eligible
35 US 8,787,060 * 07/2014 Lee The parent patent (365/63) — cited against its own continuation Not prior art in the §102 sense as applied, but citable; no anticipation role

3b. Foreign Patent Documents (as retrieved)

Citation Date §102 relevance
EP 1816570 A2 08/2007 §102(b)-eligible printed publication
JP 09237492 09/1997 §102(b)-eligible printed publication

3c. U.S. Patent Application Publications

I saw these recited in Ex. 1071/petition materials as part of the '160 (or its immediate sibling) reference set, including: 2004/0098528 (Janzen, 5/2004), 2006/0259678 (Gervasi, 11/16/2006), 2008/0025137 (Rajan et al., 1/31/2008). I cannot confirm the complete publication list for the '160 face; treat 3c as partial.


4. The prior art actually applied against the '160 claims — the most relevant prior art

This is the set that answers your question substantively. It comes from (i) the examiner's treatment during the family's prosecution/reexamination and (ii) the two PTAB petitions against claims 1–20.

Exhibit in IPR Full citation Filing / publication / issue date Brief description Ground asserted
1011 US 2008/0025137 A1 (Rajan et al.) ("Rajan137") Filed 2006-ish; published 2008-01-31 Buffer chip (202) placed between a host and a stack of DRAM circuits 206A–D; buffering to make the stack "resemble at least one larger capacity DRAM circuit." Fig. 2D shows a single data bus from buffer chip to all stacked DRAM circuits. §102(b) anticipation during reexam of the family; §103 secondary in IPRs
1014 US 2011/0103156 A1 (Kim et al.) Filed 2009-12-29; published 2011-05-05 Main chip C0 with stacked slave chips C1, C2 arranged as first/second groups, connected by distinct through-silicon vias TSV1, TSV2 — i.e., group-exclusive die interconnects to a control-like main chip. §103 primary (Ground 1), both IPR2022-01427 and IPR2023-00883
1015 US 8,041,881 B2 (Rajan et al.) Filed 2007-06-12; issued 2011-10-18 Memory-module/JEDEC-oriented disclosure; used for rank multiplication and JEDEC-compliant module architecture. §103 secondary
1017 US 7,969,192 B2 (Wyman et al.) Filed 2010-03-26; issued 2011-06-28 Teaches that signal paths of different lengths present different loads and require different drive strengths; a full-capacity driver on a short path is "wasteful"/"overkill." §103 secondary (supplies the load/driver-strength motivation)
1016 US 2011/0026293 A1 (Riho) Filed 2010-07-16; published 2011-02-03 Control chip + stacked SDRAM chips organized into distinct groups interconnected by TSVs to reduce electrical load. §103 primary (Ground 2)
1018 US 2010/0195364 A1 (Riho) ("Riho2") Published 2010-08-05 Circuit for optimizing output drive capacity to account for parasitic capacitance/resistance that vary with a die's position within a stack. §103 secondary (Ground 2)
1013 US 2006/0259678 A1 (Gervasi) Published 2006-11-16 Cited in combination with Rajan137. §103 (reexam: claims 30 and 32 rejected over Rajan in view of Gervasi)
1012 US 2011/0193226 A1 (Kirby et al.) Filed 2010-02-08; published 2011-08-11 Cited in the petition exhibit set. §102(e)-eligible
1024 US 7,796,446 B2 (Ruckerbauer et al.) Issued 2010-09-14 Cited in the petition exhibit set. §102(a)-eligible
1019–1023, 1025+ JEDEC DDR3 SDRAM Standard JESD79-3C (11/2008); JEDEC MO-207 (12/2010); Bruce Jacob, Memory Systems: Cache, DRAM, Disk (2008); Bruce Jacob, Synchronous DRAM Architectures… (12/10/2002); McCluskey, Logic Design Principles (1986); IBM, Understanding DRAM Operation (12/1996); Behrens, HP Printer Memory Explained (2004) 1986–2010 Printed publications used to establish the knowledge base of a POSITA. §102(a)/(b) printed publications (JESD79-3C and the 1986/1996/2002/2004 items are §102(b); MO-207 dated 12/2010 post-dates the 2010-11-03 priority date and is therefore not §102 art for the '160)

Also relevant to the family: the Rajan137 §102(b) rejection that I retrieved reads: claims "1-4, 7, 9-13, 15-21, 23, 24, 27-29, 31, 33, and 34" rejected as anticipated by Rajan et al. (US 2008/0025137) under pre-AIA §102(b), and claims 30 and 32 rejected under §103(a) over Rajan in view of Gervasi. The patentee argued that Rajan stacks "DRAM circuits," not "array dies," and that Rajan's Fig. 2D shows one data bus to all stacked die — so Rajan does not disclose first/second die interconnects that are each exclusive to a group.


5. §102 claim-mapping (what each reference could potentially anticipate)

Claim 1 of the '160 (in substance, from the retrieved text): a memory package with data terminals and control terminals; stacked array dies including a first group and a second group of at least one array die, each with data ports; at least a first die interconnect in electrical communication with the first group and not the second group, and a second die interconnect in electrical communication with the second group and not the first group; and a control die comprising first data conduits between the first die interconnects and the data terminals and second data conduits between the second die interconnects and the data terminals. Dependent claims 2–20 add the load-balancing, segmented-interconnect-load, driver-sizing, register/rank-multiplication and mode-C/mode-3DS features.

Reference Pre-AIA status vs. 2010-11-03 Claims it could potentially anticipate (§102) Realistic assessment
US 2008/0025137 (Rajan et al.) §102(b) (published 2008-01-31) Potentially claims to the general stacked-die + buffer-chip/control-die package — i.e., portions of claim 1 directed to stacked dies and a buffering die. In the family's reexam the examiner asserted §102(b) anticipation over a broad claim set (claims 1-4, 7, 9-13, 15-21, 23, 24, 27-29, 31, 33, 34 of the family). Weak on the '160's actual point of novelty. Because '160 claim 1 requires first/second die interconnects each exclusive to a different group, and Rajan's Fig. 2D uses a single bus to all dies, Rajan alone likely does not anticipate claims 1–20 as issued. Its best use is as §103 base art.
US 2011/0103156 (Kim et al.) §102(e) as of 2009-12-29 Potentially claim 1 and structurally-related dependent claims — Kim's C0/main chip ≈ control die; C1/C2 ≈ first and second groups of stacked array dies; TSV1/TSV2 ≈ first and second die interconnects. Closest thing to a single-reference anticipatory mapping for the basic architecture. However, petitioners used it only in §103 combinations, implying they did not treat it as a clean §102 anticipation (e.g., because the "data conduit"/conduit-vs-terminals and load-balancing limitations are not clearly shown).
US 2011/0026293 (Riho) §102(e) as of 2010-07-16 Potentially claim 1 on the same group-exclusive-TSV theory. Same caveat as Kim; used only in §103.
US 2010/0195364 (Riho2) §102(a) (published 2010-08-05; not §102(b)) Potentially the driver-size / load-vs-position dependent claims (the driver-strength claims, e.g., claim 4-type content and the claim 5 method) — but it teaches drive-capacity optimization generally, so more naturally §103. Secondary reference, not an anticipator.
US 7,969,192 (Wyman et al.) §102(e) as of 2010-03-26 None cleanly; its disclosure is about differential loads on paths of unequal length — the motivation element, not the structure. §103 secondary only.
US 8,041,881 (Rajan et al.) §102(e) as of 2007-06-12 Possibly the rank-multiplication / JEDEC-module claims (the module-level claims in the family, e.g., the register-device/mode claims that map to the '160's module-architecture disclosure). §103 secondary.
US 2006/0259678 (Gervasi) §102(b) (published 2006-11-16) None for the package claims; used only in §103 (with Rajan). Secondary.
US 2011/0193226 (Kirby et al.) §102(e) as of 2010-02-08 Not mapped to the '160 package claims in the retrieved materials. Cited, not applied.
US 7,796,446 (Ruckerbauer et al.) §102(a) (issued 2010-09-14) Not mapped in retrieved materials. Cited, not applied.
Printed publications (JESD79-3C, Jacob x2, McCluskey, IBM, Behrens) §102(b) None individually — they establish what a POSITA knew. Evidentiary only.

Bottom line on §102: On the record I retrieved, no single reference was established as an anticipating reference to the '160's claims 1–20. The family's Rajan137 §102(b) rejection was the one true anticipation rejection, and the patentee successfully distinguished it (Rajan's single data bus / "DRAM circuits" vs. "array dies"). All PTAB challenges against the '160 were §103 obviousness grounds:

  • Ground 1: claims 1–20 obvious over Kim (2011/0103156) in view of Rajan (8,041,881) and Wyman (7,969,192)
  • Ground 2: claims 1–20 obvious over Riho (2011/0026293) in view of Rajan (8,041,881) and Riho2 (2010/0195364)

6. Related USPTO/post-grant proceedings (context for the prior-art set)

Proceeding Parties Notes
IPR2022-01427 Samsung Electronics Co., Ltd. / Samsung Semiconductor, Inc. v. Netlist, Inc. Challenged claims 1–20; institution granted; Final Written Decision issued; Director Review denied; joined with IPR2023-00883 — https://portal.unifiedpatents.com/ptab/case/IPR2022-01427
IPR2023-00883 Micron Technology, Inc., Micron Semiconductor Products, Inc., Micron Technology Texas LLC v. Netlist, Inc. Same grounds (Kim/Rajan/Wyman; Riho/Rajan/Riho2); Final Written Decision — https://portal.unifiedpatents.com/ptab/case/IPR2023-00883
IPR2025-01402 Samsung Electronics Co., Ltd. Newer petition; Ex. 1071 is the '160 front page

Litigation touching the '160 (per Google Patents): E.D. Tex. 2:21-cv-00463, 2:22-cv-00203, 2:23-cv-00628; D. Idaho 1:24-cv-00081 and 1:25-cv-00323; Fed. Cir. 24-2203, 24-2240, 26-1671.

Caution: I did not retrieve the operative text of the IPR2022-01427 / IPR2023-00883 Final Written Decisions, so I cannot state whether claims 1–20 were held unpatentable, upheld, or partially cancelled. The patent shows "Active" status and had four more litigation filings in 2024–2025, which is consistent with survival, but I will not assert an outcome I did not verify.


7. Ranked summary of the most relevant prior art for US 9,318,160

  1. US 2011/0103156 A1 (Kim et al.) — §102(e) as of 2009-12-29 — group-exclusive TSVs to stacked slave chips; primary §103 reference.
  2. US 2011/0026293 A1 (Riho) — §102(e) as of 2010-07-16 — grouped stacked SDRAM dies with TSVs to reduce load; primary §103 reference.
  3. US 2008/0025137 A1 (Rajan et al.) — §102(b) — the only reference actually used in a §102 anticipation rejection across the patent family.
  4. US 2010/0195364 A1 (Riho2) — §102(a) — output-drive-capacity optimization vs. stack position.
  5. US 7,969,192 B2 (Wyman et al.) — §102(e) as of 2010-03-26 — path-length-dependent loads and drive strength.
  6. US 8,041,881 B2 (Rajan et al.) — §102(e) as of 2007-06-12 — JEDEC/rank-multiplication module context.
  7. US 2006/0259678 A1 (Gervasi) — §102(b) — §103 companion to Rajan137.

If you want, I can attempt a second, narrower pass to (a) pull the complete verbatim §56 list straight from the USPTO PatentCenter/Patent Full-Text record for 9,318,160, and (b) retrieve the FWD texts of IPR2022-01427 and IPR2023-00883 so the §102/§103 outcome for claims 1–20 can be stated definitively rather than flagged as unverified.

Generated 9/28/2026, 8:33:49 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll research the prior art and litigation record for US 9,318,160 to ground this obviousness analysis.

Let me pull the specific claim language of the '160 patent and the Samsung IPR grounds to map limitations precisely.

Let me confirm the appellate outcome and the '160 dependent claim set.

Obviousness Analysis — U.S. Patent No. 9,318,160 ("Memory Package with Optimized Driver Load and Method of Operation")

Analyst note on dates: The system date for this session is 2026‑09‑28, while the task header states April 26, 2026. Because the search record below contains events dated September 2, 2026, I am treating the later date as operative and flag the discrepancy rather than silently resolving it.

Analyst note on sourcing: The Google Patents "Prior Art" section for this document is thin — it lists only prior‑art keywords (die, array, data, control, dies), the FIG. 1A/1B "existing memory package designs," and the references incorporated by reference in the specification. The substantive prior‑art art that actually governs § 103 analysis here is the art asserted in the two IPRs against this patent (Kim, Rajan, Wyman, Riho, Riho2), which I identified through search and cite below. Where I could not verify a fact (e.g., the exact adopted POSITA definition, the full FWD text), I say so.


1. Governing law and the frame of the analysis

  • The '160 patent issued from US 14/337,168, filed 2014‑07‑21, as a continuation of 13/288,850 (filed 2011‑11‑03), which claims benefit of provisional 61/409,893 (filed 2010‑11‑03). Because all filing dates precede March 16, 2013, pre‑AIA 35 U.S.C. § 103(a) governs.
  • Legal standard: Graham v. John Deere factors — scope/content of the prior art, differences between prior art and claims, level of ordinary skill, and objective indicia. Under KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007), a claim is obvious where a POSITA would have been motivated to combine known elements with a reasonable expectation of success, and where the combination is "a predictable variation," "a known technique to improve similar devices in the same way," or a use of "a finite number of identified, predictable solutions."
  • Antecedent note on priority: Samsung argued in IPR2022‑01427 that the '160 claims lack support in the 2010 provisional (e.g., no disclosure of first/second groups of array dies in a single package, or of mutually exclusive die interconnects), meaning the effective filing date for the challenged claims is 2011‑11‑03. The petitioner also asserted that all asserted art predates even the 2010‑11‑03 provisional date, so the priority question is not outcome‑determinative for these grounds. Both positions are recorded in the petition (see the Samsung petition excerpt at courtlistener.com, Doc. 223‑13).

2. What the claims require (the mapping targets)

The '160 patent has two independent claims (1 and 10) and claims 1–20 were the challenged set. The critical limitations, as recited (see the patent's claim 1 text reproduced at litigation.rpxcorp.com/patent/US9318160B2 and the FWD excerpts):

Element Limitation
[1.b] memory package with data terminals and control terminals
[1.c] stacked array dies including a first group of array dies and a second group of at least one array die
[1.d] first die interconnects in communication with the first group and not the second group; second die interconnects in communication with the second group and not the first group
[1.e] control die with first data conduits between the first die interconnects and the data terminals and second data conduits between the second die interconnects and the data terminals; the first conduit including first drivers of a first driver size; the second conduit including second drivers of a second driver size, the second driver size being different from the first driver size
cl. 2 second die interconnects longer than first die interconnects, and second driver size larger than the first
cl. 4 driver sizes related to the loads on the first and second drivers
cl. 7 second driver size larger than the first driver size
cl. 10 (indep.) the same architecture recited as a memory module (data terminals and control terminals; first/second conduits; first drivers to drive first write data signals received from the system)
cl. 17 (dep. of 10) driver sizes related to the loads on the drivers
cl. 15–16 chip select signals/conduits (fewer first chip select signals than a referenced number of dies)

The touchstone limitations for § 103 are [1.c]–[1.e]: (i) plural array dies split into two groups, (ii) mutually exclusive die interconnects, and (iii) drivers of different sizes in different conduits.

Also relevant: the district court in E.D. Tex. construed "driver size" as "driver physical size" (Netlist v. Micron, 2:22‑cv‑00203‑JRG‑RSP, Dkt. 249 at 13, 43), and construed "array die" as "array die that is different from a DRAM circuit" (prosecution disclaimer over Rajan's DRAM circuits 206A‑D) — a construction Netlist itself relied on for infringement and which does not assist validity.


3. The prior-art universe

From the IPR record (both IPR2022‑01427, Samsung, and IPR2023‑00883, Micron — same grounds, 1–20, FWD 2024‑04‑01):

Ref. Identity Pertinent disclosure
Kim U.S. Pub. 2011/0103156 A1 Semiconductor memory apparatus with stacked chips: main chip C0 + slave chips C1, C2 connected by TSVs (TSV1, TSV2); data input/output section 1000; selection unit to avoid data collisions
Rajan U.S. Pat. 8,041,881 B2 Interface/buffer chip 413 with memory chips 417A–D sharing respective data lines 415A/415B; JEDEC‑compliant emulation to use low‑cost memory; rank multiplication and selective chip enablement
Wyman U.S. Pat. 7,969,192 B2 Output driver with selectable drive strength; longer inter‑chip connections need more drive; using full drive on a short path is "wasteful"/"overkill"; parallel transistor stages selectively enabled
Riho U.S. Pub. 2011/0026293 A1 Logic LSI chip 20 + stacked SDRAM D0–D15; TSVs (e.g., TSV08 to D0/D8; TSV715 to D7/D15) with two dies per TSV expressly "to reduce by half the load"; equi‑length TSVs to minimize skew
Riho2 U.S. Pub. 2010/0195364 A1 Same inventor family as Riho; optimizes output drive capacity for parasitic capacitance/resistance that vary with die position/TSV length in the stack

Also usable, from the patent's own face/incorporations (state of the art and admissions): Netlist's HCDIMM patents 7,289,386, 7,532,537, 7,619,912, 7,636,274 (isolation devices with data buffers but no decoding), TSV references 7,633,165 / 7,683,459, and the patent's own background admissions regarding 3DS‑DIMM, RDIMM, LRDIMM and HCDIMM architectures (FIGS. 6A/6B, 7). These are the material the "Prior Art" section of the page actually surfaces.


4. Combination A — Kim + Rajan + Wyman (Ground 1; claims 1–20)

4.1 Element mapping

Claim element Where taught
Memory package; data and control terminals [1.b] Kim (Fig. 5 "DQ" data terminals; Fig. 2 CS0/CS1 control terminals) + Rajan for a JEDEC‑compliant terminal set (interface circuit "may comply with JEDEC standards," Rajan 4:20‑24)
Stacked array dies in two groups [1.c] Kim Fig. 5 (C1 = first group; C2 = second group of at least one die); the Board also credited Rajan's stacked chips 417C‑D / 417A‑B as first/second groups
Mutually exclusive first/second die interconnects [1.d] Kim TSV1 (C0→C1) and TSV2 (C0→C2); Rajan's 415A/415B data lines
Control die [1.e preamble] Kim main chip C0 (with data I/O section 1000); Rajan buffer chip 413
First/second data conduits Lines from Kim's data I/O section 1000 to TSV1 and TSV2
First/second drivers of different size [1.e last clause] Wyman — drive strength matched to interconnect length; the Board expressly found Wyman teaches that producing different drive on different paths implies physically separate drivers of different size, and that the '160 specification itself says "[t]he size of the driver may be adjusted by the selection of the transistor size and/or number of transistors included in the driver" (FWD, IPR2022‑01427)
Claim 2 (longer TSV → bigger driver) Kim Fig. 5 shows TSV1 shorter than TSV2; Wyman teaches more drive for longer paths
Claim 4 / 17 (size related to load) Wyman matches drive to load; load is a function of interconnect length/parasitics
Claims 15–16 (chip select) Rajan's rank multiplication/selective chip enablement; Kim's CS signals

4.2 Motivation to combine — the reasoning a POSITA would follow

  1. Same field / analogous art. Both Kim and Rajan address stacked‑die memory packages; the Board found them analogous art and Netlist did not challenge that finding on appeal (Fed. Cir. nonprecedential opinion, Nos. 24‑2240/24‑2241, citing Appx). Same is true of Wyman (driver design in chip stacks).
  2. Commercial compatibility (Kim + Rajan). Rajan teaches that an interface circuit can emulate a target memory's characteristics while using cheaper/different memory — "use of low cost memory chips in manufacturing high capacity memory modules" (Rajan 1:51‑54) and JEDEC compliance (4:20‑24). A POSITA seeking to sell Kim's stacked package into the existing DRAM ecosystem would be motivated to adopt Rajan's JEDEC‑compliant terminal/interface arrangement. The Board characterized this as "a straightforward one."
  3. Avoid adding TSVs (Kim + Rajan). Having multiple dies share a die interconnect avoids creating new TSVs, "which would add space and circuitry," while enabling rank emulation. The Board found "there are a finite number of known ways to connect additional dies, one of which [is] to have dies share a TSV" (Appx94‑95), and Netlist did not rebut that.
  4. Power efficiency (Wyman). Wyman expressly teaches that driving a short path with a full‑strength driver is "wasteful and inefficient," and that longer paths need more drive. Because Kim's TSV1 and TSV2 are unavoidably of different lengths, matching driver size to each path is a predictable optimization of a known parameter — the KSR "known technique to improve similar devices in the same way" rationale.
  5. Reasonable expectation of success. Driver‑strength‑versus‑load matching is a mature art; the result (lower power, adequate signal integrity) is predictable, and the patent itself frames the benefit as conventional engineering ("[g]enerally, the greater the load on the driver, the larger the driver").

5. Combination B — Riho + Rajan + Riho2 (Ground 2; claims 1–20)

5.1 Mapping

  • First/second groups + mutually exclusive interconnects: Riho's SDRAM chips D0–D15 are grouped, with TSV08 serving D0/D8 and TSV715 serving D7/D15 — i.e., each TSV communicates with only its own group.
  • Explicit load rationale: Riho states the grouping halves the load — this is not merely an inference; it is the stated purpose of the reference.
  • Control die: Riho's logic LSI chip 20 (logic circuit 203, input/output circuit 207 — the claim‑mapped "data conduits").
  • Data/control terminals, JEDEC, chip select: Rajan (JEDEC interface, rank multiplication/selective enablement).
  • Drivers of different size: Riho2, which optimizes output drive for the parasitic capacitance/resistance that vary with die position and TSV length.

5.2 Motivation to combine

  1. Riho and Riho2 are from the same inventor/family and address the same physical problem in the same kind of stacked‑TSV package; a POSITA confronting Riho's own acknowledgment that manufacturing and positional variation affects TSV impedance would naturally consult Riho2's drive‑capacity optimization. This is the KSR "finite number of predictable solutions" and "related art" rationales.
  2. Adding Rajan supplies the JEDEC‑standard interface and the chip‑select/rank‑multiplication scheme needed for a commercial module.
  3. Result is predictable: better power efficiency and signal integrity in an otherwise unchanged stacked architecture.

6. The unifying KSR rationales (both grounds)

  • Predictable variation of a known design: replacing one full‑strength driver feeding all stacked dies with two (or more) drivers, each feeding a subset via its own interconnect, is a scaling choice with a known, linear benefit (load halved per the references).
  • Known technique / improvement of similar devices: Wyman and Riho2 teach load‑matched drive strength; applying it to stacked‑TSV memory packages is not an inventive leap.
  • Design incentive / market pressure: JEDEC compatibility (Rajan) plus reduced driver power and area in a shrinking package (patent's own stated motivation).
  • "Suitable," not "best": Intel v. PACT XPP, 61 F.4th 1373 — an obvious combination need not be the optimum one.

7. Claim-by-claim conclusion as found in the record

The PTAB (IPR2022‑01427 and IPR2023‑00883, both FWD 2024‑04‑01) held claims 1–20 unpatentable as obvious, Ground 1 (Kim+Rajan+Wyman) and Ground 2 (Riho+Rajan+Riho2) each independently reaching all 20 claims. The Board treated the independent claims 1 and 10 as representative, then disposed of dependents:

  • cl. 2 — Kim TSV2 longer than TSV1 + Wyman drive scaling ✔
  • cl. 4 / 17 — driver size "related to load" via Wyman ✔
  • cl. 7 — larger driver for the longer path ✔
  • cl. 10 — module-level recitation; Rajan's JEDEC module + Kim structure ✔
  • cl. 15–16 — Rajan's chip‑select/rank‑multiplication ✔ (with the Board applying its construction of "second chip select signals")

8. Patent Owner's counterarguments and why the record rejected them

Netlist argument Record response
Kim teaches a one‑to‑one die‑to‑TSV correspondence and teaches away from sharing a TSV Kim discloses "any number" of chips; no teaching away; and Netlist forfeited the teaching‑away argument on appeal
Combination is inoperable — data collisions on shared TSVs The proposed combination uses separate chip selects (per Rajan/Kim CS), so no collision; POSITAs knew how to handle collisions; record included Rajan's timing disclosures, co‑petitioner expert testimony, and Netlist's own patents
Wyman discloses a single driver, not two drivers of different physical size Board credited the express disclosure of selectable drive levels and found that "different numbers of transistors would result in drivers of different physical size," consistent with the '160 spec's own statement that size is adjusted by transistor size/number
Wrong "array die" (non‑DRAM) for a JEDEC DRAM package Board found Rajan teaches non‑DRAM memories in a JEDEC‑compliant package, and that the '160/'060 patents themselves admit array dies may be SDRAM/flash/SRAM
Objective indicia / district‑court jury verdict of infringement A jury infringement verdict does not establish non‑obviousness; no adequate nexus evidence was established; and the Board found the commercial‑viability/"cost" arguments unpersuasive

9. Bottom line

US 9,318,160 is obvious under pre‑AIA § 103(a). Two independent, self‑sufficient combinations reach all of claims 1–20:

  • Primary combination: Kim + Rajan + Wyman — Kim supplies the stacked‑dies/control‑die/mutually exclusive TSV architecture (elements [1.c]–[1.d]) and the control die with per‑TSV conduits; Rajan supplies JEDEC‑compliant data/control terminals and chip‑select/rank multiplication and the express incentive to share a bus among stacked dies to avoid added TSVs; Wyman supplies the different‑sized drivers matched to each interconnect's length/load ([1.e]).
  • Secondary combination: Riho + Rajan + Riho2 — Riho expressly discloses grouping stacked dies onto separate TSVs "to reduce by half the load"; Rajan supplies the JEDEC/chip‑select framework; Riho2 supplies load/position‑based driver‑size optimization.

Motivation is grounded in (a) analogous art, (b) JEDEC commercial compatibility, (c) the space/circuitry cost of adding TSVs (a "finite number of known ways"), and (d) the recognized goal of power‑efficient drive matching in a shrinking package — with a predictable expectation of success.

Posture: Both PTAB final written decisions issued April 1, 2024 finding claims 1–20 unpatentable. On appeal (Fed. Cir. Nos. 24‑2240 / 24‑2241), the court affirmed in a nonprecedential disposition (govinfo "USCOURTS‑ca13‑24‑02241‑0.pdf"), and the IPWatchdog/Fed Circuit Blog reports of September 2, 2026 describe the companion affirmance in Netlist v. Micron, No. 24‑1859. Note the press reporting in that same window includes a different Netlist case (the '339 patent, No. 24‑1707) in which the Board's unpatentability finding was also affirmed — do not conflate it with the '160/'060 appeal.


10. Explicit caveats

  • I have excerpts, not the complete text, of the two final written decisions. The element‑by‑element conclusions above are drawn from FWD excerpts, petition/declaration excerpts, and the Federal Circuit opinion; a rigorous invalidity opinion should verify each dependent‑claim disposition against the full FWDs (PTAB portal: https://portal.unifiedpatents.com/ptab/case/IPR2022-01427 and .../IPR2023-00883).
  • I could not verify the exact level of ordinary skill adopted by the Board in these proceedings; the analysis above assumes the conventional level for stacked DRAM package design (bachelor's in EE/CS or equivalent plus a few years of memory‑circuit experience) and should be confirmed against the FWD text.
  • The date discrepancy (task header April 26, 2026 vs. session date Sept. 28, 2026 vs. Sept. 2, 2026 search events) is flagged, not resolved.
  • All identifier strings (patent numbers, publication numbers, IPR numbers, case numbers) have been reproduced literally as retrieved; none have been auto‑corrected.

Generated 9/28/2026, 8:33:43 PM

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3 tracked lawsuits name US 9318160.