Invalidity dossier
US 6880156
Demand responsive method and apparatus to automatically activate spare servers
Current assignee: VideoLabs, Inc.
Added 9/26/2026, 12:45:56 AM
Active provider: DeepSeek · deepseek-flash
Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll run a few targeted searches to check for current USPTO records and any CAFC 2026 activity, then summarize from the authoritative patent text.
Summary of U.S. Patent No. 6,880,156
Important scoping note: I searched current sources and found no CAFC 2026 docket, appeal, or opinion specifically involving U.S. Patent No. 6,880,156. I also want to flag an ID-collision: JP Patent No. 6880156 (特許第6880156号, Atlas Copco Airpower, a volume-expansion device) is a different patent from a different jurisdiction and is not the subject of this query. I did not conflate the two. Where current dockets do not exist, I say so rather than inferring them.
Bibliographic data (from the authoritative patent text)
| Field | Value |
|---|---|
| Patent number | US 6,880,156 B1 |
| Title | Demand responsive method and apparatus to automatically activate spare servers |
| Application no. | US 09/626,627 |
| Filing date | 2000-07-27 |
| Priority date | 2000-07-27 |
| Issue/grant date | 2005-04-12 |
| Inventors | Steven R. Landherr; Thomas Edwin Turicchi, Jr. |
| Original assignee | Hewlett-Packard Development Co. L.P. (assigned from Hewlett-Packard Company, 2003-09-30) |
| Later/current assignees | Hewlett Packard Enterprise Development LP (2015); VideoLabs, Inc. (2019); VL IP Holdings LLC and VL Collective IP LLC (2019) |
| Current listed assignee | VL Collective IP LLC / VL IP Holdings LLC (per Google Patents; security interest held by Praetor Fund I released 2023-03-14) |
| Legal status | Expired – Lifetime; adjusted expiration listed as 2022-05-31 |
| Classifications | G06F 9/50, G06F 9/5083; indexing G06F 2209/50, 2209/5022 (workload threshold) |
| Family | JP 5137281 B2; GB 2368690 B |
| Litigation noted | US case filed in Texas Western District Court (case 6:22-cv-00079, per Unified Patents) |
Abstract
A server and its method of operation adapt the number of server applications within the server. The server (connected to a computer network) has one or more active server applications, a load detector (which may be part of a load balancer), an inactive additional server application, and an allocator. The allocator causes the additional server application to activate in response to a load condition. The method measures server load, detects when load exceeds a threshold, and activates an additional server application. Optionally, it detects when load falls below a deactivation threshold and deactivates the additional application. Also disclosed is a system of multiple computers that can each host a server application, plus a module that receives a request for an additional server application from a server (e.g., during a surge) and activates a server application on one of the computers to support the requesting server.
Plain-language overview of the independent claims
There are three independent claims — claims 1, 10, and 18 (20 claims total).
Claim 1 — Server apparatus. A server connected to a network, comprising: (a) one or more active server applications; (b) a load detector connected to those applications and to the network; (c) an "additional server application" that is inactive; and (d) an allocator connected to the load detector and the additional application. The allocator makes the additional application activate in response to a load condition. In the granted claim text, the activation threshold is stated to be based at least in part on a ratio of a current number of connections per unit time to a past number of connections per unit time (i.e., the demand rate-of-change term, (R−r)/r).
Claim 10 — Method. A method of adapting the number of server applications within a server: measuring a load on the server; detecting when the load exceeds an activation threshold; and in response, using a system allocator to activate an additional server application on the server. The additional application is connected to the server via the system allocator, and the activation threshold is again based at least in part on a ratio of a current to a past number of connections per unit time.
Claim 18 — System (standby "warehouse"). A system comprising: a plurality of computers (each capable of hosting a server application); one or more connections to one or more servers; and a module connected to the connections and the computers. The module receives a request for an additional server application from one of the servers and, in response, activates the server application on one or more of the computers to support the requesting server (again with the current-to-past connections ratio threshold limitation).
Notable dependent claims
- Cl. 2 load balancer connected to the load detector; Cl. 3 each application on a separate computer; Cl. 4 additional application is power-on; Cl. 5 additional application owned by a computer vendor; Cl. 6–7 remotely located additional server (allocator may include a modem); Cl. 8 load threshold comparator; Cl. 9 log file of activations.
- Cl. 11 load measured via CPU utilization, session usage, and/or rate of change of demand; Cl. 12 threshold based on R/(C*M) and (R−r)/r; Cl. 13 activating includes loading/configuring an OS; Cl. 14 electronically contacting a computer vendor; Cl. 15 accommodating a surge; Cl. 16 logging; Cl. 17 deactivation below a deactivation threshold.
- Cl. 19 servers are Internet website servers; Cl. 20 computer usage log for usage-based billing.
Uncertainty / caveats
- No CAFC 2026 docket found for this patent. VL Collective IP, LLC is active at the Federal Circuit in 2026, but on other patents — e.g., VL Collective IP, LLC v. Unified Patents, LLC, No. 24-1890 (Fed. Cir. Feb. 20, 2026, nonprecedential), and VL Collective IP, LLC v. Netflix, Inc., Nos. 25-1132 / 2025-1132 (opinion Aug. 10, 2026, concerning U.S. 7,440,559). I cannot state that any of these involve U.S. 6,880,156.
- The only litigation signal I could confirm is the Texas Western District Court case 6:22-cv-00079 (per Unified Patents), consistent with the patent's "Family has litigation" flag; I did not independently verify its parties, claims asserted, or outcome.
- The phrase "expires 2022-05-31" and the recorded surcharge for late payment (11.5-year fee) come from Google Patents' legal-status field; treat as an assumption, not a legal conclusion. Given the 2000-07-27 filing, a 2022 expiration implies patent-term adjustment beyond the base 20-year term.
- The "wherein an activation threshold is based ... on a ratio" language in claims 1, 10, and 18 appears in the granted-claim text shown; note that claim 12's printed "C 1" reflects OCR of "C" (maximum connections per unit time). I have not verified whether these claim limitations were part of the original filing or added by amendment/certificate.
If you want, I can next pull the USPTO PatentCenter/Assignment records and the Texas docket (6:22-cv-00079) directly to confirm parties, current ownership, and any appeal activity.
Generated 9/28/2026, 5:13:18 PM
Cases on file (1)
Group view →Specific litigation cases in our database that name US patent 6880156. The free-form analysis below may also discuss cases beyond this list.
- 6:22-cv-01167U.S. District Court for the Western District of Texasunknown
Defendants: Amazon.com, Inc.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll search litigation-specific sources for U.S. Patent No. 6,880,156.
Now let me drill into whether '156 was actually asserted (I see it listed among the Amazon patents-in-suit) and check for any other cases.
Litigation Involving U.S. Patent No. 6,880,156
Scope note on identifiers: I searched for the exact number 6880156. The only litigation I can confirm that actually asserts U.S. 6,880,156 is the VideoLabs / VL Collective IP v. Amazon campaign. I did not count the many other VideoLabs-sourced suits (Dell, Starz, Netflix, Roku, Meta, TCL, Hisense, Motorola, Microsoft), because those assert different patents from the same portfolio — I list them separately below only to prevent mis-attribution.
⚠️ Date discrepancy flag: This task states "Current Date: April 26, 2026," but my operating instructions state today is 2026-09-28, and my searches returned materials dated after April 26, 2026 (e.g., a CAFC oral-argument audio posting dated May 5, 2026, and a CourtListener entry dated Aug. 10, 2026). I've reported what the sources show and flagged the inconsistency rather than silently reconciling it.
Confirmed litigation asserting the '156 patent
| Field | Detail |
|---|---|
| Plaintiff(s) | VideoLabs, Inc. and VL Collective IP LLC |
| Defendant(s) | Amazon.com, Inc. and Amazon Web Services, Inc. |
| Jurisdiction | U.S. District Court, Western District of Texas, Waco Division (Judge Alan D. Albright) |
| Case number | 6:22-cv-00079-ADA |
| Filing date | January 21, 2022 |
| Patent(s)-in-suit | Seven patents, incl. 6,880,156; also 7,266,682; 7,440,559; 7,769,238; 7,970,059; 8,139,878; 8,605,794 |
| Accused '156 product | AWS Auto Scaling / EC2 Auto Scaling (the "Amazon '156 Accused Products") |
| Status/outcome | Ordered transferred to W.D. Wash. (Oct. 11, 2022), docketed there as 2:22-cv-01451 (Judge James L. Robart), then transferred back to W.D. Tex. A PTAB petition exhibit characterizes 6:22-cv-00079 as "(settled)"; Docket Alarm shows the W.D. Tex. docket terminated Oct. 11, 2022. |
Key factual anchors for the '156 assertions
- The complaint groups accused products by technology, with "'156 Patent Products: Services that implement Auto Scaling, specifically AWS Auto Scaling and EC2 Auto Scaling" — Ex Parte complaint analysis, 6:22-cv-01167.
- The complaint alleges inducement "[a]mazon induces third parties to infringe the '156 Patent at least by encouraging them to use AWS Auto Scaling," and pleads willfulness based on notice given by Aug. 5, 2021 — complaint excerpt, 2:22-cv-01451.
- The contested technical issue is whether AWS Auto Scaling's use of CPU-utilization metrics meets the claim's "activation threshold … based on a ratio of a current number of connections per unit time to a past number of connections" limitation — Ex Parte, 2:22-cv-01451.
- The Mondaq/RPX campaign summary independently lists "6,880,156" as one of the seven VideoLabs assets asserted against Amazon in 6:22-cv-00079 — Mondaq, Mar. 17, 2022.
Procedural history / transfers (with one inference flagged)
- Jan. 21, 2022 — filed in W.D. Tex., Waco (6:22-cv-00079) — Docket Alarm.
- June 8, 2022 — Amazon moved to transfer venue; venue discovery and a sealed sanctions motion followed (Dkt. 39, 50, 62; Order dated Sept. 1, 2022) — Justia, 6:22-cv-00079 Dkt. 62.
- Oct. 11, 2022 — Judge Albright granted transfer to W.D. Wash.; perfected Oct. 13, 2022 as 2:22-cv-01451 (Judge Robart), who then transferred it back to W.D. Tex. at Judge Albright's request — Casetext, VideoLabs v. Amazon.com, No. C22-1451JLR.
- Inference (flag): a companion W.D. Tex. docket 6:22-cv-01167 ("VideoLabs Inc v. Amazon.com Inc") likewise accuses the "'156 Patent Products" (AWS Auto Scaling). I believe this is the re-docketed case following the transfer back, but I could not independently confirm the linkage in the sources retrieved; treat the 6:22-cv-01167 ↔ 6:22-cv-00079 relationship as probable, not verified.
Litigation signals that do not involve the '156 patent
These are frequently conflated with the '156 campaign; I verified the asserted patents are different:
| Case | Court / No. | Patents asserted | Relevance |
|---|---|---|---|
| Starz Entertainment v. VL Collective IP | D. Del. 21-cv-1448-JLH | '559, '794 | Not '156 |
| VideoLabs v. Netflix | D. Del. 22-229-JHS; Fed. Cir. 25-1132 | '559 | CAFC activity is on the '559, not '156 |
| VideoLabs v. Roku | D. Del. 1:23-cv-01136-JHS | '559 | Not '156 |
| VideoLabs v. Dell Technologies | W.D. Tex. 6:21-cv-00456-ADA | '238, '059, '878 (per Mondaq) | Dell IPRs (IPR2022-00628/-629/-701) are not on '156 |
| VL Collective IP v. Unified Patents | Fed. Cir. 24-1890 (opinion Feb. 20, 2026) | IPR appeal re: 7,440,559 | Not '156 |
| VL Collective IP v. Microsoft | E.D. Tex. 2:26-cv-00346 (filed Apr. 29, 2026) | 9,868,074 / 9,973,474 / 9,599,982 family | Not '156 |
| VideoLabs v. Meta, v. Apple, v. TCL (2:25-cv-00161), v. Hisense, v. Motorola (2:26-cv-00232) | Various | '238, '878, '059, '794, '682, '535, '027, etc. | Not '156 |
What I did not find
- No ITC (Section 337) investigation involving 6,880,156.
- No PTAB inter partes review of 6,880,156 — the Dell/Netflix IPR activity I located targets sibling patents.
- No Federal Circuit appeal in which 6,880,156 itself is the patent on appeal. VL Collective IP is active at the CAFC in 2026 (24-1890; 25-1132, argued May 5, 2026), but on the '559 patent. Do not attribute those appeals to '156.
- No separate independent-plaintiff suit on '156 outside the VideoLabs family (e.g., no HP/HPE-era or Praetor-funded standalone action surfaced).
- I could not directly render the Unified Patents caselist page for this patent in the searches returned (the requested
portal.unifiedpatents.com/litigation/caselistqueried for 6880156 did not return a patent-specific page); the only confirmed Unified signal remains the Texas Western District Court case 6:22-cv-00079 already carried in the patent's Google Patents "Family has litigation" flag — which, as shown above, is the VideoLabs v. Amazon case.
Caveats on outcome and current status
- "Settled" is sourced from a PTAB exhibit's case table ("No. 6:22-cv-00079 (WDTX) (settled)"). I did not locate a public dismissal order or settlement agreement, and Docket Alarm's "Terminated Oct. 11, 2022" entry coincides with the transfer date, so the docket-termination signal and the "settled" characterization should be treated as separate, partly corroborated facts rather than a confirmed final disposition.
- The patent's recorded adjusted expiration is 2022-05-31, i.e., shortly after the Jan. 21, 2022 filing — so any '156 recovery would be limited to pre-expiration past damages. (Per my earlier section, treat the expiration date as a Google Patents legal-status assumption, not a legal conclusion.)
- Ownership during suit: the '156 patent moved HP → HPE (2015) → VideoLabs (2019) → VL IP Holdings / VL Collective IP (2019), with a Praetor Fund I security interest (2020) released 2023-03-14. The Amazon complaint pleads VL IP as owner of record for at least the '794 patent; for '156 the complaint caption names both VideoLabs, Inc. and VL Collective IP LLC as plaintiffs.
- Version/currency limits: I could not pull PACER/PatentCenter primary documents directly; the docket-level detail above derives from secondary aggregators (Docket Alarm, Justia, Casetext, CourtListener, Ex Parte AI analyses) and PTAB-hosted complaint exhibits. Where a fact rests only on an aggregator, I said so.
If you want, I can next attempt to pull (a) the 6:22-cv-01167 docket to confirm the transfer-back linkage and its disposition, (b) any PTAB proceedings naming 6,880,156, and (c) the W.D. Wash. 2:22-cv-01451 docket to confirm whether '156 was narrowed or dropped in the amended complaint.
Generated 9/28/2026, 5:13:44 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
Current assignee: VideoLabs, Inc.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll verify the "no PTAB activity" default against current public sources before writing.
Initial results surfaced only unrelated patents ("156" collisions). Let me run more targeted queries on the patent owner and challenger side.
Let me check the Texas litigation docket and the Unified Patents portal for any IPR challenges tied to this patent.
Proceedings overview
Zero AIA trial proceedings are on file for U.S. Patent No. 6,880,156: 0 active, 0 with claims invalidated, 0 with claims sustained, 0 settled, and 0 institution denials — this is a clean null result, meaning no petitioner has ever put claims 1–20 in front of the Board, no claim has been canceled or confirmed, and there is no IPR-based estoppel, no FWD to cite, and no invalidity roadmap to hand a defendant. The defensive posture is therefore not "the patent is hardened," and it is also not "the claims are dead" — it is "untested, but expiring/expired," which is a materially different and, for a defendant, generally better position than facing a patent that has already survived an IPR.
No proceedings to report — with the collision check that confirms it
Because the "no PTAB activity" result is the whole answer, I want to show the work rather than assert it. My searches for PTAB activity on 6,880,156 returned only number collisions with unrelated patents that share the trailing digits "156." Each of the following is a different patent and none of them is the subject of this analysis:
| Proceeding found in search | Actually concerns | Relevance to 6,880,156 |
|---|---|---|
| IPR2015-01941 | U.S. 8,065,156 (West View Research; Volkswagen as petitioner) | None — different patent |
| IPR2016-00123, -00124, -00125, -00137, -00146, -00156, -00177 | West View Research family (e.g., 8,719,037; 8,706,504) | None — sibling "156" string only |
| IPR2019-01346 | U.S. 6,941,156 (Mooney; Huawei as petitioner) | None — different patent |
| IPR2018-00404, -00439, -00455, -00458 | U.S. 9,313,155 / 9,313,156 / 9,313,157 / 9,413,711 | None — different patents |
| In re NuVasive / "the '156 patent" IPR | U.S. 8,287,569-era NuVasive patent | None — different patent |
I found no petition, institution decision, FWD, or Board paper naming U.S. 6,880,156. So the canonical ODP field ("no AIA trial proceedings … as of the most recent ingest") is corroborated, not contradicted, by the open web.
Adjacent signals worth knowing (not proceedings on this patent)
- Litigation, not PTAB: Google Patents flags this family with "Family has litigation" pointing to W.D. Tex. Case No. 6:22-cv-00079. Public docket aggregators identify that number as VideoLabs, Inc. et al v. [Amazon.com, Inc.](/litigations/by-plaintiff/Amazon.com%2C%20Inc.) et al, filed 2022-01-21, W.D. Tex., patent infringement (N.D. Tex. nature-of-suit 830), status Closed. This is consistent with the VideoLabs/VL Collective monetization chain shown in the assignment record (HPE → VideoLabs 2019-11-04 → VL IP Holdings → VL Collective IP), but I did not independently verify that 6,880,156 itself was asserted in that case, nor which claims or against whom. Treat the patent-to-case linkage as unverified.
- Federal Circuit activity exists for the owner, but on other patents. VL Collective IP, LLC v. Unified Patents, LLC, No. 24-1890 (Fed. Cir. 2026-02-20, nonprecedential) addressed Board claim constructions in appeals arising from the '794 patent family (e.g., "assignment rule," "content-related … data segments") — not 6,880,156. See https://www.courtlistener.com/opinion/[10796817](/patent/10796817)/vl-collective-ip-llc-v-unified-patents-llc/. Likewise VL Collective IP, LLC v. Netflix, Inc. (Fed. Cir., opinion 2026-08-10) concerns U.S. 7,440,559. Unified Patents (a defensive aggregator) is clearly litigating against this patent owner — just not against this patent.
Strategic summary
Claim status after IPR: none of it has been adjudicated. Claims 1–20 are all UNTESTED at the PTAB. There is no claim of 6,880,156 that is canceled, and — critically — no claim that has been sustained against a validity challenge either. Compare the three independent claims (1 apparatus, 10 method, 18 standby-warehouse system): all three carry the limitation that the activation threshold is "based at least in part on a ratio of a current number of connections per unit time to a past number of connections per unit time" (the (R−r)/r demand-rate-of-change term; see claim 12's R/(C*M) and (R−r)/r formulation). That ratio limitation is the kind of narrowing language an examiner typically extracts late in prosecution, and its provenance — original filing versus amendment — is the single most important thing to check in the file wrapper, because an amendment-driven limitation is often the most attackable on written-description/enablement grounds (§ 112, a ground IPRs cannot reach but district court can and PGR could have). Note the earlier scoping caveat stands: I have not verified whether that "wherein" clause was in the as-filed claims or added by amendment, and I flag it as an open item rather than assume.
Estoppel landscape is empty — and that cuts in your favor. Because no petition was ever filed, § 315(e)(2) estoppel does not attach to anyone on this patent. There is no petitioner, no privy, no ground that was "raised or reasonably could have been raised." For a defendant, that means the entire prior-art universe is available, unconstrained: pre-2000 load-balancing and dynamic-provisioning art (including, e.g., the 1996–2000 references cited on the face of the patent such as U.S. 5,774,660 to Resonate; U.S. 5,774,668 to Microsoft; U.S. 5,828,847 to Storage Technology; U.S. 6,185,601 to Hewlett-Packard; and U.S. 6,269,705 to Fujitsu) can be recombined without any estoppel risk. Conversely, a defendant also has no free ride — there is no Board precedent construing any term, so claim construction is entirely open and will be litigated cold in district court under Phillips.
Pattern signals. The owner (in its VideoLabs / VL Collective / VL IP Holdings incarnations) is a serial PTAB participant — the Feb. 2026 Federal Circuit and Aug. 2026 Netflix opinions confirm active appellate practice — and Unified Patents is an active adversary of this owner. The absence of any IPR on 6,880,156 despite that backdrop is the interesting datapoint: it suggests the patent either was not among the assets actually asserted, or was asserted at a time/against parties where an IPR was not economically rational. The expiration status is the likely explanation for the null result and the dominant strategic fact: Google Patents records the legal status as "Expired – Lifetime," adjusted expiration 2022-05-31 (with a surcharge for late payment of the 11.5-year maintenance fee logged 2016-10-27). An expired patent can still be subject to IPR (claims are construed under Phillips), but IPRs on expired patents are filed to knock out past damages only — a much thinner ROI than knocking out a live injunction-exposure patent. If your client's exposure is ongoing infringement, an expired patent cannot reach it; if your exposure is past damages, the universe of defenses is wide open and estoppel-free.
Recommended next steps
- Do not look for a PTAB record — there isn't one. Say so plainly to your client: no IPR, no PGR, no CBM has ever been filed on U.S. 6,880,156. The absence is itself a signal — a patent with a 2022-filed W.D. Tex. campaign and a defensive aggregator circling this owner would normally attract an IPR if it were economically worth attacking. It didn't.
- Confirm the live exposure is real before building any defense. Verify (a) whether 6,880,156 was actually asserted in 6:22-cv-00079 (VideoLabs, Inc. et al v. Amazon.com, Inc. et al, W.D. Tex., filed 2022-01-21, now Closed) and which claims were at issue; and (b) whether the 2022-05-31 expiration and the 2023-03-14 release of the Praetor Fund I security interest leave any current assertion in play. If the patent is expired and the sole case is closed, the practical posture is past-damages-only.
- Sequence the § 315(b) one-year clock anyway. If your client has been or is served with a complaint alleging 6,880,156, the § 315(b) bar runs one year from service — regardless of my finding today that no one has filed yet. Deadlines to map: (i) § 315(b) petition bar; (ii) if filed, the Board's § 314(b) institution-decision deadline (6 months from petition); and (iii) if instituted, the statutory § 316(a)(11) FWD due date (1 year from institution). File or waive deliberately.
- Mine the file wrapper for the "ratio" limitation. Pull the prosecution history behind the "wherein an activation threshold is based … on a ratio of a current number of connections per unit time to a past number of connections per unit time" clause in claims 1, 10, and 18. Amendment-driven narrowing is your best § 112 written-description/enablement wedge in district court and, depending on the amendment date, your best PGR eligibility question — though for a 2000-filed patent, PGR is time-barred and CBM is unavailable (the claims are directed to server-load balancing, not a "financial product or service," and the Alice/Berkheimer era of CBM under § 18 of the AIA has sunset for this vintage).
- If you want the primary-source confirmation, the only authoritative external check is the Board's own system — PTAB E2E / PTAB Center (https://ptacts.uspto.gov/ptacts/) and the USPTO Open Data Portal — plus the Federal Circuit docket and CourtListener (https://www.courtlistener.com/) for the VL Collective appeals cited above. I could not execute a live ODP query in this session; my "zero proceedings" conclusion rests on the structured ingest block provided in this prompt, corroborated by web search. If a proceeding was filed and terminated before institution in a manner that never populated third-party indexes, the ODP/PTAB E2E query is the only way to close that residual gap — and given the 2022 expiration, any such gap would be historical only.
Generated 9/28/2026, 5:13:55 PM
Ownership chain (9)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
2000-10-18 · recorded 2000-12-14 · reel 011380/0259 · Assignment
Steven R. Landherr; Thomas Edwin Turicchi, Jr.Hewlett-Packard Company
2003-09-26 · recorded 2003-09-30 · reel 014061/0492 · Assignment
Hewlett-Packard CompanyHewlett-Packard Development Company, L.P.
internal reorg
2015-10-27 · recorded 2015-11-09 · reel 037079/0001 · Assignment
Hewlett-Packard Development Company, L.P.Hewlett Packard Enterprise Development LP
internal reorg
2019-09-05 · recorded 2019-11-04 · reel 050910/0061 · Assignment
HEWLETT PACKARD ENTERPRISE DEVELOPMENT LP; HEWLETT PACKARD ENTERPRISE COMPANYVideoLabs, Inc.
transfer-to-asserter
2019-12-04 · recorded 2020-02-07 · reel 051748/0267 · Security Agreement
VL Collective IP LLCPraetor Fund I, a sub-fund of Praetorium Fund I ICAV
securitization
2019-12-19 · recorded 2019-12-31 · reel 051391/0919 · Assignment
VideoLabs, Inc.VL IP Holdings LLC
transfer-to-asserter
2019-12-19 · recorded 2019-12-31 · reel 051392/0412 · Assignment
VL IP Holdings LLCVL Collective IP LLC
transfer-to-asserter
2020-03-24 · recorded 2020-03-31 · reel 052272/0435 · Security Agreement
VL Collective IP LLCPraetor Fund I, a sub-fund of Praetorium Fund I ICAV
securitization
2022-12-28 · recorded 2023-03-14 · reel 062977/0325 · Release
Praetor Fund I, a sub-fund of Praetorium Fund I ICAVVL Collective IP LLC
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll pull what I can from the authoritative patent text's legal-events section and cross-check with live sources for the assignment correspondents (which the patent text does not include).
Let me search for the assignment correspondents and inventor background.
Assignment record reconstruction — US 6,880,156 B1
Source note before the data: The authoritative patent text you supplied carries Google Patents' mirror of the USPTO assignment legal events, including reel/frame numbers, conveyance type, assignor, assignee, and execution/recording dates. It does not carry the correspondent of record (the attorney/agent who recorded each assignment) — that field only appears in the USPTO Assignment Center record itself. I attempted to retrieve the Assignment Center correspondents and the confirmatory sources for the inventor/assignee history in this session but was cut off before completing those lookups. I am therefore reporting the reel/frame chain as recorded, and I am explicitly marking signal 3 (repeat correspondent) as UNVERIFIABLE rather than inferring it. I have not fabricated any reel/frame, date, party, or correspondent.
Also carried forward from the prior section: the JP Patent No. 6880156 (Atlas Copco Airpower) is a different patent in a different jurisdiction and is not this patent.
Inventors
| Inventor | Employer at filing (determinable) | Basis |
|---|---|---|
| Steven R. Landherr | Hewlett-Packard Company | Named assignor on the inventor-assignment recorded 2000-12-14 (Reel 011380/0259), assigning to Hewlett-Packard Company, together with Turicchi |
| Thomas Edwin Turicchi, Jr. | Hewlett-Packard Company | Same recording (Reel 011380/0259) |
Pattern check: No unusual signal. Both inventors executed the assignment to Hewlett-Packard Company with an effective date of 2000-10-18, i.e. ~3 months after the 2000-07-27 filing — the ordinary corporate-employee practice for a company-owned invention. There is no evidence in the record of either inventor departing the original assignee within 12 months, and consequently no "pre-fire-sale departure" tell to flag. I did not independently confirm either inventor's continued tenure or later career (search budget exhausted), so treat "no departure evidence" as absence of a record, not affirmative proof.
Original assignee
Entity of record: The inventors assigned to Hewlett-Packard Company (Reel 011380/0259, eff. 2000-10-18). By the 2005-04-12 grant, title had passed to Hewlett-Packard Development Company, L.P. (Reel 014061/0492, eff. 2003-09-26) — this is the "Original Assignee: Hewlett Packard Development Co LP" line Google Patents displays.
- Primary line of business: Enterprise/small-business computing — servers, storage, networking, PCs, printers. The claimed subject matter (automatic activation of spare server applications under demand) sits squarely in HP's enterprise server / high-availability computing line.
- Product embodying the claims: Unverified. HP sold servers and load-balancing/enterprise software throughout this period, so a commercial reading on these claims is plausible but not established by anything I could retrieve. I will not assert a product that reads on the claims. What is documented is that HP did not assert the patent; it sold it.
- Current status: Operating, but restructured. Hewlett-Packard Company was split effective November 2015 into HP Inc. (PCs/printers) and Hewlett Packard Enterprise Company (enterprise servers/services, with Hewlett Packard Enterprise Development LP as the IP-holding affiliate). HPE is an active public company; HPDC L.P. continues as an affiliate. Not bankrupt, not dissolved.
Assignment timeline
Every recorded assignment/security event for this patent, chronological by execution date.
2000-10-18 (executed) / recorded 2000-12-14 — Reel 011380/0259
- Conveyance: Assignment (of assignors' interest)
- Assignor: Steven R. Landherr; Thomas Edwin Turicchi, Jr.
- Assignee: Hewlett-Packard Company (Colorado)
- Correspondent: Not present in the authoritative text; USPTO Assignment Center lists one but I could not retrieve it this session.
- Context: Ordinary inventor-to-employer assignment — standard corporate ownership.
2003-09-26 (executed) / recorded 2003-09-30 — Reel 014061/0492
- Conveyance: Assignment (of assignor's interest)
- Assignor: Hewlett-Packard Company
- Assignee: Hewlett-Packard Development Company, L.P. (Texas)
- Correspondent: Not available from source.
- Context: Internal corporate reorganization — migration of IP into the HPDC L.P. holding entity.
2015-10-27 (executed) / recorded 2015-11-09 — Reel 037079/0001
- Conveyance: Assignment (of assignor's interest)
- Assignor: Hewlett-Packard Development Company, L.P.
- Assignee: Hewlett Packard Enterprise Development LP (Texas)
- Correspondent: Not available from source.
- Context: Internal corporate reorganization tied to the HP Inc./HPE split; IP routed to the HPE side.
2019-09-05 (executed) / recorded 2019-11-04 — Reel 050910/0061
- Conveyance: Assignment (of assignors' interest)
- Assignor: Hewlett Packard Enterprise Development LP; Hewlett Packard Enterprise Company
- Assignee: VideoLabs, Inc. (California)
- Correspondent: Not available from source. (Flag: this is the operating-company→licensing-entity link; the corresponding USPTO record under Reel 050910/0061 would be the place to capture the recording attorney's name.)
- Context: Portfolio acquisition / transfer to a licensing-and-assertion entity — HPE sold the asset to VideoLabs, which publicly describes itself as launching a "patent collective" (press release 2019-10-17).
2019-12-19 (executed) / recorded 2019-12-31 — Reel 051391/0919
- Conveyance: Assignment (of assignor's interest)
- Assignor: VideoLabs, Inc.
- Assignee: VL IP Holdings LLC (California)
- Correspondent: Not available from source.
- Context: Cascading transfer into a subsidiary holding LLC — executed ~15 weeks after the HPE→VideoLabs deed.
2019-12-19 (executed) / recorded 2019-12-31 — Reel 051392/0412
- Conveyance: Assignment (of assignor's interest)
- Assignor: VL IP Holdings LLC
- Assignee: VL Collective IP LLC (California — a Delaware-organized entity per later pleadings)
- Correspondent: Not available from source.
- Context: Second cascading transfer, same execution date, same day of recordation — a two-step LLC hop that lands record title in the single-purpose assertion vehicle, VL Collective IP LLC.
2019-12-04 (executed) / recorded 2020-02-07 — Reel 051748/0267
- Conveyance: Security Interest (Security Agreement)
- Assignor: VL Collective IP LLC
- Assignee: Praetor Fund I, a sub-fund of Praetorium Fund I ICAV (New York)
- Correspondent: Not available from source.
- Context: Securitization — VL Collective pledges the portfolio as collateral for financing.
2020-03-24 (executed) / recorded 2020-03-31 — Reel 052272/0435
- Conveyance: Security Interest
- Assignor: VL Collective IP LLC
- Assignee: Praetor Fund I, a sub-fund of Praetorium Fund I ICAV (New York)
- Correspondent: Not available from source.
- Context: Second, later security interest in favor of the same secured party — refinancing/additional collateral.
2022-12-28 (executed) / recorded 2023-03-14 — Reel 062977/0325
- Conveyance: Release by Secured Party
- Assignor: Praetor Fund I, a sub-fund of Praetorium Fund I ICAV
- Assignee: VL Collective IP LLC
- Correspondent: Not available from source.
- Context: Release of the security interest — the collateral encumbrance is discharged; VL Collective IP LLC holds unencumbered record title.
Record-title summary: Landherr/Turicchi → Hewlett-Packard Company → Hewlett-Packard Development Company, L.P. → Hewlett Packard Enterprise Development LP → VideoLabs, Inc. → VL IP Holdings LLC → VL Collective IP LLC (subject to Praetor security interest 2019/2020, released 2023).
Correspondent gap: I could not populate the "Correspondent" field for any link because the authoritative record I was given omits it and my Assignment Center lookups did not complete. This is the single most important missing evidentiary field for signal 3 below, and it should be filled from the USPTO Assignment Center before the correspondent-based NPE telling is relied on. Because I could not fill it, I have not flagged a "repeat correspondent" pattern — flagging one now would be inference, not evidence.
Timeline diagram
timeline
title Ownership of US 6880156
2000 : Inventors assign to Hewlett-Packard Company
2003 : HP Company to HP Development Company LP
2015 : HP Development to HPE Development LP
2019 : HPE sells portfolio to VideoLabs Inc
: VideoLabs to VL IP Holdings LLC
: VL IP Holdings to VL Collective IP LLC
2020 : Praetor Fund I takes security interest
2022 : First VideoLabs suits filed against Amazon and Netflix
2023 : Praetor security interest released
NPE / troll-pattern signals
1. Shell-entity transfer — PRESENT.
The patent left an operating company (Hewlett Packard Enterprise Development LP) for VideoLabs, Inc. at Reel 050910/0061 (executed 2019-09-05), then was pushed down through two single-purpose holders — VL IP Holdings LLC (Reel 051391/0919) and VL Collective IP LLC (Reel 051392/0412), both executed 2019-12-19. Concrete, non-name-based support: VideoLabs' own litigation pleadings state "VL was founded in 2018… to reduce the cost and risk of technological gridlock" and "VL IP was founded in 2019 as a subsidiary of VideoLabs, Inc." (E.D. Del. / W.D. Tex. complaints); the entities hold and assert patents rather than selling products; VL Collective IP LLC is the asserted owner and holds no product line. Address evidence: both VL entities are organized in Delaware with a Palo Alto, California principal place of business per the pleadings.
2. Known asserter in the chain — PRESENT.
The current record owner, VL Collective IP LLC, is a high-frequency patent plaintiff surfaced through the RPX insight litigation repository (e.g., the VideoLabs v. Roku first amended complaint hosted at insight.rpxcorp.com/litigation_documents/15605948) and is the target of multiple Unified Patents filings at the PTAB (petitions surfaced at ptacts.uspto.gov, e.g. petition IDs 1553657 / 1553981). This exact patent (6,880,156) was asserted — VideoLabs, Inc. v. [Amazon.com, Inc.](/litigations/by-plaintiff/Amazon.com%2C%20Inc.), No. 6:22-cv-00079 (W.D. Tex.), per Mondaq (2022-03-17) listing 6,880,156 among the seven asserted patents, and the Amazon complaint excerpt (¶341–342, 345) confirming the '156 patent was pleaded against AWS Auto Scaling. Note: VideoLabs is not on the specific name list you supplied (Acacia, Marathon, IV, etc.); it qualifies under your catch-all "any entity surfaced by Unified Patents or RPX as a high-frequency plaintiff."
3. Repeat correspondent across the chain — UNVERIFIABLE (not "not present").
The reel/frame chain runs five recorded assignments/security events across a 19-year span, and the NPE-side links (050910/0061, 051391/0919, 051392/0412, 051748/0267, 052272/0435, 062977/0325) are exactly where a repeat recording attorney would be expected. But the authoritative text supplies no correspondent names, and I could not complete the Assignment Center lookups. I decline to name a firm. To close this out, pull each reel's correspondent from https://assignmentcenter.uspto.gov/ and check for a single recurring name across 050910/0061 → 051391/0919 → 051392/0412 → 051748/0267.
4. Cascading transfers — PRESENT.
Two chained LLC transfers executed the same day (2019-12-19) and recorded the same day (2019-12-31): VideoLabs → VL IP Holdings LLC (051391/0919) → VL Collective IP LLC (051392/0412). Add the HPE→VideoLabs link ~15 weeks earlier. That is three hops in under four months landing title in an assertion vehicle — a textbook cascade.
5. Pre-litigation transfer — NOT PRESENT (on a strict 6-month read).
The transfers into the VideoLabs family were executed 2019-09-05 and 2019-12-19; the earliest suits naming this patent (Netflix, Feb 2022; Amazon 6:22-cv-00079, ~Mar 2022) were filed ~26–30 months later. No transfer falls within 6 months of the first suit. (Caveat: the acquisition was plainly made to build a licensing/assertion program, per the 2019-10-17 launch release — but that is a strategy tell, not the timing tell this signal asks for.)
6. Bankruptcy fire-sale — NOT PRESENT.
The HPE (2019) divestiture was a strategic portfolio sale by a solvent, operating company; there is no Chapter 7/11, no court-supervised sale, and no distressed-seller signal in the record.
7. Privateering — UNCLEAR (lean not present).
There is a notable fact worth recording: HPE both sold this patent to VideoLabs and joined the VideoLabs collective as a member (2019-10-17 release names HPE as a member), and VideoLabs later sued HP Inc. (VideoLabs, Inc. v. HP Inc., No. 6:23-cv-00641, W.D. Tex.) — but HP Inc. is the 2015 spin-off sibling, not HPE, and HPE is not shown to be directing the assertion. No SEC filing or Patent Progress/Unified coverage ties HPE to driving these suits. I therefore do not mark classic privateering present; there is insufficient evidence HPE is asserting through VideoLabs against its own competitors.
8. Defensive aggregator (anti-NPE) — NOT PRESENT.
The chain does not terminate at RPX, AST, LOT, Unified, or OIN. VideoLabs bills itself as an "industry-sponsored patent collective," and press coverage (Lexology, 2019-11-20) describes an "AST-style catch-and-release model," but the record shows VideoLabs asserting the patent (Amazon/Netflix suits; the 2022-12-27 Hisense demand letter from VideoLabs Chief IP Counsel William G. Goldman). The patent is armed, not neutralized.
Verdict
NPE — high confidence.
The chain turns on two documented, independent strong signals. First, a shell-entity transfer: an operating company (Hewlett Packard Enterprise Development LP) conveyed the patent to a licensing-only entity (VideoLabs, Inc.) at Reel 050910/0061, executed 2019-09-05, which then cascaded title through two single-purpose Delaware holding LLCs on the same day — Reel 051391/0919 and Reel 051392/0412, both executed 2019-12-19 / recorded 2019-12-31 — landing unencumbered record title in VL Collective IP LLC after the Praetor security interest (Reel 051748/0267) was released (Reel 062977/0325). Second, a known asserter: the owner asserted this very patent in VideoLabs, Inc. v. Amazon.com, Inc., No. 6:22-cv-00079 (W.D. Tex.), with VideoLabs/VL Collective surfaced as a high-frequency plaintiff in the RPX and Unified Patents directories. Signal 3 (repeat correspondent) remains open only because the correspondent field could not be populated from this session; filling it from https://assignmentcenter.uspto.gov/ (search "6880156") would likely strengthen — but is not needed to sustain — the verdict.
Verify at: USPTO Assignment Center — https://assignmentcenter.uspto.gov/ (search by patent number 6880156; also indexed at https://assignment.uspto.gov/patent/index.html). Google Patents legal-events/assignment record corroborating the reel/frame values above: https://patents.google.com/patent/US6880156/en.
Open items I did not complete (be aware before relying on this):
- Correspondent of record for every reel — the decisive field for signal 3, unretrieved.
- Independent confirmation of the Texas 6:22-cv-00079 docket status/outcome and whether the 2019-09-05 executed date is the true first link (it is the date shown in the record).
- Confirmation of the two inventors' employment history beyond the assignment (searched, not completed).
Generated 9/28/2026, 5:14:13 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll verify the patent record and its cited prior art against live sources. Running several targeted searches in parallel.
Good detail so far. Let me pull the remaining cited references.
US 6,880,156 — Prior-Art Analysis (Citations on the Face of the Patent)
Scoping note first. I was only able to retrieve and read full text for a subset of the 20 U.S. citations before hitting my retrieval budget; the remaining citations I report from the authoritative citation table embedded in the patent document itself (bibliographic data only) and I mark those descriptions "title-derived, not independently verified." I did not fabricate claim mappings for references I could not read — where I could not read a reference, I say so explicitly.
Two flags before the table:
- Date inconsistency in the previously generated section. That section cites a Federal Circuit "opinion Aug. 10, 2026," but this task's stated current date is April 26, 2026 (and the system clock shows 2026-09-28). All three cannot be simultaneously correct. Treat the CAFC items in the earlier section as having an unreliable date stamp.
- Core doctrinal point that governs every §102 mapping below. All three independent claims as granted — claim 1, claim 10, and claim 18 — end with: "wherein an activation threshold is based at least in part on a ratio of a current number of connections per unit time to a past number of connections per unit time" (the (R−r)/r demand-rate-of-change term). That limitation appears nowhere in any reference cited on the face of the patent. Consequently, no single cited reference is a clean §102 anticipation of claims 1/10/18 as granted. If (as the earlier section flagged as unverified) that "wherein" clause was added by amendment, then the references below become materially stronger §102 candidates against the original independent claims. I cannot confirm the amendment history from the sources I have.
A. U.S. patent references cited (20 total on the face)
1. US 5,774,668 A — [Microsoft Corp.](/litigations/by-plaintiff/Microsoft%20Corp.) (Choquier, Peyroux, Griffin)
Filed 1995-06-07 · Issued 1998-06-30 · "System for on-line service in which gateway computer uses service map which includes loading condition of servers broadcasted by application servers for load balancing" · https://patents.google.com/patent/US5774668
Description (verified): Replicated application servers arranged in "service groups"; a "service map" broadcast every ~30 s carries per-server CPU LOAD and CPU INDEX; Gateways load-balance service requests. Critically, it discloses a pool of unused servers, dynamic loading/unloading of service DLLs to activate and deactivate server applications, and a load-monitoring program that compares service-group load to predetermined thresholds and adds a server to a service group when load exceeds a threshold (its claim 20), plus adding servers on demand.
§102 potential: Strongest single reference for claim 18 (its "add an application server to a service group when a load on said service group exceeds a predetermined threshold" = the module-receives-request/activates-application concept), and for the claim 1/10 concept of activating an additional server application in response to a load condition, and for dependent-claim concepts like replicated stateless applications and dynamically loading modules (cf. cl. 13). Defeated as to granted cl. 1/10/18 only by the ratio-based activation-threshold limitation.
2. US 5,761,507 A — International Business Machines Corp. (Govett)
Filed 1996-03-05 · Issued 1998-06-02 · "Client/server architecture supporting concurrent servers within a server with a transaction manager providing server/connection decoupling" · https://patents.google.com/patent/US5761507
Description (verified): A transaction manager (XMAN) intercepts all client requests, decouples connections from servers, and — per its own abstract — provides for "starting and stopping additional servers based on queue length," i.e., an arrangement for starting a server providing a service and for assigning an available server to a task in order of receipt. It also starts "server min" servers on initialization and increments availability as each start completes.
§102 potential: Directly relevant to claim 1 (allocator causing an additional server to activate in response to a load/load-condition) and claim 10 (activating an additional server application in response to a detected condition); the "start/stop additional servers based on queue length" is a load-driven activation. Again, no (R−r)/r ratio.
3. US 5,828,847 A — Storage Technology Corp. (Gehr, Von Behren, Williams, Wood)
Filed 1996-04-19 · Issued 1998-10-27 · "Dynamic server switching for maximum server availability and load balancing" · https://patents.google.com/patent/US5828847
Description (verified): Client-side redirection among servers using per-client routing lists; expressly describes "N+i sparing" — "at least one unused server to absorb the entirety of the workload," with reserve servers "defined and activated," and claim 8 recites "means for maintaining at least one server as an unused spare server." Also discusses time-varying loads and maintaining statistics of past load patterns.
§102 potential: Best cited reference for the "additional server application that is inactive" element of claim 1 and the "power-on condition" notion of claim 4 (reserve servers "defined and activated" but receiving no work). Its load-statistics/temporal-variability discussion is conceptually adjacent to the ratio term but does not disclose the claimed ratio threshold.
4. US 6,185,601 B1 — Hewlett-Packard Co. (Wolff)
Priority 1996-08-02 · Filed 1998-04-15 · Issued 2001-02-06 · "Dynamic load balancing of a network of client and server computers" · https://patents.google.com/patent/US6185601
Description (verified): Storage/I-O load rebalancing; servers exceed a "utilization threshold" and send a redirect command so the client re-maps I/O to an alternate server; load-balance driver maintains utilization counters and compares utilization to a configured threshold; describes a pool of CFNs coming on-line/off-line and rebalancing.
§102 potential: Relevant to the load-detector + threshold-comparator elements of claim 1 and to claim 8 (load threshold comparator) in a generic sense. It rebalances existing servers rather than activating an inactive additional application, so its §102 reach to the independent claims is weak.
5. US 5,774,660 A — Resonate, Inc. (Brendel et al.)
Filed 1996-08-05 · Issued 1998-06-30 · "World-wide-web server with delayed resource-binding for resource-based load balancing on a distributed resource multi-node network"
Description (title-derived; also appears widely as a load-balancing citation): Delayed resource-binding / resource-based load balancing across a multi-node web server farm.
§102 potential: Background load-balancing art relevant to claim 1's load balancer context (claim 2); I did not read it in full, so I cannot assert an element-by-element mapping.
6. US 6,031,281 A — IBM — Filed 1997-06-16 · Issued 2000-03-07 · "System and method of multiparty billing for Web access."
Description (title-derived): Billing for web access.
§102 potential: Relevant to claim 20 (computer usage log from which usage-based billing can be derived) and to the patent's billing discussion (cl. 5 vendor-ownership/billing). Title-derived only — not verified.
7. US 6,259,705 B1 — Fujitsu Ltd. — Filed 1997-09-22 · Issued 2001-07-10 · "Network service server load balancing device, network service server load balancing method and computer-readable storage medium recorded with network service server load balancing program."
Description (title-derived): Network-service server load balancing.
§102 potential: Background art for claims 1/2/8. Not read in full.
8. US 6,601,084 B1 — Avaya Technology Corp. — Filed 1997-12-19 · Issued 2003-07-29 · "Dynamic load balancer for multiple network servers."
Description (title-derived): Dynamic load balancer.
§102 potential: Background art for claims 1/2/8. Not read in full.
9. US 6,317,786 B1 — Webspective Software, Inc. — Filed 1998-05-29 · Issued 2001-11-13 · "Web service."
Description (title-derived). Not read in full; likely web-service management/load distribution.
10. US 6,249,801 B1 — Radware Ltd. — Filed 1998-07-15 · Issued 2001-06-19 · "Load balancing."
Description (title-derived). Background load-balancing art; not read in full.
11. WO 2000/010084 A2 — Microsoft Corp. — Priority 1998-08-17 · Published 2000-02-24 · "Object load balancing."
Description (title-derived). Load balancing of objects; not read in full.
12. US 6,119,162 A — Actiontec Electronics, Inc. — Filed 1998-09-25 · Issued 2000-09-12 · "Methods and apparatus for dynamic internet server selection."
Description (title-derived). Dynamic server selection; not read in full.
13. US 6,263,361 B1 — NCR Corp. — Filed 1998-11-19 · Issued 2001-07-17 · "Method for calculating capacity measurements for an internet web site."
Description (title-derived). Capacity measurement for web sites — conceptually relevant to the C (max connections) and M (current servers) capacity terms used by claims 12 and the activation table, and to claim 11 (load measuring). Not read in full.
14. US 6,571,288 B1 — Hewlett-Packard Co. — Filed 1999-04-26 · Issued 2003-05-27 · "Apparatus and method that empirically measures capacity of multiple servers and forwards relative weights to load balancer."
Description (title-derived). Empirical server-capacity measurement feeding a load balancer — relevant to the capacity-based terms of claims 11/12 and to the load-detector element of claim 1. Not read in full.
15. US 6,539,494 B1 — Art Technology Group, Inc. — Filed 1999-06-17 · Issued 2003-03-25 · "Internet server session backup apparatus."
Description (title-derived). Session backup/redundancy; adjacent to the stateless/replicated-server context. Not read in full.
16. US 6,389,448 B1 — Warp Solutions, Inc. — Filed 1999-12-06 · Issued 2002-05-14 · "System and method for load balancing."
Description (title-derived). Background load balancing. Not read in full.
17. US 6,560,717 B1 — Art Technology Group, Inc. — Filed 1999-12-10 · Issued 2003-05-06 · "Method and system for load balancing and management."
Description (title-derived). Load balancing/management. Not read in full.
18. US 6,618,820 B1 — Imagex.Com, Inc. — Filed 2000-01-10 · Issued 2003-09-09 · "Method for configuring an application server system."
Description (title-derived). Application-server configuration — adjacent to claim 13 (loading/configuring an OS on the additional application). Not read in full.
19. WO 2001/080002 A1 — Circadence Corp. — Priority 2000-04-17 · Published 2001-10-25 · "Load balancing between multiple web servers."
Description (title-derived). Post-dating the 2000-07-27 priority, so it is not §102 prior art unless it qualifies by an earlier effective date; treat as of limited relevance.
20. JP H10-18746 A — Asahi Chem Ind Co Ltd — Filed 1996-07-01 · Published 1998-01-20 · "Dual system muddy water treatment method and treatment device."
Description (title, literal): A muddy-water treatment method/device. Anomaly flag: on its face this is chemically/mechanically unrelated art (wastewater treatment) with no apparent bearing on server load balancing. It may be a citation/family-attribution error in the record. Per the operating rules I do not auto-correct it, but I decline to assign it any §102 relevance to claims 1–20.
B. Additional "Family Cites Families" (Japanese) references
These six appear in the family-citation table (JP/GB siblings), not necessarily on the U.S. face:
| Publication | Filing | Pub. | Assignee | Title | Potential §102 relevance |
|---|---|---|---|---|---|
| JP H06-125576 A | 1992-10-13 | 1994-05-06 | NEC Corp | System operation controlling system in switching system | Switching-system ops control; speculative, not read |
| JP 3023441 B2 | 1993-11-16 | 2000-03-21 | Hitachi | Database division management method and parallel database system | Parallel/partitioned DB; distant from server activation |
| JP H07-302242 A | 1994-04-30 | 1995-11-14 | Mitsubishi Electric | Load balancing method | Directly on-point background art for cl. 1/2/8; not read |
| JP 3592016 B2 | 1996-12-27 | 2004-11-24 | Hitachi | Remote procedure call processing method | RPC handling; relevant to server/connection decoupling line of art |
| JP 3966598 B2 | 1998-03-04 | 2007-08-29 | Fujitsu | Server selection system | Server selection; on-point background; not read |
| JP 2001-034583 A | 1999-07-23 | 2001-02-09 | NTT | Distributed object performance management mechanism | Distributed-object performance mgmt; tangential |
C. Bottom line on §102 exposure
- No cited reference anticipates granted claims 1, 10, or 18 on its face, because none discloses the current-to-past connections ratio activation-threshold limitation that all three independent claims carry. The closest overall disclosures of the remainder of claims 1/10/18 are US 5,774,668 (threshold-triggered addition of servers from a pool, dynamic activation/deactivation → best for claim 18), US 5,761,507 (start/stop additional servers on queue length → claims 1, 10), and US 5,828,847 (inactive/power-on spare server, N+i → claims 1, 4).
- If the "wherein the activation threshold is based … on a ratio" clauses were added by amendment and were absent from the as-filed independent claims, then US 5,774,668 and US 5,761,507 become serious §102 candidates for claim 1/10/18 and US 5,828,847 for claim 1. I cannot verify the amendment history from the sources available to me — this should be checked against the file wrapper (USPTO PatentCenter for App. 09/626,627) before relying on it.
- Dependent-claim exposure is materially higher and should be analyzed under §103 rather than §102 for most of these:
- cl. 4 (power-on) & cl. 5 (vendor-owned) → US 5,828,847 (reserve servers "defined and activated").
- cl. 8 (load threshold comparator) → US 6,185,601; US 5,774,668.
- cl. 11/12 (CPU-utilization / capacity terms R/(C·M)) → US 6,263,361 and US 6,571,288 (capacity measurement), US 5,774,668 (CPU LOAD/CPU INDEX).
- cl. 13 (load/config OS) → US 5,774,668 (dynamic DLL load/unload), US 6,618,820.
- cl. 20 (usage log → usage-based billing) → US 6,031,281.
- US 6880156's own contribution over all of the above is the combined teaching of (a) an inactive spare server application, (b) automatic activation driven by a load condition, and (c) an activation threshold keyed to the ratio of current-to-past connection rate — the last element being the feature not found in any cited reference.
Confidence/limitations: Only 4–5 references were read in full (US 5,774,668; US 5,761,507; US 5,828,847; US 6,185,601; and partial US 5,774,660/US 6,126,? hits). The remaining descriptions are title-derived from the patent's own citation table and are not verified element-by-element; do not rely on them for a formal invalidity position without pulling the full texts. I also could not confirm the as-filed vs. granted claim scope, which is the pivotal fact for whether these are §102 or §103 references.
Generated 9/28/2026, 5:14:16 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll verify a few key reference disclosures and probe the one limitation that the Prior Art section flagged as unmatched (the current-to-past connections ratio), then build the § 103 analysis.
Obviousness Analysis — U.S. Patent No. 6,880,156 under 35 U.S.C. § 103
Building on the Prior Art section. That section established: (i) all three independent claims (1, 10, 18) as granted carry the "activation threshold … based at least in part on a ratio of a current number of connections per unit time to a past number of connections per unit time" limitation; (ii) no reference cited on the face of the patent discloses that ratio; and (iii) the closest disclosure of the remainder of claims 1/10/18 is US 5,774,668 (threshold-triggered addition of servers from a pool), US 5,761,507 (start/stop additional servers on queue length), and US 5,828,847 (inactive/unused spare server). This section converts that into an element-by-element § 103 case, states the motivation rationales, and identifies what is still needed to close the ratio gap.
New verification performed this session (flagged because it adds to the face-of-patent set): I confirmed US 5,774,668 claim 20 and its "AVG_SRVGRP_LOAD over the last N service maps vs. MIN/MAX_LOAD → ADD NEW SERVER TO SERVICE GROUP X FROM POOL" flow, and confirmed US 5,828,847 claim 8's "means for maintaining at least one server as an unused spare server; means … for activating said spare server." I also surfaced candidate rate-of-change art that is not on the face of '156 (US 5,870,544; US 6,557,035; US 6,148,335; Hellerstein et al. 1999). Those are labeled "additional art — not of record" and are not relied on for a definitive conclusion. (The previously flagged date inconsistency — task says 2026-04-26, system clock says 2026-09-28 — persists; it does not affect this analysis.)
1. Legal framework and the person of ordinary skill
- Governing law: Pre-AIA § 103(a), applied per Graham v. John Deere Co., 383 U.S. 1 (1966), and KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007). The critical date is the 2000-07-27 filing/priority date.
- PHOSITA (proposed): a person with a bachelor's degree in computer science or electrical engineering (or equivalent experience) and 2–4 years designing or administering networked server systems — i.e., familiar with web/http server farms, load balancers, failover and N+i sparing, SNMP/agent-based performance monitoring, and 1990s capacity planning. This is a routine-engineering, software-and-configuration art, and the claimed elements are implemented on general-purpose computers with no new hardware.
- KSR touchstone applied below: "If a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious." KSR, 550 U.S. at 417. Also MPEP 2144.04 (obvious to optimize design parameters / select from a finite number of predictable solutions) and MPEP 2143 (articulated reasoning requirement).
Threshold point: every combination below is a § 103 case, not § 102. That is dictated by the prior-art section's central finding — no single reference discloses all elements of claims 1, 10, or 18 because of the ratio limitation. The committed § 103 position is therefore primary reference teaches the activation architecture + secondary reference teaches the inactive-spare concept + (for the independent claims) tertiary evidence for the rate-of-change threshold.
2. Element-by-element chart — Claim 1 (apparatus)
Primary combination: US 5,774,668 (Microsoft) + US 5,828,847 (StorageTek)
| Claim 1 element | US 5,774,668 | US 5,828,847 | Notes |
|---|---|---|---|
| "A server connected to a computer network" | Data center of replicated application servers on a LAN, with Gateways bridging to a WAN (X.25/TCP-IP/ATM) | Data-processing complex partitioned into client/server groups across networks N1, N2 | Both satisfy |
| "one or more active server applications" | Service groups of "replicated" application servers, each running the same server application; load-balanced per service session | Primary servers S1–S4 serving client processes | ✔ |
| "a load detector connected to the one or more server applications and the computer network" | Service map broadcast every ~30 s carrying CPU LOAD and CPU INDEX per server; a "load monitoring computer programmed to monitor loads of said service groups" (cl. 20) | Server switching process (SSP) monitors/interprocess activity; optionally "neuromorphic" | 668 is the strong disclosure; add US 6,185,601 (utilization counters + configured threshold) for claim 8 |
| "an additional server application that is inactive" | Pool of unused servers; mechanism to add a new server to a service group from the pool; servers dynamically loaded/unloaded with service modules | Cl. 8: "means for maintaining at least one server as an unused spare server" | 847 is the cleanest disclosure of "inactive" |
| "an allocator … causes the additional server application to activate in response to a load condition" | Cl. 20: "add an application server to a service group when a load on said service group exceeds a predetermined threshold"; flowchart: AVG_SRVGRP_LOAD > MAX_LOAD → ADD NEW SERVER FROM POOL | Activation means for the spare (though 847's trigger is unavailability, not load) | 668 supplies the load-based trigger; 847 supplies the spare-activation mechanism — the combination, not either alone |
| "wherein an activation threshold is based at least in part on a ratio of a current number of connections per unit time to a past number of connections per unit time" | 668 computes a past value (average service-group load over the last N service maps) and compares it to thresholds, but the metric is CPU load, not a current/past connections ratio | Discloses statistics of past load and time-varying load, but no ratio trigger | GAP — not disclosed by either, nor by any cited reference. See § 5 |
3. Charts — Claim 10 (method) and Claim 18 (standby warehouse system)
Claim 10 — alternative/additional primary: US 5,761,507 (IBM) + US 5,828,847
| Claim 10 step | Disclosure |
|---|---|
| "measuring a load on the server" | 5,761,507's transaction manager (XMAN) decouples connections and monitors queue length; 668's service map; 6,185,601's utilization counters |
| "detecting when the load exceeds an activation threshold" | 668 cl. 20 ("exceeds a predetermined threshold"); 6,185,601 ("utilization threshold" + redirect command); 6,557,035 (threshold comparison of utilization averages) |
| "employing a system allocator to activate an additional server application" | 5,761,507: "starting and stopping additional servers based on queue length" (its own abstract) — a load-driven server start, which is the closest disclosed step to the claimed "activate" |
| "additional server application is connected to the server via the system allocator" | 507's XMAN is the intermediary that starts servers and routes requests; 668's gateways |
| ratio limitation | GAP (same as claim 1) |
Claim 18 — system/module + request-driven activation: US 5,774,668 + US 5,828,847 (+ US 6,031,281)
| Claim 18 element | Disclosure |
|---|---|
| "a plurality of computers, each capable of hosting a server application" | 668's application servers (each can host multiple services); 847's servers/spares |
| "one or more connections to one or more servers" | 668's Gateways; 847's networks |
| "a module … receives a request for an additional server application from one of the … servers and, in response, activates the server application on one or more of the … computers so as to support the requesting server" | 668's load monitoring computer that monitors service-group loads and adds a server to the group from the pool when load exceeds threshold — functionally the claimed module; 847's SSP |
| claim 20 (usage log → usage-based billing) | US 6,031,281 (IBM, "multiparty billing for Web access") |
| ratio limitation | GAP (same as claim 1) |
4. Motivation to combine (articulated under KSR / MPEP 2143)
Each rationale below is anchored to the references' own text so it can be pleaded, not merely asserted:
- Same field of endeavor / analogous art. 668, 847, and 507 were all cited on the face of '156 — they are prior art of record in the identical field (distributed server load distribution and availability). No In re Bigio analogous-art hurdle.
- The problem is stated in the '156 specification itself. The patent's own Background concedes that (a) surges cause service drop-off, (b) over-provisioning wastes idle servers and is "extremely inefficient," and (c) manual reaction is "slow." Those admissions supply the motivation and identify the exact design objective a PHOSITA had: add capacity automatically, only when needed. (Applicant admissions are usable evidence; MPEP 2131.01.)
- 668 expressly targets the same dynamic. 668's stated object is handling "fluctuations in usage levels of specific on-line services" by "dynamically allocating processing resources (such as application servers)" — i.e., the surge response '156 claims.
- Predictable combination of known elements (KSR). 847's contribution is "maintain a server as an unused spare and activate it on demand"; 668's contribution is "compare service-group load to a threshold and add a server from a pool." Substituting a load trigger for 847's fault trigger to drive 847's spare-activation means is the predictable use of known elements for their established functions.
- Design incentive / cost pressure. 847 itself explains the economic driver: providing each server its own spare "correspondingly increase[s]" cost (same reasoning in US 5,491,786, IBM N+1). Combining a shared spare pool with threshold-triggered activation directly serves the stated cost goal.
- Finite number of predictable solutions. For "when do I add a server?" the 1999–2000 field offered a small set — instantaneous load, average load, capacity ratio, or load trend. Selecting the trend/rate-of-change option is a predictable design choice (MPEP 2144.04), not an inventive leap.
- Reasonable expectation of success. All claimed elements are software/configuration on general-purpose computers; no new hardware or unproven physics. Both 668 and 847 were commercially deployed systems.
5. The crux: closing the "ratio" gap
This is where the § 103 case is won or lost, and I want to be blunt about it. On the face-of-patent record alone, the ratio limitation is not met by the cited art, and an examiner or judge could sustain claims 1, 10, and 18 on that limitation alone. Two independent routes exist to close it:
Route A — the primary reference's own machinery (strongest, evidence-grounded). 668 does not merely compare an instantaneous value to a threshold. Its flowchart computes AVG_SRVGRP_LOADX = average of SRVGRP_LOADX over the last N service maps, then tests it against MIN_LOAD/MAX_LOAD. So 668 already (i) retains a past measurement window, (ii) measures a current value, and (iii) compares a derived quantity to a threshold to trigger addition/removal of a server. A PHOSITA who wanted earlier, surge-anticipating escalations — precisely the object the '156 Background states — would naturally form the normalized rate of change (current − past)/past from exactly that current-vs-past-window structure. Combined with 847's disclosure of "time-varying loads" and "statistics of past load patterns," the ratio term is a design-parameter choice within the disclosed architecture (MPEP 2144.04).
Route B — additional art (NOT on the face of '156; must be verified before use). My searches surfaced several pre-2000 references squarely on trended/rate-of-change thresholding. I flag these as candidate art only — I have verified titles/dates/claim text at the level noted, but have not read them in full, and none is of record:
| Reference | Date / status | Relevance | Verified how |
|---|---|---|---|
| US 5,870,544 A (IBM) — "Capacity management and predictive planning systems based on trended rate change of monitored factors" | 1997-10-20 / 1999-02-09 → § 102(b) art | Title is directly on the ratio concept (trended rate change → capacity decision) | Title via Google Patents citation list in US 8,056,082 |
| US 6,557,035 B1 (McKnight) — "Rules-based method … optimizing server hardware capacity and performance" | Filed 1999-03-30 / issued 2003-04-29 → pre-AIA § 102(e)(2) as of 1999-03-30 | Verified text: monitors utilization over periods, computes running averages, applies linear regression to determine a trend, and "compares the trend to threshold values to predict the occurrence of a performance bottleneck" | Full claim 1 and claims 7–9 verified at insight.rpxcorp.com/patent/US6557035B1 |
| US 6,148,335 A (IBM) — "Performance/capacity management framework over many servers" | Filed 1997-11-25 / issued 2000-11-14 → § 102(e)(2) as of 1997-11-25 | Framework for multi-server capacity management (capacity term C·M) | Title via Google Patents citation list |
| Hellerstein, Zhang & Shahabuddin, "An approach to predictive detection for service management," IEEE/IFIP (1999-05-24) | Printed publication, 1999 → § 102(b) art | Explicitly frames QoS as threshold tests ("are HTTP operations greater than 12 per second on server XYZ?") and predicts threshold violations in advance from workload forecasting | Abstract verified at NDLI/IEEE record |
If even one of these is confirmed on full read to disclose a current-to-past (or trend-normalized) connections-per-unit-time threshold, the § 103 case for claims 1/10/18 becomes strong; US 6,557,035 (verified claim text) is the most promising because it ties the trend directly to a threshold for capacity action.
Route C — the file wrapper question. If the "wherein … ratio" clause was added by amendment, that (i) confirms the examiner initially saw the cited art as reaching the original broader claims, and (ii) creates the § 112 written-description/enablement attack flagged in the earlier sections. If the clause was in the as-filed claims, invalidity on that limitation is much harder. This remains unverified and is decisive.
6. Dependent claims — combination map
| Claim | Element | Best combination | Strength |
|---|---|---|---|
| 2 | load balancer connected to load detector | 668 (gateway load balancing); 6,259,705; 6,601,084 | High |
| 3 | each app on a separate computer | 668 (replicated servers); 847 | High |
| 4 | additional app is power-on | 847 (spare "defined and activated" but unused); 5,491,786 (N+1 management) | High |
| 5 | additional app owned by a computer vendor | 6,031,281 + 668/847 | Medium (business-arrangement element) |
| 6–7 | remote additional server; allocator includes modem | 668's WAN/gateway link; 847's network pairs; remote-management practice | Medium — no cited reference expressly claims "modem + spare server" |
| 8 | allocator comprises load threshold comparator | 6,185,601 (utilization threshold + redirect); 668 cl. 20; 6,557,035 | High |
| 9, 16 | logging activation | 668 (service map/config updates); 6,031,281 | High |
| 11 | CPU utilization / session usage / rate of change of demand | 668 (CPU LOAD, per-session assignment); 6,557,035 (trend); 6,263,361 | High (note claim 11 expressly recites the rate-of-change option — 6,557,035 is on point) |
| 12 | R/(C·M) and (R−r)/r | 6,263,361 + 6,571,288 (capacity measurement → C, M) + 668 (CPU INDEX/load normalization) + Route-A/B art | Medium |
| 13 | activating = loading/configuring an OS | 668 (dynamic loading/unloading of server software modules); 6,618,820 | High |
| 14 | "electronically contacting a computer vendor to request the additional server application" | No cited reference discloses this; 668's central controller + outsourcing/hosting practice; 6,031,281 | Low — weakest element |
| 15 | accommodate a surge | Inherent in 668's "fluctuations in usage levels" | High |
| 17 | deactivation below a deactivation threshold | 668 (MIN_LOAD test → remove/return server); 6,185,601 | High |
| 19 | servers are Internet website servers | 6,259,705 (Fujitsu), 5,774,660 (Resonate), 6,011,084 (Avaya) | High |
| 20 | usage log → usage-based billing | 6,031,281 | High |
Note on claim 12's narrowness: the R/(C·M) formula (capacity level) is essentially a normalized utilization ratio, and 668's AVAILABLE CPU = (100 − CPU LOAD) × CPU INDEX is the same genus of capacity normalization. Claim 12 is analytically weaker than the independence of claim 1 suggests.
7. Anticipated counterarguments and where the invalidity case is weakest
- No teaching away. 847 "activates" its spare on fault, and emphasizes low-overhead client-side redirection — but that is a different design choice, not a disavowal of load-based activation, and 668 independently supplies the load trigger. 847's client-side architecture vs. 668's gateway architecture is an architectural difference, not a teaching away (different, not incompatible).
- "Inactive" vs. "idle." 847's spare is maintained but receives no work (claim 8, "unused spare"); 668's pooled servers are not running the service application until added. Either reading satisfies "an additional server application that is inactive." Expect a patentee argument that an idle-but-configured server differs from a not-yet-installed one; 668's dynamic module load/unload defeats that distinction, and claim 13 (load/config OS on activation) shows the patentee contemplated installation-on-activation.
- Non-analogous art — exclude JP H10-18746. The Asahi "dual system muddy water treatment" reference is chemically/mechanically unrelated to server load balancing and fails both prongs of In re Bigio. It should not appear in any § 103 combination.
- Secondary considerations. Nothing in the record supplies commercial-success, long-felt-need, or failure-of-others evidence with nexus to the ratio limitation (In re GPAC). AWS Auto Scaling (the accused product per the litigation section) launched well after 2000, so its success cannot serve as nexus evidence for a 2000 priority date — and note the litigation section records that the accused AWS feature is CPU-utilization-based, which maps to claim 11, not to the ratio limitation of claims 1/10/18.
- Where the case is genuinely weak: (a) the ratio limitation absent Route A/B/C; (b) claim 14's "electronically contacting a computer vendor"; (c) claims 6–7's modem-connection element; (d) any amendment history showing the ratio clause was added over the cited art — which would simultaneously strengthen the § 112 attack and weaken the § 103 attack on that clause.
8. Bottom line
- Clear § 103 exposure (claims 1–11, 13, 15–17, 19–20, and much of 10/18's architecture) via US 5,774,668 + US 5,828,847, optionally with US 5,761,507 (load-driven server start) and US 6,185,601 (threshold comparator), US 6,031,281 (usage logging/billing), US 6,618,820 (OS/app configuration), and US 6,263,361 / US 6,571,288 (capacity terms). Motivation is unusually well documented because the '156 Background itself states the problem (surge drop-off + inefficient over-provision + slow manual reaction) that the combination solves.
- The single dispositive issue is the "current-to-past connections ratio" limitation in claims 1, 10, and 18. The face-of-patent art does not disclose it. The cleanest path is Route A (668's "average over the last N service maps" vs. MAX_LOAD structure plus a normalized rate-of-change as a design-parameter choice), reinforced by Route B additional art — with US 6,557,035 (verified: trend of running averages compared to thresholds to predict bottlenecks) and US 5,870,544 (trended rate change for capacity planning) as the references to pull first.
- Verify before filing anything: (1) the as-filed vs. granted claim text of App. 09/626,627 (USPTO PatentCenter) — decisive for both the § 103 and § 112 positions; (2) full text of US 6,557,035, US 5,870,544, US 6,148,335, and the Hellerstein 1999 paper; (3) the pre-AIA § 102(e) date treatment of US 6,557,035 (1999-03-30) and US 6,148,335 (1997-11-25), and of WO 2001/080002 (Circadence; priority 2000-04-17, published 2001-10-25 — potentially § 102(e) art as of its priority date notwithstanding its post-filing publication).
- Confidence: High that the non-ratio elements of claims 1/10/18 and most dependents are obvious over the cited combinations; Medium that the ratio limitation is obvious on Route A alone; High that a § 103 case on that limitation succeeds if Route B art is confirmed; Low on claims 12 and 14 individually.
Generated 9/28/2026, 5:21:52 PM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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