Invalidity dossier
US 7765414
Circuit and operating method for integrated interface of PDA and wireless communication system
Current assignee: HTC Corporation
Added 10/1/2026, 3:14:20 PM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll verify the patent identifiers and check for any current docket activity before summarizing.
Verification note
Search results confirm that US 7,765,414 B2 is a real, granted U.S. patent titled "Circuit and operating method for integrated interface of PDA and wireless communication system." No similar-number substitution was made: the ITC and Federal Register records I retrieved cite the '414 patent by that exact number, alongside its litigation co-asserted patents. I found no CAFC 2026 docket activity for this patent (see §5).
1. Bibliographic data
| Field | Value |
|---|---|
| Patent number | US 7,765,414 B2 |
| Title | Circuit and operating method for integrated interface of PDA and wireless communication system |
| Application no. | 11/844,349 (filed 2007-08-23) |
| Pre-grant publication | US 2008/0034233 A1 (published 2008-02-07) |
| Issue date | 2010-07-27 |
| Earliest priority | 2002-08-15 (Taiwan app. 91118369 → TW 556421 B) |
| Parent application | US 10/249,403, filed 2003-04-07 (issued as US 7,278,032 B2) — the '414 patent is a continuation of it |
| Original assignee | High Tech Computer Corp. (name changed to HTC Corporation, Taiwan, effective 2009-03-18) |
| Inventors | Hsun-Hsin Chuang; Hsi-Cheng Yeh; Chih-Chao Hsieh; Shi-Je Lin; Wen-Hsing Lin |
| Claims | 21 (independent: 1, 9, 12, 16) |
| Status | Expired – lifetime; Google Patents lists an adjusted expiration of 2023-12-30. 12th-year maintenance fee paid 2022-01-12 |
Family (same priority date 2002-08-15): US 7,278,032 B2 (10/249,403); US 7,925,904 B2 (11/844,347, filed same day as the '414 patent); US 8,417,977 B2 (12/788,326, a continuation of the '414 patent itself); TW 556421 B; JP 2004-078881 A.
2. Abstract (as issued)
"A circuit for an integrated interface of a PDA and a wireless communication system is suitable for integrating the PDA and the wireless communication system. The circuit includes a first serial port … used to bi-directionally transmit a control signal between the PDA and the wireless communication system. A second serial port … used to bi-directionally transmit data between the PDA and the wireless communication system."
3. Plain-language overview of the independent claims
The patent's core idea: instead of making a PDA and a cellular radio module (GSM/GPRS) talk over one shared serial link (or an expensive IR/Bluetooth link), give them two serial ports — one dedicated to control/status traffic, one dedicated to audio/data traffic — plus a supporting power-management scheme.
- Claim 1 (circuit): A two-port interface circuit sandwiched between a PDA and a wireless communication system. Port 1 carries a control signal bi-directionally; port 2 carries audio data bi-directionally. Each port has one terminal wired to the PDA and the other to the wireless comms system.
- Claim 9 (operating method): The method counterpart — bi-directionally sending a control signal over the first serial port and audio data over the second serial port between the PDA and the wireless system.
- Claim 12 (operating method): Claims 9's two-port scheme plus a power-on sequence: "when the PDA is turned on" — turn on the PDA, then have the PDA turn on the wireless communication system (i.e., the PDA is the master that boots the radio). Dependent claims 13–15 add resetting the radio after power-up; waiting a predetermined period and then checking radio status; reporting an error message if the status is abnormal; and using a dedicated PDA-turn-on-wireless-communication-system signal line.
- Claim 16 (circuit): A two-port interface circuit in which the first serial port carries the wireless system's status data (antenna intensity and/or battery capacity, per claims 17 and 21) and the second serial port carries audio data.
Dependent claims add: a power system that sets the PDA's power level based on an idle signal from the PDA (claim 2); a power-shortage signal to both devices (claim 3); digital audio data (claims 6, 10, 18); an antenna receiving an electromagnetic wave converted to digital audio (claims 7, 11, 19); and a PDA audio element receiving that data over the second port (claims 8, 20).
Note on claim wording: the granted claims recite "audio data" (claims 1, 9, 12, 16), whereas the earlier pre-grant publication US 2008/0034233 A1 recites "data" in the corresponding claims. I report the granted text as authoritative but flag the difference.
4. What the specification adds beyond the claims
Much of the disclosure is unclaimed subject matter: power-saving (the radio sends a state/wake-up-PDA signal and the PDA's audio-element input is switched to the radio's analog codec; the PDA sleeps after inactivity); tiered battery thresholds (documented at ~3.8 V full, 3.8–3.6 V low, 3.6–3.5 V and 3.5–3.2 V "insufficient," below 3.2 V complete discharge); adaptive low-battery warning that shifts its trigger depending on light vs. heavy loading; and a staged charging scheme (small external pre-charge → radio's internal charger at 600 mA below 3.6 V → 900 mA between 3.6–4.2 V → constant-voltage above 4.2 V).
5. Litigation / docket status (as of 2026-04-26)
The '414 patent's known enforcement history is historic, not current:
- ITC Inv. No. 337-TA-808, Certain Electronic Devices With Communication Capabilities, Components Thereof, and Related Software — complaint filed by HTC Corp. against Apple Inc. on 2011-08-16; instituted 2011-09-26/27. The Federal Register notice confirms HTC asserted claims 1, 4–13, and 15–21 of the '414 patent. On 2012-06-18, ALJ Thomas B. Pender issued Order No. 16, giving "integrated interface"/"integrating" their plain and ordinary meaning, and construing "turned on" as "an event that causes power to be applied to the PDA after it has been completely unpowered or turned off" (adopting Apple's proposal). HTC then moved to withdraw the '414 patent from the investigation in late July 2012; the investigation terminated 2013-01-14 following the parties' global settlement (reported as including a 10-year cross-license).
- D. Del. No. 1:11-cv-00715 (HTC v. Apple) — the parallel district-court case listed on the patent record; resolved via the same 2012 settlement.
- Related: Apple's FRAND/antitrust counterclaims over HTC's ADC-acquired 4G/LTE patents (E.D. Va. 1:12-cv-00686, later transferred to D. Del. as 1:12-cv-01055).
6. Uncertainty / limitations of this summary
- I could not locate any CAFC 2026 docket, appeal, or petition involving US 7,765,414. Given the patent's 2023-12-30 adjusted expiration, active appellate litigation in 2026 would be unexpected, but I cannot prove a negative — my searches of general web and docket-reporting sources returned nothing on point.
- The exact procedural disposition of the '414 patent within 337-TA-808 is reported by secondary sources (a Taiwanese IPO/STPI case-study and IP-law blog posts) rather than the primary Commission documents; the primary sources I retrieved confirm institution, the asserted claim set, and the claim-construction order, but I did not retrieve the Order No. 20 termination document or the final settlement papers.
- I did not independently confirm the current recorded owner of the '414 patent beyond the 2009-03-18 name change to HTC Corporation recorded at Reel/Frame 024490/0141.
- One secondary source table mislabels 337-TA-808 as "Apple v. HTC"; the Federal Register notice is unambiguous that HTC was the complainant and Apple the respondent, consistent with contemporaneous news coverage of HTC's August 2011 Delaware suit naming this patent.
Generated 10/1/2026, 3:21:01 PM
Cases on file (2)
Group view →Specific litigation cases in our database that name US patent 7765414. The free-form analysis below may also discuss cases beyond this list.
- HTC Corporation v. Apple Inc.filed Aug 16, 2011U.S. District Court for the District of Delawareterminated Nov 12, 2012settled
Defendants: Apple Inc.
- HTC Corp. v. Apple Inc.filed Aug 16, 20111:11-cv-00715U.S. District Court for the District of Delaware (Wilmington)settled/dismissed
Defendants: Apple Inc.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll research litigation involving US patent 7765414. Let me start with searches on patent litigation databases and the leads already present in the patent record.
Let me dig into the specific cases. I found strong leads on the HTC v. Apple Delaware suit and the ITC investigation. Let me confirm case details and outcomes.
I have strong results. Let me confirm the Delaware case disposition and check for any other assertions of this patent.
Litigation Involving U.S. Patent No. 7,765,414
Based on the patent record and search results, patent 7,765,414 ("Circuit and operating method for integrated interface of PDA and wireless communication system," HTC Corp.) was asserted in the HTC v. Apple smartphone patent war (2011–2012). I found two known proceedings that specifically named the '414 patent, plus one related derivative action.
1. HTC Corp. v. Apple Inc. — U.S. District Court for the District of Delaware
| Field | Detail |
|---|---|
| Plaintiff | HTC Corp. (Taiwan) |
| Defendant | Apple Inc. |
| Jurisdiction | U.S. District Court for the District of Delaware (Wilmington) |
| Case No. | 1:11-cv-00715 |
| Filed | August 16, 2011 |
| Patents asserted | U.S. 7,765,414; 7,672,219; 7,417,944 |
| Remedies sought | Compensatory damages, enhanced (treble) damages for willful infringement, injunction against importation/sale of accused Apple products, jury trial |
| Outcome / Status | Resolved as part of the global HTC–Apple settlement announced November 11, 2012 (10-year cross-license); case closed/dismissed |
This is the same case the patent's Google Patents page links under "US case filed in Delaware District Court" (portal.unifiedpatents.com/litigation/Delaware District Court/case/1:11-cv-00715). The complaint targeted "iPhone, iPad, iPod, Mac computers, Apple TV, AirPort and Time Capsule" products. Note: the '414 patent is the only one of the three that HTC itself developed (the '219 and '944 patents were acquired from ADC Telecommunications in 2011).
⚠️ Caveat: I confirmed the filing, docket number, and that the case terminated via the November 2012 global settlement, but I did not independently verify the exact docket entry (e.g., a specific dismissal order date) — a PACER pull of 1:11-cv-00715 would confirm the precise closing document.
2. In the Matter of Certain Electronic Devices with Communication Capabilities, Components Thereof, and Related Software
| Field | Detail |
|---|---|
| Complainant | HTC Corp. |
| Respondent | Apple Inc. |
| Jurisdiction | U.S. International Trade Commission (Section 337) |
| Investigation No. | 337-TA-808 |
| Filed | August 16, 2011 (companion to the Delaware suit) |
| Patents asserted | Initially U.S. 7,765,414; 7,672,219; 7,417,944; later expanded with 5 Google-sourced patents (6,473,006; 6,708,214; 6,868,283; 7,289,772; 7,020,849) |
| '414 Patent Disposition | HTC filed an unopposed motion for partial termination / withdrawal as to all asserted claims (claims 1, 4–13, 15–21) of the '414 patent on July 30, 2012; granted, simplifying the investigation to conserve resources |
| Overall Outcome / Status | Investigation terminated January 14, 2013 by settlement (no appeal); ALJ was Thomas B. Pender |
| ITC page | portal.unifiedpatents.com/litigation/International Trade Commission/case/337-TA-808 |
Key detail: HTC withdrew the '414 patent before the ALJ's claim-construction ruling took effect against it. Earlier, on June 18, 2012, ALJ Pender had construed the terms "integrated interface" and "turned on" in the '414 patent narrowly, in Apple's favor — a likely reason HTC dropped the patent. The withdrawal motion is a matter of public record (HTC Corp.'s Unopposed Motion for Partial Termination, Inv. No. 337-TA-808, dated July 30, 2012).
3. Related (but NOT asserting the '414 patent): Apple Inc. v. HTC Corp. — antitrust/FRAND counterclaim
- E.D. Va. No. 1:12-cv-00686 (filed June 21, 2012), later transferred to D. Del. No. 1:12-cv-01055.
- This was Apple's counterclaim accusing HTC of abusing standard-essential patents it acquired from ADC (the '219 and '944 patents) in violation of FRAND obligations. It did not involve patent 7,765,414, but is part of the same case family and is listed as a "related case" to 337-TA-808.
Summary
- Two proceedings directly asserted U.S. 7,765,414, both filed by HTC against Apple on August 16, 2011: (a) D. Del. 1:11-cv-00715 and (b) ITC Inv. No. 337-TA-808.
- In the ITC matter, HTC withdrew the '414 patent on July 30, 2012 (unopposed).
- Both the district court and ITC actions were swept up in the global HTC–Apple settlement of November 11, 2012, ending with a 10-year cross-license.
- No later litigation by other parties (e.g., an NPE) asserting the '414 patent appeared in my searches. If any exists, it would post-date this case and be outside the sources I could reach.
Confidence: High on the existence, parties, courts, case numbers, and dates above (corroborated by the patent record plus multiple news/ITC sources). Medium on the precise final docket entries in the Delaware case, which I recommend verifying via PACER for 1:11-cv-00715.
Note on identifiers: I have reported the patent numbers and case numbers as found (e.g., the ITC and some sources OCR the '414 patent as "7,756,414" / "7756414"; the correct asserted patent is 7,765,414), and I did not auto-correct them in the source citations.
Generated 10/1/2026, 3:21:01 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
Current assignee: HTC Corporation
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll verify the ODP's "no proceedings" result against web sources before writing this up.
Let me search more specifically for the litigation and any PTAB filings.
Let me run a couple more targeted checks for any PTAB filing or later assertion.
Proceedings overview
Zero AIA trial proceedings are on file for US 7,765,414: 0 IPRs, 0 PGRs, 0 CBM reviews — no institution decisions, no final written decisions, no settlements, no PTAB appeals. The USPTO ODP structured block returns nothing, and independent web checks for IPR/PGR/CBM filings against the '414 patent turned up nothing either (searches for the patent number combined with "IPR," "inter partes review," and "Patent Trial and Appeal Board" returned only unrelated PTAB papers). Bottom line for a defendant: there is no PTAB record to lean on, favorable or unfavorable — no claim has been canceled, and no claim has been hardened by surviving a Board challenge. The only public validity/claim-scope record on this patent comes from the 2011–2012 ITC fight, where the ALJ's construction of "turned on" cut against the patent owner. Compounding that, the patent is expired (adjusted expiration 2023-12-30), so exposure today is past-damages only within the § 286 six-year lookback — no injunction risk, and no PTAB estoppel standing in your way.
Because the structured list is empty, there are no proceedings to render in the per-proceeding format below. I've substituted the one non-PTAB adversarial record that a defendant should actually read, clearly labeled as not an AIA trial.
No AIA trial proceedings — verified, not assumed
- ODP canonical list: empty (no IPR/PGR/CBM docket entries for US 7,765,414 as of the most recent ingest).
- Web corroboration: no PTAB petition, institution decision, FWD, or CAFC appeal found under the '414 patent number. Note a hard limit on my diligence: one of my search calls hit a step cap before I could run an exhaustive PTAB E2E / Docket Alarm query, so treat this as "high confidence, not court-certified." A primary check on PTAB E2E is the belt-and-suspenders step — see Recommended next steps.
- Structural reasons the docket is empty. This is a pre-AIA patent (TW priority 2002-08-15; US filing 2003-04-07). PGR is unavailable by statute (pre-2013-03-16 effective filing date); CBM was procedurally possible only until the 2020-09-16 sunset and this is not a financial-services business-method patent. IPR was available from 2012-09-16 onward — and was never used, even though the patent was in active assertion against Apple at the time.
- Status line, verbatim from the structured data:
Expired - Lifetime, expires 2023-12-30; legal events list maintenance fee payments at the 4th (2014-01-27), 8th (2018-01-11), and 12th (2022-01-12) years — i.e., HTC paid this patent to the end of its term.
Non-PTAB context (included because it is the only claim-scope record that exists): ITC Inv. No. 337-TA-808 — HTC Corp. v. Apple Inc.
- Type: Section 337 investigation, US International Trade Commission — not an AIA trial. Included for defensive intelligence only; do not cite it as PTAB precedent.
- Filed: Complaint 2011-08-16; amended 2011-09-07; instituted 2011-09-26 (notice published 2011-09-30).
- Status: Institution of investigation; '414 asserted; HTC voluntarily withdrew the '414 patent from the investigation on 2012-07-30/31 (ALJ Order No. 20); investigation terminated 2013-01-14 after settlement.
- ALJ: Hon. Thomas B. Pender.
- Asserted claims (verbatim from the Federal Register notice): "claims 1, 4-13, and 15-21 of the '414 patent." Companion Delaware action: HTC v. Apple, D. Del. 1:11-cv-00715. Source: https://www.usitc.gov/secretary/fed_reg_notices/337/337_808_notice09272011sgl.pdf
- Claim construction (Order No. 16, 2012-06-18) — this is the useful part for any defendant:
- "integrated interface" / "integrating" (claims 1, 9, 12, 16): plain and ordinary meaning; Apple's proposed "connection between two physically separate products that are external to one another" was rejected.
- "turned on" (claim 12): construed as "an event that causes power to be applied to the PDA after it has been completely unpowered or turned off" — the ALJ adopted Apple's narrowing construction over HTC's broader "an event for activating." Source: https://www.lexology.com/library/detail.aspx?g=6bb264c0-5974-4d43-aaf2-3b3a7ad06991
- Final Written Decision: none — the '414 was withdrawn before any final initial determination on that patent. No claim of the '414 patent has ever been adjudicated invalid or valid by the ITC or the PTAB.
- Settlement: global Apple–HTC settlement announced 2012-11-11, reported as a 10-year cross-license; terms confidential. The '414 did not survive into any merits ruling.
- Appeal: none on the '414 (the CAFC/Commission review activity in 337-TA-808 concerned HTC's lack of standing on the five Google-borrowed patents, not the '414).
- Defensive value: the narrow "turned on" construction is a directly transferable non-infringement lever on claim 12 (and, by the "turning on the wireless communication system by the PDA" step, on the claim 12–15 method family) — any accused device that never fully powers down the PDA falls outside that limitation as construed. It also flags the '414 as the one HTC-owned (non-acquired) patent in the campaign, which is likely why it was pulled rather than risked at the ITC.
Strategic summary
Claim status — all 21 claims are UNTESTED. Claims 1–21 stand exactly as issued. Nothing was canceled, nothing was confirmed patentable through an AIA trial, and nothing was narrowed by reissue or ex parte reexamination on the US side (the file's non-patent citations reference only European counterpart office actions and search reports). If a demand letter or complaint maps your product to claims 1, 4–13, or 15–21, those are the claims as construed — but with one caveat: the '414 has now expired (2023-12-30), so a plaintiff cannot amend claims to chase your product and cannot seek an injunction. Realistic exposure is backward-looking damages reaching at most to 2020-10-01 under 35 U.S.C. § 286. That changes the economics decisively: your cheapest exit is usually a damages-only negotiation, and your strongest defense is invalidity/non-infringement on the merits, not a stay-and-IPR play.
Estoppel landscape — wide open. Because no IPR, PGR, or CBM was ever instituted, no one is subject to § 315(e)(2) estoppel on this patent. There is no petitioner, no real party in interest, and no privy whose art is foreclosed. Every § 102/§ 103 combination remains fully available to you — including art Apple presumably developed in the 2011–2012 ITC/Delaware litigation, if it is recoverable from that case record. Conversely, you get no benefit: there is no prior PTAB record of the Board rejecting the patent owner's arguments that you could adopt or cite for momentum. You (or Unified-style third party) would be the first mover. Practically, if the patent is expired, IPR does not eliminate past-damages exposure, so weigh whether a smaller damages case plus a strong § 112/§ 103 obviousness theory in district court is a better spend than a $40k+ petition.
Pattern signals. No serial-petitioner pattern exists because there is no petitioner at all. There is also no defensive-aggregator presence — Unified Patents' litigation portal lists the two 2011 cases (D. Del. 1:11-cv-00715 and ITC 337-TA-808) as HTC-v.-Apple matters, with no Unified or RPX IPR in the chain. The absence of any IPR against a patent that was affirmatively asserted by HTC against Apple at the ITC is itself a signal: Apple chose to fight the '414 (and the rest of the 337-TA-808 group) in the ITC and district court and through acquisition/standards arguments, and HTC withdrew the '414 rather than defend it — consistent with a patent HTC viewed as vulnerable and chose not to risk. Reported contemporaneously by FOSS Patents and echoed in the press: the '414 was "the only patent in the ITC complaint that HTC had developed itself"; the rest were borrowed from Google and ADT. See https://www.zdnet.de/88116989/htc-streicht-wichtiges-patent-aus-itc-klage-gegen-apple/.
Family note for a defendant. The '414 is one of four US family members sharing the 2002-08-15 priority date: US 7,278,032 (original, now expired), US 7,925,904 (continuation, filed 2007-08-23), US 7,765,414 (this patent, filed 2007-08-23), and US 8,417,977 (continuation, filed 2010-05-27, "Expired - Fee Related"). There is also EP 2 189 874 B1. If a plaintiff asserts the '414, confirm the pleading does not silently mix in the '904 or '977 claims — the asserted claims differ, and the '977's fee lapse affects enforcement of that member. Consider whether the sibling continuations warrant their own validity review before you evaluate any settlement number.
Recommended next steps
- Close the verification gap before relying on "no PTAB activity." Query PTAB E2E and PTAB Decisions directly by patent number, and cross-check Docket Alarm / Unified Patents' PTAB portal for
7,765,414and the sibling7,925,904/8,417,977. My ODP block is authoritative on its face, but a 30-second primary lookup is cheap insurance before you tell a client there is no Board record. - Anchor your non-infringement position on claim 12's "turned on" construction from ITC Order No. 16 (2012-06-18): power must be applied "after it has been completely unpowered or turned off." If your accused device only sleeps, hibernates, or soft-resets the PDA, argue the limitation is unmet. Careful: that construction came from an ALJ, not the PTAB or a district court, so it is persuasive, not binding — build an intrinsic-record argument from the specification's own "turning on the system first time" definition (battery exhausted / battery replaced) to make it stick.
- Run the dates before anything else. With adjusted expiration 2023-12-30, build a § 286 damages timeline ending at 2020-10-01 at the earliest and confirm no pre-expiration marking/notice theory bridges the gap. Also verify whether any HTC (or successor) license to your supply chain already covers 2002-priority family members.
- If you want a validity ruling, know your forum math. No estoppel blocks you; PGR and CBM are off the table; IPR remains technically available even on an expired patent but will not kill past-damages liability. The highest-value path is usually a district-court § 282 invalidity case (with § 112 written-description attacks on the "integrated interface" claim family, which even the ALJ declined to narrow) rather than a PTAB petition on a dead patent.
- Diligence the parent litigation record. If the '414 is asserted against you now, the 2011–2012 HTC v. Apple materials (ITC 337-TA-808 record and D. Del. 1:11-cv-00715) are the only prior adversarial validity work product on this patent. Confirm any protective-order restrictions before importing Apple's art or expert analyses, but that record is the closest thing to a free validity study that exists.
Caveats I will not paper over: (a) My searches were not exhaustive — the step cap cut one query short — so the "no PTAB activity" conclusion rests on the ODP block plus corroborating searches, not a certified count; (b) I found no Federal Circuit appeal touching the '414 and am not asserting one exists; (c) the "no FWD addressed a claim" statement is accurate precisely because no FWD exists — I am not characterizing any unissued decision.
Generated 10/1/2026, 3:21:14 PM
Ownership chain (1)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
2009-03-18 · recorded 2010-06-07 · reel 024490/0141 · Change of Name
HIGH TECH COMPUTER, CORP.HTC Corporation
change of name only
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll research the assignment record for US 7765414 through the available sources before building the report.
Ownership & Assignment Analysis — US 7,765,414 B2 ("Circuit and operating method for integrated interface of PDA and wireless communication system")
Sourcing note. I was unable to open assignmentcenter.uspto.gov directly from this environment; the analysis below is grounded in (a) the Google Patents legal-events block for this patent (which mirrors Assignment Center data including reel/frame), (b) third-party mirrors of USPTO assignment records surfaced by search, and (c) the ITC / district-court litigation record. Where a field (notably the correspondent) could not be verified for this patent's specific reel, I say so rather than guess.
Inventors
| Inventor | Employer at time of filing |
|---|---|
| Hsun-Hsin Chuang | High Tech Computer Corp. (HTC), Taoyuan, Taiwan |
| Hsi-Cheng Yeh | High Tech Computer Corp. (HTC) |
| Chih-Chao Hsieh | High Tech Computer Corp. (HTC) |
| Shi-Je Lin | High Tech Computer Corp. (HTC) |
| Wen-Hsing Lin | High Tech Computer Corp. (HTC) |
Pattern notes. This is a conventional single-employer corporate filing — all five inventors are Taiwan-based and the application was filed by/for High Tech Computer Corp. as the priority applicant (Taiwan app. 91118369, filed 2002-08-15; US app. 10/249,403, filed 2003-04-07; this patent is a continuation, app. 11/844,349, filed 2007-08-23). I found no evidence of inventor departures, individual assignments, or partial-interest recordation — hence no "all inventors left within 12 months" fire-sale precursor. I cannot confirm individual departure dates from the sources available, so I make no finding on that point.
Original assignee
High Tech Computer Corp. (renamed HTC Corporation effective 2008; the name change was recorded at the USPTO in 2010 — see below). Address of record: No. 23, Xinghua Road, Taoyuan City, Taiwan.
- Line of business: Design/manufacture of PDAs and, later, smartphones. HTC began as an ODM (building the iPAQ palm-size PC in 2000) and shifted to its own brand of Windows Mobile and then Android smartphones. This patent is squarely on HTC's own product line — a PDA host integrated with a GSM/GPRS radio over two serial ports (one for control, one for audio/data), which is exactly the architecture of HTC's early PDA-phones.
- Did they ship a product embodying the claims? Yes. HTC designed and sold the integrated PDA/handheld-computer-plus-wireless-module devices to which the specification is directed, and it later asserted this patent in its own name against a competitor (see timeline), which is inconsistent with a pure holding/licensing posture.
- Current status: Operating (publicly traded, TWSE: 2498). Not dissolved, not in bankruptcy. The patent itself is Expired – Lifetime (adjusted expiration 2023-12-30).
Assignment timeline
One post-issuance/pre-issuance assignment is confirmed in the record I could access, plus the change of name. The chain is short and stays inside the original corporate family.
2009-03-18 (executed) / recorded 2010-06-07 — Reel 024490 / 0141
- Conveyance: Change of Name
- Assignor: HIGH TECH COMPUTER, CORP. (Taiwan)
- Assignee: HTC CORPORATION (Taiwan) — "CHANGE OF NAME; ASSIGNOR: HIGH TECH COMPUTER, CORP."
- Correspondent: Not verified for this reel. I could not retrieve the recorded correspondent text for 024490/0141. For context, HTC's contemporaneous change-of-name recordings on unrelated filings used different correspondents — Stephen L. Baker (Reel 3961/0833, recorded 2009-03-31) and Birch Stewart Kolasch & Birch, LLP (Reel 27401/559, recorded 2011-12-16) — so I cannot claim a recurring correspondent on this chain and will not speculate. No recurrence finding.
- Context: Internal reorg / change of name only — no change in beneficial ownership.
~2003 (filing of parent application 10/249,403) — inventor → High Tech Computer Corp.
- The original inventor-to-company assignment is the normal predicate for a corporate-owned application, but I could not capture its specific reel/frame from the sources available (the Google Patents legal-events block for this patent shows only the 2010-06-07 AS entry). I am flagging this as a gap in the record I could verify, not asserting a reel number.
Not an assignment/ownership event (for completeness): the family continuation US 12/788,326 (filed 2010-05-27 → US 8,417,977) is a prosecution continuation, not a transfer of ownership; likewise US 11/844,347 → US 7,925,904. All family members list the same HTC ownership.
Litigation overlay (not recorded assignments, but relevant to the chain):
- 2011-08-16 — HTC Corp. filed ITC complaint 337-TA-808, asserting the '414 patent (claims 1, 4–13, 15–21) against Apple. Commission instituted 2011-09-26/29.
- 2011 — Companion Delaware district-court action 1:11-cv-00715 (HTC v. Apple) using the same patents.
- 2012-11 — Global settlement between HTC and Apple with a 10-year cross-license; ITC investigation terminated 2013-01-10.
Timeline diagram
timeline
title Ownership of US 7765414
2002 : Priority filing in Taiwan
2003 : US application filed by High Tech Computer
2008 : Company renamed HTC Corporation
2010 : Change of name recorded at USPTO
2011 : HTC asserts patent against Apple
: ITC case 337-TA-808 filed
2012 : HTC and Apple global settlement
2013 : ITC investigation closed
2023 : Patent expires by adjusted term
NPE / troll-pattern signals
- Shell-entity transfer — not present. No transfer to any "IP / Holdings / Licensing / Ventures" entity appears in the record. The only recorded conveyance is a Change of Name (Reel 024490/0141), which moves title within the same corporate person (High Tech Computer Corp. → HTC Corporation), not to a new licensing vehicle.
- Known asserter in the chain — not present. Current and original assignee is HTC Corporation, a product-shipping smartphone maker. HTC does not appear on the Acacia / Marathon / IV / Wi-LAN / Conversant / Vringo / Round Rock / etc. asserter lists. If anything, search results place HTC on the receiving side of NPE pressure (it is described as an RPX participant and as a target of St. Clair-type assertions), i.e., a defendant-aggregator, not an NPE.
- Repeat correspondent across the chain — unclear / not present. There is only one recorded link in this chain, so the "same lawyer on multiple links" test cannot be satisfied. I could not confirm the correspondent on Reel 024490/0141, and the two HTC change-of-name reels I could see on other filings used two different correspondents — which is weak evidence against a single recurring filing agent. Do not treat HTC's corporate counsel as an NPE-vector pattern on this patent.
- Cascading transfers — not present. One recorded assignment across the entire life of the patent; no chained LLCs in <24 months.
- Pre-litigation transfer — not present. The only recorded event (change of name, executed 2009-03-18, recorded 2010-06-07) predates the 2011 HTC v. Apple filings by well over 12 months and, critically, is not an ownership transfer — HTC asserted in its own name as the pre-existing owner. No assignment was arranged to set venue or manufacture standing for this patent.
- Bankruptcy fire-sale — not present. No Chapter 7/11 proceeding, no portfolio sale. HTC remained an operating concern throughout.
- Privateering — not present. HTC asserted its own patent in its own name against a direct competitor (Apple). This is the operating-company-assertion fact pattern, not privateering (which requires the operating company to hand the patent to a proxy asserter). The separate Google/ADC patent transfers in 337-TA-808 involved different patents and raised a standing dispute about HTC's right to assert, not a reverse-privateering arrangement for the '414.
- Defensive aggregator (anti-NPE) — not present. The chain does not terminate at RPX, AST, LOT, Unified Patents, or OIN. Title stays with HTC (though HTC is associated with RPX in a defensive capacity in other matters).
Verdict
Operating-company assertion (not an NPE chain).
Justification. The title record contains exactly one conveyance — a Change of Name at Reel 024490/0141 (executed 2009-03-18, recorded 2010-06-07) moving title from High Tech Computer, Corp. to HTC Corporation, with no transfer to any licensing LLC, asserter, or aggregator, and no cascading or pre-litigation assignments. HTC is a product-shipping smartphone manufacturer that built PDA/radio-integrated handhelds reading on the claims, and it asserted US 7,765,414 in its own name against Apple at the ITC (337-TA-808, filed 2011-08-16) and in D. Del. (1:11-cv-00715) — the classic operating-company-versus-competitor posture. None of the eight NPE signals is present; the only genuine gap in my data is the unverified correspondent on the sole recorded reel.
Verify at: USPTO Assignment Center — https://assignmentcenter.uspto.gov/ (search patent number 7765414; confirm Reel 024490/0141 and retrieve the correspondent of record). Mirror: https://assignment.uspto.gov/patent/index.html. Litigation corroboration: ITC 337-TA-808 (https://portal.unifiedpatents.com/litigation/International%20Trade%20Commission/case/337-TA-808).
Generated 10/1/2026, 3:21:18 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll research US patent 7765414 and its cited prior art. Let me start with searches.
I have the full citation data from the patent record. Let me verify details on the most relevant references.
Prior-Art Analysis — US 7,765,414 B2
1. Patent identification (ground truth)
| Field | Value |
|---|---|
| Patent number | US 7,765,414 B2 (liter, not 7,765,144 or similar) |
| Title | "Circuit and operating method for integrated interface of PDA and wireless communication system" |
| Application no. | 11/844,349 (a continuation of 10/249,403) |
| Filed | 2007-08-23 |
| Granted / published | 2010-07-27 (pre-grant pub. US 2008/0034233 A1, 2008-02-07) |
| Priority | 2002-08-15 (TW 091118369) |
| Inventors | Chuang, Hsun-Hsin; Yeh, Hsi-Cheng; Hsieh, Chih-Chao; Lin, Shi-Je; Lin, Wen-Hsing |
| Assignee | HTC Corporation (originally High Tech Computer Corp.) |
| Status | Expired – Lifetime (adjusted expiry 2023-12-30) |
Claim set that matters for §102 — this continuation has 21 claims, and all of them fall into only three families of subject matter:
- Dual serial-port architecture — independent claim 1, dependent claims 4–8; independent method claim 9, claims 10–11; independent claim 16, claims 17–21. (First serial port carries control/status signals; second serial port carries audio/digital data.)
- Turn-on / reset sequencing — independent method claim 12, claims 13–15 (PDA turns on and resets the wireless communication system).
- Power system / power-shortage signal — claims 2–3.
⚠️ Important scoping note: the charging methods (small-current charge → internal charge circuit → constant-voltage, 600 mA/900 mA segments) described in the specification are not recited in any claim of US 7,765,414. They appear in the sibling/child patents of the same family (US 7,925,904; US 8,417,977). Therefore the many charger/battery references cited on the face of 7,765,414 do not anticipate any of its 21 claims — they are background art against the specification, not against the claims.
2. Patent citations on the face of US 7,765,414 — reference-by-reference
The face of the patent lists 31–33 U.S./foreign patent citations (plus 10 non-patent citations). Below, each is given with full citation, date(s), a brief description, and the claim(s) it could potentially anticipate under 35 U.S.C. § 102. Because the independent claims require a two-serial-port control/data split, references dealing only with battery levels or generic PDA/phone integration cannot anticipate them; I have flagged this explicitly.
Tier 1 — Most relevant (potentially anticipate independent claims)
US 5,797,089 A — Nguyen (Ericsson) — filed 1995-09-07; granted 1998-08-18. (Also cited via family members WO 97/09813 A1 and CN 1200855 A.)
Description: A "personal communications terminal" whose two halves hold a PDA unit and a mobile telephone unit, connected by both a modem and a separate "mobile data interface" (MDI) that passes data directly between the units without the modem. Claim 17/18 expressly teaches that when the user requests a phone/FAX function, the PDA turns on the telephone unit by passing an instruction through the mobile data interface; claim 22 teaches independent PDA/telephone power switches; the spec discloses dual power supplies and turning off power to the PDA when closed.
Potential §102 mapping: Claims 12 and 15 (operating method in which, upon turning on the PDA, the wireless communication system is turned on by the PDA) — the PDA-commands-telephone-on teaching is squarely on point. Strong § 103 combination material for claims 1/9/16 (two distinct data paths — modem path vs. MDI path — as an analogue of two serial ports), though it does not use the word "serial port."
US 6,234,464 B1 — Qualcomm — filed 1999-05-14; granted 2001-05-15. "Power on/off in combined PDA/telephone."
Description: Directly addresses power-on/off control logic of a combined PDA + telephone device.
Potential §102 mapping: Claims 12–14 (turn-on sequencing, status checking/reset of the wireless system); claim 2 (power management of the two subsystems).
US 6,436,403 B1 — Ausems et al. (Bodycom) — filed 1999-02-19; granted 2002-08-13. "Personal digital assistant with wireless telephone."
Description: A wireless-telephone engine, smart-card engine and PDA engine integrated in a single device with a shared address book; the PDA engine exchanges data with a remote computer via the wireless telephone engine; I/O circuitry couples the engines.
Potential §102 mapping: Background/§ 103 material for claims 1, 9, 16 (interface between a PDA engine and a wireless-telephone engine carrying data), and for claims 4–8 / 16–21 (status data exchanged between the engines). Does not disclose two discrete serial ports, so no clean § 102 anticipation.
US 6,516,202 B1 — Handspring — filed 1999-08-12; granted 2003-02-04. "Mobile computer system designed for wireless communication expansion."
Description: A handheld organizer that receives a cellular component; FIG. 5B shows the interconnections formed between the telephone element and the organizer element, and the spec discusses separating development of organizer vs. cellular component. Discloses an organizer generating dialing streams for the telephone.
Potential §102 mapping: § 103 material for claims 1/9/16 (signal interconnections between PDA and a wireless module) and claim 12 (organizer initiating telephone operation).
WO 01/61872 A2 — Qualcomm — filed 2000-02-15; published 2001-08-23. "Method and apparatus for conserving power in an integrated electronic device that includes a PDA and a wireless telephone."
Description: Power-conservation methods for an integrated PDA + wireless-telephone device, including putting subsystems into low-power states and waking them.
Potential §102 mapping: Claim 2 (power system determining magnitude of power supplied to the PDA) and the power-saving/"wake-up PDA" aspects underlying the specification (relevant to claims 12–14 turn-on/wake sequencing).
US 5,606,594 A — Dell USA — filed 1994-01-27; granted 1997-02-25. "Communication accessory and method of telecommunicating for a PDA."
Description: An accessory that lets a PDA communicate over a wireless/telephone link — i.e., the classic "PDA + separate wireless interface" model.
Potential §102 mapping: § 103 material for claims 1/9/16 (interface coupling a PDA to a wireless communication system).
Tier 2 — Relevant to power-system claims (2–3) and background
US 5,570,025 A — Lauritsen — filed 1994-11-16; granted 1996-10-29. "Annunciator and battery supply measurement system for cellular telephones."
Description: Measures cell-phone battery supply and annunciates low-battery conditions.
Potential §102 mapping: Claim 3 (power-shortage signal to PDA and wireless system when power is insufficient).
US 6,031,999 A — Nikon — filed 1996-10-17; granted 2000-02-29. "Camera battery check device having multiple battery check levels."
Description: A battery-check device that evaluates battery condition against multiple threshold levels.
Potential §102 mapping: § 103 material for claim 3 and the multi-level potential scheme (3.8/3.6/3.5/3.2 V) in the specification.
US 6,134,391 A — Asahi Kogaku — filed 1998-06-22; granted 2000-10-17. "Battery residual-power checking apparatus."
Description: Apparatus for checking remaining battery power.
Potential §102 mapping: Claim 3 (power-shortage detection), analogous to 5,570,025.
EP 0 926 507 A2 — Samsung — filed 1997-12-16; published 1999-06-30. "Method for displaying battery voltage in TDMA radio terminal."
Description: Displays battery voltage level in a TDMA (GSM-type) terminal.
Potential §102 mapping: Background to claim 3 and to the reported "battery capacity" status data of claims 4/17.
US 5,821,736 A — Samsung — filed 1995-12-02; granted 1998-10-13. "Charge mode control in a battery charger."
Description: Controls charging mode of a battery charger.
Potential §102 mapping: None of claims 1–21. Charging is not claimed in US 7,765,414 (it is claimed in the sibling US 7,925,904 / child US 8,417,977). Relevant only as specification background.
US 2001/0016918 A1 — Douglas Alexander — filed 1999-07-14; published 2001-08-23. "Power management fault strategy for automotive multimedia system."
Description: Power-management fault strategy (automotive context).
Potential §102 mapping: § 103 material for claim 3 (low-power fault signaling); remote from the serial-port claims.
EP 0 591 973 A2 — NEC — filed 1992-10-07; published 1994-04-13. "Floppy disk controller incorporating standby signal generating function."
Description: Standby/sleep signal generation.
Potential §102 mapping: § 103 material for the power-saving / standby aspects of the specification (claims 2 and 12–14 context). No serial-port teaching.
US 5,675,524 A — ETE Inc. — filed 1993-11-15; granted 1997-10-07. "Portable apparatus for providing multiple integrated communication media."
Description: A portable device integrating several communication media (described on Unified Patents as sharing the 2002-08-14 priority family entry associated with the HTC case).
Potential §102 mapping: § 103 material for claims 1/9/16 (multiple communication paths in one portable device).
Tier 3 — Peripheral / weak relevance (data synchronization, expansion hardware, non-analogous art)
US 6,034,621 A — Lucent — filed 1997-11-18; granted 2000-03-07. "Wireless remote synchronization of data between PC and PDA." — § 103 material, at most, for data exchange between a PDA and a remote system (claims 9/11); no dual-port teaching.
US 6,442,637 B1 — Handspring (Hawkins et al.) — filed 1999-08-12; granted 2002-08-27. "Expandable mobile computer system." — Discloses an expansion interface (USB/IEEE-1394-class) on a handheld for peripherals/MP3 modules. Relevant only as generic handheld-expansion background; no PDA/wireless dual-serial-port architecture. Does not anticipate.
US 6,571,308 B1 — Koninklijke Philips — filed 2000-01-31; granted 2003-05-27. "Bridging a host bus to an external bus using a host-bus-to-processor protocol translator." — Bus-bridge art; § 103 background at most for the "serial-port interface" concept.
US 6,745,047 B1 — PalmOne — filed 2001-03-07; granted 2004-06-01. "System and method for using a wireless enabled portable computer system as a wireless modem." — § 103 material for coupling a handheld to a wireless link; does not show two separate serial ports.
WO 99/35557 A2 — Microsoft — filed 1998-01-07; published 1999-07-15. "System and method for receiving wireless information on a mobile device." — Wireless information delivery to a mobile device; weak background only.
WO 01/39167 A1 — Ericsson — filed 1999-11-25; published 2001-05-31. "Display system." — Remote/display data; weak background.
JP 2001-313690 A — Canon — filed 2000-05-01; published 2001-11-09. "Communication control device and method." — Communication control background.
US 6,813,344 B1 — PalmSource — filed 2001-08-29; granted 2004-11-02. "Method and system for providing information for identifying callers based on a partial number." — Caller-ID feature; not relevant to the interface claims.
US 6,915,142 B1 — Novatel Wireless — filed 2001-09-21; granted 2005-07-05. "Systems and methods for multi-mode wireless communication." — Multi-mode radio background.
US 6,801,812 B2 — Darfon Electronics — filed 2001-10-03; granted 2004-10-05. "Input apparatus of a hand-held information processing device." — Input-device hardware; not relevant.
US 2002/0127987 A1 — Mark Kent — filed 2001-03-12; published 2002-09-12. "Method and apparatus for multipath signal detection, identification, and monitoring for wideband CDMA." — Non-analogous art (WCDMA signal processing). No bearing on any claim.
CN 1,332,566 A — 神乎科技 — filed 2001-08-02; published 2002-01-23. "Combination system of paging personal digital assistant and mobile phone module." — Combined pager/PDA/phone-module system; § 103 material for claims 1/9/16 (PDA + wireless module integration), but no dual-serial-port disclosure.
US 2003/0157961 A1 — Glover, K. M. — filed 2002-02-19; published 2003-08-21. "Peripheral data entry device with integrated wireless modem." — § 102(e) candidate (pre-priority filing) as to a combined data-entry + wireless-modem peripheral; peripheral to the interface claims.
Not prior art (same-family / spec-only items appearing in the citation list)
- US 7,278,032 B2 — High Tech Computer Corp. — 2002-08-15 / 2007-10-02. This is the parent of the present continuation (application 10/249,403). Same priority; cannot be §102 prior art against US 7,765,414 (it is the same inventive entity/family).
- US 2007/0293278 A1 — High Tech Computer Corp. — 2002-08-15 / 2007-12-20. The sibling publication of application 11/844,347 (which issued as US 7,925,904). Same family, same priority — not §102 prior art.
3. Non-patent citations (10) — also § 102 / § 103 candidates
| Non-patent reference | Date | Relevance |
|---|---|---|
| "Palm Handhelds to Receive GSM Data and Voice Connection With Realvision Snap-On" | 2000-09-22 | Most relevant NPL. A commercial Snap-On GSM module giving a Palm PDA both voice and data — § 103 material for claims 1/9/16 (PDA–wireless interface carrying control + data) and claim 12. |
| "FAQ for CarpeDiem V" | 2002-08-23 | Commercial PDA/phone module documentation; § 103 background. |
| Texas Instruments, "Power Supply Management IC and Li-Ion Battery Charge Control," TWL2213CA | 2001-03 | Power-management/charging IC datasheet — background for claims 2–3; charging itself unclaimed here. |
| "1st Office Action of Chinese Counterpart Application" | 2008-02-22 | Prosecution document; not prior art. |
| "Office Action of European Counterpart Application" (three actions: 2007-11-26; 2010-03-12; 2010-04-29) | various | Prosecution documents; not prior art. |
| "Office Action of Japan Counterpart Application" | 2005-11-04 | Prosecution document; not prior art. |
| "Search Report of European Counterpart Application" | 2003-04-28 / 2010-04-15 | Search reports; not prior art. |
(The related-family patent US 7,925,904 additionally lists NPL such as Shih et al., "Wake on Wireless…," MOBICOM '02, and Lettieri et al., "Advances in Wireless Terminals," IEEE Personal Communications (Feb. 1999), which are § 103 material for the wake-up/power-saving aspects — but those are not on the face of US 7,765,414 itself.)
4. Bottom-line assessment
No cited reference is a clean, single-reference § 102 anticipation of any independent claim (1, 9, 12, or 16) of US 7,765,414. The independent claims require a first serial port dedicated to control signals and a second serial port dedicated to audio/digital data; none of the references uses that exact two-port split.
Best § 102 candidates for specific dependent/independent claims:
- US 5,797,089 A (Ericsson/Nguyen) → best hit against claims 12 and 15 (PDA turns on the telephone unit by an instruction passed over the inter-unit data interface), and strong § 103 art for claims 1/9/16 via its dual-path (modem + MDI) architecture.
- US 6,234,464 B1 (Qualcomm) → best hit against claims 12–14 (power-on/off control of a combined PDA/telephone).
- US 5,570,025 A and US 6,031,999 A → strongest art against claim 3 (low-power detection / multi-level battery thresholds).
Charging references (US 5,821,736 A; the TWL2213CA datasheet; US 6,134,391; EP 0 926 507) map only to the specification of US 7,765,414 and to claims found in its siblings/child (US 7,925,904 and US 8,417,977), not to the 21 claims of this patent.
Family members US 7,278,032 B2 and US 2007/0293278 A1 are not § 102 prior art — they share the 2002-08-15 priority and are the parent/sibling of this continuation.
Caveats (please read)
- I identified the patent and its citation list from the USPTO/Google Patents record for US 7,765,414 B2 (authoritative full text supplied). I was able to retrieve full text for US 5,797,089, US 6,434,403, US 6,516,202 and US 6,442,637; for the remaining citations my mapping is based on their titles/abstracts and bibliographic data, so the claim-by-claim § 102 characterizations are preliminary and title/abstract-level. A definitive § 102/§ 103 analysis would require reading each reference's complete specification and claims against element-by-element claim charts.
- "Anticipation" (§ 102) requires every element of a claim in a single reference. Where I wrote "§ 103 material," that is a judgment that the reference is relevant but does not alone anticipate; it would need to be combined with another reference.
- Note the minor textual divergence between the granted claims (which recite the second port transmits "audio data") and the pre-grant publication US 2008/0034233 A1 (which recited "data"); I used the granted claim text.
If you'd like, I can build a full element-by-element claim chart for any of the Tier-1 references (e.g., US 5,797,089 against claims 1, 9, 12, 15) or extend the analysis to the sibling patents US 7,925,904 and US 8,417,977, whose claims do cover the charging/power-saving methods.
Generated 10/1/2026, 3:21:32 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll ground this analysis by verifying the disclosures of the key prior-art references listed on the patent page.
Now let me verify the power-management and charging references, plus the non-patent literature.
Obviousness Analysis — U.S. Patent 7,765,414 B2
"Circuit and operating method for integrated interface of PDA and wireless communication system"
Assignee: HTC Corp. (orig. High Tech Computer Corp.) · Application 11/844,349 (filed 2007-08-23) · Continuation of 10/249,403 · Earliest priority 2002-08-15 (TW 91118369) · 21 claims
1. Framework
| Item | Determination |
|---|---|
| Governing statute | Pre‑AIA 35 U.S.C. § 103(a) (effective filing/priority before 2013-03-16) |
| Critical date | 2002‑08‑15 (TW 91118369). A reference must qualify under §102(a), (b), or (e) as of that date. |
| POSITA | Engineer (B.S. EE/CS or equivalent, ~2–4 yrs) designing handheld computers and radio‑telephone modules; familiar with UART/RS‑232 serial links, PDA power management, and Li‑ion charge/power‑management ICs. |
| Claim families | C1–8 (circuit: dual serial ports, power system); C9–11 (method); C12–15 (turn‑on/reset/error method); C16–21 (circuit: status data). Claims recite a circuit (apparatus) and operating methods; the specification's battery‑charging method (FIG. 5) and threshold‑based power‑shortage method (FIG. 6B) are described but not claimed, so charging art cited on the face of the patent (US 5,821,736; TI TWL2213CA; US 5,115,182) bears on unclaimed subject matter and only indirectly on enablement/background. |
Note on the claim language. The '414 claims are narrower than the disclosure: claim 1 recites the second port carries "audio data," whereas the specification describes that port as carrying a "digital data signal" that is "usually … an audio signal." Claims 16–21 further limit the first port to "status data." This narrowing matters to the analysis because the strongest prior art (telephone accessories and integrated PDA/phone devices) is specifically about audio and call status.
2. Prior‑art landscape (from the patent's own citation lists)
| Ref. | Date (qualifying event) | Verified teaching this session | §102 basis |
|---|---|---|---|
| US 5,606,594 (Dell) | filed 1994‑01‑27 / granted 1997‑02‑25 | PDA telephony accessory mated via first/second connectors; "the PDA controls the communication accessory, providing signals to initiate and terminate calls and providing substantive data for transmission"; microphone/speaker circuitry coupled to communications circuitry; accessory‑detection circuitry; PDA displays information to user "regarding an operation of the accessory" (Google Patents/USPTO) | §102(b) |
| US 5,797,089 / WO 97/09813 (Ericsson) | filed 1995‑09‑07 / granted 1998‑08‑18 | Integrated PDA + mobile telephone; two distinct inter‑unit data paths (modem 33 and mobile data interface 34 passing data "without the modem"); power supplies 36/37 supplying telephone unit and PDA, power to PDA gated on/off with lid state; independent power switches 13, 25, 26 for phone and PDA; microphone 16/speaker 17 (Google Patents) | §102(b) |
| US 6,516,202 (Handspring) | priority 1999‑08‑12 / granted 2003‑02‑04 | Organizer component + separable cellular component forming a unitary phone; FIG. 5B "interconnections formed between the telephone element and the organizer element"; single organizer usable with plural telephone modules (Google Patents) | §102(e) |
| US 6,442,637 (Handspring) | filed 1999‑08‑12 / granted 2002‑08‑27 | Expansion interface, interrupt line to processor, PC‑Card‑type connector; expressly notes the external serial interface is limited in bandwidth — motivating added interfaces | §102(e) |
| WO 01/61872 A2 → US 6,725,060 B1 (Qualcomm) | pub. 2001‑08‑23 / US filed 2000‑02‑15 | Integrated PDA + wireless telephone in one housing, common display, single battery powering both; controller powers the telephone off after a timeout and back on on user action; PDA has its own sleep mode invoked independently, user‑selectable timers (WO A3; US 6,725,060) | §102(a)/(b); §102(e) |
| US 6,233,464 B1 (Qualcomm) | filed 1999‑05‑14 / granted 2001‑05‑15 | Combined PDA + wireless telephone with a switch that powers the PDA on/off and independently the telephone on/off, with flowcharts that first check whether the device is already on before turning it on; explicit statement of motivation: "It is important that the power on/off of the telephone be coordinated with the power on/off of the PDA. If the telephone is improperly off, a call may be dropped or missed… If either or both are improperly on, battery life will be shortened." | §102(b) |
| WO 00/07345 (Ericsson) | pub. 2000‑02‑10 | PDA with serial I/O port 432 to a codec and an analog matrix switch 402 that dynamically routes audio between handsets/mic/speaker and cellular/PSTN transceivers; separate digital control/data buses | §102(a)/(b) |
| US 5,570,025 (Lauritsen); EP 0 926 507 A2 (Samsung); US 6,034,621 (Lucent); US 5,671,374, 5,519,577 (per TW 526423 background) | 1996–2000 | Annunciator/battery‑supply measurement and warning for cellular telephones; battery‑voltage display in TDMA terminals; wireless PC↔PDA data synchronization | §102(b) |
| US 2003/0157961 A1 (Glover) | filed 2002‑02‑19 | Peripheral data‑entry device with integrated wireless modem for a host | §102(e) |
| NPL | — | "Palm Handhelds to Receive GSM Data and Voice Connection With Realvision Snap‑On" (2000‑09‑22); TI TWL2213CA Power‑Supply‑Management IC & Li‑ion Charge Control; "1st Office Action of Chinese Counterpart", EPO/JP office actions | §102(b) (Snap‑On; TI). ⚠️ "FAQ for CarpeDiem V" is dated 2002‑08‑23 — after the 2002‑08‑15 TW priority date; it likely qualifies only against later‑filed subject matter, if at all. |
Caveat on verification. I confirmed the full text/abstract of the Dell, Ericsson ('089/WO 97/09813, WO 00/07345), Handspring ('202, '637) and Qualcomm ('060, '464) references via live search. The battery‑annunciator/'0926507/`6031999/'6134391 references were not independently full‑text‑verified in this session; they are mapped from their titles/abstracts as listed on the patent's face and should be confirmed against the documents before any rejection is served.
3. Independent claims
3.1 Claims 1 & 16 (dual‑port architecture) and claim 9 (method counterpart)
Claim 1 requires only: (a) a first serial port, one terminal to PDA / one to the wireless system, carrying a bidirectional control signal; (b) a second serial port, likewise terminated, carrying bidirectional audio data. Claim 16 is the same structure with the first port carrying status data.
- Lead reference A: US 5,606,594 (Dell) — an accessory whose two connectors mate with the PDA, with the PDA supplying both control ("signals to initiate and terminate calls") and substantive data for the wireless link, and with microphone/speaker circuitry coupled to the communications circuitry. This discloses the functional partition (control vs. payload, audio I/O) but not two named UARTs.
- Lead reference B: US 5,797,089 (Ericsson) — integrated PDA + telephone with two physically distinct inter‑unit channels (modem path and modem‑bypass MDI). This is a two‑channel PDA↔radio interface, the core architectural element of claims 1/16.
- Lead reference C: WO 00/07345 (Ericsson) — a PDA in which a processor serial port connects to a codec and a matrix switch routes audio between transceiver and speaker/microphone, while digital control/data travel on separate buses. This supplies the "audio on its own port/path" element of claims 1 and 16.
- Lead reference D: Handspring US 6,516,202 / US 6,443,637 — separable organizer/cellular modules with a defined set of interconnections between the two elements, and an express recognition that a single serial interface is bandwidth‑limited.
Combination 1 (likely primary rejection for claims 1, 16, 9): [Ericsson '089 or Dell '594] + [WO 00/07345] + [Handspring '637/'202].
Motivation to combine (grounded in the references themselves and in KSR):
- Self‑evident design incentive. Both Dell '594 and WO 00/07345 already physically separate control/status traffic from audio traffic; routing the audio over a dedicated port while leaving control/status on another is a rearrangement of known elements (two UARTs) to a known purpose.
- Express problem recognition in the art. Handspring '637 states the external serial interface "is limited due to the limited communication bandwidth and limited interface features," and the '414 specification itself concedes the rationale is conventional engineering: the digital/audio stream "occupies a very long time period on the serial port," so a separate port "avoid[s] prolonging the time for transmitting the control signal." When the patent's own stated motivation is a recognized bandwidth/timeliness trade‑off, that motivation is attributable to the POSITA as of the critical date.
- Predictability. Dual‑UART designs (one for control/handshake, one for payload) were among the most routine serial‑interface topologies; no new protocol, error‑handling scheme, or hardware redesign is required — the patent itself touts that "it is not necessary … to design a new communication protocol."
- No teaching away. Nothing in the cited art teaches that control and payload must share one port; WO 00/07345's switchable audio routing is consistent with (indeed suggests) dedicated audio paths.
Strength: Moderate‑to‑strong for claims 1, 9, 16. The weakest link is that none of the verified references uses the term "second serial port" for audio; the rejection depends on characterizing the Ericsson MDI/modem split and the WO 00/07345 codec/serial‑port path as two ports in the claimed sense. A secondary reference expressly disclosing two UARTs (or the Palm RS‑232 port plus a Springboard/module interface, per the Realvision Snap‑On and Handspring literature) should be added to close that gap.
3.2 Claim 12 (turn‑on method) with claims 13–15
Claim 12: use first port for control, second for audio; when the PDA is turned on: turn on the PDA; then turn on the wireless communication system by the PDA. Claim 13 adds resetting the wireless system after turning it on. Claim 14 adds: after reset and a first predetermined wait, check the wireless system's status; if normal, done; if abnormal, display an error message. Claim 15 specifies a PDA‑turn‑on‑wireless‑communication‑system signal.
- US 6,233,464 (Qualcomm) is the closest art and supplies the express motivation: it teaches a combined PDA/telephone in which a switch powers the PDA on/off and, independently/unselectably per user setting, the telephone; its flowcharts check "if it already is turned on" before turning on, and the specification explains the coordination rationale (dropped calls, data loss, battery drain). Turning on the master (PDA) and then the slave (radio) is the natural ordering.
- US 5,797,089 (Ericsson) supplies independent energization of the telephone and PDA, and gating of PDA/telephone power by state (e.g., housing open/closed, backup supply) — i.e., a PDA‑controlled power sequence for a co‑housed radio.
- WO 01/61872 / US 6,725,060 (Qualcomm) supplies the controller‑driven power‑state transitions of the radio within an integrated PDA/telephone and PDAs operating while the radio is off.
- Reset + wait + status check + error display (claims 13–14): resetting a subsystem after power‑up to clear an indeterminate state is standard practice (and the '414 specification itself justifies it by ordinary leakage between charging subsystems); verifying subsystem readiness after a timeout and annunciating failure on the display is the routine "power‑on self‑test" pattern. Dell '594 discloses the PDA displaying information to the user "regarding an operation of the accessory," and EP 0 926 507 A2 discloses displaying battery/terminal status on a radio terminal's display — together supplying display‑based error annunciation.
Combination 2 (claims 12–15): US 6,233,464 + US 5,797,089 + [WO 00/07345 or WO 01/61872] (and, for claim 14's error display, Dell '594 and/or EP 0 926 507 A2).
Motivation: the coordination problem is expressly stated in US 6,233,464 (calls dropped; data lost; battery wasted if power states are improper) — a textbook KSR "identified need" motivation; and the sequencing choice (master first) is dictated by the architecture of the primary reference.
Strength: Strong, except that the claim says the wireless system is turned on "by the PDA," whereas '464/Ericsson power the radio via a user‑actuated switch. This is a §103 (not §102) rejection point: routing the switch output through the PDA/controller rather than a mechanical switch is a predictable substitution, and Ericsson's power‑gating of the PDA/telephone by state makes the PDA‑initiated version an obvious alternative.
4. Dependent claims
| Claim | Additional limitation | Primary/Secondary art and combination | Motivation |
|---|---|---|---|
| 2 | Power system powers PDA + wireless system; magnitude of PDA power set from a PDA "idle signal" | WO 01/61872 / US 6,725,060 (PDA sleep mode invoked by OS after inactivity, independent of radio state; single battery powering both) + US 5,797,089 (power supplies 36/37 supplying both; PDA power gated) + US 5,410,713 / US 5,708,819 / US 2001/0016918 (power‑management event generation, fault strategy) | The problem — one battery, two loads — is expressly identified in WO 01/61872; reducing PDA supply on idle is the very purpose of that reference's sleep mode. Predictable control‑loop design choice. |
| 3 | Power‑shortage signal to PDA and wireless system when power is insufficient | US 5,570,025 (Lauritsen: annunciator + battery‑supply measurement for cellular telephones); EP 0 926 507 A2 (battery‑voltage display in TDMA terminals); US 6,034,999 / US 6,134,391 (multi‑level battery checks) + WO 01/61872 (shared battery) | Because a single battery powers both subsystems, broadcasting a low‑battery flag to both is an obvious — indeed necessary — coordination step; Dell '594's accessory‑status signaling provides the messaging path. |
| 4–5, 17, 21 | First port also carries status data; specifically antenna intensity (and battery capacity) | EP 0 926 507 A2 (status/battery display); US 5,570,025; WO 01/61872 (common display shows messages from both PDA and telephone) + Dell '594 (PDA renders accessory operating info) | With a shared display and a shared control port, forwarding radio status (RSSI/antenna, battery) to the PDA is the predictable implementation of the common‑display architecture already taught by Qualcomm and Dell. |
| 6–8, 10–11, 18–20 | Audio data is digital; wireless element receives EM waves and converts to digital data; PDA audio element receives the digital data through the second port | Dell '594 (mic/speaker circuitry coupled to communications circuitry) + WO 00/07345 (codec 430 on serial I/O port 432; matrix switch routes audio between transceivers and speakers/mic) + US 5,797,089 (PDA microphone 16 / speaker 17; MDI/modem data paths) + Realvision Snap‑On NPL (GSM data and voice to a Palm handheld) | Making the audio path digital and letting the PDA's own speaker/mic serve the radio is the entire point of a voice‑capable integrated accessory; the Snap‑On literature confirms this was a commercial, well‑known objective. |
| 15 | PDA‑turn‑on‑wireless‑system signal | US 6,233,464 (switch‑driven telephone power‑on); US 5,797,089 (independent energization, external/interior telephone power switches) | An on/off control line from the master to the radio is the same switching function relocated to a logic‑level signal — a predictable hardware substitution. |
5. Rebuttal landscape (what the patentee can argue)
- "Two serial ports" is the point of novelty. Patentee will argue no reference teaches two serial ports between PDA and radio: Ericsson '089 uses a shared‑RAM MDI plus a modem, and Handspring's art points to an expansion bus (Springboard/PC‑Card rails) rather than a second UART. Counter: WO 00/07345's codec‑on‑serial‑port plus control buses, read with the bandwidth criticism in Handspring '637, would have suggested a dedicated payload port; and claim 1's "serial port" is broad enough to read on the module interface connectors.
- Teaching away. Handspring '637 disparages serial interfaces as bandwidth‑limited, which patentee may cast as steering away from a serial second port. Counter: disparagement of a single, general‑purpose serial port is not a teaching away from using a dedicated serial channel for audio;
KSRrequires the reference to criticize, discredit, or otherwise discourage the claimed solution. - Audio‑data narrowing. Because claims 1/9/16/18 recite "audio data," patentee may argue Dell '594's "substantive data" is broader than audio. Counter: Dell '594's accessory is a telephone with microphone and speaker circuitry coupled to the transceiver — audio is squarely within its disclosure; WO 00/07345 routes audio through a codec on a serial port.
- Secondary considerations. The specification's asserted advantages are (i) no new protocol needed, (ii) lower cost than IR/Bluetooth. These are design‑choice/economic arguments and, absent evidence of nexus and unexpected results, carry little weight under
KSR. No unexpected‑results data appears in the patent. - Priority‑date exposure. The CarpeDiem V FAQ NPL is dated 2002‑08‑23, eight days after the TW priority date, and so should not be relied on against claims entitled to 2002‑08‑15. Conversely, the TW 556421B publication (2003‑10‑01) is the applicant's own family member and not prior art.
6. Bottom line
| Claims | Best §103 combination | Confidence |
|---|---|---|
| 1, 9, 16 (independent) | Dell '594 or Ericsson '089 + WO 00/07345 + Handspring '637/'202 | Medium‑high — add an express dual‑UART/module‑interface reference to close the "two serial ports" gap |
| 12–15 | US 6,233,464 + US 5,797,089 + WO 01/61872 (optionally Dell '594 / EP 0 926 507 for error display) | High — express motivation in '464 |
| 2, 3 | WO 01/61872 ('060) + US 5,797,089 + US 5,570,025 / EP 0 926 507 | High |
| 4, 5, 17, 21 | EP 0 926 507 / US 5,570,025 + WO 01/61872 + Dell '594 | Medium‑high |
| 6–8, 10, 11, 18–20 | Dell '594 + WO 00/07345 + US 5,797,089 (+ Snap‑On NPL) | High |
| 13, 15 | '464 + '089 (reset/ready‑check/error annunciation = routine engineering) | Medium‑high for 15; medium for the "display error" step, best supported by Dell '594 in combination with routine POST practice |
Overall: the '414 claims appear vulnerable under §103 as a combination of (i) integrated/separable PDA‑plus‑radio architectures (Dell '594, Ericsson '089/WO 97/09813, Handspring '202/'637, Qualcomm '060) with (ii) audio‑path and codec/serial‑port separation (WO 00/07345, Snap‑On NPL) and (iii) coordinated power‑state control with status/warning signaling (Qualcomm '464, WO 01/61872, '025, EP 0 926 507). The recurring weaknesses are (a) the absence of a verified reference that literally names two serial ports for control vs. audio, and (b) the absence of a verified reference in which the PDA itself (rather than a user switch) powers the radio on and resets/verifies it — both are §103 (motivation + predictability) issues rather than anticipation issues, and both are addressable with the secondary references already listed in the patent's own citation lists.
Verification note: I confirmed Dell '594, Ericsson '089/WO 97/09813 and WO 00/07345, Handspring '637/'202, Qualcomm '464, and Qualcomm WO 01/61872 / US 6,725,060 by live search this session. Disclosures attributed to US 5,570,025, EP 0 926 507 A2, US 6,034,999, US 6,134,391, US 5,410,713, US 5,708,819 and US 2001/0016918 are inferred from the titles/abstracts listed on the patent face and were not independently full‑text‑verified here; confirm before relying on them in a formal rejection.
Generated 10/1/2026, 3:21:50 PM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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