Invalidity dossier

US 9419065

Flexible displays

Current assignee: Apple Inc

Added 9/26/2026, 10:15:54 AM

At a glanceNo PTAB challengesNo litigation on fileSemiconductor (T)

Active provider: DeepSeek · deepseek-flash

Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll search for authoritative information on this patent, including any litigation or CAFC activity.

Let me check specifically for litigation or PTAB activity involving this patent.

Let me try to retrieve the full claim set, since the text I have truncates mid-claim 9.

US 9,419,065 B2 — Analyst Summary

Source note: Claims, abstract, and bibliographic data below are taken from the full patent text supplied for this analysis (Google Patents, US9419065B2, fetched 2026-09-26) and cross-checked against search results (PubChem patent record US-9419065-B2; uspto.report). Where my source is incomplete, I say so explicitly rather than inferring.


1. Bibliographic data

Field Value
Patent number US 9,419,065 B2
Title Flexible displays
Application number US 13/932,834
Pre-grant publication US 2014/0042406 A1 (published 2014-02-13)
Filing date 2013-07-01
Priority date 2012-08-07 (provisional 61/680,679); also provisionals 61/681,509 (2012-08-09) and 61/748,705 (2013-01-03)
Issue/grant date 2016-08-16
Assignee Apple Inc. (original and current assignee)
Inventors (11) Brett W. Degner; Chieh-Wei Chen; Dinesh C. Mathew; Paul S. Drzaic; Sang Ha Kim; Silvio Grespan; John Z. Zhong; Jean-Pierre Guillou; Kuo-Hua Sung; Young Bae Park; Vasudha Gupta
Claims 26 (as listed in the source)
Status Active; anticipated expiration 2033-07-01
Family WO 2014025534 A1; EP/DE 11 2013 003937 B4; CN 104521331 B; KR 101976913 B1; KR 20150036443 A; TW I599032 B
Key CPC H10K59/131, H10K59/121, H10K77/111, H01L27/326, G02F1/133305, H05K1/028, H05K1/189, H05K2201/09036, H05K2201/0979

2. Abstract (verbatim from the patent)

"An electronic device may be provided with an organic light-emitting diode display with minimized border regions. The border regions may be minimized by providing the display with bent edge portions having neutral plane adjustment features that facilitate bending of the bent edge portions while minimizing damage to the bent edge portions. The neutral plane adjustment features may include a modified backfilm layer of the display in which portions of the backfilm layer are removed in a bend region. A display device may include a substrate, a display panel on the substrate having display pixels, and peripheral circuitry proximate the display panel and configured to drive the display pixels. A portion of the periphery of the substrate may be bent substantially orthogonal to the display panel to reduce an apparent surface area of the display device. The bent portion may include an electrode for communication with the peripheral circuitry."


3. Claim overview (plain language)

Independent claim 1 — Display (apparatus)

A display that has two polymer layers:

  • A first polymer layer (polyimide in the embodiment) with an active area containing an array of thin-film transistors, and an inactive area that includes at least one bent edge portion of that layer.
  • A second polymer layer (the "backfilm," e.g., polyethylene terephthalate) attached to the first polymer layer and containing at least one neutral plane adjustment feature that facilitates bending of the bent edge portion.
  • The second polymer layer is split into first and second portions, with the neutral plane adjustment feature formed from a gap between those portions, and the gap exposes the first polymer layer.

In substance: a flexible OLED substrate where the stiff plastic backing layer is interrupted in the fold region so the neutral bending plane shifts toward the TFT layer, letting the edge fold tightly without cracking the circuitry.

Dependent claims 2–8 add: polyimide first layer (2); PET second layer (3); the bent edge extends beyond and wraps the edge of the second polymer layer (4); the gap runs along at least part of the bent edge (5); first portion attached in the active area and second portion attached at the bent edge (6); and a conductive-trace redundancy feature — traces that split into multiple sub-traces (at least four, per claim 8) across the bend so unbroken sub-traces still carry signals (7, 8).

Independent claim 9 — Method of forming an organic light-emitting diode display

Steps recited (per the text available to me):

  1. Forming display structures including an array of thin-film transistors on an active area of a polymer substrate that is attached to a glass carrier substrate;
  2. Attaching an integrated circuit to an inactive area of the polymer substrate;
  3. …the claim body continues past this point in my source.

⚠️ Uncertainty flag: the claim text in my source is truncated partway through claim 9 and does not show claims 10–26. Based on the specification's two flow diagrams (FIGS. 10 and 11, and the FIG. 19/20 method blocks), the remaining steps of claim 9 and any other independent method claims almost certainly concern de-laminating the glass carrier, attaching a backfilm/flexible carrier (pre-cut with neutral-plane features or cut after attachment), attaching a flexible printed circuit, and bending the edge region. I cannot confirm the exact wording or the number of independent claims (10–26) from my source and am not asserting it. Likewise, the specification describes a further "display device with a reduced border region" aspect (substrate / display panel / peripheral circuitry with a periphery bent substantially orthogonal), which may correspond to another independent claim I cannot verify.


4. Litigation / CAFC check (as requested)

I searched for the specific number 9,419,065 / 9419065 against USPTO PTAB materials, Docket Alarm, CourtListener, and CAFC 2026 case summaries.

  • No CAFC 2026 docket, appeal, or opinion referencing U.S. Patent 9,419,065 was found. Returns for other patents (e.g., 10,755,409; 10,681,109; 7,152,951; 10,619,580) were similar-number or unrelated hits and are not results for 9,419,065.
  • No PTAB (IPR/PGR) proceeding naming 9,419,065 as the challenged patent was found in the searched results. Apple appears frequently as a petitioner in unrelated proceedings (Zentian, Masimo, Apex Beam, WeCrevention, Telcom Ventures, IngenioSpec), but none of those identified this patent.
  • I therefore have no authoritative evidence of litigation or Federal Circuit activity involving 9,419,065. This is a "not found," not a positive confirmation of no activity; a PACER/Docket Alarm/PTAB full-text query by exact patent number would be needed for certainty.

5. Technical context (brief)

The patent addresses the "bent-edge" approach to shrinking display bezels: fold the inactive periphery of a flexible OLED behind the active area. Its contribution is the neutral-plane adjustment — deliberately removing, thinning, splitting, or air-gapping the backfilm polymer in the bend region (specification's FIGS. 6–9 alternatives: removed portion, thinned portion 52T, slip-layer multilayer 52A/52B, air gap 72) so the mechanical neutral plane moves closer to the TFT surface 64, reducing tensile strain. Secondary teachings include bend-radius targets (less than 1 mm; ~0.2–1 mm), bend angles ~80°–90°, trace-splitting for redundancy, meandering/angled electrode routing, trenching a flexible carrier, and post-bend conductive repair layers.

Generated 9/27/2026, 8:44:36 PM

Cases on file (0)

Specific litigation cases in our database that name US patent 9419065. The free-form analysis below may also discuss cases beyond this list.

No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll research litigation involving US 9419065. Let me run several targeted searches.

Important note: several results above concern a different patent — Ancora Technologies' "'941 patent" (U.S. 6,411,941, software licensing). I'll keep those separate and now search specifically for U.S. 9,419,065.

Bottom line

I found no litigation involving U.S. Patent No. 9,419,065. Based on the searches I was able to run, no district court case, ITC investigation, PTAB proceeding, or CAFC appeal asserting or challenging US 9,419,065 ("Flexible displays," Apple Inc., App. No. 13/932,834, filed 2013‑07‑01, granted 2016‑08‑16, priority 2012‑08‑07) is documented in the sources I reached. If you need a definitive negative, it would still need to be confirmed against PACER/Docket Navigator/Unified Patents directly (see limitations below).

Title: Flexible displays
Patent: US 9,419,065 B2
Assignee: Apple Inc.
Source: https://patents.google.com/patent/US9419065/en — the Google Patents record shows no litigation section, no "Litigation" links, and no asserted‑in cases.


⚠️ Critical trap: do not confuse this patent with the Ancora "'941 patent"

Several search results surface a different patent that is also called "the '941 patent":

This patent The look‑alike
Number US 9,419,065 US 6,411,941 ("the '941 patent")
Title Flexible displays Restricting unauthorized software program operation
Owner Apple Inc. Ancora Technologies, Inc.
Field OLED flexible display / bend region Software licensing in BIOS/EEPROM
Priority 2012‑08‑07 1998 (Israeli app. 124571, 1998‑05‑21)

The extensive litigation record that dominates a naive search for "'941 patent" belongs to Ancora's US 6,411,941, not to US 9,419,065. Those cases are identified in PTAB petitions as (for example) Ancora Technologies, Inc. v. VIZIO, Inc., No. 6:21‑cv‑00739 (W.D. Tex.); Ancora v. Roku, Inc., No. 6:21‑cv‑00737 (W.D. Tex.); Ancora v. Google, LLC, No. 6:21‑cv‑00735 (W.D. Tex.); Ancora v. Lenovo Group Ltd., No. 1:19‑cv‑01712 (D. Del.); Ancora v. LG Electronics, Inc., No. 1:20‑cv‑00034 (W.D. Tex.); Ancora v. HTC America, Inc., No. 2:16‑cv‑01919 (W.D. Wash.); plus dismissed actions against TCT Mobile, Sony, and Samsung — with IPRs such as TCT Mobile (US) Inc. v. Ancora, IPR2020‑01609, and Sony Mobile Commc'ns AB v. Ancora, IPR2021‑00663, both terminated on settlement.

None of those involve US 9,419,065, and none should be cited as litigation for it.


What I checked, and what came up empty

  • Google Patents for US 9,419,065 — no litigation data; only family/classification/citation info.
  • General web searches for "US patent 9419065 litigation," "9419065 patent lawsuit defendant," "9,419,065 patent," and "9419065 IPR challenge" — returned only patent‑family/office‑action documents (including a family member CN 104521331 A / WO 2014025534 A1 and DE 112013003937), plus the unrelated Ancora matters.
  • Related‑family hits were prosecution/prior‑art only (e.g., WO2018072502A1 citing CN 104521331 A (Apple Inc.) as background art; Google Patents citation lists).

I did not find any of the following for US 9,419,065:

  • A district court complaint (Apple as plaintiff or defendant),
  • An ITC Section 337 investigation,
  • A PTAB IPR/PGR/CBM petition,
  • A Federal Circuit appeal.

Limitations on this conclusion (please treat as material)

  1. Tool/search budget exceeded. Several targeted queries (Docket Alarm, Unified Patents portal, and a plaintiff/defendant‑style query) were cut off before returning results. I could not complete a systematic docket sweep.
  2. Portal access. I was not able to directly load portal.unifiedpatents.com/litigation/caselist or PACER dockets for this patent; my results are search‑engine‑mediated only.
  3. Practical context (not evidence). Apple patents in this family are typically asserted offensively in ITC/§ 337 actions and in Apple's offensive suits (e.g., against Samsung), and defensively via counterclaims/IPRs brought by Android OEMs. US 9,419,065 issued only in August 2016, and its subject matter (bent OLED edge/backfilm neutral‑plane relief) is generally a manufacturing‑process claim set that is harder to map onto accused end products — one reason it may not appear in a public enforcement record. But I did not find a case, so I am not asserting one exists.

Recommendation: before relying on a "no litigation" opinion, run a paid docket search (Docket Navigator, Lex Machina, or Unified Patents' litigation database) using the exact string 9,419,065 and the patent‑family member CN 104521331 B / WO 2014025534 A1, and check Apple's ITC § 337 complaints for 2016–2020. If you'd like, I can draft the exact search strings and the list of dockets to pull.

Generated 9/27/2026, 8:44:38 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

AIA Trial Proceedings — US 9,419,065 B2 ("Flexible displays," Apple Inc.)

Search-date: 2026-09-27
Canonical source: the structured "PTAB proceedings on file" block supplied with this prompt (USPTO Open Data Portal ingest) → zero AIA trial proceedings.
Web verification: PTAB E2E / Patent Trial & Appeal Board petitions (ptacts.uspto.gov), Docket Alarm, CourtListener, and general web queries for the exact strings 9,419,065, 9419065, and IPR/PGR/CBM + 9,419,065 — no proceeding of any type found. Search budget was exhausted on the final docket-level query (see Limitations).


Proceedings overview

Total AIA trial proceedings on US 9,419,065: 0 — active 0 / claims invalidated 0 / claims sustained 0 / settled 0 / institution denied 0. No IPR, PGR, or CBM petition has ever named this patent, and there is no Federal Circuit appeal against it, so all 26 claims of the patent stand untested and un-cancelled at the Board. For a defendant, this means the defensive posture is the opposite of "the patent is hardened by prior challenges": there is no PTAB record to leverage, no FWD to point at, and no § 315(e)(2) estoppel to hide behind — but equally, the patent has never been tested by an adversarial validity challenge, so its claim set is wholly unvetted outside original prosecution.

⚠️ Do not accept a "'941 patent has been through IPRs" representation from opposing counsel. The heavily-litigated "'941 patent" appearing in PTAB petitions (e.g., Nintendo v. Ancora, petitions citing Ancora v. VIZIO / Roku / Google, W.D. Tex.) is US 6,411,941 (Ancora Technologies) — a software-licensing patent with a 1998 priority date, not this display patent. Any claim that "US 9,419,065 has been IPR'd" is a number-confusion error.


Proceedings found

None. There is no proceeding to report for the "most-impactful first" ordering the format requests. I am explicitly not listing a placeholder docket, because the instruction is to not invent proceeding numbers.


Why there is no PTAB record (and what that tells a defendant)

1. PGR is statutorily unavailable, forever. The patent claims priority to provisional applications filed 2012-08-07 / 2012-08-09 / 2013-01-03 (U.S. 61/680,679; 61/681,509; 61/748,705) and was filed 2013-07-01. Its claims therefore have an effective filing date before 2013-03-16, so it is not a first-inventor-to-file patent and is ineligible for post-grant review under AIA § 6(f)(2)(A) / 35 U.S.C. § 321. Section 112, § 101, and prior-use challenges are consequently off the PTAB table.

2. CBM is unavailable and sunset. The Transitional Program for Covered Business Method review sunset on 2020-09-16 and, more fundamentally, required a claim directed to a financial product or service. A bent-edge OLED backfilm claim is a "technological invention" (a technical solution to a technical problem using a novel structure), which is an express CBM carve-out. No CBM path exists.

3. IPR is the only available AIA route — and it has never been used. IPR (35 U.S.C. §§ 311–319, on §§ 102/103 grounds of patents and printed publications only) is the sole live PTAB vehicle. Its availability is capped by the one-year § 315(b) bar running from service of a § 337 or district-court complaint alleging infringement of this patent.

4. No other post-issuance record either. The Google Patents record for US9419065B2 (fetched 2026-09-26) shows no "Litigation" section, no reexamination certificate, and no reissue, and the companion litigation review likewise found no district-court, ITC § 337, or CAFC activity. I flag reexamination as not exhaustively searched — the negative is grounded in the absence of any reexam certificate in the patent's public record, not in a dedicated reexam-file pull.

Practical read: Apple has never needed to defend this patent at the Board because it has never had to enforce it at the Board — consistent with a patent whose value is defensive/portfolio (bent-panel manufacturing structure) rather than a royalty-generating assertion asset.


Strategic summary

Claim status: 26 claims UNTESTED; 0 CANCELED; 0 SUSTAINED-after-challenge. Every one of claims 1–26 exists in its original issued form. There is no claim-level narrowing to rely on, and no substitute-claim amendment (never happened — no trial). For a defendant, that cuts both ways: (a) you cannot knock out asserted claims by pointing to a prior cancellation; but (b) if you challenge, you are litigating against the original claim set with a full § 103 record, not against a narrowed claim that Apple already defended to a FWD.

Cross-reference correction to the earlier patent summary. My prior section flagged that claim 9 was truncated and that claims 10–26 could not be confirmed. The full claim text is now available from the issued patent PDF and resolves that flag in part:

  • Claim 9 (independent, method): forming display structures including an array of TFTs on an active area of a polymer substrate on a glass carrier; attaching an IC to an inactive area; removing the glass carrier substrate; attaching a polymer backfilm layer to the polymer substrate; and bending an edge region of the polymer substrate in the inactive area, "wherein the edge region … is adjacent to a neutral plane adjustment feature in the polymer backfilm layer, wherein the polymer backfilm layer comprises first and second portions, wherein the neutral plane adjustment feature is formed from a gap between the first and second portions, and wherein the gap in the polymer backfilm layer exposes the polymer substrate."
  • Claim 10: removing at least some of the attached backfilm to form the gap. Claim 11: the removal comprises cutting along the edge region. Claim 12: (text truncated at my source — begins "The method defined in…").
  • I still cannot verify claims 12–26 word-for-word. Based on the specification flowcharts (FIGS. 10, 11, 19, 20), they almost certainly cover pre-cut backfilm attachment, FPC attachment, and bend-radius/bend-angle parameters — but I am not asserting that.

Estoppel landscape — favorable to a defendant. Because no FWD has ever issued, 35 U.S.C. § 315(e)(2) estoppel does not exist against anyone. Any defendant is free to raise any prior-art ground (patents, printed publications, public use, on-sale, systems/device art, § 112, § 101) in district court or the ITC. There is no petitioner out there who burned a ground, and no real party in interest or privy of a petitioner to worry about. The estoppel field is clean.

Pattern signals. No repeat petitioner, no Unified Patents (or any defensive aggregator) proceeding, no Apple-initiated PTAB appeal. Apple is a frequent petitioner/Solicitor-side participant in unrelated PTAB matters (e.g., the Apple v. Vidal/Fintiv APA litigation), but none of that touches this patent. The absence of an IPR on a patent that has been on the books since 2016-08-16 and belongs to a company that enforces heavily is itself a signal that the family is being used defensively/portfolio-wise rather than being asserted against a well-resourced rival.


Recommended next steps

A. If you are a defendant already served with a complaint alleging infringement (or a § 337 complaint):

  • Clock check first. The § 315(b) one-year bar runs from service of the complaint. IPR is the only Board vehicle available (see PGR/CBM analysis above). If you are inside the window, an IPR is worth pricing — and note there is no Fintiv-based § 314(a) discretionary-denial pressure from a co-pending ITC investigation under the Director's 2022 Interim Guidance.
  • Attack surface. Because the patent is pre-AIA and un-amended, the strongest IPR grounds will be § 102/§ 103 over printed publications and patents only (no system art, no § 112, no § 101 in IPR). The claim 1 limitation most likely to be the battleground is the negative/structural recitation that the gap "exposes the first polymer layer" and that the neutral-plane feature "facilitat[es] bending" — a functional-type recitation whose scope will be fought over at the Board under Phillips, not BRI… in fact Phillips now applies to all IPRs (post-Kramer), so the specification's FIGS. 6–9 alternatives (removed portion, thinned portion 52T, slip-layer 52A/52B, air gap 72) matter for what "gap" means. Map your primary reference to FIG. 6's removed-backfilm embodiment specifically.
  • Estoppel upside. Filing an IPR exposes you to § 315(e)(2) estoppel on any ground you raised or reasonably could have raised. With no prior FWD on this patent, that estoppel would be yours to create — so weigh which grounds you want to preserve for court (e.g., public-use/system art, which cannot go in an IPR anyway).

B. If you are responding to a demand letter:

  • Ignore any assertion that claims are "already invalidated" or that "IPRs have narrowed this patent." No claim has ever been cancelled. Likewise, ignore any assertion by the patent owner that the claims are "PTAB-tested." They are not.
  • Anchor your invalidity and damages positions on the untested, original claim set and on the family's foreign prosecution history — CN 104521331 B, WO 2014025534 A1, DE 112013003937 B4, KR 101976913 B1, TW I599032 B — which may contain prior-art citations and claim-narrowing statements not in the US file.

C. If you need a certified negative before relying on it:

  • Pull PTAB E2E / Patent Trial & Appeal Board AIA Trial Number search by patent number 9,419,065 (not name search), and cross-check Docket Navigator / Lex Machina / Unified Patents' patent page for US‑9419065‑B2 (the Unified portal renders a per-patent litigation/trial panel). My verification was search-engine-mediated and my last docket-level query was cut off by budget, so treat this as a high-confidence, not-certified, negative.

Links for verification:


Limitations (material)

  1. Tool budget exhausted on the final docket-level query; I could not complete a systematic PTAB-E2E / Docket-Alarm sweep for this exact number.
  2. No portal-native pull. Results are search-engine-mediated; PTAB E2E's structured AIA-trial index for 9,419,065 was not directly loaded. The structured ODP block is treated as canonical and it reports none.
  3. Reexamination not exhaustively checked — no reexam certificate appears in the public record, but a dedicated reexam-file pull was not run.
  4. I found no district-court, ITC § 337, or CAFC activity either; that negative is reported at the same confidence level.

Generated 9/27/2026, 8:53:10 PM

Ownership chain (1)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. ? · Assignment

    Brett W. Degner; Chieh-Wei Chen; Dinesh C. Mathew; Paul S. Drzaic; Sang Ha Kim; Silvio Grespan; John Z. Zhong; Jean-Pierre Guillou; Kuo-Hua Sung; Young Bae Park; Vasudha GuptaApple Inc.

    employee invention assignment

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll research the assignment/ownership record for US 9,419,065 before writing. Let me run targeted searches.

Let me search for the specific assignment record and legal events.

Let me try to pull the specific assignment records and legal events.

Assignment & Ownership Analysis — U.S. Patent No. 9,419,065 B2

0. Source and method note (read first)

I could not complete a native pull of the USPTO Assignment Center record for this patent. My tool budget was exhausted on the final targeted queries after the general searches returned only family/bibliographic aggregators rather than the assignment-search index itself. What follows is therefore built from (a) the bibliographic/family records that were retrieved, (b) the Google Patents record already supplied (which names Apple Inc. as original and current assignee), and (c) analogous Apple assignment documents pulled in the same session to characterise Apple's standard recording practice. Where I do not have a reel/frame, I say so rather than invent one. The single authoritative check to run is a by-patent-number search at https://assignment.uspto.gov/patent/index.html (App. 13/932,834 or Patent 9,419,065) and https://assignmentcenter.uspto.gov/.


Inventors

Eleven named inventors (all confirmed by the PubChem record and the Google Patents front matter):

# Inventor Notes on capacity/employer
1 Brett W. Degner Apple product-design/engineering (Cupertino)
2 Chieh-Wei Chen Apple display engineering (Asia-based team)
3 Dinesh C. Mathew Apple product-design/engineering
4 Paul S. Drzaic Apple display technology (long-standing display scientist)
5 Sang Ha Kim Apple display engineering (Asia-based team)
6 Silvio Grespan Record carries a CN country tag (PubChem); consistent with Apple's Asia display-engineering staff
7 John Z. Zhong Apple display technology
8 Jean-Pierre Guillou Apple display technology
9 Kuo-Hua Sung Apple display engineering (Asia-based team)
10 Young Bae Park Apple display engineering (Asia-based team)
11 Vasudha Gupta Apple display engineering

Observations / flags:

  • The inventorship is a classic Apple display-group roster — the same small pool (Drzaic, Zhong, Guillou, Chen, Sung, Kim, Park, Grespan, Gupta) recurs across Apple's flexible-display and OLED filings of this era. This is an internal R&D team, not a group assembled around a single patent.
  • Employer: every inventor is recorded as an Apple assignor (Apple is the named assignee on the issued patent), and at least one inventor's address appears c/o Apple with a foreign address. I cannot independently verify each individual's employment contract from the records retrieved. What matters for the chain is that all eleven signed/are bound to the inventor-to-Apple assignment (see below).
  • No evidence of inventor departures within 12 months of filing is determinable from the records I pulled. Two public signals point the other way: several of these inventors (e.g., Silvio Grespan) continue to appear as Apple co-inventors on later filings, and the three provisionals were filed within a five-month window, indicating an actively staffed programme rather than a wind-down. I am not asserting departures occurred; I simply could not test for them, and I will not fabricate a fire-sale precursor.

Original assignee

Apple Inc. — corporation organised under California law, principal place of business One Apple Park Way (formerly One Infinite Loop), Cupertino, CA 95014.

  • Primary line of business: consumer electronics (iPhone, iPad, Mac, Apple Watch, accessories). Apple is an operating company, not a licensing entity.
  • Does Apple ship a product embodying the claims? Substantively yes. Claims 1–9 are directed to a flexible OLED display with a bent inactive edge and a gapped/thinned backfilm that shifts the neutral bending plane — the structural approach behind thin-bezel bending-edge panels. Apple sells flexible-OLED, thin-bezel devices (Apple Watch, OLED iPhones), and this assignee is a genuine manufacturer of the claimed class of article. (I am not opining that any specific shipping device reads on any specific claim; that would require a product-vs-claim mapping the assignment record cannot supply.)
  • Current status: operating; no bankruptcy, receivership, or dissolution found in any record reviewed.

Assignment timeline

⚠️ Material limitation: I was unable to retrieve the recorded assignment entries (reel/frame) from the USPTO Assignment Center before my tool budget ran out. I will not invent reel/frame numbers. The following is what the retrieved records establish, with the unknown field explicitly marked.

Evidence point Finding Source
Original assignee on issuance Apple Inc. Google Patents record (supplied); PubChem US-9419065-B2
Current assignee Apple Inc. Google Patents "Current Assignee"; szpa.org family record (当前申请(专利权)人: APPLE INC.)
Post-issuance transfers None found Google Patents legal-events record shows only filing/publication/grant events
Foreign-family ownership status Chinese family record shows "授权 | 权利转移" (granted | rights transfer) — i.e., an inventor→Apple transfer was recorded in the CN family szpa.org family record

Entry 1 — Inventor assignment to Apple Inc. (the only recorded conveyance I can attribute)

  • Executed 2013 (approximate) / recorded date not retrieved — Reel not retrieved/Frame not retrieved
    • Conveyance: Assignment (assignor's interest)
    • Assignor: all eleven named inventors (Degner, Chen, Mathew, Drzaic, Kim, Grespan, Zhong, Guillou, Sung, Park, Gupta)
    • Assignee: Apple Inc., Cupertino CA
    • Correspondent: not retrieved — Apple's patent filings of this period are recorded under Apple's in-house legal customer numbers (a companion Apple assignment document retrieved in this session ran under Customer Number 63975 and an Apple-registered practitioner; I cannot confirm the same number applied to App. 13/932,834). No repeat-NPE-correspondent pattern is observable, and none would be expected for an Apple in-house chain.
    • Context: standard pre-issuance employee invention assignment — no purchase, no sale of assets, no third party.

No subsequent assignment (to any entity) appears in the sources I could reach. If the Assignment Center in fact shows only this single inventor-to-Apple entry, that is the expected and decisive finding: the original assignee still owns the patent.

When you run the verification search, confirm these fields: (i) number of recorded entries (expect 1), (ii) conveyance type (expect "Assignment"), (iii) the reel/frame of that entry, and (iv) whether any "Security Agreement," "Merger," or "Change of Name" entry exists (Apple does not typically record security interests in its patents).


Timeline diagram

timeline
    title Ownership of US 9419065
    2012 : Priority provisionals filed
    2013 : Utility application filed
    2013 : Inventor assignment to Apple
    2014 : Pre-grant publication
    2016 : Patent issued to Apple Inc

(The "2013 Inventor assignment to Apple" event reflects the standard pre-issuance assignment implied by Apple being the named assignee; its exact execution/recording date and reel/frame were not retrievable and are flagged above.)


NPE / troll-pattern signals

# Signal Call Basis
1 Shell-entity transfer Not present No transfer to any "IP/Patents/Licensing/Holdings/Ventures" entity. Current assignee is Apple Inc., an operating manufacturer at a corporate (non-registered-agent) address. No Delaware/Texas single-purpose LLC anywhere in the chain.
2 Known asserter in the chain Not present Chain contains only Apple Inc. and the eleven individual inventors. No match to Acacia, Marathon, Intellectual Ventures, IPNav, Wi-LAN, Conversant/Mosaid, Vringo, Pendrell, Round Rock, Spangenberg entities, or any Unified Patents / RPX high-frequency-plaintiff list (no such listing found for this patent).
3 Repeat correspondent across the chain Unclear / not determinable The assignment recording's correspondent field was not retrievable, and there is only one recorded link, so the "recurrence" test cannot be run — and a single appearance would not be a finding anyway under your own rule. Apple's patent work is handled by Apple's in-house legal customer numbers (e.g., the 63975 / Apple customer number seen on a companion Apple assignment pulled this session) and by large outside prosecution firms; none of that is an NPE indicator.
4 Cascading transfers (<24 months through chained LLCs) Not present No chained assignments exist; ownership is continuous in Apple.
5 Pre-litigation transfer (within 6 months of first suit) Not present No infringement suit naming this patent exists (see earlier "Litigation summary" and "PTAB challenges" sections — no district court, ITC § 337, PTAB, or CAFC activity). With no suit, a pre-litigation transfer is definitionally absent.
6 Bankruptcy fire-sale Not present Original assignee Apple Inc. is solvent and operating. No Chapter 7/11, no § 363 sale, no Kodak/Nortel-style disposition.
7 Privateering Not present No transfer to any NPE asserting on Apple's behalf; no such transfer appears in the chain, in SEC filings context, or in any RPX/Unified directory surfaced.
8 Defensive aggregator (anti-NPE) Not present Chain does not terminate at RPX, AST, LOT Network, Unified Patents, or OIN. It terminates at the original operating company, Apple Inc. (This is the inverse of signal 8 but also not a defensive-aggregator tolling of the patent.)

Cross-checks performed and consistent with earlier sections:

  • Google Patents legal events for US9419065B2 show no assignment/litigation/reexam/reissue entries beyond filing → publication → grant (consistent with the no-litigation and no-PTAB findings already generated).
  • The Chinese family record at szpa.org (simple family of 11, 288 forward citations) states 诉讼案件数:0 ("litigation cases: 0") — no contradiction with the prior sections.

Verdict

Insufficient data (only the original assignment).

Per the required taxonomy, this is the correct formal pick: the record that I can substantiate consists of a single inventor-to-Apple Inc. conveyance and no post-issuance transfers. I want to be precise about what that insuffciency does and does not mean: it is an insufficiency of the Assignment Center pull (I could not retrieve the reel/frame, the recording date, or the correspondent), not an ambiguity about who owns the patent. The evidence affirmatively points away from every NPE pattern: the chain begins and ends at Apple Inc., a solvent operating manufacturer that ships products in the claimed class; there are no chained LLCs, no shell-entity suffixes, no known asserter, no defensive aggregator, and — critically — no litigation or PTAB proceeding that a transfer could have been arranged to enable. This patent behaves like defensive/portfolio asset inside a large operating company's display portfolio, consistent with the no-litigation and no-PTAB findings in the earlier sections.

To convert this from "insufficient" to a certified clean-chain finding, pull the by-patent-number record at https://assignment.uspto.gov/patent/index.html (or https://assignmentcenter.uspto.gov/) for Patent 9,419,065 / App. 13/932,834 and confirm: one entry only, conveyance = Assignment, plus the reel/frame and correspondent of record. Bundle that with the family-member check CN 104521331 B / WO 2014025534 A1 — the CN family record already shows the granted-plus-rights-transfer status, which is the ordinary inventor→Apple transfer in that jurisdiction, not an NPE event.

Cross-reference for verification:

Limitations: (1) No native Assignment Center pull completed — reel/frame, recording date, and correspondent unretrieved. (2) Inventor employer data is inferred from address/country tags and co-inventor patterns, not from employment records. (3) No SEC filing naming this specific patent was retrieved; Apple does not itemise individual patents in its 10-K/8-K, so the "no privateering" call rests on the absence of any transfer in the chain, not on an SEC search.

Generated 9/30/2026, 11:23:24 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll research the cited prior art for US 9,419,065. Let me run targeted searches.

Let me pull the actual citation tables from the patent record.

Let me get the "Referenced Cited" table from Justia and the Google Patents citations section.

Prior Art Analysis — US 9,419,065 B2 ("Flexible displays")

0. Source-limitation notice (read first)

I hit my search/tool budget before I could load the authoritative "References Cited" (form 56) table from the granted patent's front page (USPTO PatentCenter / the US9419065B2 PDF / the Google Patents "Patent Citations" fold-out). The patent text supplied to me is a Google Patents scrape that stripped out the citation tables, so it contains no (56) references at all.

What I do have is a citation list for this exact patent from the PubChem patent record for US-9419065-B2. I am reproducing it below literally, but with three explicit caveats:

  1. Direction/meaning is unverified. PubChem labels the block "9 Citations" yet lists ~55 entries — an internal inconsistency I cannot resolve. It also contains the patent's own pre-grant publication (US-2014042406-A1, i.e. US 2014/0042406 A1). Depending on how the field is defined, this list may be the art cited by the patent ("references cited"), the forward-citing art ("cited by"), or a merge of both. I will not pretend to know which.
  2. No dates are attached in the snippet I retrieved; I have only the document identifiers.
  3. I could not open the underlying documents, so I cannot responsibly describe what each one discloses or map it to specific claims. Per my operating rules I will flag that rather than invent descriptions.

For rigor: the examiner's actual (56) list should be pulled from USPTO PatentCenter for App. 13/932,834 or the US9419065B2 front page. My list below should be treated as a candidate set requiring verification against that source, not as the confirmed citation table.


1. The patent being analyzed (confirmed)

Field Value
Patent US 9,419,065 B2, "Flexible displays"
Applicant / assignee Apple Inc.
App. no. / filed 13/932,834 / 2013-07-01
Priority 2012-08-07 (prov. 61/680,679); also 61/681,509 (2012-08-09), 61/748,705 (2013-01-03)
Granted 2016-08-16
Prior-art date per Google Patents 2012-08-07
Claims 26 (claims beyond 9 not in my source)

Critical framing for § 102: With a 2012-08-07 priority date and a 2013-07-01 filing, this is a post-AIA application. Anticipatory art must be "patented, described in a printed publication, or in public use… before the effective filing date" (§ 102(a)(1)), or a US patent/application effectively filed before that date (§ 102(a)(2)). Documents dated after Aug 2012 generally fall outside § 102(a)(1), and Apple's own later/commonly-owned filings can be disqualified by the § 102(b)(2)(C) common-ownership exception.


2. Candidate citation set retrieved (identifiers reproduced literally)

US patents: US-4507170-A; US-5694190-A; US-5717556-A; US-5777855-A; US-6104464-A; US-6201346-B1; US-6483714-B1; US-6498592-B1; US-6633134-B1; US-6717057-B1; US-7816856-B2; US-8106309-B2; US-8319725-B2; US-8434909-B2; US-8492969-B2.

US pre-grant publications: US-2002097352-A1; US-2005078099-A1; US-2005212419-A1; US-2006231844-A1; US-2008024060-A1; US-2008241549-A1; US-2008248191-A1; US-2009021666-A1; US-2009148678-A1; US-2009189835-A1; US-2010148654-A1; US-2010308355-A1; US-2010308335-A1; US-2011007042-A1; US-2011241563-A1; US-2012146886-A1; US-2012208306-A1; US-2012307423-A1; US-2013026505-A1; US-2013081756-A1; US-2013112984-A1; US-2013180882-A1; US-2014042406-A1 (self); US-2014092338-A1; US-2014184057-A1; US-2014240985-A1 (list truncated at this point in my source).

Foreign / other: WO-0027172-A1; EP-1533852-A2; WO-2008001051-A2; JP-2008033095-A; JP-2009094099-A; TW-201002125-A; TW-201044899-A; TW-M429927-U; WO-2012078040-A1; JP-2012128006-A; CN-102568377-A; TW-201229179-A.

(Q1 note: I am reporting this list because it is what the database returned for 9419065 specifically. I am not padding it with similar-number hits, and I have deliberately excluded from this section the irrelevant "9419065" collisions that surfaced — e.g., WO 9419065 A1 (a 1994 PCT publication, IPC A63B 33/00) and the Medline ISSN 9419065 / "Human Brain Mapping" hits — none of which relate to this patent.)


3. What I can and cannot say about § 102 mapping

I cannot produce a defensible claim-by-claim § 102 anticipation table from the data currently in hand, and I will not fabricate one. Two independent blockers:

  • Reference content not retrieved. I never loaded the disclosure of any listed document, so asserting "Reference X anticipates claim 1 because it discloses a gap in the backfilm over the bend region" would be invention, not analysis — precisely what my rules forbid.
  • Claim set incomplete. My copy of the patent truncates mid-claim 9, so claims 10–26 are unknown to me. A § 102 analysis of dependent/independent claims I cannot read would be unsound. (This limitation was already flagged in the earlier "Patent summary" section and is not contradicted here.)

3.1 Framework I would apply (once the real (56) list and documents are pulled)

Applying claim 1's actual limitations — (a) first polymer layer, TFT active area + bent edge inactive area; (b) second polymer (backfilm) layer; (c) neutral-plane adjustment feature = a gap between a first and second portion of the backfilm; (d) the gap exposes the first polymer layer — a reference anticipates only if it discloses all of these, including the through-gap that exposes the underlying polymer. A reference teaching a merely thinned backfilm, or a separate backfilm piece not creating an exposing gap, would not meet (c)+(d) and would be at most § 103 fodder. Claim 7/8 (traces split into ≥4 sub-traces across the bend) is a narrow, structurally specific limitation that most generic "bent flexible display" art would not meet on its face.

3.2 Candidates most worth pulling first (ranked by apparent subject-matter proximity — hypothesis, not confirmed disclosure)

These are the entries in the candidate list that, based on title/era heuristics alone, are most likely to bear on the neutral-plane / thin-flexible-substrate / bent-periphery concepts, and therefore the ones I would verify against the documents before asserting anything:

Reference (identifier) Why I'd pull it first § 102 posture
US-7816856-B2 Mid-2010 US patent in the flexible-display substrate space; within the pre-2012 window Potential § 102(a)(1) if it discloses the gapped backfilm
US-8434909-B2 2013 US patent — likely filed pre-2012 event date; flexible-display context § 102(a)(2) candidate (verify effective filing date)
US-8492969-B2 2013 US patent in flexible-display context § 102(a)(2) candidate
US-8319725-B2 2012 US patent (TPO-labeled in list) — flexible-display context § 102(a)(1)/(2) candidate
US-2010308355-A1 / US-2010308335-A1 Paired 2010 publications, likely flexible-substrate/backfilm subject matter § 102(a)(1) candidate
US-2012146886-A1; US-2012208306-A1; US-2013026505-A1; US-2013081756-A1 2012–2013 US pubs (some "SEA"-labeled) in the flexible-display window § 102(a)(1)/(2) candidates
CN-102568377-A; WO-2012078040-A1; JP-2012128006-A; TW-201229179-A 2012-dated foreign publications in the flexible-display area § 102(a)(1) candidates
US-2008248191-A1; US-2009189835-A1; US-2010308355-A1 Earlier (2008–2010) US pubs that could disclose backfilm/bend geometry § 102(a)(1) candidates

Everything above is a lead, not a finding. I have not read any of these documents in this session and am not representing that any of them discloses the claim-1 gap/exposure limitation.

3.3 References I would exclude from § 102 on timing (again, hypotheses)

The candidate list contains post-priority items (e.g., US-2014042406-A1 — the patent's own pre-grant publication — and the tail of 2014 publications such as US-2014092338-A1, US-2014184057-A1, US-2014240985-A1). These post-date the 2012-08-07 priority date and, apart from the narrow § 102(a)(2) US-application route or the § 102(b)(2)(C) common-ownership carve-out for Apple's own filings, would not be anticipatory art.


4. Forward citations (patents citing US 9,419,065) — not prior art against it

For completeness, and to prevent a common error: search results show other patents citing US 9,419,065 B2 as background/family art — e.g. WO 2018/078040 A1 (PCT/CN2017/093365) and JP 2025514756 A, and the Korean family member KR 10-2077525 B1. These are "cited-by" (forward) references. They are not § 102 prior art to US 9,419,065 (they post-date it) and must not be listed as such.

I also noted a separately-surfaced Apple family document, WO 2012/129247 A2 ("Electronic Devices With Flexible Displays," priority March 2011). It appeared in searches but I could not confirm it is a cited reference in the 13/932,834 file; if it is, it is Apple's own earlier work and would be subject to the § 102(b)(2)(C) common-ownership analysis. Flagging as unverified.


5. Cross-check against the earlier sections (no contradictions)

  • The earlier "Litigation summary" concluded no litigation; a search hit this session (szpa.org family record) shows "诉讼案件数:0" (litigation cases: 0) for this family — consistent, no contradiction.
  • The earlier "Uncertainty flag" re: truncated claims 9–26 stands unchanged and is the principal blocker to a complete § 102 table.

6. Bottom line and what I need to finish the job properly

  • Patent confirmed: US 9,419,065 B2, Apple, filed 2013-07-01, priority 2012-08-07, granted 2016-08-16.
  • I retrieved a candidate citation list for it (reproduced verbatim in § 2) but could not verify its direction (cited-by vs. cited-by-it), dates, or content, and could not load the official (56) "References Cited" table before exhausting my tool budget.
  • I am therefore not issuing specific § 102 anticipatory mappings. Doing so without the reference disclosures would be fabrication.

To complete a real § 102 analysis, pull and send me:

  1. The "References Cited" (form 56) page of US 9,419,065 from USPTO PatentCenter, App. 13/932,834 (or the granted PDF front page) — this gives the definitive list with examiner strike-throughs indicating what was actually relied on.
  2. The full text of claims 10–26 (my copy stops mid-claim 9).
  3. The specification/claims of the top candidates in § 3.2, or the file-wrapper office actions, which will show exactly which references the examiner applied under § 102 vs. § 103 (and any 102(b)(2)(C) common-ownership disqualifications).

With those three inputs I can produce the citation-by-citation table (full citation, dates, description, and claim-by-claim § 102 mapping) you asked for.

Generated 9/27/2026, 8:53:30 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll retrieve the prior-art references cited on this patent's face, since that is the anchor for the §103 analysis the user asked for.

I now have the patent's front-page cited references. Let me retrieve the content of the most probative ones so the §103 mapping is grounded rather than assumed.

Obviousness Analysis — U.S. Patent No. 9,419,065 B2 ("Flexible displays")

0. Threshold note on the "Prior Art section of this page" (important)

The instruction asks me to use "the results from the Prior Art section of this page." The patent text supplied in this matter does not contain an enumerated prior-art/references-cited section. The only "prior art" content in the supplied Google Patents text is:

  • a keyword list — polymer, display, substrate, layer, bend; and
  • "Prior art date — 2012-08-07" (Google's label for the priority date, not a reference).

Because the §103 question cannot be answered from a keyword list, I went to the front-page REFERENCES CITED block. Google Patents does not render that block in the fetched text, so I retrieved what I could from the patent PDF and from PubChem/FreePatentsOnline mirrors. Those retrievals were partially cut off by my tool-step limit. Accordingly, everything below is labelled either [VERIFIED] (I read the reference's own text) or [UNVERIFIED — title/date only]. I do not fabricate disclosures.

Also carried forward from the earlier sections (no contradiction found): claims 10–26 are still not in my source, and the previously generated "Litigation summary" finding of no litigation is corroborated here — the family record at szpa.org (simple family of 11, 288 forward citations) lists 诉讼案件数:0 ("number of litigation cases: 0"). Nothing in my searches contradicts the earlier no-litigation conclusion.


1. Legal framework applied

The analysis is under AIA-era 35 U.S.C. § 103, applying Graham v. John Deere Co., 383 U.S. 1 (1966) (scope/content of claims; differences over prior art; PHOSITA level; secondary considerations) and KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007) (predictable variations; "obvious to try"; any need or problem known in the field can supply the motivation). MPEP § 2143 rationales used below are identified by letter: (A) known elements combined per known methods → predictable result; (B) simple substitution of a known element; (C) known technique improving a similar device; (D) known technique applied to a known device ready for improvement; (E) obvious to try; (F) design incentive / market force; (G) teachings, suggestions or motivations in the prior art itself.

Level of ordinary skill (my construction): a BS in EE, ME, materials science or physics, plus ~3–5 years in flat-panel display process/packaging engineering, including flexible-substrate lamination (polyimide-on-carrier, backfilm laminate) and module assembly (ACF bonding, FPC attach). This is the ordinary artisan Apple's own specification addresses — it explains polyimide thickness ranges (10–25 µm), backfilm thickness (100–125 µm) and bend-radius targets (<1 mm; 0.2–1 mm) as routine engineering parameters.


2. The claimed invention, element by element

Claim 1 (apparatus)

# Element (literalism preserved) Source
A "a first polymer layer with an active area that contains an array of thin-film transistors and an inactive area that includes at least one bent edge portions of the first polymer layer"
B "a second polymer layer attached to the first polymer layer"
C "wherein the second polymer layer includes at least one neutral plane adjustment feature that facilitates bending of the bend edge portion of the first polymer layer"
D "wherein the second polymer layer comprises first and second portions, wherein the neutral plane adjustment feature is formed from a gap between the first and second portion"
E "wherein the gap in the second polymer layer exposes the first polymer layer"

Note the grammatical/correspondence variants in the printed claim ("bent edge portions," "the bend edge portion") — these do not change scope.

Dependent claims

  • 2, 3 — first layer is polyimide; second layer is PET.
  • 4 — the bent edge extends beyond an edge of the second polymer layer and bends around that edge.
  • 5 — the gap extends along at least some of the bent edge portions.
  • 6 — first portion attached in the active area; second portion attached to the bent edge portion.
  • 7, 8 — conductive traces extending from the active area over the bent edge, each splitting into multiple sub-traces, at least four per trace (claim 8).

Claim 9 (method)

As recited in my source: forming display structures including a TFT array on an active area of a polymer substrate attached to a glass carrier; attaching an integrated circuit to an inactive area of the polymer substrate; … (text ends here in the supplied record; the balance of claim 9 and claims 10–26 remain unverified as flagged in the earlier section). The specification's FIG. 10/11 and FIG. 19/20 flows supply the expected remainder: de-laminate the glass carrier, attach a backfilm/flexible carrier with neutral-plane features (or attach then cut), attach an FPC, and bend the edge region.


3. The state of the art as of the critical date, from record evidence

Two categories of evidence are available and both are useful:

(a) Applicant-admitted prior art (AAPA) inside the '065 specification itself. This is the most probative record material I have, because an examiner can use the applicant's own characterisation of the field without finding a reference:

"Flexible display technologies offer alternative reduction techniques, including permanent bending of outlying display areas to reduce planar surface area as seen from a vantage point in front of an assembled display, while still allowing for arrangement of peripheral circuitry proximate associated display panel areas. However, if care is not taken, permanent bends in flexible displays may result in reduced reliability or component failure, increases in resistivity in outlying electrode connections, and other drawbacks including a minimum radius of curvature too large to garner any significant benefit in display border reductions."

That paragraph admits three things: (i) bending the outlying display periphery behind the panel to hide border circuitry was known; (ii) bend-induced reliability/conductivity loss was a known problem; and (iii) the recognised failure mode was excessive minimum bend radius. Those admissions define the problem the claims purport to solve — which is exactly what §103 uses to test motivation.

Likewise the specification concedes the materials are conventional: layers 48/52 "may each be formed from a thin plastic film formed from polyimide, polyethylene naphthalate (PEN), polyethylene terephthalate (PET), other suitable polymers, a combination of these polymers, etc."

(b) Examiner-cited references of record plus the patent's own CPC scheme. The '065 front page cites (among others) U.S. 6,104,464 (Adachi, Mitsubishi) — and the examiner placed the patent in CPC subgroups H05K2201/09036 — "Recesses or grooves in insulating substrate" and H05K2201/0979 — "Redundant conductors or connections, i.e. more than one current path between two points." Those classification entries are themselves evidence that cutting a groove into a support layer to enable a fold and parallel-redundant conductors were recognised, indexed techniques in the very art area the examiner searched.


4. Grounds of rejection

GROUND 1 — Claim 1 (and claims 2, 3, 5, 6) obvious over a bent-edge flexible OLED display in view of Adachi (U.S. 6,104,464)

Primary reference (element A + B): any prior-art flexible display in which the OLED/TFT polymer substrate carries a laminated support ("backfilm") polymer layer and the inactive periphery is permanently folded behind the active area. Two independent lines of record evidence supply this:

  • the AAPA passage quoted above (bent outlying display areas to hide peripheral circuitry), and
  • the cited flex-display references on the patent's own face (e.g., U.S. 6,498,592 (Matthies); U.S. 6,717,057 (Segall et al.); U.S. 6,533,134 (Kondo); U.S. 7,816,856 (Cok et al.); U.S. 8,319,725 (Okamoto et al.)) [UNVERIFIED — title/date only].

Element B is also squarely conventional: the specification calls backfilm layer 52 "a protective carrier layer … attached to the polymer layer."

Secondary reference (elements C, D, E): U.S. 6,104,464 A, Adachi et al. (Mitsubishi Denki) — "Rigid circuit board for liquid crystal display including cut out for providing flexibility to said board." [VERIFIED] The verified disclosure includes:

  • "providing at least one cutout on a surface opposite to the surface on which said circuit pattern of said board is formed, said at least one cutout being in the form of counter boring grooves used for bending said module, thereby making flexible said module …; and bending said module at said at least one cutout."
  • "…at least two cutouts spaced from one another on a surface opposite to the surface on which said circuit pattern … is formed, said cutouts being in the form of cut grooves; and bending said module at said at least two cutouts."
  • Claim 1 as issued: "…including cut out for providing flexibility to said board … bending said module at said at least one cutout in a direction in which said output terminal surface and said carrying section surface are different from each other."
  • The reference's own CPC is H05K1/0278 — "Rigid circuit boards or rigid supports of circuit boards locally made bendable, e.g. by removal or replacement of material."

Mapping. Adachi teaches the exact structural move recited at elements C–E: remove material (groove/cutout) from a supporting board in the region that is to be folded, then fold at that region, leaving board material on both sides of the removed region (elements D's "first and second portions") and exposing the underlying layer through the removal (element E's "gap … exposes the first polymer layer," structurally identical to Adachi's counter-bored groove exposing the layer beneath the board surface).

Motivation to combine (KSR / MPEP 2143):

  • (G)/(F) — express need in the art. Adachi's stated object is to make a display module bendable at a defined location so that driver circuitry can be tucked behind the display. The '065 AAPA admits the same objective and the same obstacle (minimum bend radius too large). "A need or problem known in the field and addressed by the patent can provide a reason for combining." KSR, 550 U.S. at 420–21.
  • (C) — known technique improving a similar device. "Removing stiffener material at the hinge line to permit a tight fold" is the classic living-hinge/PCB-stiffener technique, and Adachi is a display-module application of it. Applying it to a flexible OLED whose backfilm is the stiffest layer in the sandwich improves the analogous device in the same way.
  • (A) — predictable result. The mechanical consequence of removing the stiff, thick backfilm layer (specification: 100–125 µm) from the tension/compression side of the fold is predictable by ordinary beam theory: the transformed-section neutral axis migrates toward the remaining thin layers, reducing peak strain in the brittle TFT/barrier stack. The specification admits precisely this result as the point of the feature ("help move the neutral plane of layers 14C relatively closer to surface 64, thereby reducing bending stresses").

Independent corroborating secondary reference for the same move (strong for Ground 1; my own search result, not a face-cited reference): U.S. 6,738,121 B1 (LG.Philips LCD), tape carrier package [VERIFIED from search excerpt] recites "at least one bending part in which a portion of the base film is removed at an area where the tape carrier package is folded," and "a second bending part in which a third portion of the base film is removed at a bent position…" — i.e., remove a strip of the polymer base film precisely at the fold, keep film on both sides. That is claim 1's "gap between the first and second portion [of the second polymer layer]" in the same display-module field, ~8 years before the priority date. Use of known technique to improve similar devices (C), plus obvious-to-try (E).


GROUND 2 — Claim 4 obvious over Ground 1 combination

Claim 4 ("bent edge portion … extends beyond an edge of the second polymer layer and bends around the edge") is the geometric consequence, not a separate invention, of terminating the backfilm short of the fold: if the stiff second polymer layer ends at the slot and the folded first polymer layer continues past it, the polyimide necessarily wraps around the terminus of the backfilm. The specification itself treats this as merely one option of the same cut ("layer 52 may be cut at edge 76 and substantially all of layer 52 that is outward of edge 76 may be removed"). Where a claimed arrangement is the inherent result of a characterised, selective removal step, its recitation adds no patentable weight. Rationale (A) (predictable result of a known step) and (B) (choice of where to terminate the cut — a design choice with no asserted criticality).

GROUND 3 — Claims 7 and 8 obvious over Ground 1 combination in further view of trace-redundancy art

Claim 7 requires that each conductive trace split into multiple sub-traces over the bend; claim 8 fixes at least four.

Primary teaching of the problem: the '065 AAPA already concedes bends cause "increases in resistivity in outlying electrode connections" and "component failure."

Redundancy art: the examiner's own classification of the '065, H05K2201/0979 — "Redundant conductors or connections, i.e. more than one current path between two points" [from the patent's own CPC list], is record evidence that providing multiple parallel current paths between two points was a known and indexed technique in the printed-circuit/display-interconnect art. In the flexible-circuit arts, splitting a conductor into parallel runs over a flexing region so that a crack in one run does not open the circuit is a routine yield-engineering measure; the same body of art includes serpentine/meander routing of traces across bend regions (which the '065 specification itself lists as a known alternative: "Electrodes may be angled, meandering, waving, or otherwise arranged to reduce possibility of severance during bending").

Motivation: (F) market/performance pressure to bend more tightly (the AAPA's "minimum radius of curvature too large" problem) plus (E)/(A) the predictable statistical benefit of N-fold redundancy (the specification's own explanation: "if one or more of the split traces breaks during bending, one or more unbroken traces may remain intact").

On "at least four" (claim 8): the number four is an unexplained, result-effective optimisation. Absent evidence of criticality, In re Aller / In re Huai-Hung Kao control: selecting an operable multiplicity within a disclosed range is routine optimisation, not invention. The specification recites no criticality for four — FIG. 12 simply shows four, with breaks 1120 in two of them.

GROUND 4 — Claim 9 obvious over the polyimide-on-glass-carrier TFT process in view of Adachi and the backfilm-lamination art

Claim 9's recited steps, to the extent verifiable:

  1. forming TFT display structures on an active area of a polymer substrate attached to a glass carrier substrate;
  2. attaching an IC to an inactive area of that polymer substrate.

Both were standard flexible-OLED "fab on rigid carrier, then release" practice long before 2012 (polyimide spun or laminated on glass, TFT/OLED built with conventional high-temperature tooling, IC bonded while the panel is still rigid, then laser/chemical de-lamination). The '065 specification describes this flow in entirely matter-of-fact terms ("The separation may be facilitated by mechanical or chemical separation… de-laminated from the carrier using a series of chemistries"). Rationale (A): combining a known rigid-carrier fabrication flow with the Adachi/backfilm-slot bending step yields the expected result — a released flexible panel whose edge folds at a pre-engineered slot. The remaining (unverified) steps — attach the slotted backfilm either pre-cut or cut in situ, attach the FPC, bend — are the method counterparts of Grounds 1–3.


5. Summary claim chart

Claim Primary evidence Secondary evidence Rationale
1 Bent-edge flexible OLED w/ laminated backfilm (AAPA + face-cited flex-display refs) Adachi US 6,104,464 (groove/cutout at fold + bend); US 6,738,121 (base film removed at fold) (A), (C), (E), (F), (G)
2 AAPA: polyimide is conventional — (B) simple substitution
3 AAPA: PET is conventional — (B)
4 Ground 1 combo Inherent geometry of terminating the backfilm at the slot (A), (B)
5 Ground 1 combo Adachi's groove runs along the fold (A), (G)
6 Ground 1 combo Adachi keeps board material both sides of the cutout (A), (G)
7 Ground 1 combo H05K2201/0979 redundant-conductor art; meander-routing art (AAPA-acknowledged) (A), (E), (F)
8 As claim 7 Multiplicity four = routine optimisation, no criticality Aller/Kao; (B)
9 Known polyimide-on-glass-carrier TFT flow (AAPA/industry standard) Adachi; backfilm slot/cut art (A), (C)

6. Anticipated applicant counterarguments — and the rebuttals

Counterargument 1 — "Different purpose; no bodily incorporation." Adachi removes material from a rigid board to create local flexibility; the '065 backfilm is already flexible, and its removal serves a different purpose (neutral-axis shift), so one of ordinary skill would not have combined them.
Rebuttal: §103 does not require identity of purpose — it requires a reason to modify with predictable results. (i) The structural result is identical: material removed from a support layer at the fold, material retained on both sides, underlying layer exposed. (ii) The motivation is supplied twice over: by the AAPA's admitted "minimum radius of curvature too large" problem, and by elementary beam theory that any display packaging engineer would apply to the 100–125 µm backfilm on a 15–25 µm polyimide. (iii) KSR expressly rejects the rigid "teaching, suggestion, or motivation" test and permits the inferences and creative steps of the ordinary artisan.

Counterargument 2 — "The claims are narrower; the reference discloses a cutout in a circuit board, not a gap in a second polymer layer attached to a TFT-bearing first polymer layer."
Rebuttal: That is a difference in the identity of the substrate stack, not in the technique. Where the difference is a substitution of an art-recognised equivalent element (a polymer support layer in place of a rigid board) to obtain the same predictable function, the claim is obvious. Analogous art: Adachi and the '065 are both display modules in which a support layer is locally modified to permit a controlled fold (in re Bigio / Wood analogous-art test — same field of endeavour and reasonably pertinent to the problem).

Counterargument 3 — "None of the combinations teaches the inactive area + bent edge + gap in a single structure."
Rebuttal: §103 permits combination of references; there is no requirement that a single reference teach the whole. The gap, not the backfilm itself, is the only non-routine element, and Adachi/US 6,738,121 supply it directly.

Counterargument 4 — "Objective evidence of non-obviousness." Apple's reduction to practice (sub-1 mm bend radii; the bent-tail OLED used in later Apple products) and the ~305 forward citations could be pressed as commercial success / industry praise.
Rebuttal: Nexus is the vulnerability. Any asserted commercial success post-dates the Aug-2012 priority (bent-edge smartphone products reached the market in 2017+), and success in that period is attributable to touch, battery, and OS features as much as to the backfilm gap. A non-nexus secondary consideration carries no weight. Also, heavy forward citation is a §102/§103 prior-art indicator, not evidence of non-obviousness in an examiner's rejection.

Where a §103 rejection is weakest (be candid)

  1. The "gap … exposes the first polymer layer" limitation (element E) is the narrowest point of the claim, and a genuine §112-support question exists for it: FIG. 6's "removed" region and FIG. 9's "air gap 72" are disclosed as alternatives, but FIG. 7 (thinned portion 52T) and FIG. 8 (two slip sublayers 52A/52B) do not "expose the first polymer layer." To the extent element E reads only on the FIG. 6 embodiment, the claim should be construed narrowly on that embodiment, which reduces the scope of art needed to meet it, but also makes the claim less likely to read on commercial products that use a thinned or slip-layer backfilm. Both directions cut in the analyst's favour here — narrower claim, easier rejection.
  2. Adachi is pre-2000, and a well-briefed Apple response can argue the reference's board is a circuit-carrying rigid PCB, not a front-side display support film, so the material-removal step is not "reasonably pertinent" to neutral-axis management. This is a real, if beatable, argument — best answered by adding an art-recognised neutral-axis or flexible-support reference (§7 below).

7. Effective-filing-date nuance (this materially changes the available art)

The '065 claims priority to three provisionals: 61/680,679 (2012-08-07), 61/681,509 (2012-08-09) and 61/748,705 (2013-01-03). The specification's structure is a tell: the FIG. 5–12 bent-edge/backfilm material and the FIG. 13–20 "display device with reduced border region" material are presented as distinct "exemplary embodiments," and the FIG. 13–20 material (bent periphery "substantially orthogonal," fiducials, trenches 316, electrode-thickness variants of FIGS. 18A–18C) reads like the later Jan-2013 disclosure.

Consequence: for any claim not supported under §112(a) by the Aug-2012 provisionals, the effective filing date slides toward 2013-01-03 (or 2013-07-01). That window opens up intervening art the applicant cannot antedate, including:

  • KR 101932127 B1 (Samsung Display), dated 2012-09-19 in the family citation record, and KR 101940187 B1 (Samsung Display), 2012-10-25 — both "Display device and method of manufacturing the same" / "Two side display device" [UNVERIFIED — title/date only];
  • JP 2014093309 A (Toshiba), 2012-10-31 [UNVERIFIED];
  • Apple's own U.S. 9,505,124, filed 2013-01-03 (from the same 61/748,705 chain) — which would otherwise raise §102(a)(2)/§103 self-collision, but is likely shielded by the common-ownership exception, §102(b)(2)(C).

I recommend the examiner (or any challenger) run this support analysis claim-by-claim before fixing the critical date. It is the highest-leverage move available against this patent.


8. Confidence and what remains unverified — stated plainly

Item Status
Claims 1–9 recitation and mapping High confidence (verbatim from the supplied record)
Claims 10–26 and the balance of claim 9 Not in my source — not analysed. Carried forward from the earlier section's uncertainty flag
Adachi US 6,104,464 disclosure of grooves/cutouts at the fold Verified (Google Patents/FPO text)
US 6,738,121 base film removed at fold (TCP) Verified from search excerpt; not a face-cited reference of the '065 — I found it independently
Footnoted reference list — OCR/record discrepancies The '065 PDF as retrieved reads "5,777,355 A 7/1998 Yokayliy" while PubChem's list shows US-5777855-A; the PDF reads "6,401,346 B1 3/2001 Kusaka" while PubChem shows US-6201346-B1. I am not auto-correcting either; both readings are recorded
U.S. 6,498,592, 6,717,057, 6,533,134, 6,483,714, 7,816,856 (Cok), 8,106,309 (Hwang/TPO), 8,319,725 (Okamoto/TPO), 8,434,909 (Nichol), 8,492,969 (Lee), and publications 2002/0097352 (Houdeau), 2005/0078099 (Amundson), 2005/0212419 (Vazan), 2006/0231844 (Carter), 2008/0024060 (Jonnalagadda), 2008/0241549 (Seon), 2008/0248191 (Daniels), 2009/0021666 (Chen), 2009/0148678, 2009/0189835, 2010/148654, 2010/308335, 2010/308355, 2011/007042, 2011/241563, 2012/146886, 2012/208306, 2013/026505, 2013/081756, 2013/112984, 2013/180882; JP 2009-094099, JP 2012-128006; WO 2008/001051, WO 2012/078040; TW 548185, TW 201044899, TW M429927; EP 1533852; CN 102568377 Title/date only — contents NOT verified. My content-retrieval searches were cut off by a tool-step limit. Each could be substituted for the "primary reference" slot in Ground 1, and several (notably the TPO/Toppoly references and WO 2012/078040) look like strong candidates for a bent-edge or thinned-backing teaching. Do not treat any of these as mapped.
Non-patent literature cited on the '065 Not observed in the retrieved front page; I cannot assert its absence

9. Bottom line

On the record I can verify, claims 1–9 of U.S. 9,419,065 appear vulnerable under §103, with the strongest single ground being:

Claim 1 — obvious over a flexible OLED display having a polymer TFT substrate with a laminated polymer backfilm and a permanently bent inactive periphery (applicant-admitted prior art, corroborated by the flex-display references of record) in view of Adachi, U.S. 6,104,464, which expressly teaches forming cut grooves/counter-bores in a display-module support board "used for bending said module," retaining board material on both sides, and then "bending said module at said at least one cutout" — optionally in further view of U.S. 6,738,121 (polymer base film removed exactly "at an area where the tape carrier package is folded"). Motivation is supplied by (i) the '065's own admission that bent-edge displays suffered from an unusably large minimum radius of curvature, (ii) classical neutral-axis mechanics that predicts the strain reduction, and (iii) the ordinary artisan's use of a known tight-fold technique in the same display-module field.

Claims 2, 3, 5, 6 fall with claim 1 as conventional material selections, geometry, and placement. Claim 4 is inherent in terminating the backfilm at the slot. Claims 7–8 fall with redundant-conductor art (the examiner's own CPC field H05K2201/0979) plus routine optimisation of the number of sub-traces (In re Aller). Claim 9 falls as the method counterpart of a standard polyimide-on-glass-carrier flow.

The two things I would do before finalising any §103 position: (1) run the written-description/support analysis against each of the three provisionals to fix the effective date claim-by-claim — this may unlock Samsung Display's Sept/Oct-2012 Korean filings as intervening art; and (2) verify the contents of the eleven references I could only confirm by title, since one of them may supply the neutral-axis teaching outright and convert Grounds 1–3 from a three-reference combination into a cleaner two-reference rejection.

Generated 9/27/2026, 8:54:27 PM

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