Invalidity dossier

US 7484823

Methods and apparatuses for regulating the temperature of multi-via heater chips

Current assignee: Canon U.S.A., Inc., Canon Inc.

Added 9/3/2026, 6:48:58 PM

At a glanceNo PTAB challenges3 lawsuits on fileasserted by Canon U.S.A., Inc. +1High-Tech (T)

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Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

US Patent 7,484,823 — Summary

Bibliographic data (confirmed against Google Patents record and PTAB/CAFC filings)

Field Value
Patent number US 7,484,823 B2 (Application No. 11/324,167)
Title Methods and apparatuses for regulating the temperature of multi-via heater chips
Inventors Lucas David Barkley; Bruce David Gibson; Eric Spencer Hall; David G. King; George K. Parish
Original assignee Lexmark International, Inc. (Lexington, KY)
Current assignee (recorded) Slingshot Printing LLC (via Lexmark → Funai Electric Co., Ltd. (2013) → Slingshot Printing LLC (2019) assignments)
Filing date December 30, 2005
Issue date February 3, 2009
Family/publications US 2007/0153045 A1; WO 2007/079205 A2/A3; EP 1973746 A2; TW 200736066 A
Status Expired/adjusted expiration May 31, 2026 (per Google Patents legal-status entry); maintenance fees paid through 12th year

Abstract (as issued)

"Heater chips for use with a printing device, such as heater chips that include a first heater array, positioned substantially adjacent a first via, and a second heater array, positioned substantially adjacent a second via. The heater chip can also include a region, positioned between the first heater array and the second heater array, and a temperature sensing element operable to sense the temperature of the region, where the temperature sensing element is substantially centrally disposed with respect to the region. Additionally, the first heater array and the second heater array are operable to receive heating responsive to the temperature of the region sensed by the temperature sensing element to regulate the temperature of the region. According to one embodiment of the invention, the temperature sensing element comprises a temperature sensing resistor and the heating may occur via non-nucleating heating."

Technology in plain language

Inkjet printheads use "heater chips" with ink vias and heater arrays that fire to eject drops. The patent addresses a problem that arises when heater arrays are placed on both sides of each ink via (done to enable smaller drops and higher resolution, e.g., <4 pL at ~1200 dpi). With that layout, the silicon region between two adjacent vias contains heater arrays of two different colors, so prior per-color temperature sensing (a TSR near each via, or one serpentine die-wide resistor) gives false readings — heat from a heavily used color couples through the silicon and corrupts the neighboring color's sensor.

The invention instead defines thermal regions as the silicon areas between/around ink vias (the vias act as thermal insulators), places one temperature sensing element centrally in each region, well away from the heater arrays (≥300 µm), and regulates temperature per region (not per color) using non-nucleating heating pulses from both heater arrays bordering that region. Dependent claims cover the resistor types (temperature sense resistor / thermal sense resistor / n-type implant donor (NSD) TSR), spacing and planarity limitations, control elements, use of non-nucleating heating (sub-nucleation pulses too short to eject ink), and distinctness of the sensors.

Independent claims — plain-language overview

Claim 1 (apparatus — chip): A printhead chip having:

  • a first heater array adjacent a first ink via and a second heater array adjacent a second ink via;
  • a thermal region between those two arrays, immediately adjacent to both;
  • a temperature sensing element substantially centered in that region, adjacent to both arrays, extending about the full length of the arrays, sensing the region's temperature;
  • the two heater arrays are heated in response to that sensed temperature to regulate the region's temperature;
  • plus a second, symmetric stage: a third heater array on the other side of the second via and a fourth heater array adjacent a third via, with a second region between them and a second centrally disposed temperature sensing element, and the third/fourth arrays heated responsively to regulate that second region.
  • (Dependent claims 2–10 add: temperature sensing resistor (2); thermal sense resistor (3); n-type implant donor TSR (4); ≥300 µm spacing from both arrays (5); substantially planar / not above the arrays (6); at least one control element (7); first and second sensing elements are different (8); non-nucleating heating (9); pulses short enough not to eject ink (10).)

Claim 11 (method — fabricating chips): A fabrication method comprising:

  • providing first and second heater arrays adjacent first and second vias, respectively;
  • positioning a temperature sensing element in a region immediately between and adjacent to both arrays, sensing region temperature and extending substantially the length of the arrays;
  • heating both arrays responsive to the sensed temperature to regulate the region;
  • providing at least one control element that receives the measured temperature and heats the arrays;
  • providing a third heater array adjacent the second via and a fourth heater array adjacent a third via; and
  • positioning a second temperature sensing element in a second region between the third and fourth arrays, centrally disposed and adjacent to both.
  • (Dependent claims 12–17 add: centering the element (12); thermal sense resistor (13); n-type implant donor (14); ≥300 µm spacing (15); planar placement (16); non-nucleating heating (17).)

Note: the patent has 17 claims total; claims 1 and 11 are the only independent claims.


Litigation / PTAB / CAFC status (from live search results — treat as current ground truth)

  • IPR2023-00312Canon U.S.A., Inc. and Canon Inc. v. Slingshot Printing LLC, petition filed January 25, 2023, challenging claims 1–17 of the '823 patent. Institution decision August 7, 2023; Final Written Decision August 6, 2024 (2024 WL 3678426) finding all challenged claims unpatentable under 35 U.S.C. § 103 as obvious over U.S. Patent No. 7,384,113 (Benjamin) and U.S. Patent No. 6,612,673 (Giere), among other references.
  • CAFC appealSlingshot Printing LLC v. Canon U.S.A., Inc. / Canon Inc., Nos. 2025-1033 and 2025-1034 (consolidated with the parallel IPR2023-00313 appeal over the related '708 patent). Slingshot's notice of appeal was filed October 2, 2024. Per search results, the Federal Circuit (Chen, Hughes, Cunningham) affirmed the Board's obviousness determinations on July 16, 2026, in a nonprecedential opinion, rejecting Slingshot's hindsight and "teaching away" arguments.

Caveats / uncertainty:

  • The web results I retrieved show the CAFC decision dated July 16, 2026 — later than the "current date" stated in your query (April 26, 2026), though consistent with the 2026-09-06 date in my operating context. If your evaluation date is strictly April 26, 2026, treat the appeal as pending (briefed/argued) rather than decided; the July 16, 2026 affirmance is what the live search results report.
  • The PTAB final written decision and CAFC affirmance are substantive events affecting enforceability; I did not independently verify the full PTAB opinion text, only docket summaries and press reports.
  • Assignee history is from recorded USPTO assignments as shown on Google Patents (Lexmark → Funai → Slingshot) and matches the CAFC caption naming Slingshot as appellant/patent owner.

Generated 9/6/2026, 12:47:30 AM

Cases on file (3)

Group view →

Specific litigation cases in our database that name US patent 7484823. The free-form analysis below may also discuss cases beyond this list.

Lawsuits filed per year

2019: 1 case1'19'20'212022: 1 case'222023: 1 case'23
Cases asserting US 7484823, by filing year.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll research litigation involving US Patent 7,484,823. Let me search multiple sources.

Let me search for details of each district court case and the CAFC appeal.

Let me research the earlier Texas cases (6:19-cv-00549 and 1:20-cv-00189) to confirm which patents were asserted and their status.

Based on my research across PACER-derived docket databases, PTAB records, and the Federal Circuit, I have identified the following known litigation involving U.S. Patent No. 7,484,823 ("the '823 patent"). The Google Patents/Unified Patents litigation data for this patent and the underlying dockets corroborate these matters.

District Court Litigation

1. Slingshot Printing LLC v. HP Inc. — No. 6:19-cv-00549-ADA (W.D. Tex.), later 1:20-cv-00187-ADA (Austin)

  • Plaintiff: Slingshot Printing LLC
  • Defendant: HP Inc.
  • Jurisdiction / Court: U.S. District Court for the Western District of Texas, Waco Division (Judge Alan D. Albright)
  • Case Number: 6:19-cv-00549-ADA (transferred to the Austin Division, remaining on Judge Albright's docket)
  • Filing Date: September 20, 2019
  • Patents-in-suit: Multiple Lexmark/Funai-derived inkjet patents; court records (AO120 forms) show the '823 patent among the asserted patents (along with, e.g., 7,195,341; 7,290,864; 7,410,246; 7,559,629)
  • Status: Transferred to Austin on February 19, 2020 (new docket 1:20-cv-00187-ADA). I did not locate a publicly reported merits decision; the docket databases indicate the Waco matter was closed by transfer, and the transferred case does not appear to have proceeded to a reported merits judgment. I could not confirm the final disposition with high confidence.

2. Slingshot Printing LLC v. HP Inc. — No. 6:20-cv-00048-ADA (W.D. Tex.), later 1:20-cv-00189-ADA (Austin)

  • Plaintiff: Slingshot Printing LLC
  • Defendant: HP Inc.
  • Jurisdiction / Court: U.S. District Court for the Western District of Texas, Waco Division (Judge Alan D. Albright)
  • Case Number: 6:20-cv-00048-ADA → transferred to the Austin Division as 1:20-cv-00189-ADA
  • Filing Date: January 23, 2020
  • Patents-in-suit: Listed by Unified Patents/Darts-ip and Google Patents as litigation involving the '823 patent
  • Status: The Waco case was terminated by transfer to Austin on February 19, 2020 (stipulated transfer; HP's answer deadline had been extended). No reported merits decision located. Final disposition in the Austin case not confirmed with high confidence.

Sources: https://dockets.justia.com/docket/texas/txwdce/6:2020cv00048/[1080494](/patent/1080494) ; https://www.docketalarm.com/cases/Texas_Western_District_Court/6--20-cv-00048/Slingshot_Printing_LLC_v._HP_Inc/ ; https://litigation.rpxcorp.com/litigation/txwdce-1080494-slingshot-printing-v-hp

3. Slingshot Printing LLC v. Canon U.S.A., Inc. et al. — No. 2:22-cv-01852 (E.D.N.Y.) ("Slingshot II")

  • Plaintiff: Slingshot Printing LLC
  • Defendants: Canon U.S.A., Inc. and Canon Solutions America, Inc.
  • Jurisdiction / Court: U.S. District Court for the Eastern District of New York (assigned to Judge Hector Gonzalez; Magistrate Judge Lee G. Dunst)
  • Case Number: 2:22-cv-01852-HG-LGD
  • Filing Date: April 1, 2022
  • Patents-in-suit: U.S. Patent Nos. 7,290,864; 7,484,823; and 7,594,708
  • Status: In January 2023 the court granted Canon's motion and stayed the case pending resolution of inter partes review of all asserted claims (including IPR2023-00312 challenging the '823 patent). Litigation-tracking data (PatSnap/PACER) reports the case as closed/terminated around January 2024, with a termination basis of "Other" (suggesting a stipulated dismissal or settlement, though no public merits decision). I could not independently confirm the precise termination event.

Sources: https://www.docketalarm.com/cases/New_York_Eastern_District_Court/2--22-cv-01852/Slingshot_Printing_LLC_v._Canon_U.S.A._Inc._et_al/ ; https://www.patsnap.com/de/resources/blog/litigation/slingshot-printing-v-canon-usa-inkjet-cartridge-patent-infringement-patsnap/

PTAB (Inter Partes Review)

4. Canon U.S.A., Inc. and Canon Inc. v. Slingshot Printing LLC — IPR2023-00312

  • Petitioners: Canon U.S.A., Inc. and Canon Inc.
  • Patent Owner: Slingshot Printing LLC
  • Forum: Patent Trial and Appeal Board (PTAB)
  • Case Number: IPR2023-00312
  • Filing Date: January 25, 2023
  • Patent challenged: U.S. Patent No. 7,484,823 (all claims 1–17)
  • Status: Institution granted August 7, 2023. Final Written Decision dated August 6, 2024 (2024 WL 3678426) finding all challenged claims unpatentable under 35 U.S.C. § 103 as obvious over prior art (Benjamin and Giere, among others). Patent Owner Slingshot filed a Notice of Appeal to the Federal Circuit on October 2, 2024 (leading to CAFC appeal No. 25-1033).

Sources: https://ipverse.greyb.com/ptab-web/cases/case-details/IPR2023-00312 ; https://portal.unifiedpatents.com/ptab/case/IPR2023-00312 ; PTACTS notice of appeal records

Federal Circuit Appeal

5. Slingshot Printing LLC v. Canon U.S.A., Inc. and Canon Inc. — No. 25-1033 (Fed. Cir.)

  • Appellant: Slingshot Printing LLC
  • Appellees: Canon U.S.A., Inc. and Canon Inc.
  • Court: U.S. Court of Appeals for the Federal Circuit
  • Case Number: 25-1033 (appeal from IPR2023-00312, concerning the '823 patent), argued/decided together with No. 25-1034 (appeal from IPR2023-00313, concerning the related '708 patent)
  • Filing/Origination: Notice of appeal filed October 2, 2024
  • Status per search results: The Federal Circuit (Chen, Hughes, and Cunningham, JJ.) affirmed the Board's obviousness findings on July 16, 2026 in a nonprecedential opinion. Note: This reported decision date is later than the April 26, 2026 "current date" you provided; I am reporting it because the live search results reflect it.

Sources: https://law.justia.com/cases/federal/appellate-courts/cafc/25-1033/25-1033-2026-07-16.html ; https://www.vitallaw.com/caselaw/slingshot-printing-llc-appellantit-v-canon-u-s-a-inc-canon-inc-appellees/ded5c4e4a340475aaf3da449d62874a9 ; https://therecycler.com/posts/canon-wins-further-printhead-patent-appeals/


Summary of key points

  • The '823 patent has been asserted by Slingshot Printing LLC (current assignee; formerly Lexmark → Funai Electric → Slingshot) against HP Inc. (W.D. Tex., 2019–2020 cases, later transferred to Austin) and against Canon U.S.A., Inc./Canon Solutions America, Inc. (E.D.N.Y., 2022).
  • The most consequential proceeding is IPR2023-00312, in which the PTAB found all claims 1–17 of the '823 patent unpatentable as obvious (Aug. 6, 2024), a decision the Federal Circuit reportedly affirmed (opinion dated July 16, 2026, nonprecedential).
  • Caveats: I could not confirm with high confidence the final dispositions of the two HP district-court cases (they appear to have been transferred to Austin and thereafter terminated without a reported merits decision). The exact termination event for the E.D.N.Y. Canon case is also not confirmed beyond third-party docket data indicating a January 2024 close. A related E.D.N.Y. case, Slingshot Printing LLC v. Canon U.S.A., Inc., No. 2:22-cv-00123 ("Slingshot I," filed Jan. 7, 2022), asserted different patents (7,152,951; 7,195,341; 7,559,629; 7,938,523) and does not involve the '823 patent.

Generated 9/6/2026, 12:48:14 AM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

Current assignee: Canon U.S.A., Inc., Canon Inc.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

Proceedings overview

The USPTO Open Data Portal ingest reflected in the "PTAB proceedings on file" block shows zero AIA trial proceedings — but that data is stale. Web search confirms exactly one proceeding on US 7,484,823: IPR2023-00312, which went all the way to a Final Written Decision holding all claims 1–17 unpatentable, was appealed by the patent owner to the Federal Circuit (No. 25-1033), and was affirmed on 2026-07-16. Bottom line for a defendant: the patent is dead — every claim (1–17) has been invalidated and the Federal Circuit has affirmed, so a demand or complaint built on any claim of the '823 patent is now essentially sanction-bait.


IPR2023-00312 — Canon U.S.A., Inc. & Canon Inc. v. Slingshot Printing LLC

  • Type: Inter Partes Review
  • Filed: 2023-01-25
  • Status: Final Written Decision – Appealed (per PTAB docket aggregators; gloss: the FWD issued 2024-08-06, the patent owner appealed, and the Federal Circuit affirmed on 2026-07-16 — no proceeding remains pending)
  • Judge panel: Jo-Anne M. Kokoski (lead), Garth D. Baer, John D. Hamann — Administrative Patent Judges
  • Patent owner: Slingshot Printing LLC (assignee chain: Lexmark International → Funai Electric → Slingshot Printing LLC)
  • Petition grounds — all under 35 U.S.C. § 103 (obviousness), challenging every claim 1–17:
    • Ground 1: Claims 1–3, 5–13, 15–17 — obvious over U.S. Patent No. 7,384,113 B2 (Benjamin) + U.S. Patent No. 6,612,673 (Giere'673)
    • Ground 2: Claims 4 and 14 — obvious over Benjamin + Giere'673 + U.S. Patent No. 7,163,272 B2 (Parish)
    • Ground 3: Claims 1–3, 5–13, 15–17 — obvious over Benjamin + U.S. Patent No. 6,565,178 (Giere'178)
    • Ground 4: Claims 1–3, 5–10, 11–13, 15–17 — obvious over U.S. Patent No. 6,527,367 (Yabe) + Giere'673
    • Ground 5: Claims 4 and 14 — obvious over Yabe + Giere'673 + Parish
    • (Claim scope per Patent Owner's Preliminary Response and Canon's Reply; statutory basis was obviousness only — no § 102 or § 112 grounds.)
  • Institution decision: Instituted 2023-08-07 (Paper 6) as to all challenged claims 1–17. The FWD later recited that the Board "instituted an inter partes review of claims 1-17 on the grounds advanced in the Petition." The Board found Canon had shown a reasonable likelihood of prevailing on its obviousness theory centered on Benjamin's dual-heater-array-per-via chip combined with Giere'673's region-temperature sensing.
  • Final Written Decision: Issued 2024-08-06 (Paper 27), Canon U.S.A., Inc. v. Slingshot Printing LLC, 2024 WL 3678426 — "JUDGMENT Final Written Decision Determining All Challenged Claims Unpatentable." The panel held, at claim-level granularity:
    • Claims 1–3, 5–13, and 15–17 unpatentable as obvious over Benjamin + Giere'673;
    • Claims 4 and 14 unpatentable as obvious over Benjamin + Giere'673 + Parish (Parish supplying the n-type implant donor / NSD thermal-sense-resistor limitation of those dependents).
    • The panel's judgment: Canon "show[s] by a preponderance of the evidence that claims 1-17 (the 'challenged claims') of U.S. Patent No. 7,484,823 B2 … are unpatentable." No claim was held patentable. Key reasoning, as later summarized on appeal: a skilled artisan would have been motivated to place a single, substantially centrally disposed TSR in each thermal region between Benjamin's ink vias (with their paired heater arrays) to obtain more accurate per-region temperature measurement for regulating print quality — Giere'673 teaching a TSR disposed between two heater arrays, approximately 680 µm inboard/equidistant from them, and heating in response to the sensed temperature.
    • Oral hearing was held 2024-05-09 (virtual); the FWD issued within the statutory one-year trial window (institution 2023-08-07 → FWD 2024-08-06).
  • Settlement / termination: No settlement. The FWD terminated the proceeding on 2024-08-06. The underlying co-pending district court case, Slingshot Printing LLC v. Canon U.S.A., Inc., No. 2:22-cv-01852 (E.D.N.Y.), was identified in the FWD as involving the '823 patent; third-party docket summaries suggest that case was resolved/stipulated in early 2024, but the terms (if any) are not in the public record.
  • Appeal: Patent Owner Slingshot filed a Notice of Appeal on 2024-10-02 (Paper 28) to the Federal Circuit, challenging the claim constructions, the obviousness findings, and the consideration of expert testimony. CAFC docket 25-1033 (consolidated with 25-1034, the parallel appeal from IPR2023-00313 on the sibling '708 patent). Panel: Chen, Hughes, and Cunningham. Decided 2026-07-16nonprecedential affirmance. The court rejected Slingshot's hindsight argument (noting the Board used the '823 patent's background only for admissions of what was already known, and that unpatentability rested on the combination, not any single reference), its Yabe "teaching away" argument (raised for the first time on appeal as to the Benjamin-Giere'673 combination, and in any event not rising to teaching away), and its cost/motivation arguments. See Slingshot Printing LLC v. Canon U.S.A., Inc., Nos. 2025-1033, 2025-1034 (Fed. Cir. 2026) (Justia, govinfo PDF).
  • Defensive value: Maximum. Every claim of the patent — independent claim 1 (chip) and claim 11 (method), plus all 15 dependents — has been held unpatentable and that holding is now affirmed. No infringement theory on the '823 patent survives; the USPTO certificate canceling claims 1–17 should issue following the CAFC mandate (check the file wrapper to confirm the certificate date).

Strategic summary

Claims status — CANCELED vs. SUSTAINED vs. UNTESTED. All 17 claims (1–17) of the '823 patent were challenged in IPR2023-00312 and all 17 were found unpatentable in the FWD (2024 WL 3678426), affirmed by the Federal Circuit on 2026-07-16. There are no surviving claims and no untested claims — the patent was invalidated in a single, complete sweep. Independent claims 1 and 11, and every dependent claim (2–10, 12–17), are gone. This is the cleanest possible defensive outcome: the petitioner did not need a second IPR, no claim survived on a technicality, and the patent owner's appeal failed. (For completeness: the closely related sibling patent, US 7,594,708, was invalidated in the parallel IPR2023-00313, affirmed in the same CAFC opinion — so the whole "multi-via heater chip temperature" family that Slingshot/Funai/Lexmark has asserted is largely dismantled.)

Estoppel landscape. Under 35 U.S.C. § 315(e)(2), Canon (and its privies) is estopped in the E.D.N.Y. litigation and any other proceeding from asserting invalidity on any § 102/§ 103 ground it raised or reasonably could have raised against claims 1–17 during IPR2023-00312 — including the Benjamin, Giere'673, Giere'178, Yabe, and Parish references in any combination. For a new defendant who is not Canon's privy, estoppel does not apply, but it hardly matters: the claims are canceled, so validity is no longer the battleground. The practical residue is that the strongest § 103 combinations are already litigated and CAFC-approved, so any future challenger gets the benefit of a fully developed record.

Pattern signals. One petitioner (Canon) filed coordinated IPRs on both family patents asserted against it in the E.D.N.Y. case (IPR2023-00312 on the '823 patent and IPR2023-00313 on the '708 patent), won both at the Board, and then won both on appeal after Slingshot appealed. Slingshot's chain (Lexmark → Funai → Slingshot, a non-practicing enforcement entity) has been litigious on this patent — it was asserted in multiple Texas Western District cases in 2019–2020 and the E.D.N.Y. case in 2022 — but its PTAB and CAFC record on this family is 0-for-2. Note: the "Unified Patents" branding on the Google Patents page is merely the PTAB/litigation-data attribution license, not a Unified Patents IPR; no defensive aggregator filed here. Also worth noting: Google Patents lists the patent's adjusted expiration as 2026-05-31, so the patent is at end-of-life regardless — but the IPR cancelation is what eliminates any residual damages exposure for conduct after the FWD.


Recommended next steps

  • If you are a defendant facing assertion of the '823 patent today: the claims are invalidated and the affirmance is on record. Confirm the USPTO has issued the certificate canceling claims 1–17 (check the '823 file wrapper / PTACTS for IPR2023-00312, FWD Paper 27, 2024 WL 3678426). Then move to dismiss or for judgment on the pleadings, and if a demand letter cites '823 claims, treat it as a strong signal of bad-faith assertion — quote the FWD's disposition ("we determine that … claims 1-17 … are unpatentable") and the CAFC's affirmance (Nos. 2025-1033/25-1034, decided 2026-07-16).
  • Link the authorities directly: PTAB FWD — Canon U.S.A., Inc. v. Slingshot Printing LLC, IPR2023-00312, Paper 27 (P.T.A.B. Aug. 6, 2024), 2024 WL 3678426, available via USPTO PTACTS (case IPR2023-00312); CAFC affirmance — Justia / govinfo.
  • No active PTAB proceeding is pending, so there are no institution-deadline or FWD-date milestones to track. If you are Canon or a Canon privy, confirm the estoppel record is preserved for the district court; if you are a new defendant, you face no § 315(e)(2) bar, but the canceled claims make an invalidity defense largely unnecessary — the dispositive move is cancelation, not another IPR.
  • Watch the family: the sibling '708 patent (US 7,594,708) is likewise invalidated, but other patents in Slingshot's portfolio (e.g., US 7,290,864, asserted in the same E.D.N.Y. case) may still be in play — confirm whether any claim of that patent is asserted against you before assuming the whole campaign is over.

Generated 9/6/2026, 12:48:45 AM

Ownership chain (3)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. 2006-03-24 · recorded 2006-03-28 · reel 017386/0528 · Assignment

    Lucas David Barkley; Bruce David Gibson; Eric Spencer Hall; David G. King; George K. ParishLexmark International, Inc.

  2. ? · recorded 2013-05-14 · reel 030416/0001 · Assignment

    Lexmark International, Inc. and Lexmark International Technology, S.A.Funai Electric Co., Ltd.

    acquisition

  3. 2019-03-29 · reel 048745/0551 · Assignment

    Funai Electric Co., Ltd.Slingshot Printing LLC

    transfer-to-asserter

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I have good litigation context. Now let me pin down the recorded assignment details (reel/frame, correspondents) and the NPE classification sources.

I've hit my research-step budget, but I have enough verified material from the patent's own legal-event record plus RPX, Unified Patents, DocketAlarm/PACER, and Federal Circuit sources to complete the analysis. Where the USPTO correspondent of record was not retrievable from the sources searched, I say so rather than guess.

Inventors

  • Lucas David Barkley — Lexmark International, Inc. (assignor to Lexmark, reel 017386/0528)
  • Bruce David Gibson — Lexmark International, Inc. (same)
  • Eric Spencer Hall — Lexmark International, Inc. (same)
  • David G. King — Lexmark International, Inc. (same)
  • George K. Parish — Lexmark International, Inc. (same)

All five executed an assignment to Lexmark recorded 2006-03-28, consistent with employment at Lexmark's inkjet division in Lexington, KY. I found no evidence of unusual post-filing departure patterns (e.g., mass resignations within 12 months); do not have the data to assess that and won't speculate.

Original assignee

Lexmark International, Inc. (Lexington, Kentucky), the entity named on the issued patent and the recipient of the inventors' 2006 assignment. Lexmark was a leading printer OEM whose inkjet printheads embodied multi-via heater-chip technology of the type claimed. Current status: divested its inkjet business — in April 2013 Funai Electric Co., Ltd. agreed to acquire Lexmark's inkjet technology and related assets (including this patent) for ~US$100M (RPX Insight; The Recycler). Lexmark International itself later went private (Apex Technology/PAG consortium, 2016) and is no longer the inkjet patent owner; it did not go bankrupt.

Assignment timeline

Three recorded assignments appear in the Google Patents legal-event record for US 7484823 (reel/frame and correspondent data verified only to the extent shown; USPTO Assignment Center correspondent names were not retrievable from the sources I could reach — verify each at https://assignmentcenter.uspto.gov/):

  • 2006-03-24 (executed) / recorded 2006-03-28 — Reel 017386/0528

    • Conveyance: Assignment
    • Assignor: Lucas David Barkley; Bruce David Gibson; Eric Spencer Hall; David G. King; George K. Parish
    • Assignee: Lexmark International, Inc.
    • Correspondent: not retrievable from sources used (standard inventors-to-employer filing)
    • Context: routine assignment of employee inventions to the employer upon filing.
  • 2013-04-01 (effective) / recorded 2013-05-14 — Reel 030416/0001

    • Conveyance: Assignment
    • Assignor: Lexmark International, Inc. and Lexmark International Technology, S.A.
    • Assignee: Funai Electric Co., Ltd. (Japan)
    • Correspondent: not retrievable from sources used
    • Context: negotiated portfolio divestiture — Lexmark's exit from inkjet; Funai acquired >1,500 US/foreign inkjet patent assets for ~US$100M (RPX Insight, June 12, 2019). This is a sale of a product line, not a bankruptcy.
  • 2019-03-29 (executed and recorded same day) — Reel 048745/0551

    • Conveyance: Assignment
    • Assignor: Funai Electric Co., Ltd.
    • Assignee: Slingshot Printing LLC (Delaware LLC; principal place 10015 Old Columbia Road, Suite B215, Columbia, MD 21046)
    • Correspondent: not retrievable from sources used
    • Context: transfer-to-asserter — Funai moved >100 US patent assets, including the '823 patent, to a newly formed LLC that by its own complaint is "in the business of licensing patented technology" (Slingshot Printing LLC v. Canon U.S.A., Inc., 2:22-cv-01852, E.D.N.Y., ¶2). RPX flagged that assignment records "suggest[] that Funai might hold an economic interest in Slingshot's litigation."

No other assignments, mergers, changes of name, security interests, or releases were found in the Google Patents legal-event record for this patent.

Timeline diagram

timeline
    title Ownership of US 7484823
    2005 : Filed by Lexmark
    2006 : Assigned to Lexmark
    2009 : Patent issued
    2013 : Assigned to Funai Electric
    2019 : Assigned to Slingshot Printing
         : First HP suit filed
    2022 : Canon suit filed
    2023 : Canon IPR filed
    2024 : IPR final decision adverse
    2026 : Federal Circuit affirms

NPE / troll-pattern signals

  1. Shell-entity transferpresent. Reel 048745/0551 (recorded 2019-03-29) moved the patent from Funai, an operating OEM, to Slingshot Printing LLC, a Delaware LLC whose own complaint states it "is in the business of licensing patented technology" and whose address (10015 Old Columbia Road, Suite B215, Columbia, MD) is a small-suite business-park address with no manufacturing presence. RPX (June 12, 2019) described Slingshot as a "recently formed NPE" that "received more than 100 US assets from Funai."

  2. Known asserter in the chainpresent. Slingshot Printing LLC is the current assignee (reel 048745/0551) and is identified by name as an NPE in RPX Insight's June 12, 2019 coverage. Unified Patents litigation data lists Slingshot as plaintiff against HP (W.D. Tex. 6:19-cv-00549, 6:20-cv-00048, 1:20-cv-00189) and Canon (E.D.N.Y. 2:22-cv-01852) asserting this and sibling patents.

  3. Repeat correspondent across the chainunclear. I could not retrieve the recorded correspondents for reels 017386/0528, 030416/0001, or 048745/0551 from the sources available in this session, so recurrence of a single attorney/firm across the assignment chain cannot be confirmed or refuted. (Litigation counsel for Slingshot — Fitch Even / Hecht Partners — is not assignment-correspondent evidence.)

  4. Cascading transfersnot present. The chain is only three links spanning 2006–2019 (inventors → Lexmark → Funai → Slingshot), with a six-year gap between the Funai transfer (2013) and the Slingshot transfer (2019). This does not match the chained-LLC-in-<24-months pattern.

  5. Pre-litigation transferpresent. Funai → Slingshot was recorded 2019-03-29 (reel 048745/0551); the first infringement action naming the '823 patent (Slingshot v. HP, W.D. Tex. 6:19-cv-00549) was filed ~2019-09-20, roughly six months later, with additional HP suits following in Jan 2020 (6:20-cv-00048) and the Canon suit on 2022-04-01. The transfer was arranged immediately before the assertion campaign began.

  6. Bankruptcy fire-salenot present. Lexmark's 2013 transfer to Funai (reel 030416/0001) was a negotiated ~US$100M divestiture of the inkjet line, not a Chapter 7/11 asset sale. No Kodak/Nortel-style bankruptcy proceeding appears in the chain.

  7. Privateeringpresent. RPX Insight explicitly reported that "assignment records suggest[] that Funai might hold an economic interest in Slingshot's litigation," and HP moved to draw Funai into the W.D. Tex. cases (Actionable Intelligence: "HP Seeks to Drag Funai into Slingshot Printing Patent Dispute"). Funai is an operating manufacturer of inkjet hardware/cartridges, so an NPE asserting former-Lexmark patents with Funai retaining an economic interest fits the classic privateering profile.

  8. Defensive aggregator (anti-NPE)not present. The chain terminates at Slingshot Printing LLC, an asserting entity; no RPX, AST, LOT, Unified Patents, or OIN link appears.

Verdict

NPE — high confidence

Four signals support this: (a) the chain ends at Slingshot Printing LLC, a licensing-only Delaware LLC created to receive >100 Funai patents (reel 048745/0551, recorded 2019-03-29); (b) Slingshot is named as an NPE by RPX Insight and is a repeat plaintiff against HP and Canon; (c) the Funai→Slingshot assignment occurred within ~6 months of the first infringement suit (6:19-cv-00549, filed ~2019-09-20); and (d) RPX reported assignment records suggesting Funai retains an economic interest in Slingshot's litigation — privateering indicia. Note the patent's current practical value is impaired: Canon's IPR2023-00312 ended in a Final Written Decision (Aug 6, 2024) finding claims 1–17 unpatentable, affirmed by the Federal Circuit on July 16, 2026 (25-1033).

Verification: search by patent number at https://assignmentcenter.uspto.gov/ (reels 017386/0528, 030416/0001, 048745/0551); cross-checked against https://patents.google.com/patent/US7484823/en legal events, https://portal.unifiedpatents.com/patents/patent/US-[6243115](/patent/6243115)-B1 (parent-company field), RPX Insight, and the E.D.N.Y./PTAB/CAFC dockets cited above.

Generated 9/6/2026, 12:48:18 AM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll research the cited references. Since the user asks specifically about the USPTO record for 7484823 and each citation on its face, let me verify details of the most probative references and check the USPTO/PTAB record.

Good — I've confirmed the front-page citation list from the USPTO PDF and located the IPR2023-00312 exhibit list (which names the references the PTAB actually used). Let me verify details on several more cited references before writing the analysis.

I have reached the search-step limit, so I'll now synthesize the full analysis from the authoritative patent text you supplied (which includes the complete USPTO/Google Patents citation records), the USPTO PDF front page snippet retrieved from patentimages.storage.googleapis.com (US7484823.pdf), and the IPR2023-00312 docket materials (Canon's reply and exhibit list) retrieved from docketalarm.com.


Prior-Art Analysis — US 7,484,823 B2 ("'823 patent")

1. Verification of the citation record

  • I searched for 7484823 specifically (not similar numbers). The front-page "References Cited" list was confirmed from the USPTO image PDF (US7484823.pdf), which shows U.S. patents 4,791,435 through 6,601,941 on the first portion of the list (the rest is "(Continued)"), foreign patent JP 11-254409, and the non-patent disclosure under § 1.56 filed July 14, 2008.
  • Google Patents renders the same record as "Citations (28)" and "Patent Citations (29)"; the discrepancy is because Google's 29-entry tally separately lists US 6,890,064 B2, a continuation of US 6,488,363 B2 (both are "Energy balanced printhead design," Torgerson et al./HP). The USPTO front page lists both 6,488,363 and (in the continued portion) 6,890,064. I treat the union of the two lists (29 references) as the complete citation set.
  • The '823 patent is subject to a terminal disclaimer (per the USPTO PDF), consistent with its relation to the co-pending Lexmark multi-via family (e.g., US 7,559,629 B2, filed 2005-09-29; and the related '708 sensing patent from the same-day application 11/323,809).

2. Legal framework applied

  • The '823 patent was filed December 30, 2005 and is therefore analyzed under pre-AIA 35 U.S.C. § 102. Its critical date for § 102(b) is December 30, 2004 (one year before filing).
  • Under pre-AIA law, anticipation requires a single prior-art reference disclosing every limitation of the claim, arranged as in the claim (with inherency available only for unavoidable, necessary results).
  • All dependent claims (2–10, 12–17) incorporate the full limitation set of independent claims 1 or 11. Therefore, no reference can anticipate any dependent claim unless it first anticipates claim 1 (or claim 11 for the method claims).
  • All face citations except the '823's own pre-grant publication (US 2007/0153045 A1) were published/patented before December 30, 2005 and are prior art under § 102(a)/(b); several (e.g., US 6,488,363 B2) would also qualify under § 102(e) if the effective-filing-date analysis were needed.

3. Complete citation-by-citation table

Legend for the "Potential § 102 anticipation" column: NONE = as a single reference, does not read on independent claim 1 or 11 (and hence cannot anticipate any dependent claim); the notation then flags which limitations the reference is strongest for, which matters only for § 103 combination analysis. "n/a (not prior art)" for the self-publication.

# Full citation Priority / filing date Publication / issue date Brief description Potential § 102 anticipation
1 US 4,791,435 A — "Thermal inkjet printhead temperature control" — Smith, Mostafa & Walsh; Hewlett-Packard Co. filed 1987-07-23 1988-12-13 Printhead temperature sensed by a thermistor/temperature sensor on or near the substrate; the sensed temperature regulates firing-pulse energy (inversely proportional to temperature) to keep drop weight uniform. NONE. Discloses "heating responsive to sensed temperature" (element (d) of claim 1), but has no multi-via layout, no region between two heater arrays of different vias, no centrally disposed, array-length TSR, and no mirrored second region.
2 US 5,594,488 A — "Thermal head" — Tsushima et al.; Alps Electric Co. 1994-05-12 1997-01-14 A thermal (print) head with plural heating elements and temperature management; not an inkjet via chip architecture. NONE. Non-analogous field; none of the claim-1 structural elements (vias, dual arrays, region TSRs) disclosed.
3 US 5,646,660 A — "Printer ink cartridge with drive logic integrated circuit" — Murray; Encad, Inc. 1994-08-09 1997-07-08 Ink cartridge carrying drive-logic IC; concerns cartridge/head electronics, not silicon-region temperature regulation. NONE.
4 US 5,731,828 A — "Ink jet head, ink jet head cartridge and ink jet apparatus" — Ishinaga et al.; Canon K.K. 1994-10-20 1998-03-24 Canon inkjet head construction with heater substrate, ejection elements, and (per the family) temperature/energy control elements. NONE (based on title/abstract level review). No evidence it discloses a TSR centrally disposed in a silicon region between two heater arrays from different vias, or per-region closed-loop heating of both bordering arrays. I have not read the full text; treat this verdict as moderate-confidence.
5 US 5,812,162 A — "Power supply connection for monolithic print heads" — Silverbrook; Eastman Kodak Co. 1995-04-12 1998-09-22 Power-supply connection scheme for monolithic (page-wide) print heads; power/ground routing. NONE. No temperature-sensing/region-regulation disclosure relevant to claim 1.
6 JP 11-254409 A — "Paper solidified product and manufacture thereof" — (per Google's record, "Crystallizer:Kk") 1998-03-12 1999-09-21 Per Google's bibliographic data, this is a paper-product manufacturing disclosure — appears non-analogous and almost certainly a mis-indexed or misfiled citation. NONE. I could not verify any inkjet/printhead content; treat as irrelevant.
7 US 6,260,952 B1 — "Apparatus and method for routing power and ground lines in an ink-jet printhead" — Feim et al.; Hewlett-Packard Co. 1999-04-22 2001-07-17 Power/ground line routing on an inkjet printhead die (layout/electrical, including auxiliary functions such as substrate heaters). NONE. Layout reference; no centrally disposed region TSR or region-based feedback heating.
8 US 6,357,863 B1 — "Linear substrate heater for ink jet print head chip" — Anderson, Mulay & Parish; Lexmark Int'l Inc. filed 1999-12-02 2002-03-19 Co-owned Lexmark reference; inventor Parish is also an inventor of the '823. A linear arrangement of substrate heater resistors (with position-dependent resistance values) is used to even out temperature across the chip length. Used as Ex. 1015 in IPR2023-00312. NONE. Discloses substrate heater elements, not a TSR centrally disposed between two ejector arrays, and not closed-loop heating of the ink-ejecting arrays in response to a sensed silicon-region temperature. Relevant to substrate-heating concepts.
9 US 6,382,773 B1 — "Method and structure for measuring temperature of heater elements of an ink-jet printhead" — Chang, Wang & Su; Industrial Technology Research Institute priority 2000-01-29; filed 2000-11-03 2002-05-07 Places a temperature-sensing resistor under or near each individual heating element (a matrix-addressable per-heater sensing layer) to measure per-heater temperature and adjust drive. Used as Ex. 1016 in IPR2023-00312. NONE. Its TSRs sit under/near the heaters — the opposite of claim 1's "substantially centrally disposed… away from the arrays" TSR — and it does not disclose vias on both sides with region-based regulation. Strong for the "temperature sensing element/resistor" limitations (claims 2–4, 13–14) in a § 103 combination only.
10 US 6,386,674 B1 — "Independent power supplies for color inkjet printers" — Corrigan et al.; Hewlett-Packard Co. 1997-10-28 2002-05-14 Separate power supplies/energy control per color in a color inkjet printer. NONE. Per-color power control at printer level; no chip-level region TSR/dual-array regulation.
11 US 6,398,347 B1 — "Energy balanced ink jet printhead" — Torgerson et al.; Hewlett-Packard Co. 2000-07-24 2002-06-04 Energy-balancing scheme across an inkjet printhead (energy per drop adjusted, including as a function of sensed temperature). NONE. Discloses energy control responsive to temperature but not the region/dual-array/multi-via TSR structure of claim 1.
12 US 2002/0075343 A1 — "Printing process and printer suitable for performing the process" — Classens 2000-11-29 2002-06-20 Printing process/printer control publication; not a heater-chip structural disclosure (per bibliographic data). NONE.
13 US 6,474,782 B1 — "Printhead and printing apparatus using the same" — Furukawa; Canon K.K. 1999-08-24 2002-11-05 Canon printhead with temperature sensing and driving control on the head substrate (title-level review). NONE (moderate confidence — not read in full). No indication of a region between two arrays of different vias with a centrally disposed TSR and dual-array feedback.
14 US 6,488,363 B2 — "Energy balanced printhead design" — Torgerson et al.; Hewlett-Packard Co. 2001-01-30 2002-12-03 Energy-balanced printhead architecture; temperature-sense capability used to balance drop energy. Used as Ex. 1010 in IPR2023-00312 (secondary reference). NONE. No centrally disposed region TSR extending the length of two bordering arrays of different vias; no per-region NNH regulation.
15 US 6,499,834 B2 — "Inkjet printhead having a substrate with advantageously ordered signal processing circuits" — Takizawa; Canon K.K. 1998-08-19 2002-12-31 Canon head substrate with ordered signal-processing circuit layout (power/drive circuitry placement). NONE. Circuit-layout disclosure.
16 US 2003/0142159 A1 — "Estimating local ejection chamber temperature to improve printhead performance" — Askeland; Hewlett-Packard Co. 2002-01-31 2003-07-31 Estimates local ejection-chamber temperatures (model/software-based) to improve performance rather than relying on a single die-wide sensor. NONE. Addresses the same problem (per-area temperature inaccuracy) by estimation, not by physical centrally disposed region TSRs, dual-array heating, or the claim-1 structure.
17 US 6,601,941 B1 — "Method and apparatus for predicting and limiting maximum printhead chip temperature in an ink jet printer" — Jones 2000-07-14 2003-08-05 Predicts and limits maximum printhead-chip temperature to protect the head (algorithmic control). NONE. No region-based sensing structure.
18 US 6,641,242 B2 — "Method and systems for controlling printer temperature" — Hewlett-Packard Co. 2001-06-06 2003-11-04 System-level printer temperature control using sensed temperature and heating. NONE. Printer-level, not chip-region TSR structure.
19 US 6,644,774 B1 — "Ink jet printhead having out-of-ink detection using temperature monitoring system" — Xerox Corp. 2002-08-22 2003-11-11 Uses temperature monitoring on the printhead to detect out-of-ink conditions. NONE. Sensing is for ink-out detection, not per-region temperature regulation.
20 US 6,663,227 B2 — "Semiconductor device and process for producing the same" — Fuji Photo Film Co. 2001-01-26 2003-12-16 Semiconductor device/manufacturing disclosure (per bibliographic record). NONE. Non-analogous.
21 US 6,764,163 B2 — "Heater configuration for tri-color heater chip" — Lexmark Int'l Inc. 2002-05-31 2004-07-20 Closest layout prior art on the face of the patent. Co-owned Lexmark tri-color (CMY) heater chip with three ink vias and six rows of heaters — two rows (near/far) on both sides of each via — the exact dual-array-per-via architecture that creates the thermal-crosstalk problem the '823 solves. No temperature sensing/regulation is disclosed. NONE. Discloses claim-1's structural foundation (multiple vias, first/second/third/fourth arrays adjacent to vias, silicon regions between arrays of adjacent vias) but lacks every temperature-sensing and feedback element: no TSR at all, no central disposition, no array-length extension, no "heating responsive to sensed temperature." The '823 specification cites this architecture as the source of the problem, so it is a natural § 103 anchor, not an anticipatory reference.
22 US 6,808,243 B1 — "Thermal ink jet print head with blended enable trains" — Xerox Corp. 2003-05-20 2004-10-26 Uses "blended enable trains"/firing-pulse patterns to control printhead thermal state — i.e., pulse-based thermal management of ejector arrays. NONE. Relevant to the non-nucleating heating / fire-pulse limitations (claims 9–10, 17) only in combination; no region TSR structure.
23 US 2005/0041049 A1 — "Printhead and printhead driving method" — Canon K.K. 2003-08-05 2005-02-24 Canon printhead driving method (pulse driving/thermal control at head level; title-level review). NONE (moderate confidence — not read in full).
24 US 2005/0052500 A1 — "N-well and other implanted temperature sense resistors in inkjet print head chips" — Lexmark Int'l Inc. 2003-09-04 2005-03-10 Co-owned Lexmark disclosure of n-well / n-type implanted (NSD-class) temperature sense resistors fabricated in inkjet head chips. NONE. Directly supports the "n-type implant donor thermal sensing resistor" limitations of claims 4 and 14 (and "thermal sense resistor," claims 3/13), but discloses neither the dual-array-per-via region layout nor per-region feedback heating, so it cannot anticipate claim 1 or 11.
25 US 6,871,929 B2 — "System and method for optimizing temperature operating ranges for a thermal inkjet printhead" — Hewlett-Packard Co. 2001-04-12 2005-03-29 Keeps the printhead within an optimal temperature operating range using temperature feedback. NONE. System-level temperature control; no claim-1 region/dual-array TSR structure.
26 US 6,883,904 B2 — "Apparatus and method for maintaining constant drop volumes in a continuous stream ink jet printer" — Eastman Kodak Co. 2002-04-24 2005-04-26 Continuous-stream inkjet drop-volume maintenance via temperature control — different ejection technology. NONE. Non-analogous ejection technology; no multi-via thermal-region sensing.
27 US 6,951,378 B1 — "Print control based on print head temperature" — Canon K.K. 1998-05-04 2005-10-04 Print control (e.g., firing energy, timing, masking) adjusted based on sensed printhead temperature. NONE. General temperature-based print control; no claim-1 chip structure.
28 US 6,890,064 B2 — "Energy balanced printhead design" — Torgerson et al.; Hewlett-Packard Co. (continuation of US 6,488,363 B2) 2001-01-30 2005-05-10 Same disclosure family as #14 (energy-balanced printhead with temperature sensing). NONE. Same analysis as US 6,488,363 B2.
29 US 2007/0153045 A1 — Barkley et al., "Methods and apparatuses for regulating the temperature of multi-via heater chips" 2005-12-30 2007-07-05 The '823's own pre-grant publication (same application). n/a — not prior art under § 102 (same inventive entity / same application; published after the filing date).

Foreign patent (also on front page): JP 11-254409 A (see #6 above) — non-analogous on its face; no anticipation relevance.
Non-patent literature: "Disclosure Under § 1.56 filed Jul. 14, 2008" — an applicant IDS disclosure, not prior art.

4. Bottom-line § 102 anticipation assessment

  • No single reference cited on the face of the '823 patent anticipates claim 1 or claim 11, and therefore none anticipates any of dependent claims 2–10 or 12–17. The reasons are uniform: every candidate lacks at least one of the claim's core limitations — most critically, the combination of (i) a temperature sensing element substantially centrally disposed in a silicon region immediately between two heater arrays belonging to two different vias, (ii) that element extending substantially the length of both arrays, and (iii) closed-loop heating of both bordering arrays in response to the sensed region temperature, together with (iv) the second, mirrored region/TSR/array set (claim 1's third/fourth arrays and second region; claim 11's corresponding method steps).
  • The strongest single-reference candidates by limitation coverage are:
    • Layout (arrays on both sides of each via): US 6,764,163 B2 (#21, Lexmark) — but it has no temperature sensing at all.
    • TSR type: US 2005/0052500 A1 (#24, Lexmark, NSD/n-well TSRs) — but no region layout or feedback.
    • Per-heater/per-area temperature sensing: US 6,382,773 B1 (#9, ITRI) and US 2003/0142159 A1 (#16, HP) — but the former places TSRs under heaters (contrary to the '823's central placement) and the latter is a software estimation model.
    • Pulse-based (non-nucleating-class) thermal regulation: US 6,808,243 B1 (#22) — but no sensing structure.
    • Because each strong reference covers a different claim element, the record is a classic § 103 combination case, not a § 102 anticipation case. This is exactly why Canon's IPR petition did not plead anticipation.

5. The "most relevant prior art" in the actual record (not on the face of the patent)

The citation set most relevant to the validity of the '823 is the one developed in IPR2023-00312 (Canon U.S.A., Inc. and Canon Inc. v. Slingshot Printing LLC), per the PTAB docket exhibit list retrieved from docketalarm.com:

Ex. Reference Role in IPR
1004 US 7,384,113 B2 (Benjamin et al.; Hewlett-Packard; priority 2004-04-19; issued 2008-06-10) Primary reference for the multi-via heater-chip architecture (Grounds 1–3)
1005 US 6,612,673 B2 (Giere et al.; "Giere673") Primary secondary reference teaching a TSR disposed in a thermal region between two heater arrays, equidistant from each, with heating of adjacent arrays based on sensed temperature (Grounds 1, 2, 4, 5)
1006 US 7,163,272 B2 (Parish et al.; Lexmark) Combined with Benjamin+Giere673 and Yabe+Giere673 for dependent claims 4 and 14 (NSD TSR)
1007 US 6,565,178 B1 (Giere et al.; "Giere178") Alternative secondary reference (Ground 3); per the hearing transcript, it discloses ink feed slots including plural slots for multi-color cartridges
1008 US 6,527,367 B2 (Yabe) Primary reference for alternative Grounds 4–5 (temperature sensor in each thermal region between two heater arrays)
1010 US 6,488,363 B2 (Torgerson; HP) Also a face citation (#14 above)
1015 US 6,357,863 B1 (Anderson; Lexmark) Also a face citation (#8 above)
1016 US 6,382,773 B1 (Chang; ITRI) Also a face citation (#9 above)
1019 US 7,278,703 B2 (Benjamin et al.) Related Benjamin reference

As summarized in the earlier sections of this analysis: the PTAB instituted on August 7, 2023, and its Final Written Decision (August 6, 2024, 2024 WL 3678426) found all challenged claims 1–17 unpatentable under 35 U.S.C. § 103 as obvious over combinations such as Benjamin + Giere673 — i.e., the operative invalidity theory was obviousness over combinations, not § 102 anticipation by any single reference, which corroborates the per-reference analysis above. As of the April 26, 2026 date in this task, Slingshot's appeal in the Federal Circuit (Nos. 2025-1033/2025-1034) was pending; note the earlier summary flagged that live search results report a July 16, 2026 nonprecedential affirmance (a date after this task's "current date," so treat that as a forward-looking data point, not a settled event as of today).

6. Caveats on confidence

  • I verified the front-page citation list, dates, and assignees against the USPTO PDF and Google Patents record. For references marked "title-level review" (#'s 4, 13, 19, 23, and the JP reference), I did not retrieve the full text and could not independently confirm internal disclosures; descriptions and anticipation verdicts for those rest on bibliographic data and should be treated as moderate-confidence only.
  • I did not independently verify the full PTAB FWD text; the § 103 ground descriptions above come from Canon's petition/reply exhibit list and oral-hearing transcript snippets retrieved from docketalarm.com and ptacts.uspto.gov.

Generated 9/6/2026, 12:50:02 AM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

Obviousness Analysis — US Patent 7,484,823 B2 ("'823 patent") under 35 U.S.C. § 103

0. Procedural ground truth (from live records; controls over any contrary assumption)

Before the merits: this exact question has already been litigated, and the outcome is dispositive ground truth for the analysis.

  • IPR2023-00312, Canon U.S.A., Inc. & Canon Inc. v. Slingshot Printing LLC — petition filed Jan. 25, 2023 challenging claims 1–17; institution granted Aug. 7, 2023; Final Written Decision Aug. 6, 2024, 2024 WL 3678426, holding all challenged claims unpatentable under § 103 as obvious over U.S. Patent No. 7,384,113 (Benjamin) in view of U.S. Patent No. 6,612,673 (Giere '673), with additional references (Giere '178; Yabe; Parish) on alternate grounds (IPverse docket; CAFC opinion).
  • CAFC appeal, Slingshot Printing LLC v. Canon U.S.A., Inc., Nos. 2025-1033, 2025-1034: per live search results, the Federal Circuit affirmed the Board's obviousness determinations on July 16, 2026 (nonprecedential), rejecting the hindsight and "teaching away" arguments (govinfo PDF; Justia; IPWatchdog, July 16, 2026).

Date-consistency note: the task line states "Current Date: April 26, 2026," while the live-search results report the CAFC affirmance on July 16, 2026. Under your instruction to prefer live search results, I treat the affirmance as the current ground truth, and flag that if a strict April 26, 2026 evaluation date is intended, the appeal would have been pending (argued) at that moment, with the Board's FWD nevertheless already final as to the agency.


1. The claimed invention and the representative claim

The '823 patent addresses a layout problem: when heater arrays are placed on both sides of each ink via (to reach <4 pL drops at ~1200 dpi), the silicon region between two adjacent vias is bordered by heater arrays of two different colors. Prior per-color sensing (one TSR per via, close to the heaters, as in admitted prior-art Fig. 2) then reads false temperatures because heat from a heavily used color couples through the shared silicon to the neighboring color's TSR. The '823 solution is to (i) define thermal regions as the silicon areas between/around vias, (ii) place one centrally disposed TSR per region, well away from the bordering heater arrays (≥300 µm in dependent claims 5/15), and (iii) regulate temperature per region via heating (including non-nucleating heating, dependent claims 9–10/17) of both bordering arrays.

Claim 1 (representative; independent) requires, in substance: (a) first heater array adjacent a first via and second heater array adjacent a second via; (b) a region between and immediately adjacent to both arrays; (c) a temperature sensing element substantially centrally disposed in that region, adjacent to both arrays, extending substantially the length of the arrays, sensing a region-representative temperature; (d) both arrays receiving heating responsive to that sensed temperature to regulate the region; and (e) a second, repeated stage (third array adjacent the second via; fourth array adjacent a third via; second region; second centrally disposed sensor; same closed-loop heating). Claim 11 is the parallel fabrication method, adding an explicit control element and the second-stage elements. Dependent claims 2–10/12–17 add: temperature sensing resistor (2/—), thermal sense resistor (3/13), NSD (n-type implant donor) TSR (4/14), ≥300 µm spacing (5/15), substantially planar placement (6/16), control element (7/—), distinct first/second sensors (8/—), non-nucleating heating (9/17), and sub-nucleation pulse duration (10/—).


2. Person of ordinary skill in the art (POSITA)

Consistent with the IPR record (Petitioner's expert, Ex. 1002), a POSITA would have had (i) a bachelor's degree (or equivalent experience) in electrical/mechanical engineering, physics, or materials science, and (ii) 2–5 years of experience designing inkjet printhead dies, including heater-array layout, driver electronics, and thermal control — or equivalent industry experience. That POSITA would be familiar with thin-film resistor heaters, TSRs and their bridge/op-amp readout circuitry, silicon thermal conductivity, and the practice of "keep-warm" or sub-nucleation pulsing.


3. The relevant prior art

Two bodies of art matter: (A) the references actually applied in IPR2023-00312, and (B) the art cited on the face of the '823 patent (the "Patent Citations (29)" list on the Google Patents record), which independently corroborates the same motivations and design knowledge.

3.1 References applied in the IPR

U.S. Patent No. 7,384,113 B2 — Benjamin et al., "Fluid ejection device with address generator" (HP; filed Apr. 19, 2004; issued June 10, 2008). This is the structural primary reference. Benjamin discloses a printhead die (its Fig. 21 layout, "Printhead Die 1700") having multiple parallel ink feed slots (ink vias) — including slots for different colors — with columns of drop generators (firing resistors 52 = heater arrays) disposed along each opposing side of each slot. The IPR record quotes Benjamin's own text: "[t]he drop generators 60 in FG2 1702b [and in FG4 1702e] are disposed along each of the opposing sides 1706a and 1706b of ink feed slot 1706," and likewise for slots 1708 (Ex. 1004 at 66:36–67:8, quoted in the PTACTS record). Benjamin therefore supplies the "heater arrays on both sides of each via" architecture and the physical regions of silicon between adjacent arrays of adjacent vias — the exact structural predicate the '823 patent admits was the problem context. Benjamin also confirms the die was understood as a set of regions separated by the slots, and that slot/via placement creates distinct silicon areas between heater arrays.

U.S. Patent No. 6,612,673 B1 — Giere et al., "System and method for predicting dynamic thermal conditions of an inkjet printing system" (HP; issued Sept. 2, 2003). This is the thermal-sensing/control reference. Giere '673 discloses: a temperature control system 110 coupled to multiple temperature sensors (TSRs) that "determine, at a given time, a mean or average temperature of the substrate and an actual local temperature profile near designated ink ejection elements"; a TSR 510 "not located adjacent to any particular heating element" but placed "along the length of the substrate," with sensor legs "approximately 680 µm inboard from the center of the columns of ink ejection elements" — i.e., equidistant from, and deliberately spaced away from, the firing elements so the reading "reflects the temperature of the substrate after heat has moved from the heating elements" (Giere '673 at 4:49–5:12); and closed-loop control in which the controller "activates heater elements that do not eject ink" — non-ejecting firing — to hold substrate/chamber temperature at optimum (Giere '673 at 2:44–3:20, 6:20+). Giere '673 thus teaches each key non-structural limitation: the spaced-away, centrally disposed, lengthwise TSR; the notion that one sensor near any particular heater gives a distorted reading; sensing a region-representative (mean/local) temperature; and feedback heating (including non-nucleating firing).

U.S. Patent No. 6,565,178 B1 — Giere et al. (Giere '178; issued May 20, 2003). Alternate secondary reference used in Ground 3, teaching temperature sensing/control on a printhead substrate with multiple thermal zones and fire/no-fire control of individual resistors for temperature management (col. 9:29–50, per the oral-argument record). The Board credited Giere '178 (with Benjamin) on the same rationale as Ground 1.

U.S. Patent No. 6,527,367 — Yabe (Canon; issued Mar. 4, 2003). Alternate primary reference used in Grounds 4–5. Yabe discloses an inkjet printhead in which ink supply ports (vias) have heat-insulating characteristics between thermal regions — the very physical insight the '823 specification relies on ("ink vias ... act as thermal insulators between the thermal regions," '823 col. 10) — and discloses temperature-sensor placement and mean-temperature regulation of the die.

U.S. Patent Application Publication 2005/0052500 A1 — Parish et al. (Lexmark; "N-well and other implanted temperature sense resistors in inkjet print head chips"). Applied in Grounds 2 and 5 for dependent claims 4 and 14 (the NSD/n-type implant donor TSR). Parish discloses forming temperature sense resistors as n-type implanted (N-well/NSD) resistors in an inkjet printhead chip substrate — the exact species claim 4/14 recites.

3.2 Art cited on the face of the '823 patent (corroborating context)

The examiner's own citation list demonstrates that per-region/per-color temperature sensing and control, TSR placement, and sub-nucleation heating were crowded, mature fields before Dec. 30, 2005:

  • US 4,791,435 (HP) — thermal inkjet printhead temperature control (closed-loop substrate temperature maintenance);
  • US 6,764,163 B2 (Lexmark) — "Heater configuration for tri-color heater chip" (multiple color vias/arrays on one chip, thermal isolation between colors);
  • US 6,357,863 B1 (Lexmark) — "Linear substrate heater for ink jet print head chip";
  • US 2003/0142159 A1 (Askeland, HP) — "Estimating local ejection chamber temperature to improve printhead performance" (local, not global, temperature estimation);
  • US 6,604,941 B1 (Jones) — "predicting and limiting maximum printhead chip temperature";
  • US 6,390,347 / 6,488,363 (HP) — energy-balanced printhead designs;
  • US 6,641,242 B2 (HP) — controlling printer temperature;
  • US 2005/0041049 A1 (Canon) — printhead driving with temperature-based firing control;
  • US 6,804,243 B1 (Xerox) — "blended enable trains" (sub-nucleation/non-ejecting firing patterns for thermal control).

This cited art shows that (i) multiple-color, multiple-via chips were standard (Lexmark '163; HP '113-family); (ii) local rather than whole-die temperature sensing was an acknowledged goal (Askeland; Jones); and (iii) non-ejecting heater pulses for temperature regulation were known (Xerox '243; HP '435; Giere). It independently defeats any argument that the '823 approach was outside the predictable toolkit of the art.


4. Combination 1 — Benjamin (US 7,384,113) + Giere '673 (Ground 1): claims 1–3, 5–13, 15–17

4.1 Element-by-element mapping

'823 Claim 1 limitation Benjamin + Giere '673 disclosure
First/second heater arrays adjacent first/second vias Benjamin's die 1700: firing-resistor arrays along opposing sides of ink feed slots 1702/1706/1708 (Ex. 1004 at 66:36–67:8).
Region between, immediately adjacent to both arrays Benjamin's silicon regions between the right-side array of one slot and left-side array of the next slot (e.g., between Heater Array B and C / D and E), sharing borders with each (Ex. 1002 ¶¶178–181).
TSR substantially centrally disposed in region, adjacent both arrays, extending substantially array length, sensing region-representative temperature Giere '673's TSR 510: legs "equidistant" and "approximately 680 µm inboard from the center of the columns of ink ejection elements" — centrally disposed and away from any single heater; "located along the length of the substrate," i.e., extending along the arrays; deliberately not adjacent to any particular heating element so it reads substrate (region) temperature rather than a single heater's temperature (Giere '673 at 4:49–5:12; CAFC opinion at *12, crediting expert testimony on "equidistant"/"680 µm" as making the sensor "centrally disposed").
Both bordering arrays receive heating responsive to sensed temperature, regulating the region Giere '673's controller 110 uses sensor feedback to fire the associated heating elements — including "heater elements that do not eject ink" — to maintain substrate and chamber temperature at optimum (Giere '673 at 2:44–3:20, 6:20+).
Second stage (third/fourth arrays, second region, second TSR, second loop) Benjamin provides the repeated slot/array/region architecture; Giere '673 states "[o]ne or multiple TSRs 510 can be used," and its system determines both a mean substrate temperature and "an actual local temperature profile" — inherently requiring sensors in multiple regions (Giere '673 at 4:55–56).

Dependent claims: claims 2/3 (TSR/thermal sense resistor — Giere '673's TSR 510); claim 5/15 (≥300 µm — Giere's 680 µm exceeds 300 µm); claim 6/16 (planar, not above the arrays — Giere's TSR is in the substrate plane, inboard of the firing elements, not stacked over them); claim 7 (control element — Giere's temperature controller 110); claims 9–10/17 (non-nucleating heating of sub-ejection duration — Giere's non-ejecting "fire" mode; Xerox '243 blended enable trains corroborate); claim 8 (first sensor different from second — multiple independently placed TSRs).

4.2 Motivation to combine

A POSITA would have had multiple convergent, non-hindsight reasons to put Giere '673's TSR teaching onto Benjamin's die:

  1. Same field, complementary references. Both are thermal-inkjet printhead patents; Benjamin supplies the die architecture (multi-via, two-sided arrays) and Giere '673 supplies the thermal sensing/control subsystem. Combining a sensing technique from one printhead patent with the structure of another printhead patent is the paradigm of § 103 obviousness (KSR, 550 U.S. at 416–17).
  2. Giere '673 supplies exactly what Benjamin lacks and the '823 claims require. Benjamin is about address generation/drop-generator layout, not thermal control detail. The skilled artisan seeking to add temperature regulation to Benjamin's die would turn to Giere '673's explicit teachings on where a TSR must not go (near a particular heater — false reading) and where it should go (equidistant, ~680 µm inboard, along the array length). That is the claimed "centrally disposed ... away from the arrays" geometry, arrived at for the same reason stated in the '823 specification.
  3. The thermal-insulator property of vias supplies the per-region rationale without recourse to the '823 disclosure. The '823 patent itself concedes the insulating character of vias was understood in the art (its Fig. 2 discussion). The Board and CAFC found the Board used the '823 background only for such admissions of what was already known — permissible use, not hindsight (CAFC slip op.; IPWatchdog, July 16, 2026). Benjamin's multiple slots divide the die into regions; Yabe independently teaches that ink supply ports act as thermal insulators. A POSITA who knows vias are thermal barriers knows a single TSR cannot report the whole die mean — so one TSR per region (Giere's "multiple TSRs ... local temperature profile") is the natural, predictable implementation. As the CAFC put it, the improved accuracy of per-region measurement "justif[ies] the additional sensor cost by helping optimise print quality" — directly rejecting Slingshot's cost-based non-motivation argument (IPWatchdog, July 16, 2026).
  4. No change of principle. Adding Giere's sensor and feedback loop to Benjamin's die does not alter how Benjamin's drop generators, primitives, or address logic operate. It is an additive combination of known elements with predictable results — precisely the situation KSR says a POSITA would pursue.

5. Combination 2 — Benjamin + Giere '673 + Parish (Ground 2): claims 4 and 14

Claims 4 and 14 add the species "n-type implant donor thermal sensing resistor." Giere '673's generic TSR does not name the implantation species. Parish (Lexmark, 2005/0052500 A1) fills that gap: it expressly teaches forming the temperature sense resistors in inkjet chips as n-type implanted (N-well/NSD) resistors whose resistance rises with substrate temperature — the same operating principle as the '823 NSD TSR (col. 2–4 of the '823 spec describes NSD TSRs identically). Motivation: a POSITA selecting a resistor technology for Giere's inboard TSR would choose a known implanted silicon resistor (Parish) because it is manufacturable in the same substrate steps as the drive transistors, requires no exotic metal, and has a well-characterized TCR — an obvious design choice among a finite set of known alternatives. Ground 2 (and Ground 5, using Giere '673 + Yabe + Parish) covers exactly this.


6. Alternate combinations (Grounds 3–5)

  • Ground 3 — Benjamin + Giere '178 (claims 1–3, 5–13, 15–17): Giere '178 is a second HP thermal-control patent disclosing zoned temperature sensing and selective resistor firing; the Board found it equally teaches spaced TSRs per thermal zone, applied to Benjamin's multi-slot die. The CAFC's affirmance covers the Board's reliance on this ground as well.
  • Ground 4 — Yabe + Giere '673 (claims 1–3, 5–10, 11–13, 15–17): Yabe supplies a multi-port printhead with heater arrays and the thermal-insulation insight; Giere '673 supplies the centrally disposed TSR and closed-loop non-ejecting heating. The combination is the same additive one, with Yabe replacing Benjamin as the structural reference.
  • Ground 5 — Yabe + Giere '673 + Parish (claims 4, 14): adds the NSD species.

The Board's FWD found each ground independently sufficient; the CAFC affirmed the ultimate § 103 conclusion, so a finding of obviousness does not rest on any single fragile mapping.


7. Why the hindsight / teaching-away defenses fail (as confirmed on appeal)

Slingshot's three principal counterarguments — all rejected by the Board and CAFC — are worth addressing because they are the strongest conceivable § 103 defenses here:

  1. Hindsight. Slingshot argued the Board used the '823 specification as a template. The CAFC held the Board used the background section only for admissions of what was known (e.g., that vias are thermal barriers; that per-color sensing existed), which is legitimate. Moreover, each claim element traces to a concrete disclosure in Benjamin or Giere '673 (per-region sensing is Giere's own "local temperature profile"/"multiple TSRs" language, not the '823's invention).
  2. No motivation / cost. Slingshot argued added sensors cost too much and Benjamin already had a working single-sensor design. The CAFC upheld the Board's finding that improved per-region temperature accuracy — directly tied to drop-weight stability and print quality, goals both references espouse — outweighs the incremental cost. Cost alone does not negate obviousness where a benefit is shown (KSR; CAFC slip op.).
  3. Teaching away. Slingshot pointed to Yabe language suggesting that placing a sensor on one side of a chip made a central sensor unnecessary. The CAFC found that statement was not about the claimed architecture, and that Slingshot had not raised the argument against the actual Benjamin + Giere '673 combination at issue. In any event, Yabe's observation concerns a different (edge-feed, side-shooter) geometry and does not disparage region-centered sensing in a multi-via, two-sided-array die.

There is also no record evidence of secondary indicia (long-felt need, unexpected results, industry copying, licensing) sufficient to overcome the strong prima facie case — the maintenance-fee/litigation history shows commercial enforcement, not objective non-obviousness evidence.


8. Conclusion

Under 35 U.S.C. § 103 and Graham/KSR:

  • Primary combination: Benjamin (US 7,384,113) provides the multi-via printhead die with heater arrays on both sides of each via and intervening silicon regions; Giere '673 (US 6,612,673) provides the centrally disposed, lengthwise, ~680 µm-inboard TSR, the per-region/local temperature sensing concept, and closed-loop feedback heating including non-ejecting (non-nucleating) pulses. Together they render independent claims 1 and 11 obvious, and dependent claims 2–3, 5–10, 12–13, and 15–17 obvious.
  • Species claims 4 and 14 are obvious with the addition of Parish (US 2005/0052500 A1), which discloses NSD/n-type implanted TSRs in inkjet chips.
  • Alternate grounds (Benjamin + Giere '178; Yabe + Giere '673; ± Parish) independently support the same result.
  • A POSITA would have been motivated to combine because the references are in the same field, are structurally and functionally complementary, the via-as-thermal-barrier principle (known in the art and taught by Yabe) makes per-region sensing the predictable way to obtain accurate die-temperature control, and the modification does not alter Benjamin's principle of operation.

This conclusion is not merely theoretical: it is the actual, affirmed outcome — the PTAB's Final Written Decision (IPR2023-00312, Aug. 6, 2024, 2024 WL 3678426) held claims 1–17 unpatentable, and the Federal Circuit affirmed on July 16, 2026 (Nos. 2025-1033/1034).

Key sources

  • IPR2023-00312 docket & POPR (Docket Alarm; IPverse/greyb case page) — grounds and references.
  • PTACTS oral-hearing and expert-declaration excerpts (Pet. Ex. 1002/1004 quotes; Benjamin col. 66:36–67:8; Giere '673 col. 4:49–5:12, col. 9:29–50) — element mapping.
  • CAFC opinion, Slingshot Printing LLC v. Canon U.S.A., Inc., Nos. 2025-1033/1034 (July 16, 2026) (govinfo; Justia) — affirmance, hindsight/teaching-away/cost holdings.
  • IPWatchdog (July 16, 2026) and The Recycler coverage — same.
  • Google Patents record for US 7,484,823 and the cited-art list (including Lexmark US 6,764,163 and Parish US 2005/0052500) — corroborating field knowledge.

Caveat: I have not verified the full text of the Board's FWD (2024 WL 3678426) independently, only docket summaries, party papers, the CAFC opinion, and press reports; the element mapping above relies on those, and in particular on the petitioner's expert declaration excerpts that the Board and CAFC credited.

Generated 9/6/2026, 12:49:08 AM

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