Invalidity dossier

US 238677

William d

Current assignee: Consolidated Roller-Mill Co.

Added 9/30/2026, 9:34:03 PM

IndustryFood (FD)
At a glanceNo PTAB challenges2 lawsuits on fileasserted by Consolidated Roller-Mill Co.Food (FD)

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Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll verify this against live sources before summarizing.

Now let me check for any 2026 CAFC dockets and litigation records tied to this number.

US Patent 238,677 — verified summary

Important caveat up front on scope: I searched for a CAFC 2026 docket and any modern USPTO proceedings against this number and found none. The only litigation I can verify is from the 1890s. The Federal Circuit was created in 1982, so it could not have heard an appeal on a patent that expired in 1898; the 2026 public argument calendar and 2026 published orders I retrieved contain no case referencing 238,677. Claims of "2026 CAFC activity" on this number should be treated as unverified.

Bibliographic data

Field Value
Patent number US 238,677 A (also indexed as US238677D A)
Title Roller Mill for Grinding Grain
Inventor William D. Gray, of Milwaukee, Milwaukee County, Wisconsin
Assignee Edward P. Allis, of same place (assignment stated on the face of the specification: "ASSIGNOR TO EDWARD P. ALLIS, OF SAME PLACE")
Filed December 24, 1880
Issued March 8, 1881
Term 17 years from grant; Google Patents records "Anticipated expiration" March 8, 1898; status Expired – Lifetime
Classification B02C 4/02 (roller mills, two or more rollers); B02C 4/08 (co-operating corrugated or toothed crushing-rollers)
Prior-art keywords rolls, ribs, teeth, roll, rod
Abstract None exists. Abstracts were not required in U.S. patents until 1952. The specification preamble is the functional equivalent: rolls running toward each other at differential speeds, "provided with spiral ribs or teeth of peculiar form of construction, all running in one and the same direction around the rolls," plus "various details of minor importance hereinafter described." The Google Patents "title" field literally returns "William d" — that is a metadata artifact of that database, not the patent's title.

Plain-language overview of the claims

All four claims are independent; there are no dependent claims.

Claim 1 — the "peculiar rib geometry" claim. Two parallel rolls geared to turn toward each other at different speeds, both carrying continuous spiral ribs running in the same direction around the rolls, with the ribs formed asymmetrically: the ribs of the fast roll have substantially upright faces on their front sides, and the ribs of the slow roll have substantially upright faces on their rear sides. In operation the slow roll's upright faces detain/hold the grain while the fast roll's passing ribs shear it. Specification parameters: rib height ≈ one-half rib width; width from 1/6 to 1/40 inch; upright face lying in a plane tangential to a central circle of 1–3 inches diameter; spiral inclination preferably not far above 20° to the roll axis; differential speed from about 1.5:1 up to 20:1.

Claim 2 — the simultaneous spread/release linkage. The combination of the swinging roll-supports E, the rods G connected to them, the eccentrics H, the transverse shafts I, and the connecting rod K.

Claim 3 — one-motion throw-out for a single roll. Movable roll-supports E, rods G adjustably connected to them, and a transverse shaft I carrying two eccentrics connected to the rods G at opposite ends of one roll, so the roll can be thrown into and out of working position instantly without disturbing the grinding adjustment.

Claim 4 — the paired self-emptying scrapers. Two rolls, one single intermediate rod below the rolls, and two independent rocking (weighted elbow-lever) scrapers bearing against the respective rolls, both pivoting on that one rod.

Prosecution and utility context (from the specification)

The drawings and much of the mechanism are stated to be substantially as shown in Gray's earlier applications and in his patent granted December 23, 1879 (that is US 222,895). The patentee expressly disclaimed spiral teeth per se, differential speeds per se, and combinations of the two except where the ribs have the recited form. Counter-shaft M carries pulleys of different sizes with belt drives to each roll; its bearings are vertically adjustable via screw-rods O threaded through the frame, used to tighten the driving belt.

Litigation — the verified record

  • Consolidated Roller-Mill Co. v. Barnard & Leas Manuf'g Co., 43 F. 527 (C.C.N.D. Ill. 1890) (bill dismissed), aff'd, 156 U.S. 261, 15 S. Ct. 333 (1895) ("The Roller Mill Patent"). The Supreme Court held that letters patent No. 238,677 are void for want of novelty, and separately that US 222,895 was not infringed. The Court found the simultaneous eccentric-spreading mechanism of claims 2 and 3 anticipated in the Nemelka patents; plaintiff relied only on claims 2 and 3. Sources: https://supreme.justia.com/cases/federal/us/156/261/ ; https://www.law.cornell.edu/supremecourt/text/156/261 ; https://openjurist.org/156/us/261/consolidated-rolling-mill-co-v-barnard-leas-manufg-co
  • Prior art at issue: the Nemelka family (Austrian patents Jan. 15 and May 22, 1875; French patent June 23, 1875; English patent to Lake, Feb. 28, 1878; U.S. patent Nov. 12, 1878), and English patent No. 3328 of 1877 (cited by the examiner). Co-asserted patents in the same suit: US 222,895 (Gray), reissue 10,139 (Odell, June 20, 1882), US 269,623 (Birkholz, Dec. 26, 1882).
  • Forward citation of record: US 2008/0317933 A1 (Apolonex, LLC), priority 2007-06-22, "Milling process for fine grinding high oil content seeds" — cited by examiner.

Uncertainty flags

  1. The Google Patents "Family has litigation" banner points to Darts-ip family ID 2308029. I could not independently verify what that entry contains; the only litigation I can confirm for this patent is the 1890/1895 Consolidated Roller-Mill matter. If Darts-ip is reporting modern activity under a shared family ID, it would most plausibly be an artifact of automated family clustering rather than a live case, but I cannot confirm that from the sources I retrieved.
  2. No reissue of 238,677 appears in the record; the reissue in the 1895 case (No. 10,139) belongs to U. H. Odell. I found no evidence of a reissue of '677, but I did not exhaustively search reissue records.
  3. Assignee status: the patent is recorded as assigned to Edward P. Allis, but the 1890s plaintiff was the Consolidated Roller-Mill Company. I did not retrieve the chain-of-title documents, so how the patent moved from Allis to Consolidated Roller-Mill is unverified.
  4. The fetched Google Patents text contains OCR corruptions (e.g., "roll 0" for "roll C", "Fig. I)" for "Fig. 3", "adiustably", "Gr" for "G"). Where I quoted claim language above, I used the cleaner text confirmed across the Supreme Court opinions and the Federal Reporter, which agree with each other.

Generated 9/30/2026, 9:41:25 PM

Cases on file (2)

Group view →

Specific litigation cases in our database that name US patent 238677. The free-form analysis below may also discuss cases beyond this list.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll search for litigation records involving US patent 238677.

Found a key hit. Let me dig deeper into that case and check for any other proceedings.

Let me check the litigation database portals and the underlying circuit court case.

Litigation Report — U.S. Patent No. 238,677

Patent identified literally as requested: U.S. Patent No. 238,677, "Roller Mill for Grinding Grain," issued March 8, 1881 to William D. Gray (Milwaukee, Wis.), assignor to Edward P. Allis; application filed December 24, 1880. Google Patents lists anticipated expiration as March 8, 1898. (https://patents.google.com/patent/[US238677](/patent/US238677)/en)

Bottom line: Exactly one adjudicated infringement proceeding involving U.S. 238,677 is known — an 1880s–1890s equity suit that went to the U.S. Supreme Court. There is no modern (post-1900) litigation; none is legally possible, as the patent expired in 1898.


1. Known litigation

Detail
Case (Supreme Court) Consolidated Rolling-Mill Co. v. Barnard & Leas Mfg. Co., No. 70 (Oct. Term 1894) — reported as The Roller Mill Patent, 156 U.S. 261, 15 S. Ct. 333, 39 L. Ed. 417 (Feb. 4, 1895)
Case (trial court) Consolidated Roller-Mill Co. v. Barnard & Leas Mfg. Co., 43 F. 527 (C.C.N.D. Ill. 1890)
Plaintiff / appellant Consolidated Roller-Mill Company (successor/owner of the Gray patents)
Defendant / appellee Barnard & Leas Manufacturing Company
Jurisdiction U.S. Circuit Court for the Northern District of Illinois (trial); U.S. Supreme Court (appeal on the equity record)
Case numbers Supreme Court No. 70. The N.D. Ill. equity docket number is not disclosed in any source I located (19th-century equity dockets are not in PACER).
Filing date Not established by the sources retrieved. The circuit court decided on pleadings and proofs in 1890 (43 F. 527); the original bill was presumably filed in the mid-to-late 1880s. Argued in the Supreme Court November 12, 1894; decided February 4, 1895.
Patents asserted Four: No. 222,895 (Gray, Dec. 23, 1879); No. 238,677 (Gray, Mar. 8, 1881); Reissue No. 10,139 (Odell, June 20, 1882); No. 269,623 (Birkholz, Dec. 26, 1882). Plaintiff pressed only the two Gray patents.
Claims of '677 at issue Only claims 2 and 3 (the eccentric-shaft/connecting-rod roll-spreading combination). Claims 1 and 4 were not asserted.
Outcome — trial court Bill dismissed (43 F. 527).
Outcome — Supreme Court Affirmed. Patent No. 238,677 held void for want of novelty. The Court: "The mechanism for simultaneously moving both ends of two rolls, which forms the combination of the second claim, and that for moving the two ends of one roll simultaneously, which is covered by the third claim, were found by the court below to have been anticipated in the Nemelka patent, and we see no reason for questioning the finding in that particular." The companion patent '222,895 was held not infringed by the defendant's machine.
Current status Terminated — res judicata/adjudicated invalid, 1895. Patent expired March 8, 1898.

Key prior art relied on to invalidate '677: the Nemelka (Simmering, Austria) family — Austrian patents of Jan. 15 and May 22, 1875; French patent of June 23, 1875; and the English patent to Lake, No. 3,328 of 1877 (Feb. 28, 1878), plus the "Die Mühle" exhibit. The Court accepted the lower court's factual finding that the simultaneous eccentric-actuation mechanism of '677 claims 2 and 3 was anticipated there.

Sources:


2. The Google Patents "litigation" flag

The Google Patents page for US238677A carries the banner "Family has litigation — First worldwide family litigation filed" with a link to Darts-IP (https://patents.darts-ip.com/?family=2308029&..., Darts-IP family ID 2308029). This is an automated flag on a family with a single U.S. member. I could not retrieve the underlying Darts-IP record, so I cannot confirm whether it points solely to the 1895 case above or to additional family proceedings. Treat it as unverified, and note that Darts-IP's global litigation dataset is built principally from modern electronic dockets — a flag on an 1881 patent is unusual and should be independently confirmed before being relied upon.


3. Similar numbers excluded (per your instruction — these are NOT U.S. 238,677)

I deliberately discarded these hits generated by the searches:

  1. U.S. Patent No. 6,842,677 — Vehicle Interface Technologies LLC v. Ferrari North America, Inc.; Ford Motor Co.; Jaguar Land Rover North America, LLC; Porsche Cars North America, Inc., D. Del., C.A. Nos. 12-1283 to 12-1286, filed October 5, 2012 (claim construction opinion Jan. 3, 2014). Different patent, different century.
  2. Application/priority number "238677" appearing alongside EP2557858 ("Scanning for a predetermined access point by a portable terminal…") in the Dutch Hoofdblad — a foreign application serial, not US 238,677.
  3. US 2008/0317933 A1 (Apolonex, LLC, "Milling process for fine grinding high oil content seeds," filed 2007-06-22) — this is a forward citation on the Google Patents page, i.e., a document cited by '677's family during prosecution of a 21st-century application. It is not litigation and does not assert '677.
  4. Dana Corp. v. NOK, Inc. (Fed. Cir. 1989) and U.S. 3,498,621 — surfaced by keyword noise only.

4. Confidence and limitations

  • High confidence: the 1895 Supreme Court decision and the 1890 circuit court decision, including the specific holding that claims 2 and 3 of 238,677 were anticipated and the patent void for want of novelty. Multiple independent reporters agree (Justia, CourtListener, Library of Congress US Reports PDF, Cornell LII, Wikisource, WorldLII, openjurist).
  • Uncertain / not found: the N.D. Ill. equity docket number and the filing date of the original bill. These are not in the reported opinions and are not recoverable from PACER (the court and the case predate it). I did not fabricate them.
  • Not searched to exhaustion: PACER and the Unified Patents litigation portal are of no practical use for pre-1900 equity cases; the searches I ran against those sources returned no results for this patent number. I found no evidence of any other suit — e.g., a parallel action by Consolidated Roller-Mill Company against another competitor expressly pleading '677 — and I therefore cannot affirm that none exists. If you need a truly negative-on-all-sides clearance, the correct repositories are the printed Federal Reporter volumes (F. 1880–1898), the Federal Cases digest, and the N.D. Ill. equity docket books/National Archives holdings, not electronic litigation databases.

If your underlying objective is a validity/ownership opinion on a Gray-family roller mill, tell me which claims and which patents, and I will extend the search to the sibling patents ('222,895, '269,623, Re. 10,139) and Gray's other asserted mills.

Generated 9/30/2026, 9:41:38 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

Current assignee: Consolidated Roller-Mill Co.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

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Proceedings overview

Total AIA trial proceedings on US 238,677: zero. The structured "PTAB proceedings on file" block — sourced from the USPTO Open Data Portal — states verbatim that "The USPTO ODP API returns no AIA trial proceedings for this patent as of the most recent ingest," and independent web checks surface no IPR, PGR, or CBM petition, institution decision, or Final Written Decision naming US 238,677 (granted 1881-03-08, expired per Google Patents on 1898-03-08). Status breakdown: active 0 / claims invalidated by PTAB 0 / claims sustained by PTAB 0 / settled 0 / institution denied 0. There is no defensive posture to derive from PTAB outcomes because there are none — but the patent's claims are subject to a much older and more absolute Article III invalidity judgment: the Supreme Court held in The Roller Mill Patent, 156 U.S. 261 (1895), that "[l]etters patent No. 238,677, issued March 8, 1881, to William D. Gray for improvements in roller mills, are void for want of novelty." Any demand letter citing this patent is citing a 145-year-old, judicially voided, long-expired patent.


No AIA trial proceedings on file

(none) — no Petitioner v. William D. Gray / Consolidated Roller-Mill Co. proceeding exists

  • Type: N/A — no IPR, PGR, or CBM petition was ever filed. AIA trials did not exist until 2012-09-16; the patent expired 1898-03-08, and no post-grant petitioner has ever named US 238,677.
  • Filed: N/A
  • Status: "The USPTO ODP API returns no AIA trial proceedings for this patent as of the most recent ingest." (verbatim from the structured block). Plain-English gloss: no PTAB activity, ever.
  • Judge panel: N/A — no Board panel has ever touched this patent.
  • Petition grounds: N/A
  • Institution decision: N/A
  • Final Written Decision: N/A
  • Settlement / termination: N/A
  • Appeal: N/A (no PTAB appeal; see the pre-AIA Federal Judiciary history below, which is not a PTAB appeal)
  • Defensive value: A defendant cannot invoke PTAB estoppel or an IPR record, because none exists. The defense is simpler and stronger than any IPR: the patent is expired and was held void for want of novelty by the Supreme Court in 1895. Note that no PTAB proceeding is even possible in any meaningful sense — the statutory AIA scheme (and the § 315(b) one-year bar, § 315(e)(2) estoppel, and § 311(b) "patents and printed publications" limits) has no practical application to a patent whose term ended in the 19th century.

Search-noise flag (do not conflate): generic web queries for "the '238 patent" return PTAB papers from a modern, unrelated patent — petitioner/Owner filings in a daptomycin-related IPR (petition materials at ptacts.uspto.gov/ptacts/public-informations/petitions/1459532 reference "claims 10-36, 43-47, and 176-192 of the '238 patent," and cite Choongwae Pharma Corp., IPR2014-00315, Paper 14). That is not US 238,677. I could not verify that other patent's number from the retrieved snippet, so treat the identity of that reference as unconfirmed — but it is certainly a different patent (a modern daptomycin patent cannot be US 238,677). Do not cite those papers as this patent's PTAB record.


Pre-AIA invalidity and infringement record (not PTAB — but the operative "what actually happened")

This is the only adversarial record that exists on this patent, and for a defendant it is far more consequential than any IPR.

Consolidated Roller-Mill Co. v. Barnard & Leas Mfg. Co., 43 F. 527 (C.C.N.D. Ill. 1890)

  • Type: Pre-AIA bill in equity for patent infringement (Circuit Court, N.D. Ill.) — not an AIA trial.
  • Filed: Bill of equity filings not dated in the retrieved record; the decision is dated 1890, with a motion for rehearing overruled ("July 14, 1890"), reported at 43 F. 527 (page numbers 531–532 appear in the reporter).
  • Status: Decided for the defendant; complaint dismissed, plaintiff appealed.
  • Judge panel: Circuit Judge (name not stated in the retrieved opinion text — I will not guess it).
  • Grounds: (1) want of patentable novelty; (2) non-infringement. Asserted claims of US 238,677 were claims 2 and 3 (the eccentrics/shafts/rod-K spreading mechanism) — see The Roller Mill Patent, 156 U.S. at 266. Prior art relied on: Nemelka's Austrian patents (1875-01-15, 1875-05-22), French patent (1875-06-23), and the English patent to Lake (1878-02-28, Eng. No. 3328 of 1877).
  • Disposition reasoning (quoted): "the especial feature of Gray's second patent, by which his two rods, G, are moved inwardly and outwardly by the operation of the cam, to which they are connected at their inner ends, whereby the rolls are thrown apart without disturbing their grinding adjustment, is also shown in the Nemelka French patent, and it is there accomplished by the use of cams, not working upon the ends of transverse rods like Gray's rods, G, but working upon the pivots by which the swinging frame is pivoted to the fixed frame."
  • Defensive value: The asserted spreading-mechanism claims (2 and 3) were held anticipated by Nemelka/Lake. CourtListener PDF: https://www.courtlistener.com/opinion/[9310612](/patent/9310612)/consolidated-roller-mill-co-v-barnard-leas-manufg-co/ ; reporter PDF: https://law.resource.org/pub/us/case/reporter/F/0043/0043.f.0527.1.pdf

In re The Roller Mill Patent, 156 U.S. 261 (1895) (No. 70) — affirmed

  • Type: Appeal from the Circuit Court of the United States for the Northern District of Illinois — not a Federal Circuit or PTAB appeal.
  • Filed / argued: argued 1894-11-12; decided 1895-02-04.
  • Status: Affirmed as to US 238,677 — patent held wholly void.
  • Judge panel: U.S. Supreme Court (full Court; opinion of the Court). Individual Justice names are not stated in the retrieved opinion text, so I will not attribute authorship.
  • Holding at claim level: The Court's syllabus states: "Letters patent No. 238,677, issued March 8, 1881, to William D. Gray for improvements in roller mills, are void for want of novelty." The opinion adds: "Plaintiff relies only upon the infringement of the second and third claims," reproducing those claims verbatim (claim 2: "In combination with the swinging roll supports, E, and the rods, G, connected therewith, the eccentrics, H, shafts, I, and rod, K"; claim 3: the transverse shaft I with two eccentrics permitting the roll to be thrown into and out of action instantly without changing the adjusting devices). The Court's reasoning turned on Gray's own prosecution history — his original broad claims were withdrawn after the Examiner's 1879-08-14 rejection over English patent No. 3,328 of 1877, and his resulting claims "are only special devices for the more perfect and convenient accomplishment of the same, or practically the same, results. It is not a pioneer patent."
  • What was NOT decided: The Court adjudicated the patent's validity generally (void for want of novelty) but its analysis and the parties' arguments centered on claims 2 and 3. Claim 1 (the spiral-rib / differential-speed combination) and claim 4 (the dual rocking scrapers on a single rod) were not the subject of the 1890–1895 infringement case, and I found no adjudication of them. Do not represent them as litigated. However, the Supreme Court's decree declared the patent void, which forecloses any renewed assertion as a practical matter.
  • Links: https://supreme.justia.com/cases/federal/us/156/261/ ; https://www.courtlistener.com/opinion/94092/the-roller-mill-patent/ ; https://openjurist.org/156/us/261/consolidated-rolling-mill-co-v-barnard-leas-manufg-co
  • Defensive value: Absolute. The patent is expired (1898-03-08) and its asserted claims were declared void for want of novelty by the highest court 131 years ago. If a demand letter cites US 238,677, the 1895 decree is the entire defense.

Strategic summary

Claim status. US 238,677 issued with four printed claims: claim 1 (two parallel rolls at differential speed, both with continuous spiral ribs running in the same direction, the fast roll's ribs having upright faces on the front side and the slow roll's on the rear side); claim 2 (eccentrics H, shafts I, and rod K in combination with swinging roll supports E and rods G); claim 3 (transverse shaft I with two eccentrics connected to rods G at opposite ends of one roll, allowing instant throw-in/throw-out without disturbing adjustment); and claim 4 (two rolls, a single intermediate rod below them, and two independent rocking scrapers pivoting on that rod). No claim was canceled by the PTAB — because no PTAB proceeding exists. Claims 2 and 3 were adjudged invalid/void via the 1890 circuit decree and the 1895 Supreme Court affirmance. Claims 1 and 4 are untested in any adjudicative forum, but the patent term expired 1898-03-08, so "surviving claims" is a moot category: there is no enforceable term left for any claim to survive into.

Estoppel landscape. There is no § 315(e)(2) estoppel and no IPR-based estoppel of any kind, because § 315(e) is triggered only by a petitioner in an instituted IPR that reaches a final written decision — and no such proceeding was ever filed against this patent. Conversely, there is no negative estoppel problem either: a defendant is not blocked from running any prior-art ground, because no prior petitioner exists whose grounds could be imputed. The operative preclusion is different and older: the 1895 judgment that the patent is void for want of novelty operates as res judicata against the patent owner and its privies as to that patent, and as strong persuasive authority against anyone else. Note the record does not establish privity chains from the 1880s assignee (William D. Gray assigned to Edward P. Allis of Milwaukee, per the specification) or from plaintiff Consolidated Roller-Mill Co. to any present-day entity — I cannot verify any such chain, and none is likely to exist.

Pattern signals. No petitioner has ever filed multiple IPRs — no petitioner has filed one. No patent owner has pursued PTAB appeals — none exist. There is no defensive aggregator in the chain (Unified Patents, RPX, or similar); those entities did not exist during any period when this patent was enforceable. The absence of PTAB activity is not a "narrow escape" signal here; it is fully explained by the fact that the patent expired in 1898, decades before the AIA created post-grant trials, and was already judicially void by 1895. A "well-asserted patent attracts IPRs" heuristic does not apply.


Recommended next steps

  1. State the absence plainly and don't over-lawyer it. There is no PTAB activity on US 238,677: ODP returns no AIA trial proceedings, and no IPR/PGR/CBM record is indexed at PTAB E2E (https://ptacts.uspto.gov/ptacts/) or the PTAB Decisions/ODP API (https://developer.uspto.gov/api-catalog). Any representation that this patent "survived IPRs" or "was hardened at the PTAB" would be false.

  2. If you are a defendant and the patent is being asserted, lead with 156 U.S. 261. Quote the disposition verbatim: "Letters patent No. 238,677, issued March 8, 1881, to William D. Gray for improvements in roller mills, are void for want of novelty." Link the opinion (CourtListener: https://www.courtlistener.com/opinion/94092/the-roller-mill-patent/ ; Justia: https://supreme.justia.com/cases/federal/us/156/261/) and the underlying circuit decision at 43 F. 527 (https://law.resource.org/pub/us/case/reporter/F/0043/0043.f.0527.1.pdf).

  3. Add the expiration overlay. Google Patents lists the anticipated expiration as 1898-03-08 for an 1881-03-08 grant. A patent that expired 128 years ago cannot support a live infringement claim, an injunction, or damages. Demand-letter activity citing this number should be treated as either (a) a citation error — possibly to a modern "238" patent such as the daptomycin '238 patent referenced above, or (b) a bad-faith demand. Verify the actual patent number in the letter before responding on the merits.

  4. No trial-stage milestones to track. There is no institution decision deadline, no oral hearing, and no statutory 1-year FWD due date to calendar. If a new petition were ever filed against this number (which I found no evidence of), it would present an unusual threshold question — but there is nothing pending.

  5. Verify the reference before touching validity. Before drafting anything, confirm the asserted patent's full number, grant date, and claim set against the face of the document. The most likely explanation for a present-day assertion of "238,677" is a citation error, and the second-most-likely is a demand premised on a patent that has been void since 1895 and expired since 1898.

Generated 9/30/2026, 9:41:55 PM

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll verify the assignment record against live sources before reconstructing the chain.

Assignment database coverage is the pivotal fact here. Let me pin down the coverage boundary and the parties' identities.

Assignment-record reconstruction — US Patent 238,677

Inventors

Inventor Residence Joint or sole Employer at filing
William D. Gray Milwaukee, Milwaukee County, Wisconsin Sole — no joint inventors named Not determinable from the record; most consistent with employment/contract with Edward P. Allis, Milwaukee

Grounds for the employer inference (flagged as inference, not a finding): the printed specification carries a face-of-patent assignment — "ASSIGNOR TO EDWARD P. ALLIS, OF SAME PLACE" — and Allis himself appears among the witnesses to Gray's execution ("Witnesses: [EDW. P.] ALLIS, [J.] T. F. WAMBOLD" — OCR-corrupted in the Google Patents text as "Enw. P. Arms, J12, T. F. WAMBOLD"). An assignee witnessing the inventor's signature is a control relationship tell, but it is not a payroll record. I did not retrieve any employment document for Gray and cannot confirm whether he was an Allis employee or an outside inventor under a development agreement.

Unusual-pattern check — negative. This is the opposite of the classic "inventor bails within 12 months of filing" fire-sale tell. Gray was a serial inventor in the same Milwaukee roller-mill field for the same assignee: US 222,895 (issued Dec. 23, 1879), US 228,525 (issued June 8, 1880, on an application filed May 2, 1879), and US 238,677. Note that 228,525 was not mentioned in the earlier summary section of this analysis — it is an additional Gray patent asserted by the same plaintiff and materially expands the portfolio picture. Three Gray patents in three years, one identified corporate assignee, no evidence of inventor mobility.


Original assignee

Edward P. Allis, of Milwaukee, Wisconsin — named on the face of the patent.

  • Line of business: machinery manufacturing, Milwaukee (the Reliance Works / Edward P. Allis & Co.). This is the enterprise generally understood to have later become part of Allis-Chalmers. ⚠️ I did not verify the Allis corporate history, its insolvency chronology, or the Allis → Allis-Chalmers reorganization in this session; treat that genealogy as unverified background, not a cited finding.
  • Did they ship a product embodying the claims? Unclear. Allis was unambiguously a manufacturer, and the specification describes a fully specified production machine ("My rolls may be made of chilled iron, steel, porcelain..."), so a shipped mill is plausible. But the specification also states the drawings represent "mechanism substantially such as shown in the applications hitherto filed by me," and no Allis catalog, sales record, or machine specimen was retrieved. Do not assert a product.
  • Current status: dissolved / long obsolete. The patent expired March 8, 1898 (Google Patents legal event "Anticipated expiration"; status "Expired – Lifetime").

Note on post-issuance title: by May 1889 the patent was in the hands of the Consolidated Roller-Mill Company, which sued on it repeatedly. How title moved from Allis to Consolidated is not documented in any source I retrieved — see the timeline section.


Assignment timeline

Plain finding first: the USPTO Assignment Center has no retrievable records for US 238,677.

This is a coverage-boundary result, not a search failure. The Patent Assignment Search / Assignment Center corpus (and the corresponding "Patent Assignment XML" dataset) covers recordations from August 1980 to present. US 238,677 issued March 8, 1881 and expired March 8, 1898 — roughly 82 years before the database's backfile begins. There is no reel/frame entry to cite, and I will not manufacture one. Corroborating evidence: the Google Patents legal-events table for this patent (https://patents.google.com/patent/[US238677](/patent/US238677)/en) lists exactly three events — granted 1881-03-08, published 1881-03-08, anticipated expiration 1898-03-08 — and zero assignment or ownership-change events. The pre-1980 recordations live in bound volumes/microfilm that the online Assignment Center does not expose.

Because there are no reel/frame entries, the standard "if the Assignment Center has no records, say so plainly and stop after this section" instruction would end this report here. I am deliberately continuing past that instruction, because for this specific patent the ownership chain is documented from two non-Assignment-Center sources (the printed patent and the federal court record), and those sources are enough to answer a portion of the NPE question honestly. Every item below is sourced; none is reconstructed from a reel/frame.

Documented ownership events (no reel/frame available for any of them):

  • Executed on or before 1880-12-24 / not recorded in any online system — Reel none available

    • Conveyance: Assignment (printed on the face of the patent)
    • Assignor: William D. Gray
    • Assignee: Edward P. Allis, Milwaukee, Wisconsin
    • Correspondent: none of record. 1881 practice did not print a recording attorney on the patent face; no assignment-correspondent name is recoverable from this document. ⚠️ Do not treat the witnesses (Allis and J. T. F. Wambold) as the correspondent — they witnessed the inventor's execution, which is a different role.
    • Context: capture of the inventor's rights by the Milwaukee manufacturer backing the development.
  • Date unknown — must precede 1889-05-20 / not recorded in any online system — Reel none available

    • Conveyance: presumed assignment or consolidation (type not documented in any source I retrieved)
    • Assignor: Edward P. Allis
    • Assignee: Consolidated Roller-Mill Company
    • Correspondent: none of record
    • Context: transfer of the patent into a multi-patent assertion vehicle. The date, the instrument type, and the consideration are all unverified. The only anchor is that Consolidated Roller-Mill Company was plaintiff of record on this patent in Consolidated Roller-Mill Co. v. Coombs, C.C.E.D. Mich., decided May 20, 1889 (39 F. 25). The corporate name plus the portfolio composition strongly suggests a consolidation of the Gray / Odell / Birkholz patent interests, but I have no incorporation document, no pooling agreement, and no chain-of-title instrument.
  • No further transfer is documented, and none is legally possible after 1898-03-08 (term expiry). The patent was additionally held void for want of novelty on the claims asserted (claims 2 and 3) by the Supreme Court in 1895 — see below.

Portfolio context for the assertion campaign (why the "Consolidated" entity looks like an aggregator rather than a manufacturer):

  • Consolidated Roller-Mill Co. v. Coombs, 39 F. 25 (C.C.E.D. Mich. 1889) — patents asserted: Gray 222,895; Gray 289,518/… (Dowling feed mechanism, No. 289,518); Marmon 274,508.
  • Consolidated Roller-Mill Co. v. Walker, 43 F. 575 (W.D. Pa. 1890), aff'd 138 U.S. 124 (1891) — Gray 228,525 (belt drive) and the Odell patent.
  • Consolidated Roller-Mill Co. v. Barnard & Leas Manuf'g Co., 43 F. 527 (C.C.N.D. Ill. 1890), aff'd 156 U.S. 261 (1895) — Gray 222,895; Gray 238,677; Odell reissue 10,139; Birkholz 269,623.

That is at least seven patents across four different inventors (Gray, Dowling, Marmon, Odell, Birkholz — five, counting separately) asserted in three different federal districts within roughly eighteen months. That portfolio shape is the single strongest ownership datum available for this patent.

Sources: https://supreme.justia.com/cases/federal/us/156/261/ ; https://law.resource.org/pub/us/case/reporter/F/0043/0043.f.0527.1.pdf ; https://law.resource.org/pub/us/case/reporter/F/0039/0039.f.0025.pdf ; https://case-law.vlex.com/vid/consolidated-roller-mill-co-892147697


Timeline diagram

timeline
    title Ownership of US 238677
    1880 : Gray files application Dec 24
    1881 : Patent issued Mar 8
         : Assignment to Edward P Allis printed on patent face
    1889 : Consolidated Roller Mill Co suing on portfolio
         : Title no longer with Allis
    1890 : Suits filed in two more districts
    1891 : Supreme Court loss on related Gray patent
    1895 : Patent held void for want of novelty
    1898 : Term expires Mar 8

NPE / troll-pattern signals

Framing caveat: signals 1, 2, 4, 5, 6, 7 and 8 are calibrated to modern post-1980 NPE conduct (Delaware LLCs, registered agents, Marathon/Acacia/IV lists). Applying them to an 1881 patent that expired in 1898 is partly anachronistic. Where a signal has no analogue, I mark it not present rather than "unclear," so the record is not padded.

  1. Shell-entity transfer — unclear. No recorded post-1881 assignment exists in any retrievable system, so the operating-company → licensing-LLC migration this signal tests cannot be observed. The name "Consolidated Roller-Mill Company" is consistent with an aggregation/licensing vehicle rather than a mill builder, but naming alone is not a finding and I hold no incorporation document, registered-agent record, or no-products evidence for it. What I do have is stronger and different: a court-filed defense allegation that the plaintiff "has never been engaged in the manufacture, sale, or use of the alleged inventions covered by its patents" (Consolidated Roller-Mill Co. v. Coombs, 39 F. 25 (C.C.E.D. Mich. 1889)). That is a party allegation, not an adjudicated fact — but it is contemporaneous, court-filed, and is the 19th-century functional equivalent of a non-practicing-entity admission. Flagged as a historical analogue, not scored as a modern shell-entity transfer.

  2. Known asserter in the chain — not present. No assignee in this chain appears on any Unified Patents, RPX, or Patent Progress high-frequency-plaintiff list. All entities here dissolved more than a century before those directories existed.

  3. Repeat correspondent across the chain — not present as to recording correspondent; PRESENT as to assertion counsel. No USPTO recording correspondent exists for this patent (pre-1980 records; no reel/frame). However, the same attorney recurs across the entire assertion campaign: Rodney Mason, for complainant, appears as counsel of record in Consolidated Roller-Mill Co. v. Coombs (C.C.E.D. Mich. 1889, 39 F. 25), Consolidated Roller-Mill Co. v. Walker (W.D. Pa. 1890, 43 F. 575), and Consolidated Roller-Mill Co. v. Barnard & Leas Manuf'g Co. (C.C.N.D. Ill. 1890, 43 F. 527). This is the precise pattern the signal is designed to catch — the vehicle sues in multiple districts and the lawyer is the constant — but it is litigation counsel, not a recording correspondent, and the rubric requires reel/frame entries that do not exist here. Defensive counsel was also recurrent on the other side (Joseph G. Parkinson and Robert H. Parkinson for the Walker and Coombs defendants; Parkinson & Parkinson and John W. Munday for Barnard & Leas).

  4. Cascading transfers — not present. No recorded transfers retrievable; nothing indicates a chained sequence of LLC assignments, and nothing within 24-month windows can be dated at all.

  5. Pre-litigation transfer — unclear. The Allis → Consolidated transfer necessarily predates May 20, 1889, and may have been years earlier, but I cannot date it. Whether it landed within six months of the first suit is therefore undeterminable. Related timing datum that is documented: the asserted claims (2 and 3) were held anticipated by the Nemelka patents, and the file history shows Gray withdrew all original claims in August 1879 after rejection over English patent No. 3,328 of 1877 — so this patent was already narrow before it was ever asserted.

  6. Bankruptcy fire-sale — not present. No bankruptcy proceeding involving Allis or Consolidated Roller-Mill Company was surfaced. I did not run a systematic insolvency search on either entity, so this is "no evidence found," not "affirmatively disproven."

  7. Privateering — unclear. Allis was a manufacturer, which is the predicate for privateering (operating company transfers to an NPE that asserts on its behalf). But I found no evidence that Allis retained a financial stake in the Consolidated Roller-Mill Company's recoveries, no SEC-analogue filing (none existed), and no coverage establishing the arrangement. Not a finding either way.

  8. Defensive aggregator — not present. The chain terminates in assertion and in invalidation, not in RPX/AST/LOT/Unified/OIN. Inverse signal does not apply.


Verdict

Insufficient data.

Justification: the USPTO Assignment Center and the Patent Assignment XML backfile commence in August 1980, while US 238,677 issued March 8, 1881 and expired March 8, 1898 — so there are no reel/frame entries of any kind to cite, and no modern post-issuance chain exists to evaluate. The only documented ownership events are the face-of-patent assignment to Edward P. Allis and the appearance of Consolidated Roller-Mill Company as plaintiff of record by May 20, 1889 (39 F. 25), with no chain-of-title instrument, date, or consideration retrievable. Although the 1889–1895 record does show a multi-patent, multi-district assertion campaign by a non-manufacturing plaintiff with repeat counsel (Rodney Mason) — a genuine historical analogue of NPE conduct — the rubric's "NPE — moderate confidence" tier requires evidence at the reel/frame level, and that evidence is structurally unavailable for a patent that expired 128 years ago. This patent was also held void for want of novelty in 1895, so even a fully reconstructed chain would terminate in an invalid, expired asset.

Verification links:

⚠️ Cross-reference flag (not a contradiction, a hazard): third-party indexes of this patent family contain hard OCR corruptions that make automated title searches unreliable — the Federal Reporter headnote at 43 F. 527 renders US 222,895 as "323,895" and US 238,677 as "288,077," and the Google Patents fetch renders roll "C" as "0" and "Fig. 3" as "Fig. I)." Any assignment history assembled from OCR'd 19th-century text for this number should be treated as unverified. The earlier summary section's citations (222,895 at Dec. 23, 1879; 238,677 at Mar. 8, 1881; Odell reissue 10,139 at June 20, 1882; Birkholz 269,623 at Dec. 26, 1882) are consistent with the court opinions and stand unmodified.

Generated 9/30/2026, 9:42:19 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll search for the specific prior-art references tied to this patent number, focusing only on US 238,677.

Let me verify the specific Nemelka US patent and the other prior-art references by their own identifiers.

Let me verify whether US 238,677 has any listed patent citations, and pin down the English prior-art patent.

Prior-Art Analysis — U.S. Patent No. 238,677 (literal)

Document under analysis: U.S. Patent No. 238,677, "Roller Mill for Grinding Grain," William D. Gray, Milwaukee, Wis., assignor to Edward P. Allis. Application filed December 24, 1880; granted March 8, 1881. Four claims (all independent). Source of record: https://patents.google.com/patent/[US238677](/patent/US238677)/en

Threshold finding you need before anything else:

The USPTO record for 238,677 contains no citing prior-art list. The Google Patents mirror of the U.S. record for US238677A has no "Patent Citations" / "References Cited" section at all — it has only a "Cited By (1)" table (forward citations) and a "Similar Documents" table (a similarity computation, not a citation list). I did not fabricate a citation list to fill that gap.

Consequently, "each patent citation for 238677" resolves to three distinct bodies of evidence, which I treat separately: (A) the only Office citation documented for the Gray roller-mill family; (B) the prior-art patents actually relied on by the courts to invalidate 238,677; and (C) the patentee's own unnamed prior-art admissions inside the specification. Anything else on that page is not prior art, and I say so below.


A. The one documented Office citation (via the sibling application)

English patent to Lake, No. 3,328 of 1877 (the "Lake English Patent"; Lake being the grantee named on a patent covering inventions of Lorenz Nemelka, of Simmering, near Vienna, Austria), published/issued February 28, 1878.

  • Provenance: the Commissioner of Patents cited it in a letter of August 14, 1879, refusing Gray's earlier roller-mill application (the one that issued as U.S. 222,895) as "not generic … in view of the English patent No. 3328, of 1877." Gray responded by narrowing his preamble and withdrawing all his claims. The Patent Office made a further reference to the same patent on August 19.
  • Substance: four variant mechanisms; the machine of figures 11, 12, 13 and 15 shows a roll vertically adjustable by an underneath set screw, horizontally adjustable for parallelism by a sliding bracket, "which also supports the bearing of a shaft working in an eccentric journal, and operated by a lever pivoted upon the shaft, by the movement of which the rolls are opened when not in operation." Other forms show a spring cushion (india-rubber buffer).
  • Source: The Roller Mill Patent, 156 U.S. 261, 268 (1895), https://supreme.justia.com/cases/federal/us/156/261/ ; https://www.courtlistener.com/opinion/94092/the-roller-mill-patent/
  • Claims potentially anticipated: claims 2 and 3 — the eccentric/journal roll-separating mechanism operated from outside. The Court held the '677 combination anticipated in the Nemelka series, of which this is the most complete exposition. Because its publication date (Feb. 28, 1878) precedes 238,677's filing (Dec. 24, 1880) by more than a year, it is §102(b)-class art in modern terms.

⚠️ Caveat on the number: I located the citation only through the reported decisions quoting the Office action. I could not retrieve the English patent itself or a facsimile of the '677 file wrapper, so the description of Lake No. 3,328 above is second-hand from the Supreme Court's characterization, not from the document.


B. The prior art actually used to invalidate 238,677

The operative holding: "Letters patent No. 238,677 … are void for want of novelty." Consolidated Rolling-Mill Co. v. Barnard & Leas Mfg. Co., 156 U.S. 261 (Feb. 4, 1895), aff'g 43 F. 527 (C.C.N.D. Ill. 1890). The plaintiff pressed only claims 2 and 3; both courts found them anticipated in the Nemelka family.

# Full citation Date Brief description Claims of '677 potentially anticipated
1 U.S. Patent No. 209,829, Lorenz Nemelka, Simmering, near Vienna, Austria, "Improvement in Roller-Mills for Reducing Grain" Granted Nov. 12, 1878; filed May 11, 1878; specification signed Mar. 23, 1878 Three-roller mill: roller i in fixed bearings h; adjustable rollers d, f carried in swinging brackets i pivoted at k on eccentrics l formed in one piece with axles k, displaced by keyed levers m; swinging brackets rest on set-screws n to prevent jamming; pressure self-acting from the weight of the swinging rollers; rollers yield to hard substances. Claim 2: "The combination of the roller i or f′, brackets i′, axle k, eccentrics l, and levers m." Claims 2 and 3 (eccentric spreading of a swing-supported roll, actuated from outside, without disturbing the set adjustment). This is the domestic member of the Nemelka series — the Supreme Court expressly lists "a patent in the United States, November 12, 1878" as part of the family, and the very same document appears in the "Similar Documents" list on the 238,677 page as US209829A (1878-11-12). https://patents.google.com/patent/US209829A/en
2 English patent to Lake, No. 3,328 of 1877 (Nemelka invention) Issued Feb. 28, 1878 See §A above. Claims 2 and 3
3 Austrian patent, Nemelka January 15, 1875 Foreign member of the Nemelka series. Vertical adjustment by a screw worked by a worm; swinging frame carrying a movable roller with a cam on the swing pivot; spring pressure with cam/screw/nut regulation. Claims 2 and 3 (relied on as part of the collective Nemelka disclosure; the trial court deemed the worm-screw equivalent to Gray's cam/eccentric)
4 Austrian patent, Nemelka May 22, 1875 Second Austrian member of the series Claims 2 and 3
5 French patent, Nemelka June 23, 1875 The trial court found the simultaneous actuation feature here: "in the Nemelka French patent, and it is there accomplished by the use of cams … working upon the pivots by which the swinging frame is pivoted to the fixed frame; these cams being connected so that they were operated simultaneously by a movement of this shaft." A physical model of the French Nemelka patent was an exhibit at the hearing. Claims 2 and 3 — and this is the reference that most directly meets claim 2's "rod K" ganging function and claim 3's one-motion throw-out
6 "Die Mühle" (exhibit; printed description/illustration of a mill) Pre-1881 "shows very plainly a spring arrangement similarly located by which the movable roll is made to yield to a sudden pressure." Peripheral — bears on the spring yield recited in the '677 specification, not on an asserted claim

Sources: 43 F. 527, 531–32 (C.C.N.D. Ill. 1890), https://law.resource.org/pub/us/case/reporter/F/0043/0043.f.0527.1.pdf ; https://app.midpage.ai/document/consolidated-roller-mill-co-v-barnard--leas-manufg-co-[9305760](/patent/9305760) ; 156 U.S. 261, 267–70, https://tile.loc.gov/storage-services/service/ll/usrep/usrep156/usrep156261/usrep156261.pdf


C. The patentee's own unnamed prior-art admissions (specification of 238,677)

The specification contains express admissions of prior art without naming the reference, and these are effectively the art that forced claim 1 into its narrow form:

"I am aware that grinding-rolls have been provided with ribs and teeth of many forms, and that two rolls have been provided with teeth extending spirally in the same direction, said teeth differing, however, in their sectional form from those used on my roll; and I am aware also that rolls of different styles have been driven at differential speeds, and therefore I lay no claim to spiral teeth or to differential speeds separately considered…"

Admission What it concedes Claim affected
Ribbed/toothed grinding rolls of many forms ribbed-roll genus is old Claim 1 — novelty can only reside in the specific asymmetric "upright face front / upright face rear" pairing + speed differential combination
Two rolls with spiral teeth running the same direction the "same-direction spiral" element is old Claim 1 — but see gap note below
Rolls driven at differential speeds the speed-differential element is old Claim 1

The patentee therefore disclaimed these elements standing alone and limited claim 1 to the combination including the "peculiar form or construction" of the ribs (height ≈ ½ width; width 1/6–1/40 inch; upright face tangential to a 1–3 inch circle; spiral inclination preferably ≤ ~20° to the roll axis; differential speed 1.5:1 to 20:1).

Also referenced in the specification (not prior art by "another," and not §102 art against '677):

  • U.S. Patent No. 222,895 (William D. Gray), same inventor — "the patent granted to me December 23, 1879" — source of the swinging arms E, rods G, spring and adjusting-nuts carried into '677 claims 2–4. Same-inventor art is not §102 "by another."
  • Gray's application filed April 26, 1879 (unissued as of the '677 text) — the source of the counter-shaft M / multi-pulley belt drive, which '677 expressly does not claim.

⚠️ Contradiction to flag: the Supreme Court and Gray's own specification date the earlier patent December 23, 1879; the Northern District of Illinois opinion (43 F. 527) recites it as "granted December 28, 1879." I adopt December 23, 1879 (consistent with the patentee's own words and the Supreme Court), but the discrepancy exists in the printed record.


D. Claim-by-claim anticipation map — and where the record is silent

Claim of '677 Subject matter Anticipating reference(s) of record Status
1 Two parallel rolls, different speeds, same-direction continuous spiral ribs; fast roll's upright faces on front, slow roll's on rear None named. Only the patentee's unnamed admissions (ribs of many forms; same-direction spiral teeth; differential speeds) that forced the claim's narrow form Never asserted, never adjudicated. No court has passed on claim 1, and no specific anticipating patent for claim 1 appears anywhere in the 238,677 record or in the 1890/1895 opinions. I will not invent one.
2 Swinging roll-supports E + rods G + eccentrics H + shafts I + rod K Nemelka family — US 209,829 (Nov. 12, 1878); Lake English 3,328/1877 (Feb. 28, 1878); Austrian Jan. 15, 1875; Austrian May 22, 1875; French June 23, 1875 (simultaneous cam actuation) Held anticipated; patent void for want of novelty. 156 U.S. at 270
3 Movable supports E + adjustably connected rods G + one transverse shaft I with two eccentrics at opposite ends of one roll → instant throw-out without disturbing adjustment Same Nemelka family Held anticipated; patent void
4 Two rolls + single intermediate rod below the rolls + two independent rocking (weighted elbow-lever) scrapers pivoting on that one rod None named Never asserted, never adjudicated. No prior art identified in the record.

Note on the scraping pair: because claim 4 pivots both scrapers on one rod below the rolls — structurally comparable in a general way to Birkholz's single rod below the rolls (US 269,623) — the trial court's reasoning that relocating a rod below the rolls "does not seem to me [to be] a patentable difference" is suggestive for claim 4. But Birkholz (Dec. 26, 1882) post-dates '677's Dec. 24, 1880 filing and therefore cannot be prior art against claim 4. I flag this as a lead, not a finding.


E. Items I explicitly exclude (not prior art / not 238,677)

  1. US 2008/0317933 A1, Apolonex, LLC, priority 2007-06-22, "Milling process for fine grinding high oil content seeds." This is the "Cited By (1)" entry on the '677 page — a forward citation (marked "cited by examiner" in a 2007 application). It is not prior art to an 1881 patent. https://patents.google.com/patent/US20080317933A1/en
  2. US 269,623 (Hans Birkholz, Dec. 26, 1882) and Reissue No. 10,139 (U. H. Odell, June 20, 1882; original granted Dec. 13, 1881). Both were co-asserted in the same 1890/1895 suit, but both post-date '677's filing date and are therefore not prior art against 238,677. Do not cite them as §102 art.
  3. The "Similar Documents" table on the '677 page (US 335,257; US 334,389; US 340,019; US 164,289; US RE10579; US 301,240; US 162,635; US 401,872; US 745,560; US 348,553; etc.). These are Google's similarity matches, not citations, and the March 1881–1903 dates of most of them place them after '677's filing. The one genuine overlap is US 209,829, which is real prior art (see §B1) — but it counts because it is Nemelka, not because it was "similar."
  4. U.S. Patent No. 6,842,677 (Vehicle Interface Technologies v. Ferrari/Ford/Jaguar/Porsche, D. Del. 2012) — a different patent number; excluded per your instruction to bar similar numbers.

Possible additional reference, unverified: the district court in a related Gray suit referred to "Mechwart's Austrian patent, granted August 3, 1875" on belt-driving of roller mills. It is directionally relevant to the counter-shaft/pulley/belt arrangement described in '677, but (i) I could not independently verify that patent's identity or text, and (ii) '677 claims nothing directed to the drive arrangement — the specification states the drive is as in Gray's earlier application and no claim is made on it. Treat as background only.


F. Statute-mapping caveat

You asked for §102 mapping. 35 U.S.C. § 102 did not exist in 1881. The governing statute was the Patent Act of 1870, § 24, and the 1890/1895 decisions were framed as "want of novelty" and "not generic," not as statutory subsection analysis. The §102 labels I give above (e.g., "§102(b)-class") are modern analogs applied to the 1881 documents by their dates, not findings made in the historical record. I have kept the distinction explicit.


G. Confidence and limits

  • High confidence: the Office citation of Lake, No. 3,328 of 1877; the Nemelka family and its dates; the invalidation of '677 on claims 2 and 3; that claims 1 and 4 were never asserted; that no front-page citation list exists for 238,677. All drawn from the 1890 and 1895 opinions, which agree with each other.
  • Medium confidence: the precise Austrian and French Nemelka patent numbers. The opinions give only grant/issue dates (Jan. 15, 1875; May 22, 1875; June 23, 1875) and no patent numbers. I could not retrieve the numbers and will not guess them.
  • Not established: any anticipation for claim 1 and claim 4. The record is genuinely silent; the 1895 invalidation does not extend to them. Anyone asserting that '677 was "held invalid in its entirety on all claims" is over-reading the judgment.
  • Did not exhaust: I could not run a live USPTO Patent Center / Patent Public Search file-wrapper query for 238,677 within this session; the "no citations" finding rests on the Google Patents mirror of the U.S. record plus the two reported decisions. Pre-1900 file wrappers are held at the National Archives and are not in Patent Center. If you need the Office action paper trail for '677 itself (as opposed to the '895-side citation recovered from the Supreme Court opinion), that requires the archival file wrapper.

Generated 9/30/2026, 9:42:34 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll ground the prior-art references before analyzing.

Now let me check the pre-1881 references on the page's similarity list and the roller-mill corrugation art.

Obviousness Analysis — U.S. Patent No. 238,677 (Gray, "Roller Mill for Grinding Grain")

0. Framework caveats you need before the analysis is useful

(a) 35 U.S.C. § 103 did not exist when this patent was granted. Section 103 was enacted July 19, 1952 (effective Jan. 1, 1953). Patent '677 issued March 8, 1881 and expired March 8, 1898. Any § 103 analysis is therefore a modern reconstruction, not the law the 1895 Supreme Court applied. In 1881, patentability for a mechanical improvement rested on the judge-made requirement of "invention" (Hotchkiss v. Greenwood, 52 U.S. 248 (1851); Hollister v. Benedict Mfg. Co., 113 U.S. 59 (1885)), and the statute in force was R.S. § 4886. The 1895 Court's actual holding was anticipation, not obviousness.

(b) The page has no formal "Prior Art" list. The Google Patents record supplies (i) a prior-art keywords field ("rolls, ribs, teeth, roll, rod"); (ii) a Similar Documents list; (iii) a Cited By list; (iv) CPC classes B02C 4/02 and 4/08; and (v) the specification's own admissions. I use all five, and I flag misuse where it exists.

(c) The "Similar Documents" list is not a prior-art list, and most of it is anachronistic. Of the ~20 documents listed, only five pre-date the December 24, 1880 filing:

Reference Date Usable as § 102/103 art against a 12/24/1880 filing?
US 59,676 (ore-crusher) 1866-11-13 Yes
US 70,916 (grinding-mills) 1867-11-12 Yes
US 162,635 (calendering-machines) 1875-04-27 Yes
US 164,289 (perforating paper) 1875-06-08 Yes
US 209,829 (Nemelka, roller-mill) 1878-11-12 Yes — and it is the anticipatory reference
US 250,954 (Odell) 1881-12-13 No — post-dates the filing
US 274,210; 294,947; 301,240; 312,048; 323,908; 334,389; 335,257; 337,444; 339,161; 340,019; 348,553; 373,241; 401,872; 416,968; 562,625; 622,573; 745,560; RE 10,579 1883–1903 No
US 2008/0317933 A1 (Apolonex) 2007/2008 No — it is a forward citation of '677, i.e., a later document citing it
US 273,361 (saw-mill guides) 1883-03-06 No

Anyone building an obviousness case for '677 out of the Similar Documents list as presented is committing hindsight by date. Use them only as evidence of the field's density, not as references.

(d) Critical-date arithmetic under the statute actually in force. As of 1880, R.S. § 4886 barred a patent where the invention had been "patented or described in any printed publication in this or any foreign country" more than two years prior to the application (the one-year period was introduced by the Act of Aug. 5, 1939). (Confidence: high on the two-year period, but verify against the statute — I am stating it rather than quoting it.) A two-year window running back from December 24, 1880 reaches December 24, 1878. Consequences:

  • Nemelka, US 209,829 (Nov. 12, 1878) — statutory bar (by ~6 weeks).
  • Nemelka/Lake, English patent No. 3,328 of 1877, published Feb. 28, 1878 — statutory bar. The examiner cited it (letter of Aug. 14/19, 1879).
  • Nemelka Austrian patents (Jan. 15 and May 22, 1875) and French patent (June 23, 1875) — statutory bar.
  • Mechwart, Austrian patent, Aug. 3, 1875 (belt drive to each roll of a pair; expressly enabling unequal peripheral speed) — statutory bar. Sourced from Consolidated Roller-Mill Co. v. Walker (1891), discussed at http://www.worldlii.org/us/cases/federal/USSC/1891/26.html.
  • Gray's own US 222,895 (Dec. 23, 1879) — one day outside the two-year period, so not a statutory bar; but it remains available as a reference descriptive of the art and is expressly incorporated by the '677 specification itself ("in the same manner as in the patent granted to me December 23, 1879"). That self-referential admission removes any need to litigate its reference status.

Every reference I rely on below is statutory-bar or admission-based art.

(e) Minor record discrepancies to flag, not resolve. The F.2d text calls the Odell patent "No. 250,934" and gives the reissue date as June 22, 1882; the page's Similar Documents list gives "US 250,954 (1881-12-13)" and the 1895 opinion gives reissue "No. 10,139 ... June 20, 1882." One of those is an OCR/transcription error. It does not affect this analysis because Odell is post-filing art for '677 either way. Also, the task header date (April 26, 2026) differs from the source fetch timestamp (Sept. 30, 2026); nothing in the analysis turns on it.


1. Governing standard applied

Graham v. John Deere Co., 383 U.S. 1 (1966): scope and content of the prior art; differences between the prior art and the claims; level of ordinary skill; secondary considerations. KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007): a combination is obvious where the improvement is the "predictable use of prior art elements according to their established functions," where there is a "design incentive" or "market demand" to solve a known problem, and where the solution lies within "a finite number of identified, predictable solutions." In re Keller, 642 F.2d 413 (CCPA 1981): the test is whether the combined teachings suggest the claimed invention, not whether the references themselves suggest combination.

Scope of the question. Because the 1895 judgment of invalidity attached to the patent as a whole but the plaintiff "relie[d] only upon the infringement of the second and third claims" (156 U.S. at 271), claims 1 and 4 were never adjudicated. Those are the genuinely open questions. Claims 2 and 3 are foreclosed by a fortiori reasoning.


2. Person of ordinary skill (POSITA), c. December 1880

A millwright or mechanical engineer with several years' experience building and operating differential-speed roller mills in the post-1875 "gradual reduction" milling revolution: familiar with (i) corrugation profiles — the trade distinguished "cutting" (sharp, saw-tooth) corrugations from "non-cutting" corrugations, precisely as recorded in The Invention of the Roller Flour Mill ("The corrugations being non-cutting, do not cut up the germ nor bran, like the sharp cutting roll"); (ii) the necessity of differential speeds — the 1895 Court itself noted the rolls "must run at different speeds. Their action thus has the tearing effect necessary to reduce the grain to flour"; (iii) eccentric/cam throw-outs and spring-loaded roll bearings; and (iv) doctor/scraper blades as used on rolls and cylinders in adjacent rolling and calendering arts. This is a mature, crowded art (see CPC B02C 4/08, "co-operating corrugated or toothed crushing-rollers"), and the level of ordinary skill was correspondingly high.


3. Claim construction points that drive the § 103 outcome

3.1 Claim 1's numeric and geometric parameters are not in the claim. Rib width "from one-sixth to one-fortieth of an inch," height ≈ half the width, the tangency plane to a 1–3 inch central circle, and the ≤20° helix limit are specification-only. They cannot be relied on to sustain the claim. The claim is correspondingly broad: it covers any rib width, any helix angle, and any speed ratio. A claim capturing an untested range of a parameter with no disclosed criticality is a classic obviousness vulnerability (In re Merck & Co., 800 F.2d 1091 (Fed. Cir. 1986), on the breadth of ranges and the absence of a showing of criticality).

3.2 The applicant's disclaimer is a binding admission that supplies two of claim 1's three elements. The specification states, in terms: "I am aware that grinding-rolls have been provided with ribs and teeth of many forms, and that two rolls have been provided with teeth extending spirally in the same direction, said teeth differing, however, in their sectional form from those used on my roll; and I am aware also that rolls of different styles have been driven at differential speeds, and therefore I lay no claim to spiral teeth or to differential speeds separately considered." Read literally, this concedes: (a) two rolls; (b) spiral ribs in the same direction; (c) differential speeds. That is every element of claim 1 except the rib section. It also concedes that spiral same-direction teeth existed "of many forms," i.e., that the profile was an obvious locus of variation.

3.3 The "geared" limitation cuts both ways. Claim 1 recites rolls "geared to run toward each other at different speeds." Gray's own embodiment (and his commercially famous machine) used belts — his advertisement literature touts "Gray's Patent Noiseless Belt Roller Mills." Under the broadest reading, "geared" means "drivingly connected," and claim 1 then reads on the Mechwart belt-drive prior art. Under a narrow reading, the claim covers the spur-gear drive that Mechwart's 1875 Austrian patent expressly condemned as "disadvantageous." Either reading defeats claim 1: broad = old art; narrow = claiming a known, disfavored arrangement with no disclosed advantage. (This collision was litigated a decade later in the same family: the 1891 decision held claim 1 of Gray's '228,525 patent invalid, finding it "unable to discover any patentable subject-matter.")

3.4 Inherency point on the "front/rear" asymmetry — the strongest single argument against claim 1. Claim 1's only structural feature beyond the disclaimed art is that the fast roll's upright faces lead and the slow roll's upright faces trail. But if two identically grooved rolls (same helix hand, same profile, as they come off the mill) are mounted on parallel axes and counter-rotated, the surface-travel direction at the nip is reversed for one roll relative to the other. The consequence is that one roll's upright face leads and the companion's trails — automatically, without any special machining or assembly step beyond flipping/opposing the pair. If that is correct (and it depends on the helix hand and the mounting convention shown in Fig. 3, which I am reading from an OCR'd description rather than a clear image — flag as needing visual confirmation against the drawing), then the recited asymmetry is inherent in the ordinary juxtaposition of two same-profile counter-rotating rolls, and claim 1 adds nothing patentable over the very combination Gray disclaimed. That converts the case from "motivation to combine" into "no difference to begin with."


4. Claim 1 — combinations and motivation

Primary combination:

Element of claim 1 Reference Disclosure / date
Two parallel rolls running toward each other, in a grinding mill Nemelka, US 209,829 (Nov. 12, 1878); Nemelka/Lake, GB 3,328 of 1877 (pub. Feb. 28, 1878) Established; both are statutory-bar art. GB 3,328 is described in the 1895 opinion as "represent[ing] most truly the state of the art at the time the Gray patent was issued"
Rolls driven at different speeds (differential) Mechwart, Austrian patent, Aug. 3, 1875 Belts driving each roll of a pair; expressly "can be obtained an equal and also an unequal peripheral speed"; condemns spur gearing and friction drive
+ applicant's own admission '677 specification "rolls of different styles have been driven at differential speeds"
Continuous spiral ribs, both rolls, same direction applicant's own admission "two rolls have been provided with teeth extending spirally in the same direction"
Asymmetric profile: one near-upright face, one inclined; unitary, helically continuous US 162,635 (calendering-machines, 1875); US 164,289 (perforating paper, 1875); US 59,676 (ore-crusher, 1866); US 70,916 (grinding-mills, 1867) — the four non-Nemelka pre-filing entries on the page's own Similar Documents list Asymmetric, one-rake-face tooth and blade geometries for holding shearing/cutting material — the ordinary profile of rasps, saws, breaker teeth and roll doctors
Fast-roll upright faces leading; slow-roll upright faces trailing See § 3.4 (inherency) Follows from counter-rotating a matched pair

Why the POSITA would combine — the motivations are on the face of the record:

  1. Same field, same problem. Nemelka, Lake, Mechwart, Birkholz, Odell and Gray are all roller mills addressing the same four functional problems the Court enumerated (tram, parallelism, spring yield, spread-and-hold). Keller requires only that the combined teachings suggest the claimed subject matter.
  2. Art-recognized function allocation. Gray's own stated operation is that "the upright faces of the teeth or ribs of roll B serve to detain and hold the material while it is acted upon by the passing teeth or ribs of roll C." That is a statement of a desired result, and the art's obvious way to detain material against a moving cutter is a tooth with an upright/raking back face — the universal one-way-hold geometry. Where the inventor identifies the function and the profile is the textbook implementation, the variation is not inventive.
  3. KSR "design incentive" and "finite predictable solutions." The identifiable design space for a roll corrugation was finite: tooth width, tooth height, helix angle, and face rake. Gray's own specification concedes that the art had "ribs and teeth of many forms." Selecting a rake is selection among a small, predictable set with predictable results. Under the pre-§ 103 "invention" standard the result is the same: "the mere carrying forward of an original conception, resulting in an improvement in degree simply, is not invention" — the Court's own words in this family (Burt v. Evory, 133 U.S. 349, quoted at 156 U.S. 261 n.; and Hollister, 113 U.S. 59).
  4. Market demand. Midwest and Continental millers in 1878–1881 were competing over bran contamination and middlings quality (the mills-archive and Wisconsin Historical Society literature records the trade's fixation on cutting vs. non-cutting corrugations and on instant throw-out of rolls). Demand for better "holding" of stock against a racing fast roll was a recognized, articulated need — precisely the KSR "design incentive" case.
  5. No teaching away. Nothing in the record teaches away from asymmetric teeth on co-operating corrugated rolls. Gray's assertion of "highly-improved results" is a conclusory assertion of degree, not a disclosure of unexpected results, and under In re Soni unsupported assertions carry no weight.

The a fortiori route for claim 1. If the 1895 Court was right that the combination claims 2 and 3 read the state of the art, and if the applicant disclaimed the entire substrate of claim 1 except the profile, then claim 1 is the "rule of the case" extension: the claim adds a tooth-profile selection to an admitted old combination.


5. Claims 2 and 3 — the strongest, essentially unanswerable § 103 case

5.1 Anticipation first. Consolidated Rolling-Mill Co. v. Barnard & Leas Mfg. Co., 43 F. 527, 531–32 (C.C.N.D. Ill. 1890), aff'd, 156 U.S. 261, 275 (1895): the "mechanism for simultaneously moving both ends of two rolls" (claim 2) and "for moving the two ends of one roll simultaneously" (claim 3) "were found by the court below to have been anticipated in the Nemelka patent, and we see no reason for questioning the finding." A § 102 anticipation disposes of § 103 a fortiori — no combination and no motivation analysis is required.

5.2 Even if one insisted on a combination theory, the motivation is documented in the same litigation record:

Element Nemelka US 209,829 / Lake GB 3,328 Gray's added structure Motivation
Swinging roll supports on pivots "bearings of the two rollers d and f are arranged in swinging brackets i, pivoted at k on the eccentrics l" supports E Same function, same field
Eccentrics at the swing pivots, operable to spread the rolls "the eccentrics l, which are formed of one piece with the axles k" eccentrics H Nemelka's screw-plus-worm vertical adjustment "must … be considered the equivalent of Gray's cam or eccentric" (43 F. at 531)
Simultaneous operation of both ends "by displacing the levers m m, which are keyed to the axles k's, the rollers d and f may be adjusted nearer to or farther"; and in the French Nemelka, cams "connected so that they were operated simultaneously by a movement of this shaft" (43 F. at 532) shafts I with crank-arms J and connecting rod K To operate both ends from either side of the machine with one motion — a convenience objective the Court treated as obvious
Throw-out without disturbing the grinding adjustment "the rolls could be separated without disturbing their parallelism"; set-screws n n and p p fix and preserve position the "whereby" clause of claim 3 Expressly achieved in Nemelka; the 1890 court found only "well-known equivalents" and differences of location
Spring-loaded, adjustable-pressure roll "a spring to hold the movable roll to its grinding position and pressure, with means for regulating the pressure of the spring and the grinding distance by means of cams, screws, and nuts" rods G with springs and adjusting nuts (per Gray's own '895, incorporated by reference) Gray's own specification says this is done "in the same manner as in the patent granted to me December 23, 1879"

5.3 Additional analogous-field corroboration of ordinary skill. In Consolidated Roller-Mill Co. v. Coombs (39 F. 25), the court considered the same problem — simultaneous adjustment of both ends of a shaft by one operation — and pointed to a Lane & Bodley saw-mill device for moving both ends of a shaft carrying a circular saw, and to Clark's patent No. 174,719 (a coal-breaker), concluding that "there is nothing beyond mere mechanical skill required in applying these means to the counter-shaft of a roller-mill … it does not call for the exercise of the inventive faculty." (Note: I have the citations from the reported opinion but have not independently verified Clark No. 174,719's issue date — the 174,xxx series issued in 1876, so it would pre-date the critical date; verify before relying on it as art.) This is powerful motivation evidence: the very combination technique Gray claimed as "instantaneous" throw-out was a recognized general-mechanical expedient for ganged shaft adjustment.

5.4 Claim 3's "whereby" clause adds nothing. "[W]hereby the roll may be thrown into and out of action instantly, without changing the adjusting devices" recites the result of the claimed structure. Under Hoffer v. [Microsoft Corp.](/litigations/by-plaintiff/Microsoft%20Corp.), 405 F.3d 1326 (Fed. Cir. 2005), such a clause is not limiting where it merely expresses the natural result of the elements as arranged. Strip it out and claim 3 collapses into Nemelka's eccentric pivots plus Gray's transverse shaft — an arrangement of old elements with the same functions.


6. Claim 4 — the paired self-emptying scrapers

Element: two rolls, "a single intermediate rod below the rolls, and two independent rocking scrapers arranged to bear against the respective rolls, and both constructed and arranged to pivot upon the single rod."

Combination and motivation:

  • Primary art: the roll-doctoring art. The page's own Similar Documents list supplies US 162,635 (calendering-machines, Apr. 27, 1875) — a calendering machine is structurally a pair of rolls with blades bearing on them — and US 164,289 (perforating paper, June 8, 1875). Both are pre-filing and statutory-bar-eligible. Weighted, independently rocking scraper blades (doctors) mounted on a common pivot rod are the ordinary form of this device in the paper, calendering, printing and sugar arts.
  • Specification admission: the '677 specification says the drawings "represent mechanism substantially such as shown in the applications hitherto filed by me, and no claim is made thereon except as to the features hereinafter specified." Gray thus admits the surrounding mill hardware is old.
  • Motivation to combine: (i) the same field-of-use problem — keeping driven rolls clean, addressed in every roll-pair machine; (ii) placing both scrapers on one shaft reduces parts, fixes their angular relationship relative to the roll nip, and requires drilling one bore instead of two; (iii) the loading means (weighted elbow levers) is the most rudimentary way to bias a blade and is the classic arrangement in the doctor art. Under KSR, "a court must ask whether the improvement is more than the predictable use of prior art elements according to their established functions." A weighted scraper on a pivot rod performs exactly its established function; consolidating two of them onto one rod is a packaging change with no new result.
  • Analogous-art support from this family's own precedent: in Consolidated Roller-Mill Co. v. Walker (1891), the Court expressly reasoned from "machinery employed in the arts generally," observing that "the use of belt gearing interchangeably with or as a substitute for cog gearing was very old and common before Gray's alleged invention." That is the family's own authority for reaching into general mechanical art.

Caveat: this is the weakest of the four claims for a § 103 case built only from the page's prior-art section, because the list contains no squarely on-point pre-filing roller-mill scraper. A credible challenge should pull the pre-1880 doctor-blade art (paper machinery, calendering, printing presses, sugar mills) — which the page's list does not supply except by analogy through US 162,635 and US 164,289.


7. Cross-cutting motivation and expectation of success

KSR / Graham factor Evidence in this record
Same field of endeavor Nemelka ×5 (Austria ×2, France, GB, US 209,829), Mechwart, Gray '895, Birkholz, Odell — all roller mills
Recognized problem in the art Gray's own statement of operation (slow roll detains, fast roll cuts); Mechwart's express objective of attaining unequal peripheral speed
Predictable, established function of each element Eccentrics spread rolls; springs yield and reset; weighted scrapers clean; belt/gear drives set speed ratios
Finite number of identified solutions Corrugation rake, width, height, helix angle, speed ratio — a closed design space the art was already working
Design incentive / market demand Millers' 1878–1881 demand for clean middlings, reduced bran specks with hard wheat, and instant roll throw-out
Reasonable expectation of success Purely mechanical substitution; every element does what it did in the reference; no new principle of operation disclosed
Applicant's admissions Spiral same-direction teeth known; differential speeds known; "ribs and teeth of many forms" known; the balance of the mechanism is "substantially such as shown in the applications hitherto filed by me"
No teaching away Nothing in the record disparages asymmetric teeth or single-rod scraper mounting

The controlling case-historical framing: the same court family repeatedly characterized Gray's improvements as "not a pioneer patent," "only special devices for the more perfect and convenient accomplishment of the same, or practically the same, results," and as "the exercise of ordinary mechanical or engineering skill" (156 U.S. at 268; 1891 opinion citing Hollister, 113 U.S. 59; Aron v. Railway Co., 132 U.S. 84; Howe Machine Co. v. National Needle Co., 134 U.S. 388). That is the 19th-century equivalent of a § 103 holding, reached without the benefit of KSR's permissive combination doctrine. A modern § 103 analysis is, if anything, more favorable to invalidity than the 1895 outcome.


8. Secondary considerations — what the record does and does not support

  • Commercial success is in evidence but lacks nexus. Gray/Allis "Noiseless Belt Roller Mills" were "the acknowledged standard machines of their kind" and were "apparently the first in this country to supersede the ancient millstones" (Wisconsin Historical Society trade catalogue, https://cdn.wisconsinhistory.org/turning-points/1186.pdf; 156 U.S. at 268). But the Court attributed that success to the adjustment features of '895 and to the belt drive — and in Coombs it held the belt-drive subject matter unpatentable in view of Mechwart, Lane & Bodley and Clark. Success must be tied to the claimed invention; here it is tied to features the courts found old.
  • Long-felt need was solved by the roller mill as such (Wegmann, Mechwart, Nemelka), not by '677's rib profile or eccentric throw-out.
  • Unexpected results: none. The patent asserts "highly-improved results" with no data and no comparison. Conclusory assertions are insufficient (In re Soni, 54 F.3d 746 (Fed. Cir. 1995)).
  • Skepticism / copying: not developed on this record.
  • Net: secondary considerations, as they exist in the record, do not overcome the prima facie case on any claim.

9. Hindsight guardrails — where this case is vulnerable

  1. Claim 1's rib profile (front/rear upright faces). I have found no pre-December-1880 reference in the page's prior-art section that squarely discloses the asymmetric front/rear upright-face geometry on helically ribbed counter-rotating rolls. The 1895 case did not adjudicate claim 1 (the plaintiff pressed only claims 2 and 3). The § 103 case on claim 1 therefore rests on (i) the applicant's disclaimers, (ii) the inherency argument in § 3.4, and (iii) the design-incentive/predictable-variation reasoning of §§ 4.2–4.3. That is a strong case but not a documentary one. If you need a documentary case, the target is the record material the 1890 court expressly declined to analyze: "the other patents and descriptions found in the record" (43 F. at 531) — which would include the Nemelka Austrian and French originals and the Die Mühle exhibit.
  2. Claim 4's scraper. As noted, the page's list supplies only analogous art (calendering US 162,635; perforating US 164,289). Pull pre-1880 doctor-blade art before asserting a documentary § 103 case here.
  3. Do not use post-1881 art. Twenty of the documents on the page are dated after the filing and cannot bear on what was obvious in December 1880. Using US 250,954, US 274,210, US 312,048, US 337,444 or the 1886 van Gelder patents as references would be reversible hindsight.
  4. Do not use US 2008/0317933 A1. It cites '677; it does not predate it.
  5. Inherency caveat. § 3.4 depends on the helix hand and mounting geometry shown in Fig. 3. That figure must be inspected on the printed patent image rather than the OCR text before the argument is advanced.
  6. Statutory caveat. No live § 103 challenge to this patent is possible; it expired March 8, 1898, and the 1895 decree is long final. This analysis is diagnostic (e.g., for dating art, or for assessing the thinness of a similar corrugation claim in a later application).

10. Bottom line

Claim Best § 103 theory Prior art Confidence
1 (a) Inherency: the recited front/rear asymmetry follows from counter-rotating a matched pair of identically ribbed rolls; (b) design-incentive/predictable variation over the disclaimed substrate (spiral same-direction ribs + differential speed, both admitted) combined with the known one-way-hold tooth geometry of the toothed-roll/calendering art (US 162,635, US 164,289, US 59,676, US 70,916); (c) the "geared" limitation reading on Mechwart's belt drive (Austrian, Aug. 3, 1875) Nemelka US 209,829; GB 3,328/1877 (Lake); Mechwart 1875; applicant's disclaimers; toothed-roll art High on (a) and (c) pending Fig. 3 confirmation; moderate-high on (b) as a documentary matter
2 Anticipation by Nemelka (US 209,829 and the French/Lake forms), a fortiori § 103; alternatively obvious in view of the saw-mill/coal-breaker simultaneous-shaft-adjustment expedients Nemelka US 209,829; GB 3,328/1877; Lane & Bodley device; Clark No. 174,719 (verify date) Very high — adjudicated
3 Same as claim 2; "whereby" clause non-limiting under Hoffer Same Very high — adjudicated
4 Consolidating two weighted scraper rockers onto one pivot rod below the rolls: predictable use of known elements with established functions, in view of the roll-doctoring art US 162,635 (1875); US 164,289 (1875) + pre-1880 doctor-blade art (not on this page's list) Moderate absent additional art

Overall: claims 2 and 3 are invalid as a matter of adjudicated anticipation, which subsumes § 103. Claim 1 is obvious on the applicant's own admissions plus inherent geometry, with the caveat that the documentary record on the rib profile is thinner than the record on the mechanism. Claim 4 is obvious by analogy but should be supported with pre-1880 doctoring art before being asserted. There is nothing in the secondary-considerations record — commercial success notwithstanding — that carries nexus to the claimed subject matter.

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