Invalidity dossier
US 9190195
Fe-group-based soft magnetic powder
Current assignee: Greenthread, LLC
Added 9/28/2026, 4:04:59 PM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for the specific patent number and any associated litigation/docket records.
Let me run additional targeted searches for litigation/docket records and the USPTO listing.
US Patent 9,190,195 B2 — Analyst Summary
Source note: I relied primarily on the authoritative full text you supplied (Google Patents, fetched 2026‑09‑28), which is internally consistent with the FreePatentsOnline and Justia listings that surfaced in search. My searches for CAFC 2026 dockets or any court proceeding involving 9190195 returned no results — see the "Litigation / docket check" note below.
Bibliographic data
| Field | Value |
|---|---|
| Patent number | US 9,190,195 B2 |
| Title | Fe-group-based soft magnetic powder |
| Inventor | Yasushi Kino (sole named inventor) |
| Assignee | Sintokogio, Ltd. (original and current; assignment recorded 2012‑12‑10, effective 2012‑10‑07) |
| Application number | 13/702,379 (pre‑grant pub. US 2013/0076477 A1) |
| PCT | PCT/JP2011/063057, published as WO 2011/155494 A1 |
| Priority | 2010‑06‑09 (JP 2010‑131667) |
| Filing date | 2011‑06‑07 |
| Issue date | 2015‑11‑17 |
| Adjusted expiration | 2031‑07‑29 |
| Legal status | Active; 4th‑year fee paid 2019‑05‑07, 8th‑year fee paid 2023‑05‑10 |
| Classifications | B22F 9/082; C22C 38/02, 38/08, 38/10, 38/12, 38/18, 38/26, 38/34; H01F 1/20, 41/0246 |
Additional family members (per the family/status tables): JP 5354101B2, KR 101881952B1, CN 102933335B, DE 112011101968B4, TW I574287B, WO 2011155494A1.
Abstract (as published)
The present invention provides a Fe‑group‑based soft magnetic powder that is used for the pressed powder magnetic cores for a choke coil, reactor coil, etc., and that has a higher magnetic permeability. At least one selected from Fe, Co, or Ni that is generally used is used as the main component of the Fe‑group‑based alloy (iron‑based alloy) soft magnetic powder. The soft magnetic powder is produced by adding a small amount (0.05‑4 wt %) of Nb, V, Ta, Ti, Mo, or W, to the molten metal and by means of an inexpensive method such as the water‑atomizing method.
Plain-language overview of the independent claims
The patent has 8 claims. Fully independent claims are 1 and 2; claim 8 is a core claim that incorporates claim 1 or 2. Claims 3–7 depend from claim 1 or 2.
Claim 1 — Crystalline Fe‑Si‑Cr soft magnetic powder (composition claim)
A crystalline (not amorphous) iron‑based soft magnetic powder whose base composition is Fe₁₀₀₋ₓ₋ᵧSiₓCrᵧ, where:
- x (Si) = 2–10 at%, y (Cr) = 2–10 at%, and x+y = 4–15 at%;
- no oxide layer is formed on the powder (a deliberate distinction from the oxide‑coated powders of the cited prior art);
- a trace "magnetic‑property‑modifying" component — at least one transition metal from Groups IV–VI — is present at 0.05–4.0 weight parts per 100 weight parts of the overall composition; and
- the trace component is expressly "added to improve magnetic properties."
Claim 2 — Crystalline Fe‑Si‑Cr‑N powder (composition rewritten in atomic percent)
Same family of powder expressed as Fe₁₀₀₋ₓ₋ᵧSiₓCrᵧN_z, where N is the Groups‑IV–VI trace component; x = 2–10 at%, y = 2–10 at%, x+y = 4–15 at%, and z = 0.015–2.4 at%; again no oxide layer, and the trace component is added to improve magnetic properties.
Claim 8 — Pressed powder magnetic core (article claim)
A pressed powder magnetic core formed from a composition that includes the soft magnetic powder of claim 1 or claim 2 plus binder(s), where 100 weight parts of powder are mixed with 1–10 weight parts binder.
Dependent claims 3–7 (for completeness): claim 3 — trace component is at least one of Nb, V, Ta, Ti, Mo, W; claim 4 — trace component is Nb (described in the specification as "most preferred"); claim 5 — average particle diameter 0.5–100 μm; claim 6 — powder is spherical; claim 7 — powder made by a water‑atomizing process.
Points worth flagging
- Internal numeric inconsistency: the specification text states "z is 0.15‑2.4 at %, preferably 0.10‑0.40 at %," while the Summary and Claim 2 recite z = 0.015–2.4 at%. The claim language (0.015) is the operative scope. (Note also that a "preferred" range of 0.10–0.40 sitting oddly below a stated minimum of 0.15 appears to be an error in the specification.)
- Claim 1 contains a typographical error — "crytalline" — reproduced here literally per your no‑auto‑correct instruction.
- The claim set is narrower than the disclosed genus: the specification describes a generic formula T₁₀₀₋ₓ₋ᵧMₓM′ᵧ (T = Fe‑group; M = permeability improver such as Si/Ni/Co; M′ = corrosion‑resistance element such as Cr/Al; x, y each 0–15 at%), but the granted independent claims are limited to Fe‑Si‑Cr within the recited at% windows.
Litigation / docket check (as requested)
- I searched for CAFC 2026 dockets and USPTO proceedings tied to 9190195 / 9,190,195 and for any infringement suit naming Sintokogio and this patent. No docket, appeal, IPR, or district‑court record referencing this patent number was returned.
- Search hits for "019" in a 2026 Federal Circuit brief concerned an unrelated Ablynx/Sanofi application (App. No. 17/409,019) — not patent 9,190,195 — and I am not treating it as related.
- Uncertainty statement: the absence of search hits is not proof that no proceeding exists. The publicly surfaced Google Patents record lists only prosecution/assignment/maintenance‑fee events (no litigation events, no "Cited By" litigation tags), and it does list three third‑party forward citations (US 10,388,444; US 10,586,637; US 11,276,516) — but forward citations are not litigation. If you need a definitive docket check, that requires a live PACER/CAFC and PTAB docket query, which my web searches did not authoritatively cover here.
Confidence: High on all bibliographic fields, claim text, and abstract (taken directly from the authoritative patent text). Low/insufficient on any litigation or CAFC activity — I found none, and I cannot confirm nonexistence from search alone.
Generated 9/28/2026, 4:12:23 PM
Cases on file (3)
Group view →Specific litigation cases in our database that name US patent 9190195. The free-form analysis below may also discuss cases beyond this list.
- Greenthread, LLC v. Texas Instruments Incorporatedfiled Apr 6, 20232:23-cv-00157-JRGE.D. Tex. (Marshall Div.), Judge Rodney Gilstraplikely stayed/administratively closed pending PTAB (outcome not confirmed)
Defendants: Texas Instruments Incorporated
Other patents asserted: 9190502, 9190842, 9190481, 9190222, 9190014
- Greenthread, LLC v. Intel Corporation et al.filed Jan 27, 20226:22-cv-00105-ADAW.D. Tex. (Waco Div.), Judge Alan D. Albrightsevered/transferred (Intel claims); Dell claims addressed under customer-suit/sever-and-transfer analysis
Defendants: Intel Corporation, Dell Inc., Dell Technologies Inc.
Other patents asserted: 9190502, 9190842, 9190481, 9190222, 9190014
- 1:23-cv-00579D. Del., Judge Richard G. Andrewsterminated Apr 23, 2024stayed/administratively closed pending PTAB IPRs
Defendants: Monolithic Power Systems, Inc.
Other patents asserted: 9190502, 9190842, 9190481, 9190222, 9190014
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll search for litigation involving US patent 9190195.
The initial searches returned unrelated matches. Let me run more targeted queries.
Let me try a few more targeted searches on patent litigation databases.
Summary of Findings
Based on my searches of patent litigation resources (Unified Patents Portal, PACER/CAFC-style sources, and general web searches), I found no litigation — district court, ITC, or PTAB (IPR/PGR) — specifically involving U.S. Patent No. 9,190,195.
What I checked and what came back
| Source queried | Result for 9,190,195 |
|---|---|
| Unified Patents litigation/PTAB caselists | No matching case returned |
| PACER / CAFC-style litigation search | No matching case returned |
| Google Patents page for US 9,190,195 (the authoritative full text provided) | No "Litigation" section listed; only "Cited By (3)" and "Families Citing this family (27)" — these are citations, not lawsuits |
| General web / news search | No results |
Notably, the Google Patents record itself contains no litigation data for this patent, and its enumerated "Cited By" and "Families Citing this family" entries (e.g., US 10,388,444; US 10,586,637; US 11,276,516; JP 5974803; CN 111971761; KR 102896620, etc.) reflect subsequent patent citations by other applications, not infringement suits or validity challenges.
Important caution on near-miss numbers
Several search hits involved different patents with similar digits, which I have not treated as this patent (per the instruction to interpret identifiers literally and not auto-correct):
- 8,421,195 (GreenThread LLC — IPR2024-00017)
- 7,941,195 (BelAir Electronics v. Hera Cases)
- 7,446,190 (Juno/SKI v. Kite Pharma)
- 9,190,502 (GreenThread LLC — IPR2024-00018)
None of these is U.S. 9,190,195, and none should be attributed to it.
Patent identification (confirmed)
- Patent: US 9,190,195 B2 — "Fe-group-based soft magnetic powder"
- Inventor: Yasushi Kino
- Assignee/Current owner: Sintokogio, Ltd.
- Application: US 13/702,379 (PCT/JP2011/063057)
- Priority date: 2010-06-09; Filed: 2011-06-07; Granted: 2015-11-17
- Status: Active (adjusted expiration 2031-07-29)
Conclusion
No known litigation involving US 9,190,195 was identified. This is consistent with the patent being held by an operating company (Sintokogio, Ltd.) in the powder-metallurgy/magnetic-materials field rather than by an assertion entity, and with the Google Patents record showing no litigation events.
Caveats / limitations
- My searches were constrained; I could not complete exhaustive queries into paid or login-gated dockets (e.g., full Docket Navigator, Lex Machina) before my search budget was exhausted.
- Absence of results in the sources I could reach does not conclusively prove no litigation exists. If a definitive answer is required, the reliable next steps would be to run the patent number directly in Docket Navigator / Lex Machina / PACER Case Locator and check the Unified Patents Portal litigation caselist filtered by patent number = 9190195, plus the PTAB Patent Trial & Appeal Board API for any IPR/PGR naming this patent.
If you'd like, I can attempt one more targeted pass focused on the PTAB API and the plaintiff/assignee name "Sintokogio" (e.g., any counterclaims where Sintokogio was sued or sued others).
Generated 9/28/2026, 4:12:19 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
Current assignee: Greenthread, LLC
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
Proceedings overview
Zero AIA trial proceedings on file. The USPTO Open Data Portal returns no IPR, PGR, or CBM involving US 9190195, and repeated web searches (Google-indexed PTAB E2E petition documents, PTAB decision PDFs, CourtListener, and general "IPR + 9190195 + Sintokogio" queries) surfaced no petition, no institution decision, no Final Written Decision, and no Federal Circuit appeal for this patent. Breakdown: 0 active / 0 claims invalidated / 0 claims sustained / 0 settled / 0 institution-denied. The bottom line for a defendant is therefore not "the patent has been hardened through PTAB" and not "claims are already dead" — it is "the claims have never been tested at the Board, so all of the validity work is still ahead of you." That cuts both ways: there is no adverse FWD precedent constraining your arguments, but there is also no free cancellation to lean on.
No proceeding sections follow, because there are no proceedings to describe. Everything below is grounded in the patent's own claims and prosecution/classification record plus the absence of PTAB docket activity.
Strategic summary
Claim status — all UNTESTED; none canceled, none sustained. US 9190195 issued 2015-11-17 from App. 13/702,379 (PCT/JP2011/063057, priority JP 2010-131667, 2010-06-09), current assignee Sintokogio, Ltd., adjusted expiration 2031-07-29, maintenance fees paid through the 8th year (2023-05-10). There are 8 claims, structured as two independent claims and six dependents:
- Claim 1 — crystalline Fe-based soft magnetic powder,
Fe100-x-ySixCry, x = 2–10 at %, y = 2–10 at %, x+y = 4–15 at %; "wherein an oxide layer is not formed on" the powder; trace transition metal from groups IV–VI at 0.05–4.0 weight parts per 100 weight parts of the composition; "wherein the trace component … is added to improve magnetic properties." - Claim 2 — same composition written as
Fe100-x-ySixCryNz, with z = 0.015–2.4 at %; same "no oxide layer" and "added to improve magnetic properties" limitations. - Claims 3–6 — dependents narrowing to (3) Nb, V, Ta, Ti, Mo, or W; (4) Nb; (5) particle diameter 0.5–100 µm; (6) spherical shape. Claims 3–6 depend on "claim 1 or 2."
- Claim 7 — water-atomizing process limitation.
- Claim 8 — a pressed powder magnetic core from the powder of claim 1 or 2 plus binder, 1–10 weight parts binder per 100 weight parts powder.
Because nothing has been litigated at the Board, claims 1–8 are all untested. Two of the limitations are natural attack points for a future petitioner and should be your first read-through targets: (a) the negative limitation "an oxide layer is not formed" — a negative limitation is generally supported only if the specification provides a basis for excluding the feature, and the specification's discussion of Patent Documents 1 and 2 (which "coat the surface of the powder by oxidation") is the only anchor I can see; and (b) the functional/intent limitation "added to improve magnetic properties" — arguably a statement of intended use rather than a structural limitation, which raises the classic question of whether it lends patentable weight, and correspondingly whether a § 112 written-description/enablement challenge has legs. The "no oxide layer" recitation also raises an infringement-proof problem for the patent owner: it must be shown on the accused powder, which is a fact-intensive negative that a defendant can attack with surface-analysis evidence (XPS/Auger).
Estoppel landscape — § 315(e)(2) is a blank slate. With no prior petitioner, no § 315(e)(2) estoppel attaches to anyone, no IPR-time-bar or § 315(b) one-year clock has ever started, and there are no privity chains or defensive-aggregator (e.g., Unified Patents) filings to worry about. Practically: every prior-art ground is still available to a defendant — including art the examiner already considered during prosecution and art that was not before the examiner. The 12 references cited on the face of the patent are: EP 0383035 A2 (Nippon Steel), JPH03-068743 (Mitsui Petrochem), JPH04-009401 (TDK), JPH07-74410 (Namiki Precision Jewel), JP 2001-226753 (Sumitomo Special Metals — "Patent Document 5" in the specification), JP 2003-060175 (Nikon — "Patent Document 4"), JP 2006-219714 (Mitsubishi Materials, Fe-Ni-(Nb,V,Ta) flat powder), US 2009/0025830 A1 (Mitsubishi Materials), JP 2008-109080 (Alps Electric — "Patent Document 3"), JP 2009-088496 and JP 2009-088502 (Seiko Epson — "Patent Documents 1 and 2"), and US 2009/0295518 A1 (Hitachi). Note that the specification itself walks through Patent Documents 3–5 and distinguishes them on the theory that group IV–VI additions there were for corrosion resistance or coercivity, not permeability — that is the patent owner's own framing and it is exactly the framing a petitioner will try to dismantle.
Pattern signals. There is no petitioner-repeat pattern and no PTAB-appeal pattern because there is no PTAB activity at all. The patent does sit in an active technical family — cited-by references include US 10388444 (Tohoku Magnet Institute), US 10586637 and US 11276516 (Sanyo Special Steel), and the international family is co-granted in JP (JP 5354101 B2), KR (KR 101881952 B1), CN (CN 102933335 B), DE (DE 112011101968 B4), and TW (TWI574287 B). That breadth means the technical subject matter is commercially contested even though the US patent has never been challenged at the Board. My web searches also surfaced a Japanese court decision PDF involving metal powder claim construction, but it does not identify US 9190195 and I could not confirm any connection — do not treat that as related litigation without independent verification.
Recommended next steps
- There is nothing to link. No FWD, no institution decision, no CAFC opinion exists for this patent. Any citation purporting to be a PTAB outcome for US 9190195 should be treated as unverified. The authoritative negative check is the USPTO PTAB E2E / ODP record for the patent (https://patents.google.com/patent/US9190195/en shows no PTAB proceedings in the "Legal Events"/proceedings data) and the Board's public decisions search at https://www.uspto.gov/patents/ptab/decisions.
- Run a fresh IPR-clearance prior-art search rather than relying on the prosecution file. Because no IPR has ever been filed, no art has ever been tested, and the examiner's 12 cited references have never been construed by the Board. Focus on (i) pre-2010-06-09 publications teaching Fe–Si–Cr soft magnetic powder made by water atomization with small Nb/V/Ta/Ti/Mo/W additions, and (ii) art evidencing that "no oxide layer" or the "improve magnetic properties" intent recitation was known or inherent.
- Prepare for a § 112 fight in parallel with § 102/§ 103. The negative "no oxide layer" limitation and the functional "added to improve magnetic properties" clause are both vulnerable; so is the numeric tension in claim 2 / the specification, where the specification says "z is 0.15–2.4 at %, preferably 0.10–0.40 at %" — a stated preferred sub-range (0.10–0.40) that is not a subset of the stated broader range (0.15–2.4) starts at a lower value (0.10 < 0.15). That internal inconsistency between the specification's stated "z" ranges is a written-description/claim-support thread worth pulling. (The claim itself recites 0.015–2.4 at %.)
- If you are a defendant and the patent owner has asserted claims 1 or 2, note the absence of any estoppel clock. No § 315(b) one-year bar has ever run because there has never been a served complaint feeding a prior IPR. If you have been served, your own § 315(b) clock begins, and there is no earlier petitioner to piggyback on — you would be the first mover, which means the full cost of the institution record is yours.
- Confirm the negative before you rely on it. The absence of PTAB activity is itself a signal, and a slightly ambiguous one: it means either (i) the patent has never been asserted in a way that justified an IPR, or (ii) assertions have been resolved before reaching the Board. I could not find US district court litigation or CAFC appeals tied to US 9190195 in the searches run for this analysis — my searches on that point were inconclusive (one query returned no results, and the step budget was exhausted before I could confirm), so treat "no litigation found" as a search limitation, not an established fact, and verify docket activity directly in PACER/Docket Navigator before finalizing any defensive posture.
Verification caveat: the negative finding here rests on the ODP structured block in the prompt plus Google-indexed searches of PTAB petition/decision documents and general queries. PTAB E2E documents that are not Google-indexed, and any paper filed in the last few weeks, could evade those searches. Before relying on "no PTAB activity" in a brief or opinion, re-run the check directly in PTAB E2E and the USPTO Patent Center for App. 13/702,379.
Generated 9/28/2026, 4:12:32 PM
Ownership chain (1)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
2012-10-07 · recorded 2012-12-10 · reel 029437/0266 · Assignment
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll cross-reference the assignment record using the authoritative patent text and targeted searches of the assignment/legal-events data.
Assignment Record — US Patent 9,190,195 B2
Primary-source caveat: The USPTO Assignment Center UI (assignmentcenter.uspto.gov) returns records only through an interactive search that my web tools could not query directly. The data below is reconstructed from (a) the authoritative Google Patents full text you supplied — whose "Legal Events" table is a mirror of the USPTO assignment (AS) records — and (b) cross-checks against FreePatentsOnline, Justia, and the patent-family tables. Where a field (notably the correspondent of record) is not exposed in that data, I say so rather than guess. Reel/frame numbers should be re-verified directly in Assignment Center before being relied on.
Inventors
| Inventor | Employer at filing (determinable) | Notes |
|---|---|---|
| Yasushi Kino (sole named inventor) | Sintokogio, Ltd. — inferred from the recorded assignment, in which Kino assigns to Sintokogio; the specification/priority (JP 2010-131667) is a Sintokogio corporate filing | No co-inventors |
Unusual-pattern check: None triggered. There is a single inventor, so there is no "all inventors departed within 12 months" signature. The employment assignment was executed 2012‑10‑07 (recorded 2012‑12‑10) — roughly 16 months after the 2011‑06‑07 PCT filing and timed to US national-phase entry (US app. 13/702,379 filed 2012‑12‑10). That is a routine employment-assignment-at-nationalization gap, not evidence of an inventor exit. No evidence of Kino departing Sintokogio was found.
Original assignee
Sintokogio, Ltd. (a/k/a Sintokogio, Ltd., 28‑12, Meieki 3‑chome, Nakamura‑ku, Nagoya‑shi, Aichi 450‑6424, Japan).
- Named on the issued patent: Yes — original and current assignee per the face of the patent and the sole recorded assignment.
- Primary line of business: Publicly listed Japanese industrial company (Tokyo Stock Exchange: 6339, founded 1934, formerly Kubota Seisakusho, Ltd.). Segments include foundry/molding equipment, surface treatment (shot blasting/peening), environmental systems, and — directly relevant here — electronic core materials and metal magnetic powders. Source: stockanalysis.com company profile and Justia assignee listing.
- Does it ship a product embodying the claims? Yes — strongly indicated. Sintokogio is a listed commercial supplier of "metal magnetic powder" / "magnetic metal powder" (the Sinto brand, EU/UK trade-mark class 6 covering "metal powder; magnetic metal powder," e.g. Sinto TM 018095427). Independent market reports list Sintokogio as a competitor/supplier in the global magnetic-metal-powder market (QYResearch).
- Current status: Operating. A live listed parent with a large active US patent portfolio (PatentGuru Sintokogio listing, 883 pages of family members). No bankruptcy, dissolution, or wind-down found. Continues to file new US applications (e.g., 2025‑filed powder-feed and robotic-hand cases).
Assignment timeline
Only one assignment is recorded against US 13/702,379 / US 9,190,195. There are no post-issuance transfers — the patent is still held by the original corporate assignee.
- 2012‑10‑07 (executed) / recorded 2012‑12‑10 — Reel 029437 / 0266 (per the Google Patents Legal Events "AS" entry, which mirrors the USPTO record; confirm reel/frame in Assignment Center)
- Conveyance: Assignment — "ASSIGNMENT OF ASSIGNORS INTEREST"
- Assignor: Kino, Yasushi (sole inventor)
- Assignee: Sintokogio, Ltd., Japan
- Correspondent: Not exposed in the available data. I cannot name the attorney/agent of record for this recording from the sources I could reach; do not infer one. (US prosecution correspondence appears to run through US counsel — e.g. Leydig, Voit & Mayer and Faegre Drinker appear as agency of record on other Sintokogio US matters in the PatentGuru listing — but neither is confirmed as the correspondent on this reel/frame.)
- Context: Employment/corporate assignment of inventor rights to the employer — a standard "inventor → operating company" transfer, executed just as the US national-phase application was filed.
Post-issuance events (not assignments): patent granted 2015‑11‑17; 4th‑year maintenance fee paid 2019‑05‑07; 8th‑year maintenance fee paid 2023‑05‑10. Status Active; adjusted expiration 2031‑07‑29.
Per the task instruction: where only the original assignment exists, that is itself the finding — Sintokogio, Ltd. still owns the patent.
Timeline diagram
timeline
title Ownership of US 9190195
2010 : JP priority filed 2010-06-09
2011 : PCT filed 2011-06-07
2012 : Kino assigns rights to Sintokogio
: US national phase 13-702-379 filed
2013 : US publication 2013-03-28
2015 : Patent granted 2015-11-17
2019 : 4th year maintenance fee paid
2023 : 8th year maintenance fee paid
NPE / troll-pattern signals
Each signal assessed against the one recorded reel/frame (029437/0266) and the absence of any later transfer.
Shell-entity transfer — NOT PRESENT. The only assignee is Sintokogio, Ltd., a named operating manufacturer with a live product line (magnetic metal powder) and a 90‑year corporate history. No "IP / Holdings / Ventures / Licensing" LLC anywhere in the chain, and no transfer to such an entity. (Reel 029437/0266.)
Known asserter in the chain — NOT PRESENT. Neither assignor nor assignee matches any public NPE list (Acacia, Marathon, IV, IPNav, Wi‑LAN, Conversant/Mosaid, Pendrell, Round Rock, Spangenberg entities, etc.). Chain consists solely of Kino → Sintokogio. (Reel 029437/0266.)
Repeat correspondent across the chain — NOT APPLICABLE / UNCLEAR. Only one assignment with one correspondent, which is not disclosed in the data available to me. There is no recurrence to assess — and per your rule, a single appearance is not a finding anyway.
Cascading transfers — NOT PRESENT. A single transfer over the patent's entire 15‑year life; zero chained LLC hops in any 24‑month window. (Reel 029437/0266.)
Pre-litigation transfer — NOT PRESENT. No infringement suit naming this patent was found in the prior analysis rounds, so there is no litigation to which an assignment could be pre-positioned. The only assignment predates the grant by ~3 years and is an employment assignment, not a litigation-setup transfer.
Bankruptcy fire-sale — NOT PRESENT. Sintokogio has not filed for bankruptcy protection; it is an active listed operating company. No insolvency sale of this patent found.
Privateering — NOT PRESENT. No transfer from Sintokogio to any third-party assertion vehicle; the operating company retains the patent itself.
Defensive aggregator (anti-NPE) — NOT PRESENT. The chain does not terminate at RPX, AST, LOT Network, Unified Patents, or OIN. It terminates at the original operating company.
Forward-citation note (not a signal): Google Patents lists three third-party "Cited By" documents (US 10,388,444; US 10,586,637; US 11,276,516) and 27 family-cited applications. These are citations by later patent applications — they evidence the patent's technical relevance, not any litigation or assignment activity, and must not be read as an NPE signal.
Verdict
Insufficient data — in the rubric's sense of "only the original assignment."
Justification: the entire recorded chain is a single instrument — Reel 029437/0266, Kino → Sintokogio, Ltd., executed 2012‑10‑07, recorded 2012‑12‑10 — with no post-issuance transfer and no litigation found to contextualize one. Every NPE/troll signal in the checklist is not present: no shell LLC, no named asserter, no cascade, no bankruptcy, no privateering, no defensive aggregator. The evidence points to a conventional operating-company–owned patent (a listed manufacturer that sells magnetic metal powder), but because there is also no affirmative assertion activity against competitors, the record does not support the "Operating-company assertion" label either — hence "Insufficient data," with the substantive finding that the chain is a clean, single-link, original-assignee record with no NPE pattern.
Verify directly: USPTO Assignment Center — search property 9,190,195 (or application 13/702,379) to confirm reel/frame 029437/0266 and to retrieve the correspondent I could not surface.
Confidence & limitations
- High confidence that only one assignment exists and that Sintokogio is the current owner (consistent across the authoritative patent text, FPO, and Justia).
- Medium confidence on the exact reel/frame (029437/0266) and execution date (2012‑10‑07) — taken from the Google Patents Legal Events mirror, not a direct Assignment Center query.
- Low/absent on the correspondent of record — genuinely not available in the sources reached; not fabricated.
- Searches surfaced near-miss numbers (e.g. reel 029437/0877 on an unrelated PTAB filing, and Sintokogio's other applications sharing reel 029437), which I have not attributed to this patent per the no-auto-correct rule.
Generated 9/28/2026, 4:12:49 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll research the prior-art citations listed on the USPTO/Google Patents record for US 9,190,195 and verify each reference.
Let me gather details on the remaining cited references.
Prior-Art Analysis — US 9,190,195 B2 ("Fe-group-based soft magnetic powder")
Analyst note on scope. Per your instruction I treated the Google Patents front-page record (fetched 2026-09-28) as the authoritative source for the citation list, since it is the USPTO-recorded citation data for this patent. The patent's own front page lists 12 patent citations plus 1 non-patent citation (the ISR). I analyzed exactly those references — no similar numbers (8,421,195 / 7,941,195 / 7,446,190 / 9,190,502) are included. I was able to pull full text for two of the twelve (EP 0 383 035 A2 and US 2009/0295518 A1); for the remaining ten I relied on the citation-table bibliographic data plus the specification's own characterizations, and I flag where I could not independently verify details. My search budget cut off retrieval of JP 2006-219714 A, JP 2008-109080 A, JP H04-9401 A and JP H07-74410 B2 beyond their citation-table entries.
Reminder of the claim elements that must all be met for § 102 anticipation (from the previously-generated claim summary):
- Claim 1: crystalline Fe₁₀₀₋ₓ₋ᵧSiₓCrᵧ, x = 2–10 at%, y = 2–10 at%, x+y = 4–15 at%; no oxide layer; Group IV–VI trace metal at 0.05–4.0 wt parts per 100 wt parts; trace "added to improve magnetic properties."
- Claim 2: same, written Fe₁₀₀₋ₓ₋ᵧSiₓCrᵧN_z with z = 0.015–2.4 at%.
- Claims 3–4: species of trace metal (Nb/V/Ta/Ti/Mo/W; Nb). Claim 5: 0.5–100 µm. Claim 6: spherical. Claim 7: water-atomized. Claim 8: pressed core with 1–10 wt parts binder.
A. The examinator-cited references (all pre-date the 2010-06-09 priority date, so all are § 102(a)/(b)-eligible)
| # | Full citation | Priority / Pub. date | Assignee | Brief description | § 102 anticipation assessment |
|---|---|---|---|---|---|
| 1 | JPH0774410B2 — Method for producing sintered soft magnetic material | 1986-04-25 / 1995-08-09 | Namiki Precision Jewel Co. | Granted JP patent on producing a sintered soft magnetic material. (Could not retrieve full text.) | No claim anticipated. Sintered-material process art; no teaching of Fe-Si-Cr at% window, no Group IV–VI trace addition, no negative oxide-layer limitation. Background only. |
| 2 | EP0383035A2 — Iron-silicon alloy powder magnetic cores and method of manufacturing the same | 1989-01-18 / 1990-08-22 | Nippon Steel Corp. | Most technically on-point. Fe-Si alloy powder by water atomization, avg. particle diameter 10–100 µm, composition 2–12 wt% Si, 0.05–0.95% oxygen, balance Fe; optional Al, Cr and Ti <3% separately or combined; stable oxide layer deliberately formed on the particles; insulating binder (sodium silicate / epoxy / silicone) 1–10 wt%; compact at 1–15 t/cm². | Closest element-level overlap with claims 1, 2, 5, 7, 8 — but no full anticipation. It discloses Fe-Si powder + optional Cr/Ti, water atomization, 10–100 µm, and 1–10% binder (maps to claim 8). It fails two limitations of claim 1/2: (i) it requires a stable oxide layer, the opposite of "an oxide layer is not formed"; (ii) its Al/Cr/Ti is added to stabilize the insulating film, not "to improve magnetic properties." Also expressed in wt%, not at%. Best characterized as a § 103 combination reference, not a § 102 reference. |
| 3 | JPH0368743A — Fe-base sintered magnetic core material and its production | 1989-08-07 / 1991-03-25 | Mitsui Petrochemical Industries | Fe-base sintered magnetic core material and its production. (Full text not retrieved.) | No claim anticipated. Sintered-core art; lacking Fe-Si-Cr window and IV–VI trace addition. Background. |
| 4 | JPH049401A — Fine crystalline soft magnetic alloy powder and manufacture thereof | 1990-04-26 / 1992-01-14 | TDK Corp. | Fine crystalline soft magnetic alloy powder and its manufacture. | Potential § 102 relevance only to the "crystalline" preamble. No disclosure of the Fe-Si-Cr at% window, the 0.05–4.0 wt-parts IV–VI addition, or the no-oxide-layer limitation → no full anticipation of any claim. |
| 5 | JP2001226753A — Iron-based alloy soft magnetic material and manufacturing method thereof (= "Patent Document 5" in the spec) | 2000-02-10 / 2001-08-21 | Sumitomo Special Metals Co. | Discloses formula T₁₀₀₋ₓ₋ᵧRₓMᵧM′_z with M′ ∈ Groups IV–VI; z = 0 at% ≤ z ≤ 10 at%, preferably 0.5–4 at%; added to lower coercive force (magnetization falls if too much is added). | No claim anticipated. Teaches IV–VI elements in an iron-based soft magnetic alloy, but (a) attributes their effect to coercivity, not to increasing magnetic permeability, and (b) has no Fe-Si-Cr limitation, no no-oxide-layer limitation. The spec expressly argues this reference points away from the invention (states M′ "does not contribute to increasing the magnetic permeability"). § 103 relevance to claims 1–4. |
| 6 | JP2003060175A (= "Patent Document 4" in the spec) | 2001-08-08 / 2003-02-28 | (Google Patents lists "Nikon Corp. / Solid-state imaging device" — see discrepancy flag) | Per the specification: formula T₁₀₀₋ₓ₋ᵧRₓMᵧM′_z, M′ ∈ Groups IV–VI, amount 0–30%, more preferably 0–20%, M′ added for corrosion resistance. | No claim anticipated — and least on-point numerically: the reference's broad 0–20/0–30% range is inconsistent with the claimed 0.05–4.0 wt-part trace amount, and its stated purpose is corrosion resistance, not permeability. ⚠ Data discrepancy — see Section C. |
| 7 | JP2006219714A — Fe-Ni-(Nb, V, Ta)-based flat metal soft magnetic powder and magnetic composite material including the soft magnetic powder | 2005-02-09 / 2006-08-24 | Mitsubishi Materials Corp. | Flat (flaky) Fe-Ni soft magnetic powder with Nb, V, Ta additions, for composite magnetic material. | No claim anticipated. Teaches Fe-group + Ni + IV–V additions in a flat/flaky powder, but not the Fe-Si-Cr at% window, not a spherical water-atomized powder, and not the no-oxide-layer limitation. § 103 relevance to claim 3 (Nb/V/Ta). |
| 8 | US20090025830A1 — Flat soft magnetic metal powder and composite magnetic material including the soft magnetic metal powder | 2005-02-09 / 2009-01-29 | Mitsubishi Materials Corp. | US counterpart to #7; flat soft magnetic metal powder (Fe-Ni with Nb/V/Ta-type additions) for composite magnetic material. | Same analysis as #7. No claim anticipated; § 103 relevance to claim 3 only (and the flat shape cuts against claim 6). |
| 9 | JP2008109080A — Dust core and manufacturing method thereof (= "Patent Document 3" in the spec) | 2006-09-29 / 2008-05-08 | Alps Electric Co. | Amorphous Fe-based powder of formula Fe₁₀₀₋ₐ₋b₋ₓ₋ᵧ₋z₋w₋ₜCoₐNi_b MₓPᵧC₂B_wSi_t, where M ∈ Groups IV–VI; per the spec (¶0024) M is added to improve corrosion resistance via a passivated oxide coating; M preferably 0–3 at%. | No claim anticipated. It is amorphous (claims require crystalline), contains P, C and B, and relies on a passivated oxide coating — directly contrary to "an oxide layer is not formed." Its IV–VI addition is for corrosion resistance, not permeability. § 103 relevance; the spec distinguishes it expressly. |
| 10 | JP2009088496A — Method for producing oxide-coated soft magnetic powder, oxide-coated soft magnetic powder, dust core, and magnetic element (= "Patent Document 1" in the spec) | 2007-09-12 / 2009-04-23 | Seiko Epson Corp. | Water-atomized soft magnetic powder with an oxide coating; adjunct component selected from Si, Al, Cr; may include Groups IV–VI as a small-amount adjunct (¶0053 per the spec). | Closest family of art for the powder-making route, but no anticipation. The reference is directed to oxide coating, which is precisely the negative limitation the claim adds ("an oxide layer is not formed"). No Fe-Si-Cr at% window; no teaching that IV–VI is added to raise permeability. Primary § 103 reference for claims 1/2/5/7/8. |
| 11 | JP2009088502A — Method for producing oxide-coated soft magnetic powder, oxide-coated soft magnetic powder, dust core, and magnetic element (= "Patent Document 2" in the spec) | 2007-09-12 / 2009-04-23 | Seiko Epson Corp. | Same family as #10; oxide-coated water-atomized powder; adjunct Si/Al/Cr; IV–VI metals as small-amount adjunct (¶¶0021, 0044); adjunct preferably ≤1 wt% (¶0044). | Same analysis as #10 → no claim anticipated; note ¶0044's "≤1 wt%" cap actually teaches away from the claimed up-to-4.0-wt-part range. § 103 reference. |
| 12 | US20090295518A1 — Soft Magnetic Powders and Compacts | 2008-05-30 / 2009-12-03 | Hitachi, Ltd. | Water-atomized Fe powder; adds Nb, Ta, Ti, Zr or V to reduce gaseous impurities (O, C, N); hydrogen annealing 800–1000 °C; particle surface carries an oxide film from water atomization; coercive force lowered to 150–200 A/m (vs >200 A/m without Nb/Ta/Ti/Zr/V); iron-phosphate insulating film; annealed compact. | Most on-point art for the functional trace-addition feature, but no anticipation. It discloses adding Nb, Ta, Ti, V (and Zr) to Fe powder to improve magnetic properties — arguably the strongest teaching of the trace-metal aspect (claims 3–4). But it (a) is a pure/near-pure Fe powder (no Si-Cr in the claimed window), and (b) has an oxide film on the particles, defeating the "no oxide layer" limitation. § 103 relevance to claims 1–5. |
Non-patent citation: International Search Report; Appln. PCT/JP 2011/063057; Sept. 13, 2011. This is the ISR for the parent PCT, not prior art; it is the source of the examiner's search strategy and eventually of the 12 citations above. It cannot anticipate any claim.
B. Bottom line on § 102
None of the twelve cited references, on its face, anticipates any of claims 1–8. The granted claims survived prosecution over this art because of two limitations that recur as the distinguishing features:
- "wherein an oxide layer is not formed" — directly contrary to EP 0 383 035 A2 (stable oxide layer), JP 2009-088496 A / JP 2009-088502 A (oxide-coated powder), JP 2008-109080 A (passivated oxide coating) and US 2009/0295518 A1 (oxide film from water atomization).
- "wherein the trace component … is added to improve magnetic properties" — the cited references add their Group IV–VI elements for corrosion resistance (JP 2001-226753 A, JP 2003-060175 A per spec, JP 2008-109080 A) or coercivity reduction (JP 2001-226753 A), not to raise permeability.
The two closest single-reference § 102 candidates (nearest misses), and why each still fails:
- EP 0 383 035 A2 — closest on the composition/binder/particle-size claim elements (claims 1, 2, 5, 7, 8), failing only the oxide-layer and "improve magnetic properties" limitations.
- US 2009/0295518 A1 — closest on the Group IV–VI trace addition to Fe powder element (claims 3–4), failing the Fe-Si-Cr base composition and the no-oxide-layer limitation.
Any invalidity theory on this record would therefore most likely be framed under § 103 (e.g., EP 0 383 035 A2 in view of US 2009/0295518 A1 for the Nb/Ti trace feature), not § 102.
Forward citations are not prior art (they post-date this patent) and are therefore excluded from the § 102/§ 103 analysis: US 10,388,444 B2; US 10,586,637 B2; US 11,276,516 B2.
C. Discrepancies and uncertainty flags (per your "do not auto-correct" rule)
- JP2003060175A — bibliographic mismatch. The Google Patents citation table lists this number with assignee "Nikon Corp." and title "Solid-state imaging device," yet the specification identifies JP 2003-060175 as "Patent Document 4," a soft-magnetic-material disclosure of the formula T₁₀₀₋ₓ₋ᵧRₓMᵧM′_z. These are irreconcilable. I report both literally without correction; the composition/percentage description in row 6 is taken from the specification's characterization of Patent Document 4, not from the Google Patents title. If the citation-table entry is a data-mapping error, the true JP 2003-060175 content may differ from both descriptions — unverified.
- JPH0774410B2 duplicate/conflict. The citation list shows JPH0774410B2 (1986-04-25 / 1995-08-09 / Namiki Precision Jewel / "Method for producing sintered soft magnetic material"), while the "Family Cites Families" table separately lists JPH0774410A (1994-09-06 / 1995-03-17 / NGK Spark Plug / "Method for manufacturing electrostrictive laminate"). Same numeric stem, different documents/data. I used only the citation-list entry associated with 9,190,195's front page.
- Specification vs. claim numeric inconsistency (carried over). The spec body says "z is 0.15–2.4 at%, preferably 0.10–0.40 at%," while Claim 2 and the Summary recite z = 0.015–2.4 at%. The claim value governs. Any § 102 comparison against claim 2 must use 0.015 at%; against the spec's stated range, the reference windows differ.
- Weight-percent vs. atomic-percent conversions. The claim recites Si/Cr amounts in at% (x, y) but the trace metal in weight parts (claim 1) and at% (claim 2). EP 0 383 035 A2 states Si in wt% (2–12%), which converts to roughly ~4–21 at% depending on basis — meaning only the low end of its Si range overlaps the claimed 2–10 at% window. This conversion is my calculation and is approximate.
- Coverage gaps. I could not retrieve the actual texts of JPH0774410B2, JPH0368743A, JPH049401A, JP2006219714A or JP2008109080A within the search budget; their descriptions above rest on the citation-table titles and (for PD3) the specification's characterization. Those assessments are low-to-moderate confidence and should be verified against the primary documents before being relied on for any invalidity position.
- No litigation/PTAB prior-art challenge located (consistent with the earlier sections). The absence of an IPR/PGR means there is no adjudicated claim-construction or prior-art record to supplement this analysis — the § 102/§ 103 view above is purely from the prosecution citation record.
Generated 9/28/2026, 4:13:16 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll ground this §103 analysis in the prior-art references listed on the patent page, then supplement with targeted lookups on the key cited references.
Good grounding. Now let me check the Mitsubishi Nb/V/Ta references, the TDK fine-crystalline reference, and the Seiko Epson oxide-coated reference in more detail.
Obviousness Analysis — US 9,190,195 B2 under 35 U.S.C. § 103
Analyst note on inputs: This analysis is built on the Prior Art section of the patent page you supplied — the "Patent Citations (12)" list, the "Family Cites Families" list, the applicant's own "RELATED DOCUMENTS" (Patent Documents 1–5), and the applicant's characterizations of those documents in the Background. Where a cited reference's full text was not retrievable within my search budget, I say so explicitly rather than filling the gap. Two related documents that surfaced in search — US 7,501,925 B2 (Alps Electric; carries the same compositional formula the patent attributes to Patent Document 3) and US 7,622,012 B2 / US 2014/0205485 A1 (granted counterparts of cited US 2009/0025830 A1 and US 2009/0295518 A1 respectively) — are used as corroborating evidence only, and are flagged as such because they are not on the face of the patent.
Minor housekeeping flag: your task header says "Current Date: April 26, 2026," while the operating rules and the source fetch timestamp say 2026‑09‑28. I proceed under the source-book date; nothing in the analysis turns on it.
1. Governing framework and how each claim element will be weighed
Framework. Because application 13/702,379 was filed 2011‑06‑07 (priority 2010‑06‑09), pre‑AIA § 103 governs. The controlling test is Graham v. John Deere Co., 383 U.S. 1 (1966) as glossed by KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007) — scope/content of the prior art, differences, PHOSITA level, and secondary considerations. § 103 does not require a teaching, suggestion or motivation; any of the KSR rationales in MPEP § 2143 will do.
All twelve cited references predate the 2010‑06‑09 priority date, so each is available as prior art (most under pre‑AIA § 102(b); US 2009/0295518 A1, published 2009‑12‑03, under § 102(a)/(e)).
PHOSITA. A materials/powder-metallurgy engineer with a degree in metallurgy or materials science and ~3–5 years' experience developing water‑atomized soft magnetic powders and pressed powder (dust) cores for choke coils, reactors and high‑frequency inductors — comfortable with wt%/at% conversions, atomization process control, binder/insulation systems, and the standard AC magnetic measurements (permeability, core loss).
Weight of individual limitations.
| Element | Weight in the § 103 analysis |
|---|---|
| "crystalline" (vs. amorphous) | Low. The specification itself treats crystalline Fe‑group powder as the conventional, preferred, pressable class. Crystallinity is a result-effective property of ordinary water atomization, not an inventive contribution. |
| Fe–Si–Cr base + x = 2–10 at%, y = 2–10 at%, x+y = 4–15 at% | The battlefield. Both Fe–Si and Fe–Si–Cr soft magnetic powders are old; the question is range overlap/criticality. |
| Trace group IV–VI metal at 0.05–4.0 wt parts per 100 wt parts (claim 1); z = 0.015–2.4 at% (claim 2) | The battlefield. Overlaps several cited ranges numerically. |
| "no oxide layer is formed" | Negative limitation. Narrows scope but, on this record, describes the absence of a processing step rather than a new composition. |
| "added to improve magnetic properties" | Very low weight. This is a statement of intended use/function applied to the same component. A functional recitation of a result does not patentably distinguish a composition that inherently produces it (In re Susi, 440 F.2d 442 (CCPA 1971)); see also In re Schreiber, 128 F.3d 1473 (Fed. Cir. 1997). |
| Grain-boundary segregation mechanism discussed in the spec | No weight — the claims are pure composition/absence-of-coating claims. No claim recites grain-boundary segregation, particle morphology at the boundary, or crystal grain size. |
Practical consequence: claim 1 is, in substance, "the known water‑atomized Fe–Si–Cr soft magnetic powder, plus the known trace group IV–VI addition, minus the known oxide coating." Every one of those three pieces is separately disclosed in the cited art; the § 103 question is whether combining them was within the ordinary skill level. It plainly was.
2. Prior-art inventory and element mapping
| Ref (as listed on the page) | Substance (as disclosed/characterized) | Claim elements supplied |
|---|---|---|
| JP 2009‑088496 A (Seiko Epson) = PD1 | Oxide‑coated soft magnetic powder, water atomization; base = Fe main component + at least one of Si, Al, Cr; group IV–VI metals disclosed as optional small‑amount adjuncts (¶0053) | Fe–Si–Cr base; water atomizing; group IV–VI adjunct |
| JP 2009‑088502 A (Seiko Epson) = PD2 | Same family/teaching; group IV–VI adjuncts at ¶¶0021, 0044; "preferably 1 wt % or less" | Fe–Si–Cr base; water atomizing; group IV–VI adjunct ≤1 wt% (overlaps claimed 0.05–4.0 wt parts) |
| EP 0 383 035 A2 (Nippon Steel) | Fe–Si alloy powder made by water atomization, avg. dia. 10–100 µm, Si 2–12 wt%, O 0.05–0.95 wt%, balance essentially Fe; optional Al, Cr and Ti <3% separately or combined, added to stabilize the insulating oxide layer | Fe–Si base; Cr; Ti (a group IV metal) as an adjunct; water atomizing; particle size; crystalline powder |
| US 2009/0025830 A1 (Mitsubishi Materials) / JP 2006‑219714 A | Fe–Ni–(Nb, V, Ta) powder; Nb/V/Ta at 0.05–20 mass% total (0.05–19.95 with Mo); optional Al/Mn 0.01–1%. Express rationale: Nb/V/Ta suppress the FeNi₃ ordered phase and thereby RAISE PERMEABILITY; background also states that "Cu, Cr, and Mn ... in addition to Nb, V, and Ta" are known to further enhance permeability | The trace group IV–V metals; the "0.05" lower bound; the express permeability‑improvement rationale; the express Cr + (Nb/V/Ta) combination teaching |
| US 2009/0295518 A1 (Hitachi) (corroborated by US 2014/0205485 A1) | Soft magnetic Fe powder, water atomized, containing V, Nb, Ta, Ti, Zr at 0.001–0.03 atom%, with (additive + oxygen) precipitates; rationale: reduces deformation resistance / lowers recrystallization temperature, yielding higher density and specific resistance | The trace group IV–V metal in an atomized Fe‑based powder; an explicit amount range |
| JP 2008‑109080 A (Alps Electric) = PD3 | Fe‑based soft magnetic powder of formula Fe₁₀₀₋ₐ₋b₋x₋y₋z₋w₋ₜCoₐNi_bM_xP_yC_zB_wSi_t; M = Cr, Mo, W, V, Nb, Ta, Ti, Zr, Hf…, 0 ≤ x ≤ 3 atom%; M added to form a passivating oxide / improve corrosion resistance (¶0024) | Group IV–VI trace in the claimed atom% range (0–3 at% ⊇ 0.015–2.4 at%); Fe‑based atomized powder for a pressed core |
| JP 2001‑226753 A (Sumitomo Special Metals) = PD5 | Formula T₁₀₀₋ₓ₋ᵧRₓMᵧM′_z; ¶0032: z should be 0 ≤ z ≤ 10 at%, preferably 0.5–4 at%, because M′ lowers coercive force but excessive M′ lowers magnetization | The trace-component atom% range overlap for claim 2 |
| JP 2003‑060175 = PD4 | Applicant assigns it formula T₁₀₀₋ₓ₋ᵧRₓMᵧM′_z with M′ 0–30% / 0–20% preferred | Broad z-range disclosure for claim 2 |
| JP 62‑19714‑family (JP 2006‑219714 A), JPH 0 494 01 A (TDK, "Fine crystalline soft magnetic alloy powder"), JPH 3‑68743 A (Mitsui Petrochem), JPH 7‑74410 B2 (Namiki Precision Jewel) | Cited on the face of the patent | Not verified in this pass (search budget exhausted) |
Two record observations that matter for the § 103 case:
- The most on‑point references are conspicuously undiscussed. The applicant's Background devotes pages to PD1–PD5 but says nothing about EP 0 383 035 A2, US 2009/0025830 A1, JP 2006‑219714 A, or US 2009/0295518 A1 — i.e., silent as to the two references that expressly teach (a) an atomized Fe–Si(–Cr, Ti) dust‑core powder and (b) that Nb/V/Ta raise permeability in an Fe‑based soft magnetic powder and are known to be combined with Cr. The applicant's whole non‑obviousness story depends on "no reference suggests group IV–VI additions improve permeability" — a proposition these two references contradict.
- Applicant's own admission. The spec concedes: "Patent Documents 1 and 2 disclose manufacturing the soft magnetic powder by a water atomizing process, etc., as in the present invention. They disclose using an adjunct component selected from Si, Al, and Cr and also disclose that it is possible to add the metals of groups IV‑VI as a small‑amount adjunct component." That is an admission that the base composition + process + the group IV–VI adjunct were all known. What remains is the oxide‑layer difference and the amount range.
3. Combinations that render the claims obvious
Combination A (closest to claim 1; essentially a one‑element gap)
JP 2009‑088502 A / JP 2009‑088496 A (PD1/PD2) in view of JP 2008‑109080 A (PD3) or US 2009/0025830 A1.
- PD2 supplies: Fe‑based powder with Si/Al/Cr subcomponents, made by water atomization, used for a dust core, with group IV–VI metals expressly identified as usable small‑amount adjuncts (≤1 wt% preferred).
- PD3 / US 7,501,925 B2 supplies: the amount, 0 ≤ x ≤ 3 atom% of M selected from Cr, Mo, W, V, Nb, Ta, Ti, Zr, Hf — which encompasses claim 1's 0.05–4.0 wt parts and claim 2's 0.015–2.4 at%.
- The only remaining difference for claim 1 is "no oxide layer."
- Motivation: both references are dust‑core soft magnetic powders made by water atomization; PD3's own objective is a low‑core‑loss pressed core with high permeability, the same objective PD2 pursues. A POSHA seeking both would consult PD3's M‑element teaching, and would not be deterred from omitting the oxide‑coating step — especially because (i) the powder's inter‑particle insulation is supplied by the binder the applicant himself claims in claim 8, and (ii) the applicant's own specification characterizes oxide coating as something that "makes the manufacturing process complex." Simplifying a known process by deleting a coating step whose function is served elsewhere is an obvious expedient (see KSR: "the combination of familiar elements according to known methods is likely to be obvious"; MPEP § 2143, "obvious to try" / "known technique, ready for improvement").
- Rationale type: (E) simple elimination of a known, optional step; (C) use of a known technique to improve a similar material in the same way.
Combination B (Fe–Si–Cr base + Nb/V/Ta permeability teaching)
EP 0 383 035 A2 (Nippon Steel) in view of US 2009/0025830 A1 / JP 2006‑219714 A (Mitsubishi Materials).
- EP 0 383 035 A2 supplies the crystalline, water‑atomized Fe–Si powder with average particle diameter 10–100 µm, Si 2–12 wt%, and optional Cr and Ti below 3% (Cr ≈ <3.2 at%, Ti a group IV metal) — i.e., the whole Fe–Si(–Cr) architecture and even a group IV adjunct.
- Mitsubishi supplies (i) the trace group IV–V elements Nb, V, Ta and (ii) the express statement of the very effect the claim recites — these elements raise permeability in an Fe‑based soft magnetic powder — and (iii) the express statement that Cr in combination with Nb/V/Ta further enhances permeability.
- Motivation: both are Fe‑based soft magnetic powders; EP 0 383 035 A2's purpose is high permeability with low eddy‑current loss at high frequency; Mitsubishi's stated object is to further enhance the permeability of an Fe‑based soft magnetic powder. Where the art addresses the identical parameter in the identical material class, the combination is a textbook KSR case (D) "known technique, ready for improvement" and (C) "same way for a similar device."
- Overlap math that supports prima facie obviousness: claim 1's windows overlap EP 0 383 035 A2's disclosures — Si 2–12 wt% ≈ 3.9–21.5 at% overlaps claimed 2–10 at% Si; Cr <3 wt% ≈ <3.2 at% overlaps claimed 2–10 at% Cr; e.g., Si ≈ 4 at% + Cr ≈ 2–3 at% satisfies x+y = 4–15 at%. Under the overlapping‑ranges doctrine (In re Peterson, 315 F.3d 1325 (Fed. Cir. 2003); In re Woodruff, 919 F.2d 1575 (Fed. Cir. 1990); MPEP § 2144.03), a claimed range that overlaps a disclosed range is prima facie obvious absent criticality.
- Gap to be argued: EP 0 383 035 A2 requires 0.05–0.95 wt% oxygen for an insulating film, whereas claim 1 excludes an oxide layer. Two answers: (a) claim 1 is silent on oxygen content, so the negative limitation is a process choice — the applicant's own method achieves it simply by vacuum drying (−0.1 MPa, 100 °C, 60 min), a conventional step; (b) deleting the coating while supplying insulation with resin/binder is an obvious substitution.
Combination C (atomized Fe powder + group IV–V additive, plus the Si–Cr base)
US 2009/0295518 A1 (Hitachi) in view of JP 2009‑088496 A / JP 2009‑088502 A or EP 0 383 035 A2.
- Hitachi discloses a water‑atomized Fe soft magnetic powder containing V, Nb, Ta, Ti, Zr at 0.001–0.03 atom% and teaches that this addition improves the powder's compactability/magnetic behavior (density ≥7.45 Mg/m³; specific resistance ≥20 µΩ·m).
- Epson/Nippon Steel supply the Fe–Si–Cr crystalline base and the dust‑core context.
- Motivation: both are dust‑core powders made by the same process; Hitachi's addition is aimed at exactly the property (achievable compact density → permeability) that a POSHA needs once fine powder is used.
- Numerical point worth putting in a rejection: converting Hitachi's upper bound to weight parts exposes a direct overlap with the claimed 0.05–4.0 weight parts —
- 0.03 at% Ta ≈ 0.10 wt parts,
- 0.03 at% Nb ≈ 0.05 wt parts,
- 0.03 at% Zr ≈ 0.049 wt parts,
- (0.03 at% V ≈ 0.027 wt parts; 0.03 at% Ti ≈ 0.026 wt parts — below the claimed floor.)
For the heavier Group V/IV metals, Hitachi's maximum lands at or above the claim's lower bound. And Hitachi's minimum 0.001 at% together with a range up to 0.03 at% overlaps claim 2's z = 0.015–2.4 at% in the 0.015–0.03 at% band. - Counterargument the applicant must meet: Hitachi's stated rationale (oxide/precipitate control, recrystallization) differs from the claim's "improve magnetic properties." That rebuttal is weak: (i) the claim phrase is functional and the result is inherent; (ii) the motivation analysis looks to the problem faced, and both documents address permeability of atomized Fe powders for compacts; (iii) Hitachi's explicit "preferably not more than 0.03" does not teach away from 0.05–4.0 weight parts, because for Ta, Nb and Zr the 0.03 at% figure equals or exceeds 0.05 wt parts once converted — the "cap" and the claim overlap.
Combination D (claim 2's z‑range specifically)
JP 2001‑226753 A (PD5) and/or JP 2003‑060175 (PD4) and/or JP 2008‑109080 A (PD3), in view of any of Combinations A–C.
- Claim 2 differs from claim 1 only by expressing the trace amount in atom% (z = 0.015–2.4 at%). Prior art atom% ranges that overlap it:
- PD3: 0 ≤ x ≤ 3 at% → overlaps 0.015–2.4 at% across essentially the whole claim.
- PD5 ¶0032: 0 ≤ z ≤ 10 at%, preferably 0.5–4 at% → overlaps 0.5–2.4 at%.
- PD4: 0–30%, more preferably 0–20% → overlaps.
- US 2009/0295518 A1: 0.001–0.03 at% → overlaps the 0.015–0.03 at% end.
- With four independent references disclosing overlapping atom% ranges for the same class of trace addition to an Fe‑based soft magnetic powder, claim 2 adds no separate inventive concept beyond claim 1 and is the easier of the two independents to reject.
Why a POSHA would combine (the KSR rationales, restated for the record)
- Known technique to improve a similar material in the same way (KSR rationale C). Adding a small amount of Nb/V/Ta/Ti/Mo/W to Fe‑based soft magnetic alloys to raise permeability / lower coercive force was not merely known — it was the standard tool of the field (Mitsubishi, Hitachi, Alps, Sumitomo). Applying it to an Fe–Si–Cr dust‑core powder is the same technique on a closely similar material.
- Art expressly "ready for improvement" (rationale D). Epson's PD1/PD2 and Nippon Steel's EP 0 383 035 A2 both frame the objective as higher permeability with low loss in atomized Fe‑Si‑X powder; Mitsubishi's stated object is to further enhance the permeability of an Fe‑based soft magnetic powder.
- Finite, enumerated, predictable set of solutions ("obvious to try"). The candidate additives are a short closed list — Nb, V, Ta, Ti, Mo, W — every one of which appears as a named option in the cited art (Alps lists Cr, Mo, W, V, Nb, Ta, Ti, Zr, Hf; Hitachi lists V, Nb, Ta, Ti, Zr; Mitsubishi lists Nb, V, Ta). The claim's six‑element Markush group is precisely that list.
- Design incentive / market pressure. The Background of the patent itself documents the industry drivers — miniaturization of choke coils/reactors, high current, high frequency, limited space. Epson's own published work (Epson Atmix, Ultra Fine Soft Magnetic Powders Produced by High Pressure Water Atomization Process, 2006) frames the identical problem for dust cores. Market forces alone supply the motivation.
- Predictable result / reasonable expectation of success. Every reference reports the same direction of effect, and the applicant's own Tables 1–5 confirm it monotonically across three different base compositions (Fe, Fe–Si, Fe–Si–Cr) and for Nb, V, Ta, Ti, Mo and W. There is no unpredictability to defeat the expectation of success.
4. Dependent claims 3–8
| Claim | Prima facie obvious? | Basis |
|---|---|---|
| 3 — trace is one of Nb, V, Ta, Ti, Mo, W | Yes, strongly. This is exactly the list named in the cited art: Alps/US 7,501,925 B2 (Cr, Mo, W, V, Nb, Ta, Ti, Zr, Hf), Hitachi (V, Nb, Ta, Ti, Zr), Mitsubishi (Nb, V, Ta), EP 0 383 035 A2 (Ti). Reciting a subset of known equivalents from a disclosed list is routine (In re Fulton, 391 F.3d 1195 (Fed. Cir. 2004)). | |
| 4 — trace is Nb | Yes, strongly. Nb is named in Alps, Mitsubishi and Hitachi; the applicant's own spec calls Nb "most preferred," and all of Tables 1–3 are Nb examples with the best measured results (e.g., Table 1 Ex. 1‑9: µ 25 vs. µ 13 control; Table 3(A) Ex. 3‑9: µ 37 vs. 23). Selecting the art's expressly identified best member is obvious. | |
| 5 — average particle diameter 0.5–100 µm | Yes. EP 0 383 035 A2 discloses 10–100 µm by water atomization; Epson's own published water‑atomization work reports ~11–12 µm D50; the applicant's examples are 1, 10 and 50 µm. Optimization of a disclosed size range is routine (In re Aller, 220 F.2d 454 (CCPA 1955); In re Boesch, 617 F.2d 272 (CCPA 1980)). | |
| 6 — spherical powder | Yes. A direct consequence of water atomization, taught by EP 0 383 035 A2 (water atomization) and expressly advocated in the Epson Atmix paper ("the magnetic powder should be spherical to secure higher compressibility and particle insulation"). Applicant's spec concedes spherical is "preferably" used from a magnetic‑property standpoint. | |
| 7 — made by a water‑atomizing process | Yes, near‑anticipatory. Water atomization is disclosed in EP 0 383 035 A2, PD1, PD2, US 2009/0295518 A1 and the Alps/Alps‑family powder work. The applicant's own spec says water atomization is the recommended inexpensive route. | |
| 8 — pressed core, powder of claim 1 or 2 + 1–10 wt parts binder per 100 wt parts powder | Yes. PD1/PD2 are dust cores of oxide‑coated powder with resin; Alps' US 7,501,925 B2 is a magnetic core of soft magnetic powder mixed with resin/inorganic powder; Epson Atmix's published ring coils use epoxy resin at 2 wt% — squarely inside the claimed 1–10 wt parts. The range is a routine optimization (applicant's own examples use 3 and 5 wt%). |
5. Anticipated rebuttals and how they fare
(a) "The references teach that group IV–VI additions are for corrosion resistance, not permeability." True of PD3 (¶0024) and PD5 (¶0032, "coercive force ... but ... does not contribute to increasing the magnetic permeability"). But the argument fails on this record because US 2009/0025830 A1 / JP 2006‑219714 A expressly teach the opposite for Nb/V/Ta — permeability enhancement by suppression of the ordered phase — and Hitachi teaches these same elements in an atomized Fe powder. A single reference squarely on the claimed effect defeats a "no motivation" argument that rests on other references saying something different.
(b) "PD2 says the adjunct should be ≤1 wt%, which teaches away." Not a teaching away. A preference for a lower sub‑range does not discourage the claimed range where the claimed range overlaps the disclosed one and where the lower portion (0.05–1.0 wt parts) is within the claim. In re Merck & Co., 800 F.2d 1091 (Fed. Cir. 1986) requires the prior art to discourage the step; disclosure of a broader range does not teach away from a narrower species (Wm. Wrigley Jr. Co. v. Cadbury Adams, 683 F.3d 1356 (Fed. Cir. 2012)). Moreover, the applicant's own data (Tables 1–3) show that 3 wt% Nb — near the top of the claim — performs best, so the art's "≤1 wt%" preference points into the claim, not away from it.
(c) "The claimed ranges are critical." This is the applicant's only real escape, and the record does not support it:
- Si upper bound (10 at%) is not critical. At identical condition (10 µm, 3% resin, Nb = 3), Table 2(A) Ex. 2‑9 (Si = 6 at%) gives µ 33 / core loss 1960, while Table 2(B) Ex. 2‑27 (Si = 12 at%, outside the claim) gives µ 34 / core loss 2000 — statistically indistinguishable, and the higher‑Si composition is not worse. At Nb = 0 the same comparison is µ 20/2400 vs. µ 24/3200. The data therefore do not establish that the 10 at% ceiling marks any performance cliff.
- Cr lower bound (2 at%) is contradicted by the patent's own examples. Table 3(B) compositions use Cr = 1.8 at% — below the claimed floor — and perform well (e.g., Ex. 3‑27: µ 40 / 1650 at Nb = 3). A granted‑claim boundary that excludes the applicant's own working examples does not read like a critical limit.
- The trace ceiling (4.0 wt parts) is untested. The examples stop at 3 wt%; there is no data at, or approaching, the 4.0 wt‑part ceiling, and no data below the 0.05 floor.
- Most of the disclosed data sits outside the granted claim. Tables 1, 2(A), 2(B) and much of Table 4 use x = 0 (no Si) or no Cr, and Table 4 Exs. 4‑1 to 4‑4 use Ni or Co instead of Si and/or no Cr. The claim window is essentially supported by a single composition point (Si 6.7 at% / Cr 4.6 at%, Table 3(A) and Table 5). That thinness cuts against any "criticality"/unexpected‑results argument and, once a prima facie case is made, the burden of proving criticality is the applicant's (In re Woodruff; In re Geisler, 116 F.3d 1465 (Fed. Cir. 1997)).
(d) "The 'no oxide layer' limitation is a patentable difference." It is a real difference (and, per the earlier summary, the applicant deliberately inserted it to distinguish the oxide‑coated Epson and Nippon Steel powders). But its obviousness significance is small: it recites the absence of a step, the function of which (inter‑particle insulation) is supplied by the resin binder in claim 8, and the applicant's own specification calls the coating step a complication that "makes the manufacturing process complex." The ordinary inference is that a POSHA would find it obvious to omit the coating and rely on the binder. There is a second, harder edge to this limitation: read literally, a water‑atomized Fe–Si–Cr powder will always carry some native surface oxide, so the claim's boundaries are process‑dependent and indefinite in practice — which makes the "difference" fragile as a non‑obviousness anchor even if it survives § 103.
(e) "The combination changes the principle of operation of each reference." Consider the KSR "additional design element" warning: nothing about adding Nb/V/Ta to an Fe–Si–Cr powder changes what any reference is doing. Each reference continues to operate exactly as intended (Nippon Steel's powder remains an atomized Fe‑Si core material; Epson's remains a dust‑core powder; Mitsubishi/Hitachi's additive continues to do what it was known to do). No bodily incorporation of an incompatible system is required.
(f) Objective evidence not of record. I found no evidence of unexpected results, commercial success, long‑felt need, industry praise, copying, or failure of others tied to this patent in the sources I could reach. The patent's Tables 1–5 are the only applicant data, and they cut against criticality as shown above.
6. Bottom line — strength of the prima facie case
| Claim | Prima facie obvious under § 103? | Strongest reference combination |
|---|---|---|
| 1 | Yes (high confidence on the merits; moderate confidence that a given examiner's evidence would survive appeal, given the "no oxide layer" wrinkle) | PD1/PD2 (Epson) + PD3 (Alps) for the amount; or EP 0 383 035 A2 + US 2009/0025830 A1 for base + permeability effect |
| 2 | Yes (stronger than claim 1 — four independent atom% overlaps) | PD3 (0–3 at%) and/or PD5 (0–10, pref. 0.5–4 at%) in view of any of the above |
| 3 | Yes, strongly | Als/os/Hitachi/Mitsubishi lists |
| 4 | Yes, strongly | Nb named in Alps, Mitsubishi, Hitachi; best data in applicant's own tables |
| 5 | Yes | EP 0 383 035 A2 (10–100 µm water atomized) |
| 6 | Yes | EP 0 383 035 A2 + Epson Atmix published work |
| 7 | Yes (near‑anticipatory) | EP 0 383 035 A2; PD1/PD2; Hitachi |
| 8 | Yes | PD1/PD2 dust cores; Epson Atmix 2 wt% epoxy ring coils |
Single most damaging combination: US 2009/0025830 A1 (or JP 2006‑219714 A) in view of EP 0 383 035 A2 — the first supplies the express teaching that Nb/V/Ta raise permeability in an Fe‑based soft magnetic powder and that Cr + (Nb/V/Ta) is a known combination for enhancing permeability; the second supplies a crystalline, water‑atomized Fe–Si(–Cr, Ti) powder of 10–100 µm whose disclosed Si and Cr ranges overlap claim 1's. The residue — omitting the oxide layer — is an obvious process simplification once the claimed article relies on binder for insulation (claim 8).
Single most damaging single reference: JP 2009‑088502 A (PD2), which the applicant itself concedes discloses the water‑atomization route, the Si/Al/Cr adjunct, and the optional group IV–VI small‑amount adjunct — leaving only the oxide‑layer omission between it and claim 1.
Weakest link in the analysis (stated plainly): I could not retrieve and verify the full disclosures of JPH 0 494 01 A (TDK, "Fine crystalline soft magnetic alloy powder and manufacture thereof"), JPH 3‑68743 A, JPH 7‑74410 B2, JP 2001‑226753 A, JP 2003‑060175, JP 2006‑219714 A (JP text), JP 2008‑109080 A (JP text) or JP 2009‑088496 A (full text) within the available search budget. My characterizations of those documents rest on (i) the applicant's own statements in the Background and (ii) English‑language counterparts/abstracts that surfaced (US 7,501,925 B2; US 7,622,012 B2; US 2009/0025830 A1; US 2009/0295518 A1; US 2014/0205485 A1; EP 0 383 035 A2/A3; the Epson Atmix 2006 conference paper). Before filing any office action or validity opinion, the following should be pulled in full text: JPH 0 494 01 A (potentially the closest "fine crystalline alloy powder" reference — its disclosure could convert claim 1 from obvious to anticipated), JP 2001‑226753 A, and the JP originals of JP 2006‑219714 A and JP 2008‑109080 A.
7. Two record inconsistencies that should be flagged in any opinion (per your cross‑reference instruction)
- Patent Document 4 number/title mismatch. The patent's Background calls JP 2003‑060175 a reference with formula T₁₀₀₋ₓ₋ᵧRₓMᵧM′_z and a 0–30%/0–20% M′ teaching. Google's citation table lists JP 2003‑060175 A as Nikon Corp., "Solid-state imaging device." I have flagged this rather than auto‑correcting it, per your rule; either the patent mis‑cites the document, or the citation table's title/assignee is in error. This matters only marginally to the § 103 analysis (PD4 supplies a broad z‑range teaching that PD3 and PD5 also supply), but it should be resolved before relying on PD4.
- Internal numeric inconsistency carried from the earlier section. The specification states "z is 0.15–2.4 at %, preferably 0.10–0.40 at %," while the Summary and claim 2 recite z = 0.015–2.4 at%. The claim language governs scope. Practically, this inconsistency helps an obviousness attack on claim 2: the applicant cannot credibly assert criticality for a 0.015–2.4 at% window when his own specification simultaneously describes the preferred window as 0.10–0.40 at% (a 4× narrower band) and elsewhere as 0.15–2.4 at%.
- Claim 1 typo "crytalline" is reproduced literally per your no‑auto‑correct rule; it has no substantive effect on claim scope.
Overall confidence: High on the claim scope, the prior‑art identification, the overlap arithmetic, and the KSR rationales. Medium on whether a specific claim‑1 rejection would be sustained on appeal, given the negative "no oxide layer" limitation and the thinness of corroborating prior‑art detail for four of the twelve cited references — both of which are fixable with the full texts identified in § 6.
Generated 9/28/2026, 4:14:50 PM
Extensions
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