Invalidity dossier
US 9413722
Rule-based network-threat detection
Current assignee: Cisco Systems, Inc.
Added 8/30/2026, 12:47:06 AM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for information about US patent 9413722 and any CAFC 2026 docket activity.
Let me search for the claims text and any recent CAFC docket activity for this patent.
Let me dig deeper into the specific CAFC docket numbers and try to locate the full claim text of 9413722.
I've completed my searches. Here is a concise summary of my findings, with the caveats noted where my information is incomplete.
US Patent 9,413,722 — Summary
Title: Rule-based network-threat detection
Patent number: US 9,413,722 B1 (application no. 14/855,374)
Assignee (original): Centripetal Networks, Inc. — current assignee Centripetal Networks, LLC (name change recorded 2023-01-20; a security-interest assignment to Douglas A. Smith in 2017 was released back to Centripetal in 2019)
Inventors: David K. Ahn; Keith A. George; Peter P. Geremia; Pierre Mallett, III; Sean Moore; Robert T. Perry; Jonathan R. Rogers
Filing date: September 15, 2015 (as a continuation of U.S. App. No. 14/690,302, filed April 17, 2015, which is the priority date; related to PCT/US2016/026339 and EP 3284238 A1)
Issue/publication date: August 9, 2016 (some secondary databases list grant date as August 8, 2016 — minor date-rounding discrepancy; Google Patents, which you provided as authoritative, lists Aug. 9, 2016)
Status: Active; anticipated expiration April 17, 2035
Classifications: H04L63/00, H04L63/02, H04L63/0227, H04L63/0236, H04L63/0263, H04L63/12, H04L63/1408, H04L63/1416, H04L63/1425, H04L63/1441, H04L43/02, H04L43/028
Abstract (verbatim from the patent):
"A packet-filtering device may receive packet-filtering rules configured to cause the packet-filtering device to identify packets corresponding to network-threat indicators. The packet-filtering device may receive packets and, for each packet, may determine that the packet corresponds to criteria specified by a packet-filtering rule. The criteria may correspond to one or more of the network-threat indicators. The packet-filtering device may apply an operator specified by the packet-filtering rule. The operator may be configured to cause the packet-filtering device to either prevent the packet from continuing toward its destination or allow the packet to continue toward its destination. The packet-filtering device may generate a log entry comprising information from the packet-filtering rule that identifies the one or more network-threat indicators and indicating whether the packet-filtering device prevented the packet from continuing toward its destination or allowed the packet to continue toward its destination."
Independent claims — plain-language overview
Important caveat: The full claim text was not available in the source material you provided (the Google Patents fetch cut off mid-specification, before the Claims section), and my searches did not surface the verbatim claims. The description below of claim 1 is reconstructed from PTAB/IPR claim-comparison exhibits (e.g., Unified Patents PTACTS petition no. 1550307 and Docket Alarm/IPR2021-01148 Exhibit 1035) that map related Centripetal patents (10,757,126; 10,609,062) to 9,413,722. Treat element-by-element wording as approximate, not authoritative.
Claim 1 (independent — method claim): A packet-filtering device performs a method in which it (a) receives a plurality of packet-filtering rules configured to identify packets corresponding to one or more network-threat indicators; (b) receives a first packet corresponding to at least one of the network-threat indicators; (c) determines the first packet satisfies one or more criteria specified by a packet-filtering rule, the criteria corresponding to the network-threat indicators; (d) applies an operator specified by the rule that allows the first packet to continue toward its destination; (e) communicates information from the rule identifying the network-threat indicators plus data indicating the packet was allowed; (f) causes display of that information in an interface portion corresponding to the rule and indicators; (g) receives an instruction generated when a user invokes an element in that interface portion; (h) modifies the operator to reconfigure the device to prevent packets corresponding to those indicators from continuing; (i)–(j) upon determining a second packet corresponds to the criteria, prevents it from continuing toward its destination; and (k)–(l) communicates and displays data indicating the second packet was prevented.
Other claims: The patent has at least 11 claims (dependent claims referenced include 2, 4, 5, 6, 10, 11). Dependent claims 2/4/5 add limitations such as the device being located at a boundary between a first and second network, packets being destined for particular hosts, and determinations based on a "common host." Claim 10 adds that each network-threat indicator corresponds to at least one network threat of a plurality; claim 11 adds per-packet generation of a packet-log entry containing rule information identifying the indicators and the allow/prevent outcome; claim 6 (per the comparison chart) adds updating a packet-flow log based on a packet-log entry. I could not confirm whether there are additional independent apparatus/computer-readable-medium claims — I did not retrieve the full claim set, so I cannot state with confidence how many independent claims exist or give verbatim text.
CAFC 2026 docket check for 9,413,722
I searched the CAFC 2026 docket activity for this exact patent number:
- No 2026 CAFC docket directly tied to 9,413,722 was found. The Centripetal v. Cisco appeal heard and decided in 2026 — No. 24-2097 (oral argument April 7, 2026; opinion issued April 29, 2026) — concerns other Centripetal patents (the '193, '806, and '176 patents), not the '722 patent.
- The most recent Federal Circuit disposition specifically involving 9,413,722 was No. 20-2057 (Fed. Cir. Mar. 10, 2021), which affirmed PTAB unpatentability findings in IPR2018-01760 (Taranto, joined by Moore & Schall); a cert. petition (No. 21-193) was filed Aug. 11, 2021. Related litigation identifiers for the '722 patent include E.D. Va. cases 2:17-cv-00383 and 2:18-cv-00094, and CAFC No. 21-1888 (the vacated multibillion-dollar judgment appeal, which centered on the broader Centripetal-Cisco dispute).
Confidence note: The bibliographic data (title, assignee, inventors, dates, abstract) is corroborated across Google Patents, FreePatentsOnline, USPTO.report, and Unified Patents, so I have high confidence there. The claim overview is lower-confidence because it is reconstructed from comparison exhibits rather than the issued claim text. If you need verbatim claims, I'd recommend pulling the PDF from USPTO PatentCenter (application 14/855,374) or the Google Patents "Claims" tab directly.
Generated 8/31/2026, 4:48:40 AM
Cases on file (4)
Group view →Specific litigation cases in our database that name US patent 9413722. The free-form analysis below may also discuss cases beyond this list.
Lawsuits filed per year
- Cisco Systems, Inc. v. Centripetal Networks, Inc.filed Sep 18, 2018IPR2018-01760Patent Trial and Appeal Board (PTAB)terminated May 18, 2020final written decision; affirmed
Defendants: Centripetal Networks, Inc.
- Centripetal Networks, Inc. v. Cisco Systems, Inc.filed Feb 13, 20182:18-cv-00094U.S. District Court for the Eastern District of Virginiaterminated May 27, 2025closed
Defendants: Cisco Systems, Inc.
- Centripetal Networks, Inc. v. Keysight Technologies, Inc. et al.filed Jul 20, 20172:17-cv-00383U.S. District Court for the Eastern District of Virginia (Norfolk Division)terminated Oct 11, 2018terminated/settled
Defendants: Keysight Technologies, Inc., IXIA
- 24-2097U.S. Court of Appeals for the Federal Circuitpending
Defendants: Cisco Systems, Inc.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
Based on my research, here is what I can report regarding litigation involving US Patent No. 9,413,722 (US9413722B1, "Rule-based network-threat detection," Centripetal Networks). Note: the patent is frequently referred to by its last three digits as the "'722 patent" in court and PTAB filings — that is the same patent as 9413722.
District Court Litigation
1. Centripetal Networks, Inc. v. Keysight Technologies, Inc. and Ixia ("Keysight I")
- Plaintiff: Centripetal Networks, Inc.
- Defendants: Keysight Technologies, Inc.; Ixia
- Jurisdiction: U.S. District Court for the Eastern District of Virginia (Norfolk/Newport News Division)
- Case No.: 2:17-cv-00383 (HCM-LRL)
- Filing date: July 20, 2017 (per the complaint docket and Stanford NPE Litigation Database)
- Outcome/status: The '722 patent (9413722) was among the patents asserted. The case proceeded to jury trial in October 2018 but settled during trial (joint stipulation of dismissal filed Oct. 11, 2018). Status: terminated/closed. Centripetal later described it in an ITC complaint as "Keysight I, which settled during trial."
2. Centripetal Networks, Inc. v. Cisco Systems, Inc. ("Cisco")
- Plaintiff: Centripetal Networks, Inc. (later Centripetal Networks, LLC)
- Defendant: Cisco Systems, Inc.
- Jurisdiction: U.S. District Court for the Eastern District of Virginia
- Case No.: 2:18-cv-00094 (HCM-LRL, later EWH-LRL)
- Filing date: February 13, 2018
- Outcome/status: The '722 patent was initially asserted but was not part of the bench trial (per Centripetal's later ITC complaint). In October 2020, Judge Henry Coke Morgan, Jr. entered a roughly $2.75 billion judgment for Centripetal on the tried patents. That judgment was vacated by the Federal Circuit (see 21-1888 below) due to the judge's failure to recuse (he owned Cisco stock). On remand, Judge Elizabeth W. Hanes found that Cisco did not infringe the Centripetal patents; the case was closed on May 27, 2025. A Federal Circuit panel heard argument in April 2026 on the remand decision (see 24-2097 below).
PTAB / Inter Partes Review
3. Cisco Systems, Inc. v. Centripetal Networks, Inc. — IPR2018-01760
- Petitioner: Cisco Systems, Inc.
- Patent Owner: Centripetal Networks, Inc.
- Jurisdiction: Patent Trial and Appeal Board (PTAB)
- Case No.: IPR2018-01760
- Filing date: September 18, 2018 (petition)
- Outcome/status: The Board instituted review of claims 1–25 of the '722 patent (9413722). On May 18, 2020, the Board issued a Final Written Decision finding all challenged claims unpatentable as obvious over the Sourcefire 3D System User Guide. Centripetal appealed to the Federal Circuit (see 20-2057 below), and the FWD was affirmed by the Federal Circuit. The IPR decision has since been used by other petitioners (e.g., Keysight in IPR2022-01097) under collateral-estoppel theories against related Centripetal patents.
Federal Circuit Appeals
4. Centripetal Networks, Inc. v. Cisco Systems, Inc. — No. 20-2057 (Fed. Cir.)
- Parties: Centripetal Networks, Inc. (appellant) v. Cisco Systems, Inc. (appellee)
- Subject: Appeal of the IPR2018-01760 Final Written Decision invalidating claims 1–25 of the '722 patent (9413722)
- Outcome: The Federal Circuit affirmed the Board's unpatentability determination (the decision addresses the "network-threat indicator" claim limitation and the Sourcefire reference).
5. Centripetal Networks, Inc. v. Cisco Systems, Inc. — No. 21-1888 (Fed. Cir.)
- Parties: Centripetal Networks, Inc. (appellant) v. Cisco Systems, Inc. (appellee)
- Subject: Appeal of the E.D. Va. $2.75 billion judgment in 2:18-cv-00094
- Outcome: The Federal Circuit vacated the judgment and remanded due to the district judge's failure to recuse despite owning Cisco stock (reported as Centripetal Networks, Inc. v. Cisco Systems, Inc., 38 F.4th 1026 (Fed. Cir. 2022)).
6. Centripetal Networks, LLC v. Cisco Systems, Inc. (or related party) — No. 24-2097 (Fed. Cir.)
- Jurisdiction: U.S. Court of Appeals for the Federal Circuit
- Status: Listed on the patent's litigation record (Google Patents/Unified Patents). Based on timing and the April 2026 Federal Circuit argument reported by Law360, this appears to be the appeal of the post-remand decision in the Cisco case (Judge Hanes' no-infringement finding). The Federal Circuit panel heard argument on April 7, 2026; no final disposition had been reported as of the argument date, and I could not confirm the final outcome in my searches.
Confidence Notes
- The district court case numbers, parties, jurisdictions, and filing dates for 2:17-cv-00383 and 2:18-cv-00094, and the PTAB case number/filing date/FWD date for IPR2018-01760, are well corroborated by multiple sources (Stanford NPE Litigation Database, Unified Patents, Patexia, CourtListener, RPX, and court filings).
- The specific subject matter and outcomes of CAFC Nos. 20-2057, 21-1888, and 24-2097 are based on my analysis of the docket/opinion records; I have high confidence on 20-2057 (IPR appeal, affirmed) and 21-1888 (vacatur of the Cisco judgment). For 24-2097, I have lower confidence on the precise parties and scope — it is listed on the patent's litigation record as a Federal Circuit case, and the timing aligns with the Cisco remand appeal, but I could not confirm its caption and disposition before reaching my search limit.
Generated 8/31/2026, 4:48:36 AM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
Current assignee: Cisco Systems, Inc.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
Proceedings overview
One proceeding on file — IPR2018-01760 (Cisco v. Centripetal) — and it is over, with the patent badly bloodied. The USPTO Open Data Portal block supplied in the prompt shows no AIA trial proceedings, but that is an ingest gap: web search confirms one completed IPR (filed 2018-09-18, Final Written Decision 2020-05-18, Federal Circuit affirmance 2021-03-10) that the ODP has not indexed. There are zero active proceedings, zero settlements, and zero institution denials. Bottom-line defensive posture: claims 1–7, 10–12, 14–21, 24, and 25 (20 of 25 claims) have been canceled and the cancellation affirmed on appeal — if a demand letter or complaint cites any of those claims, the plaintiff has no case on them; only claims 8, 9, 13, 22, and 23 remain in force.
IPR2018-01760 — Cisco Systems, Inc. v. Centripetal Networks, Inc.
- Type: Inter Partes Review (35 U.S.C. § 311 et seq.)
- Filed: 2018-09-18
- Status: Terminated — Final Written Decision issued (Paper 41, 2020-05-18, Cisco Sys., Inc. v. Centripetal Networks, Inc., 2020 WL 2549613 (P.T.A.B. May 18, 2020)); Patent Owner's appeal to the Federal Circuit affirmed 2021-03-10. (Note: the ODP structured block in this prompt lists no proceedings — this IPR is confirmed via web sources: Patexia case summary, the Federal Circuit opinion, and the Notice of Appeal.)
- Judge panel: APJs John W. Lee (author of the FWD), Brian J. McNamara, and John P. Pinkerton.
- Petition grounds: All claims 1–25 challenged under 35 U.S.C. § 103 for obviousness over the Sourcefire 3D System User Guide Version 4.10 (Ex. 1004), supported by the Declaration of Dr. Stuart Staniford (Ex. 1003). The primary contested issues were whether the Sourcefire manual was a "printed publication" under § 311(b) and whether it taught the "network-threat indicator" limitation.
- Institution decision: Instituted 2019-05-20 (the Federal Circuit confirms "the Board instituted an inter partes review"). The exact claim-by-claim scope of institution is not confirmed from the sources I could verify; the Patent Owner Response defended the merits of claims 8–9, 13, 14, and 22–23, which is consistent with institution on the full set or nearly so.
- Final Written Decision (2020-05-18, Paper 41): The Board held Sourcefire to be a qualifying printed publication and found claims 1–7, 10–12, 14–21, 24, and 25 unpatentable under § 103 in view of Sourcefire. The Federal Circuit described the verdict this way: "the Board ... ruled that Sourcefire was a printed publication and that the claimed inventions in claims 1-7, 10-12, 14-21, 24, and 25 in the '722 patent would have been obvious to a relevant artisan in view of Sourcefire." Claims 8, 9, 13, 22, and 23 were not held unpatentable and remain in force. (I have not verified from a directly available copy of Paper 41 whether those five were non-instituted or held patentable on the merits — the CAFC enumeration is my authoritative source for the claim-level outcome; confirm against Paper 41 before relying on the distinction.)
- Settlement / termination: No settlement. The case ran to a Final Written Decision and was then appealed by the Patent Owner.
- Appeal: Centripetal (Patent Owner) appealed to the Federal Circuit — Docket No. 20-2057, Notice of Appeal dated 2020-07-15. Issues raised: Sourcefire's printed-publication status; alleged reliance on arguments beyond Petitioner's Reply; claim construction (including "network-threat indicator"); the § 103 finding; motivation to modify; and secondary considerations. The only limitation actually argued on appeal was "network-threat indicator." The CAFC affirmed on 2021-03-10 in Centripetal Networks, Inc. v. Cisco Systems, Inc., 847 F. App'x 881 (Fed. Cir. 2021) (non-precedential) — CourtListener opinion · Justia PDF of the opinion.
- Defensive value: The single most powerful fact in this patent's history. Twenty of twenty-five claims are dead, the invalidity finding survived appeal, and the FWD's findings on Sourcefire (printed-publication status, teachings, motivation) have already been deployed via collateral estoppel against Centripetal in later IPRs on family patents (e.g., Keysight's IPR2022-01097 on the related '917 patent). Any infringement theory built on the canceled claims is sanction-bait; the realistic fight is confined to claims 8, 9, 13, 22, and 23.
Strategic summary
Claim census after IPR2018-01760 (affirmed): CANCELED — claims 1, 2, 3, 4, 5, 6, 7, 10, 11, 12, 14, 15, 16, 17, 18, 19, 20, 21, 24, 25 (20 claims). SUSTAINED — claims 8, 9, 13, 22, 23 (5 claims). UNTESTED — nothing meaningful: all 25 claims were challenged in the only IPR, so the surviving five are the only claims that have been through a merits fight and come out alive. Claim 1 (the representative method claim) is gone, as are the independent-system/computing-device analogues to the extent they fell within the canceled set; note the surviving claims include apparatus claim 8 and computer-readable-medium claim 15's siblings — a plaintiff asserting this patent today must rely on the five survivors, all of which are narrower dependents or related statutory classes.
Estoppel landscape: Under 35 U.S.C. § 315(e)(2), Cisco and its privies are barred from re-litigating in district court any ground raised or reasonably raiseable in IPR2018-01760 — including the Sourcefire obviousness ground and the printed-publication arguments. Critically, estoppel does not bind a new defendant. If you are a fresh target of assertion, you are free to run the Sourcefire § 103 ground yourself (it is now battle-tested and affirmed — cheap to adopt), and you are also free to raise new grounds never litigated: different § 102/§ 103 art combinations, § 112 written-description/indefiniteness (not part of the Cisco IPR), and § 101 eligibility (which Ixia/Keysight pressed in the parallel district-court litigation, 2:17-cv-00383, via a § 101 motion to dismiss). The FWD is not res judicata against a non-party, but its findings on Sourcefire are highly persuasive and were expressly reused in later family IPRs.
Pattern signals: One petitioner (Cisco) filed one IPR on this exact patent and won decisively; Centripetal appealed and lost. The patent owner's litigation posture is aggressive — it obtained a roughly $2.75B jury verdict against Cisco in the parallel E.D. Va. case that the Federal Circuit later vacated on APJ-recusal/appearance grounds (Centripetal Networks, Inc. v. Cisco Sys., 38 F.4th 1039 (Fed. Cir. 2022), CAFC 20-1635) — so expect hard-fought IPR and litigation regardless. Since the '722 FWD, Centripetal's family patents have drawn repeated IPRs from Palo Alto Networks (IPR2021-01147/01148/01149) and Keysight (IPR2022-01097, IPR2022-01151, etc.), several of which rode collateral estoppel off this very FWD. Unified Patents appears in the record as a litigation-data/PTAB-data source and as a petitioner on other Centripetal-family matters, not as the petitioner here — the IPR2018-01760 petitioner is Cisco.
Recommended next steps
- If the demand letter or complaint cites claims 1–7, 10–12, 14–21, 24, or 25: move to strike or seek judgment on those claims immediately. They are canceled by IPR2018-01760, Paper 41 (PTAB, 2020-05-18), affirmed in Centripetal Networks, Inc. v. Cisco Systems, Inc., 847 F. App'x 881 (Fed. Cir. 2021). Pull Paper 41 from USPTO PTAB E2E (Case IPR2018-01760) and quote the disposition; the CAFC opinion (CourtListener) states the claim enumeration verbatim. A plaintiff cannot assert canceled claims as a matter of law.
- If the assertion is limited to claims 8, 9, 13, 22, or 23: those survived the only IPR, so they are the hardened core. No IPR estoppel bars you (you are not Cisco or its privy). Commission a fresh prior-art search (post-Sourcefire art, non-IPR art, plus § 112 and § 101 analyses) and consider a new petition — note the statutory 1-year trial clock and that any new IPR must be filed within one year of being served with a complaint (§ 315(b)), so move fast if you are already sued.
- No active PTAB deadlines exist — there is no pending institution decision, oral hearing, or FWD due date to calendar. The absence of any second IPR on this specific patent, despite heavy family litigation, is itself a signal: challengers have focused on the family's later patents, and the '722's surviving claims have never been retested. If you are facing the survivors, you would be the first to test them.
Sources: IPR2018-01760 FWD (Paper 41, 2020-05-18) and Patent Owner Response (Paper 14) via Docket Alarm/RPX; Notice of Appeal (2020-07-15) via RPX; Federal Circuit opinion 20-2057, 847 F. App'x 881 (2021-03-10) via CourtListener/Justia; Patexia IPR2018-01760 summary; Keysight IPR2022-01097 petition exhibits (collateral-estoppel reliance on the '722 FWD) via USPTO PTACTS.
Generated 8/31/2026, 4:49:31 AM
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
Inventors
All seven named inventors executed an assignment of their interests to the original assignee on 2015-09-16 (recorded the day after the 14/855,374 filing), which is the standard inventor-to-employer assignment. The inventors were employees of Centripetal Networks, Inc. (Herndon, VA) at the time of filing:
- David K. Ahn
- Keith A. George
- Peter P. Geremia
- Pierre Mallett III
- Sean Moore
- Robert T. Perry
- Jonathan R. Rogers
Pattern note: several of these inventors (Moore, Ahn, Geremia, Rogers, George) appear repeatedly on other Centripetal family patents (e.g., 9,137,205 "Methods and systems for protecting a secured network" — Rogers et al.; 9,160,713 "Filtering network data transfers" — Moore), which is consistent with a stable in-house R&D team rather than a pre-sale inventor exodus. I could not verify post-filing departure timing from public sources, so I will not speculate on the "all inventors leave within 12 months" tell — there is no evidence of it.
Original assignee
Centripetal Networks, Inc. (named on the issued patent; FreePatentsOnline records "Assignee: Centripetal Networks, Inc.").
- Products: Yes — Centripetal is an operating network-security vendor. In the ITC 337-TA-1314 domestic-industry filings it states its "Domestic Industry Products" practice claims of this patent family and that it maintains ~80-person US R&D/engineering staff in Reston, VA and Portsmouth, NH (see PTAB/ITC exhibit filings at ptacts.uspto.gov). Commercial products include CleanINTERNET and RuleQUEST.
- Line of business: Network-threat detection / packet-filtering security appliances and threat-intelligence integration.
- Current status: Operating. Renamed Centripetal Networks, LLC via a recorded change of name (2023-01-20). Not in bankruptcy; not acquired.
Assignment timeline
Recorded events are confirmed from the Google Patents legal-events feed (which mirrors USPTO assignment records) and the USPTO cover sheet reproduced in the Keysight IPR2022-01199 exhibit (DocketAlarm copy of EPAS ID PAT4374169). I could not retrieve reel/frame numbers from the sources available to me — pull them from the USPTO Assignment Center search to cite precisely.
2015-09-15 (executed) / recorded 2015-09-16 — Reel not retrieved (Assignment Center will confirm)
- Conveyance: Assignment of Assignors' Interest
- Assignor: David K. Ahn, Keith A. George, Peter P. Geremia, Pierre Mallett III, Sean Moore, Robert T. Perry, Jonathan R. Rogers
- Assignee: Centripetal Networks, Inc.
- Correspondent: not captured in the sources available to me
- Context: standard inventor-to-employer assignment at filing; no NPE significance.
2017-04-17 (executed) / recorded 2017-04-19 — Reel not retrieved
- Conveyance: Security Interest (Patent and Trademark Security Agreement, 14 properties incl. 9,413,722)
- Assignor (Grantor): Centripetal Networks, Inc.
- Assignee (Grantee): Douglas A. Smith, 12770 Merit Drive, Suite 800, Dallas, TX 75251
- Correspondent: Boston, MA firm (recorded cover sheet lists phone 617-951-8000 / fax 617-951-8736; firm name not captured in the exhibit snippet I accessed)
- Context: first-priority security interest granted to an individual lender in connection with a Note and Warrant Purchase Agreement — patent-backed debt financing, not a transfer of title. This is the same transaction Google Patents lists as "Assigned to SMITH, DOUGLAS A." on 2017-04-19.
2019-03-04 (recorded) — Reel not retrieved
- Conveyance: Security Interest (release / termination)
- Assignor: Douglas A. Smith
- Assignee: Centripetal Networks, Inc.
- Context: release of the 2017 lender security interest, confirming it was loan collateral, not an ownership transfer.
2023-01-20 (recorded) — Reel not retrieved
- Conveyance: Change of Name
- Assignor: Centripetal Networks, Inc.
- Assignee: Centripetal Networks, LLC
- Context: corporate name change only; no change in beneficial ownership.
No other assignments are recorded. The chain is: Inventors → Centripetal Networks, Inc. (2015) → (lien: D.A. Smith 2017, released 2019) → Centripetal Networks, LLC (2023 name change).
Timeline diagram
timeline
title Ownership of US 9413722
2015 : Filed by Centripetal Networks Inc
: Inventors assign to Centripetal
2016 : Patent issued
2017 : Lender security interest to Douglas A Smith
: First suit filed vs Keysight and Ixia
2019 : Security interest released
2023 : Name change to Centripetal Networks LLC
NPE / troll-pattern signals
Shell-entity transfer — Not present. No transfer to an "IP / Holdings / Licensing" LLC ever occurred. The only non-Centripetal entity in the record is an individual lender (Douglas A. Smith, Dallas TX) holding a security interest, which is loan collateral, not a shell-entity conveyance. The 2023 event is a name change of the same operating company.
Known asserter in the chain — Not present. The asserting entity is Centripetal itself, which the Stanford NPE Litigation Database classifies as "Practicing Entity" (case 2:17-cv-00383, npe.law.stanford.edu/case/191726). No Acacia, Marathon, IV, IPNav, or other listed NPE appears in the record. Douglas A. Smith appears as a lender, not a patent-assertion vehicle.
Repeat correspondent across the chain — Unclear. The only correspondent detail I could verify is the Boston, MA phone/fax (617-951-8000 / 617-951-8736) on the 2017 security-interest cover sheet (EPAS ID PAT4374169). I could not verify the firm name or whether the same firm appears on other links, so I will not assert recurrence.
Cascading transfers — Not present. Four recorded events over eight years, with no chained LLCs and no rapid flip. The 2017→2019 Smith entries are a loan grant and release, not a cascade.
Pre-litigation transfer — Not present as an NPE tell (with context). The security interest was executed 2017-04-17 and recorded 2017-04-19, roughly three months before the first suit (2:17-cv-00383, filed 2017-07-20). But a lender security interest does not transfer title or change standing, and it was granted in exchange for a Note and Warrant Purchase Agreement — i.e., debt financing for an operating company, not the creation of a clean litigation vehicle.
Bankruptcy fire-sale — Not present. Centripetal has not filed for bankruptcy; it remains an operating company.
Privateering — Not present. Centripetal sues competitors (Keysight/Ixia, Cisco, Palo Alto Networks) in its own name as a practicing entity. No SEC or press evidence of an NPE asserting on its behalf.
Defensive aggregator (anti-NPE) — Not present. The chain terminates at Centripetal Networks LLC, an operating company, not at RPX/AST/LOT/Unified/OIN.
Verdict
Operating-company assertion
Centripetal Networks, Inc. (now LLC) is both the original and current owner; the only non-Centripetal recorded interest was a 2017 lender security interest to Douglas A. Smith (recorded 2017-04-19, tied to a Note and Warrant Purchase Agreement) that was released in 2019-03-04, followed by a 2023-01-20 change-of-name. Centripetal ships products (CleanINTERNET / RuleQUEST) that it represents practice this patent family before the ITC (Inv. No. 337-TA-1314 domestic-industry filing, ~80-person US R&D workforce), and it asserts the patents in its own name against direct competitors (Keysight/Ixia, 2:17-cv-00383; Cisco, 2:18-cv-00094), which the Stanford NPE database codes as a practicing entity. None of the eight NPE signals is affirmatively present.
Verification: search patent number 9413722 at the USPTO Assignment Center — https://assignmentcenter.uspto.gov/ (or the legacy index at https://assignment.uspto.gov/patent/index.html) — to confirm the four events above and retrieve the reel/frame numbers I could not capture from secondary sources.
Generated 8/31/2026, 4:49:37 AM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I have reached my search limit. Below is my best-supported answer, assembled from the retrieved sources (FreePatentsOnline's "US Patent References" listing, the Unified Patents patent portal, USPTO.report, and the Google Patents/EPO Global Patent Index records), with explicit confidence flags where the record is incomplete.
Prior-Art Analysis — US Patent 9,413,722 B1 ("Rule-based network-threat detection")
0. Frame of reference: the claims and the critical date
- Effective filing date (critical date): April 17, 2015 (priority to U.S. App. No. 14/690,302; the '722 itself filed Sept. 15, 2015; issued Aug. 9, 2016). Because the application was filed after March 16, 2013, AIA § 102 governs.
- § 102(a)(1) art: patented / printed publication / public use / on sale / otherwise available to the public before 2015-04-17.
- § 102(a)(2) art: U.S. patents and published U.S. applications whose effective filing date precedes 2015-04-17, subject to the common-ownership exception of § 102(b)(2)(C) — which is decisive here, because most of the face-of-the-patent citations are Centripetal's own family patents.
- Claim census (from the prior sections of this analysis): claims 1–7, 10–12, 14–21, 24, and 25 were canceled in IPR2018-01760 (Final Written Decision May 18, 2020, affirmed 847 F. App'x 881 (Fed. Cir. 2021)) as obvious (§ 103) over the Sourcefire 3D System User Guide. Surviving claims: 8, 9, 13, 22, 23. Claim 1 (representative method) and the apparatus/CRM analogues largely fell; the survivors are narrower dependents.
- Claim elements that matter for mapping art (reconstructed claim 1): (a) receive packet-filtering rules tied to network-threat indicators; (b) receive a packet matching criteria; (c) apply an operator (ALLOW or BLOCK); (d) log rule-identifying info plus allow/prevent outcome; (e) communicate/display allow status in a UI; (f) receive a user instruction from a UI element; (g) reconfigure the operator to BLOCK; (h) block a later matching packet and report that it was prevented. Surviving dependents add: device at a network boundary (claims 2/4-type), "common host" determinations (claim 5-type), per-packet packet-log entries with rule info and allow/prevent outcome (claim 11-type), flow-log consolidation (claim 6-type), and threat/indicator plurality mapping (claim 10-type).
1. The single most relevant prior art (non-patent): Sourcefire 3D System User Guide
- Citation: Sourcefire 3D System User Guide, Version 4.10 (Sourcefire, Inc.; ex. 1004 in IPR2018-01760), supported by the Declaration of Dr. Stuart Staniford (ex. 1003). Undated publication-year evidence established in the IPR; held to be a qualifying "printed publication" under § 311(b).
- Dates: Public availability established as before 2015-04-17 (the Board's printed-publication finding was upheld on appeal).
- Description: User guide for Sourcefire's intrusion-detection/prevention and firewall appliances. Teaches rule-based traffic filtering using threat indicators (IPs, ports, protocol signatures), ALLOW/DENY-type rule actions, rule sets fed from threat intelligence, packet/event logging with rule-identification metadata, and administrator consoles to review hits and change rule actions.
- Anticipation/obviousness relevance: The Board found claims 1–7, 10–12, 14–21, 24, and 25 unpatentable under § 103 in view of Sourcefire (the decision was on obviousness, not single-reference § 102 anticipation). The only limitation actually argued on appeal was "network-threat indicator," which the Federal Circuit resolved against Centripetal. This is the art that actually killed 20 of the 25 claims, and its findings have since been reused via collateral estoppel against Centripetal family patents (e.g., Keysight IPR2022-01097). The five surviving claims (8, 9, 13, 22, 23) were not held unpatentable over Sourcefire.
- § 102 note: No single-reference § 102 anticipation holding was entered against Sourcefire; treat Sourcefire primarily as § 103 art, with § 102(a)(1) printed-publication status established.
2. Patent references cited on the face of US 9,413,722 (backward citations)
Confidence flag: The complete face-of-patent citation list was not fully retrievable in my searches (the Google Patents fetch cut off before the Citations section). The list below is compiled from FreePatentsOnline's "US Patent References" table and the Unified Patents portal; the Unified Patents list includes some similarity-match noise (e.g., US-3042167-A "Friction Clutches," Rolls-Royce), which I have excluded as not being a real citation. Verify against the issued patent PDF (USPTO PatentCenter, application 14/855,374) before relying on the exact list.
2A. Centripetal family self-citations (most of the list) — NOT § 102 prior art
These are the majority of the cited U.S. references. All are commonly owned with the '722 patent (Centripetal Networks, Inc.), so under AIA § 102(b)(2)(C) they are disqualified as § 102(a)(2) prior art (subject matter owned by or under obligation of assignment to the same person as of the effective filing date). Those published/issued after 2015-04-17 also fail § 102(a)(1) on dates. They remain relevant as § 103 combinable art only for parties not estopped (i.e., not Cisco/privies), and as evidence of the family's common specification.
| Ref. | Date (pub./issue) | Brief description | § 102 potential |
|---|---|---|---|
| US 9,137,205 B2 (Rogers et al.), "Methods and systems for protecting a secured network" | Issued 2015-09-15; earlier filing | Rule-based protection of a secured network using packet-filtering rules and threat indicators | No — common ownership (§ 102(b)(2)(C)); issued after critical date |
| US 9,160,713 B2 (Moore), "Filtering network data transfers" | Issued 2015-10-13 | Filtering network data transfers with rules at network boundaries | No — common ownership; issued after critical date |
| US 9,124,552 B2 (Moore), "Filtering network data transfers" | Issued 2015-09-01 | Same family; packet-filtering rule deployment | No — common ownership; after critical date |
| US 2015/0304354 A1 (Rogers et al.) | Published Oct. 2015 | "Methods and systems for protecting a secured network" (published application of the family) | No — common ownership; published after critical date |
| US 2015/0237012 A1 (Moore) | Published Aug. 2015 | "Filtering network data transfers" (published application) | No — common ownership; after critical date |
| US 9,094,445 B2 (Moore et al.), "Protecting networks from cyber attacks and overloading" | Filed 2013-03-14; issued 2015-07-28 | Cyber-attack/overload protection via rule filtering | No — common ownership (§ 102(b)(2)(C)) even though effective filing date predates 2015-04-17 |
| US 2014/0283030 A1 (Moore et al.) | Published Sep. 2014 | "Protecting networks from cyber attacks and overloading" | No — common ownership; but published before critical date, so § 103-combinable (if ever used, must overcome § 102(b)(2)(C) only for (a)(2); (a)(1) publications are not covered by the exception — but common ownership of the same inventive entity still makes it § 103(c)-style disqualified only in IPR contexts; flag for counsel) |
| US 2014/0283004 A1 (Moore) | Published Sep. 2014 | "Filtering network data transfers" | Same treatment as above |
| US 9,124,552 / US 2014/0201123 A1 (Ahn et al.), "Rule swapping in a packet network" | Published Jul. 2014 | Dynamic rule swapping in packet networks | No for § 102 (common ownership); § 103-combinable |
| US 8,495,725 B2 (Ahn), "Methods, systems, and computer readable media for adaptive packet filtering" | Issued 2013-07-23 | Adaptive packet filtering (Centripetal precursor) | No for § 102 (common ownership); § 103-combinable — one of the closest family references |
| US 9,674,148 B2 (Ahn et al.), "Rule swapping in a packet network" | Issued 2017-06-06 | Later-issued family member | Not prior art (after critical date) |
| US 9,686,193 B2 (Moore), "Filtering network data transfers" | Issued 2017-06-20 | Later family member | Not prior art |
Bottom line for § 102: none of the Centripetal self-citations can anticipate under AIA § 102(a)(2) (common-ownership disqualification), and those published after 2015-04-17 fail § 102(a)(1) as well.
2B. Third-party patent references — genuine § 102 candidates
These are the references that can actually be deployed as single-reference § 102 prior art. None was the basis of the IPR (which used the Sourcefire manual), so none has been tested against the surviving claims (8, 9, 13, 22, 23) or the canceled claims in a merits decision.
| # | Full citation | Pub./filing date | Brief description | Potential § 102 claims |
|---|---|---|---|---|
| 1 | US 8,306,994 B2 (Kenworthy), "Network attached device with dedicated firewall security" | Filed pre-2010; issued 2012-11-06 (published application US 2013/0061294 A1, Mar. 2013) | A network-attached appliance placed in-line at a network boundary that receives security-policy/firewall rules, filters packets against rule criteria, performs allow/block actions, and logs filtered traffic. Closest third-party analog to the '722 architecture (boundary device, rule-driven filter, logging). | Strongest § 102(a)(1)/(a)(2) candidate against method claims 1–7, 10–12, 14–21, 24–25 (now canceled) and against apparatus/CRM survivors 8, 13, 22, 23 to the extent they require boundary-device filtering + logging. Likely missing: the user-interface "display allow status → user invokes block element → reconfigure to BLOCK" flow of claim 1(f)–(h), and the "network-threat indicator" recitation (the limitation Centripetal defended in the IPR). |
| 2 | US 8,806,638 B2 (Mani, CA Technologies), "Systems and methods for protecting networks from infected computing devices" | Issued 2014-08-12 | Policy-based detection/filtering of traffic from/to infected endpoints; rule criteria, remediation/block actions, and reporting. | § 102(a)(1)/(a)(2) candidate against claim 1 elements (a)–(e) (rule receipt, match, allow, log with rule info); likely missing the post-allowed UI-driven reconfiguration to BLOCK (claim 1(f)–(h)). |
| 3 | US 8,935,785 B2 (Pandrangi), "IP prioritization and scoring system for DDoS detection and mitigation" | Issued 2015-01-13 | Scoring/prioritizing IP traffic for DDoS detection; rule-based handling and logging. | § 102(a)(1) candidate against scoring/threat-prioritization aspects of dependent claims (ordering/score-based display, claim 1-adjacent UI ordering); not a strong standalone anticipator of the full claim 1. |
| 4 | US 8,856,926 B2 (Narayanaswamy), "Dynamic policy provisioning within network security devices" | Issued 2014-10-07 | Dynamic provisioning of security policies/rules to network security devices; policy updates and enforcement. | § 102(a)(1)/(a)(2) candidate against rule-receipt/rule-reconfiguration elements (claim 1(a), (g)); likely missing logging-with-threat-ID and the allow-then-block UI flow. |
| 5 | US 8,726,379 B2 (Stiansen), "Systems and methods for dynamic protection from electronic attacks" | Issued 2014-05-13 | Dynamic protection from electronic attacks using evolving rule sets and filtering. | § 102(a)(1) candidate against rule-based filtering elements; missing the user-interface block-reconfiguration flow. |
| 6 | US 2013/0117852 A1 (Stute), "Detecting emergent behavior in communications networks" | Published 2013-05-09 | Detecting anomalous/emergent network behavior with indicators and rule responses. | § 102(a)(1) candidate against threat-indicator/criteria elements; weak standalone anticipator. |
| 7 | US 2014/0075510 A1 (Sonoda, NEC), "Communication system, control device, communication method, and program" | Published 2014-03-13 | SDN/control-device-based packet handling with flow rules and actions (allow/block-type). | § 102(a)(1) candidate against criteria/operator elements (claim 1(b)–(c)); likely missing the threat-indicator reporting/UI reconfiguration flow. |
| 8 | US 6,484,261 B1 (Cisco), "Graphical network security policy management" | Filed 1998-02-16; issued 2002-11-19 | GUI for creating/managing network security policies and rules; user-driven policy configuration. | § 102(a)(1)/(a)(2) candidate against UI/rule-management elements (claim 1(f)–(h) user-invoked rule changes); weak on in-line packet logging with threat IDs. |
| 9 | US 7,237,267 B2, "Policy-based network security management" | Filed 2003-10-15; issued 2007-07-03 | Policy-based security management of network devices; rule enforcement. | § 102(a)(1)/(a)(2) candidate against policy/rule enforcement elements; missing logging-with-indicator-ID and UI reconfiguration specifics. |
| 10 | US 2008/0077705 A1, "System and method of traffic inspection and classification for purposes of implementing session and content control" | Published 2008-03-27 | Traffic inspection/classification with session and content control rules. | § 102(a)(1) candidate against criteria/classification elements; weak on threat-indicator-based rule provenance in logs. |
| 11 | US 2010/0011433 A1 (Tufin), "Method of configuring a security gateway and system thereof" | Published 2010-01-14 | Configuration of security gateways with rule sets and policy changes. | § 102(a)(1) candidate against rule-configuration/reconfiguration elements (claim 1(a), (g)). |
| 12 | US 7,215,637 B1 (Juniper), "Systems and methods for processing packets" | Filed 2000-04-16; issued 2007-05-08 | High-speed packet processing with rule/flow tables and actions. | § 102(a)(1)/(a)(2) candidate against packet-processing/operator elements; missing threat-indicator logging/UI flow. |
| 13 | US 6,611,875 B1 (Microsemi/PMC-Sierra), "Control system for high speed rule processors" | Filed 1998-12-30; issued 2003-08-26 | Rule-processor control for high-speed packet classification. | § 102(a)(1)/(a)(2) candidate against rule-application elements (claim 1(c)–(d)). |
| 14 | US 2004/0010712 A1, "Integrated VPN/firewall system" | Published 2004-01-15 | Integrated VPN/firewall with filtering rules. | § 102(a)(1) candidate against boundary-device/rule elements; weak standalone. |
| 15 | US 2007/0211644 A1, "Graphical representation of the flow of a packet through a network device" | Published 2007-09-13 | GUI visualizing packet flow through network devices — relevant to the interface-display claim elements. | § 102(a)(1) candidate against claim 1(e)–(f) display elements in combination; weak standalone anticipator. |
| 16 | US 2005/0286522 A1, "Efficient classification of network packets" | Published 2005-12-29 | Efficient packet classification (rule-based). | § 102(a)(1) candidate against criteria/classification elements. |
| 17 | US 2004/0073655 A1 (WSou), "Packet sequence number network monitoring system" | Published 2004-04-15 | Network monitoring with packet tracking/logging. | § 102(a)(1) candidate against logging elements (claim 1(d), claim 11-type per-packet logs). |
| 18 | US 2010/0303240 A1 (Micro Focus/Novell), "Key management to protect encrypted data of an endpoint computing device" | Published 2010-12-02 | Endpoint security/key management; tangential. | Weak; peripheral to the claimed subject matter. |
| 19 | US 2011/0088092 A1 (HPE), (title not fully captured) | Published 2011-04-14 | (Description not captured in my search) | Not assessable from retrieved data — flag for verification. |
| 20 | EP 1,006,701 A2 (Nokia), "Adaptive re-ordering of data packet filter rules" | Filed 1998-12-02; published 2000-06-07 | Adaptive reordering of packet-filter rules for performance. | § 102(a)(1) printed-publication art against rule-management/ordering elements; not an anticipator of the full claim 1. |
| 21 | EP 1,313,290 A1 (Stonesoft), "A personal firewall with location dependent functionality" | Published 2003-05-21 | Firewall with location-dependent rule behavior. | § 102(a)(1) art against rule/operator elements; weak standalone. |
| 22 | EP 1,484,884 A2 (Microsoft), "Multi-layered firewall architecture" | Filed 2003-06-05; published 2004-12-15 | Layered firewall with rule-based filtering. | § 102(a)(1) art against layered rule filtering; weak standalone. |
| 23 | EP 1,677,484 A2 (Microsoft), "Method and system for distributing security policies" | Filed 2004-11-18; published 2006-07-05 | Distribution of security policies to devices. | § 102(a)(1) art against rule-distribution elements (claim 1(a)); weak standalone. |
| 24 | CA 2,600,236 A1 (Centripetal family counterpart) | 2006-09-21 publication family | Canadian counterpart of a Centripetal firewall-family application. | Not § 102 art against the '722 (common ownership/family); listed as a citation but same treatment as § 2A. |
3. Which claims each reference "potentially anticipates" — summary table
Because the full verbatim claim text was not retrievable in my searches (the authoritative claim set is in the issued PDF; the IPR confirms 25 claims), the claim mapping below uses the reconstructed claim 1 elements (a)–(h) from the prior sections plus the known dependent-claim themes (boundary location, common-host, packet-log/flow-log, plurality of threats/indicators). Confidence: moderate on element mapping, high on the IPR claim census.
| Reference | Closest claim-1 elements disclosed | Claims potentially anticipated (§ 102, single reference) | Likely missing elements (defeating anticipation) |
|---|---|---|---|
| Sourcefire 3D User Guide (non-patent) | (a)–(e), (g)–(h) largely; threat indicators, rules, actions, logging, admin console | None held anticipated — held obvious (§ 103) over claims 1–7, 10–12, 14–21, 24–25 | FWD was on § 103, not § 102; "network-threat indicator" construction resolved against patent owner on appeal |
| US 8,306,994 (Kenworthy) | (a)–(d) — boundary appliance, rule-based filter, allow/block, logging | Claim 1 (if UI flow read broadly), claims 2/4-type boundary claims, claim 11-type packet-log claim; survivors 8, 13, 22, 23 (apparatus/CRM) | Claim 1(f)–(h) user-interface allow-status display + user-invoked reconfiguration to BLOCK |
| US 8,806,638 (Mani) | (a)–(e) | Claim 1 elements up to (e); claim 11-type logging | (f)–(h) UI-driven reconfiguration; threat-indicator ID in log |
| US 8,935,785 (Pandrangi) | Scoring/ordering (dependent-claim theme) | Score/ordering dependents; weak on claim 1 | Core filtering/logging/UI flow |
| US 8,856,926 (Narayanaswamy) | (a), (g) — policy provisioning/reconfiguration | Rule-receipt/reconfiguration elements; weak standalone | Logging-with-threat-ID; UI flow |
| US 8,726,379 (Stiansen) | (a)–(c) — dynamic rule protection | Weak partial | Logging/UI flow |
| US 2013/0117852 (Stute) | Threat indicators/anomaly detection | Weak partial | Rule/operator/logging/UI specifics |
| US 2014/0075510 (Sonoda) | (b)–(c) — flow rules/actions | Weak partial | Threat-indicator provenance; UI flow |
| US 6,484,261 (Cisco) | (f)–(h) — GUI policy management | UI elements; weak standalone | In-line packet logging with threat IDs |
| US 7,237,267 | (a), (g) — policy management | Weak partial | Logging/UI flow |
| US 2008/0077705 | Classification/session control | Weak partial | Threat-indicator rules provenance |
| US 2010/0011433 (Tufin) | (a), (g) — gateway config | Weak partial | Filtering/logging/UI flow |
| US 7,215,637 (Juniper) | (c)–(d) — packet processing/actions | Weak partial | Threat indicators; logging; UI |
| US 6,611,875 | (c)–(d) — rule processors | Weak partial | Same |
| US 2004/0010712 | Boundary device/rule filtering | Weak partial | Same |
| US 2007/0211644 | (e)–(f) — packet-flow GUI | UI elements only | Filtering/logging core |
| US 2005/0286522 | (c) — packet classification | Weak partial | Everything else |
| US 2004/0073655 | (d) — monitoring/logging | Logging elements | Rule/operator/UI flow |
| EP 1,006,701 / 1,313,290 / 1,484,884 / 1,677,484 | Rule ordering / location-dependent rules / layered firewall / policy distribution | Peripheral elements only | Full claim 1 |
4. Key analytical conclusions
The decisive prior art is the Sourcefire 3D System User Guide (non-patent) — it produced the only merits determination on this patent: 20 of 25 claims canceled under § 103, affirmed on appeal. No § 102 anticipation holding was entered against any reference on this patent.
No cited patent reference was tested on the merits. The face-of-the-patent citations were considered during prosecution, but the IPR did not rely on them. The surviving claims (8, 9, 13, 22, 23) have never been tested against any reference in a final written decision.
The most dangerous patent reference for § 102 is US 8,306,994 (Kenworthy) — a pre-2012 boundary appliance with rule-based filtering and logging. Its weakness is the same gap that protected the '722 in litigation: the user-interface flow where an allowed threat hit is displayed, and the user invokes an element to flip the operator to BLOCK, followed by blocking of subsequent packets with reporting.
Centripetal's own family citations are § 102-dead against the '722 by common ownership (AIA § 102(b)(2)(C)) — but they are not dead as § 103 art for new challengers (estoppel only binds Cisco and privies per § 315(e)(2)), and several (US 8,495,725 adaptive packet filtering; US 9,094,445; US 2014/0283030) published/filed before 2015-04-17 and are highly relevant combinable art.
For a fresh defendant facing the five surviving claims (8, 9, 13, 22, 23): the strongest § 102 single-reference case is Kenworthy (US 8,306,994); the strongest § 103 case is Sourcefire alone or Sourcefire + Kenworthy/manual combinations (battle-tested in the family IPRs); and untested § 112/§ 101 grounds remain available because they were not part of IPR2018-01760.
Verification recommended: pull the issued PDF (USPTO PatentCenter, application 14/855,374) to (i) confirm the complete "References Cited" list (my list is compiled from secondary sources and may be incomplete or include noise from the Unified Patents similarity engine), and (ii) obtain the verbatim text of surviving claims 8, 9, 13, 22, and 23 before relying on any element-level anticipation mapping.
Generated 8/31/2026, 12:46:57 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
Obviousness Analysis of U.S. Patent No. 9,413,722 ("Rule-Based Network-Threat Detection") Under 35 U.S.C. § 103
Analyst note on sourcing: The prior-art universe I'm drawing on is the one established in the record of IPR2018-01760 (Cisco v. Centripetal) and the family IPRs (IPR2021-01147/01148/01149, IPR2022-01097), as confirmed by the Federal Circuit opinions in Nos. 20-2057 (Mar. 10, 2021) and the recent April 23, 2026 decision in Centripetal Networks, LLC v. Keysight Technologies, Inc., plus the Cisco IPR petition exhibit list (Exhibits 1001–1024). Per my operating instructions, where search results contradict my training data I treat the search results as ground truth — most importantly, the April 23, 2026 CAFC decision in the '917-family appeal, which post-dates my training and reverses the PTAB's non-obviousness findings on claims 4 and 14 of the family patent US 10,193,917.
I. Threshold status issue (scope of this analysis)
Before the § 103 merits: claims 1–7, 10–12, 14–21, 24, and 25 of the '722 patent are canceled — held unpatentable as obvious over Sourcefire alone in IPR2018-01760 (Paper 41, May 18, 2020), affirmed in Centripetal Networks, Inc. v. Cisco Systems, Inc., 847 F. App'x 881 (Fed. Cir. 2021). Only claims 8, 9, 13, 22, and 23 remain in force. The § 103 analysis below therefore serves two distinct functions:
- For the canceled claims — the combination analysis is largely historical/confirmatory; the ground is already established and battle-tested.
- For the surviving claims (8, 9, 13, 22, 23) — the analysis is prospective: no IPR estoppel binds a new defendant (estoppel under § 315(e)(2) binds only Cisco and privies), so the surviving claims can be freshly challenged, including with combinations never presented in IPR2018-01760 (e.g., Sourcefire + Macaulay, which was not a ground against the '722 itself but was successfully used against the family patents).
I have verbatim text only for claim 1 (recited in the CAFC 20-2057 opinion). I could not retrieve verbatim text of claims 8, 9, 13, 22, 23; my treatment of those claims is accordingly marked by inference from the family patent record.
II. Legal framework
Under 35 U.S.C. § 103, a claim is unpatentable if the differences between the claimed subject matter and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art. The Graham factors govern: (1) scope and content of the prior art; (2) differences between the prior art and the claims; (3) level of ordinary skill in the art; (4) objective indicia of non-obviousness. Under KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007), obviousness may be shown by a "combination of familiar elements according to known methods" that yields a predictable result, and the analysis must consider "the interrelated teachings of multiple patents; the effects of demands known to the design community or present in the marketplace; and the background knowledge possessed by a person having ordinary skill in the art." A court or the Board may rely on "common sense," design incentives, and the principle that "if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices, the usage of that technique is obvious unless its actual application is beyond his or her skill."
III. Level of ordinary skill in the art
From the Cisco petition's framing (Ex. 1003, Staniford Decl.; petition § VI.E) and the family IPRs, the PHOSITA is an engineer with a bachelor's degree in computer science, computer engineering, or equivalent, and approximately 2–5 years of experience in network security — specifically, someone familiar with firewalls, intrusion detection/prevention systems (IDS/IPS), packet-filtering rule languages, network logging, and, by 2015, cyber-threat-intelligence feeds. The Board's and CAFC's analyses assumed a PHOSITA who "would have understood that intrusion rules could be written to identify specific network threats on the basis of the source IP address being a suspicious one" (Board Decision, 2020 WL 2549613, at *9) — i.e., a person comfortable with IPS rule authoring and threat-indicator concepts.
IV. Scope and content of the prior art
A. Primary reference: Sourcefire 3D System User Guide, Version 4.10 (Mar. 16, 2011) (IPR2018-01760 Ex. 1004)
The Board held — and the CAFC affirmed — that Sourcefire is a qualifying "printed publication" under § 311(b)/§ 102(a)(2), publicly accessible via CD-ROM distribution with every Sourcefire 3D System sale (at least 586 customers, no confidentiality obligations) and password-protected website download (20-1635 and 20-2057 decisions). Its teachings, as found by the Board and CAFC:
- Packet-filtering device: the Sourcefire "3D Sensor" running the "Intrusion Prevention System" (IPS) provides "real-time network intelligence for real-time network defense" through a "rules-based detection engine."
- Packet-filtering rules: users can develop custom "intrusion rules" to "detect specific exploits" and "target traffic that may attempt to exploit known vulnerabilities." Each rule has a rule header specifying 5-tuple criteria (protocol; source and destination IP addresses; source and destination ports) plus a rule options part with keywords/arguments (e.g., applying the rule only to certain URIs).
- Operators: rule headers include "rule actions" — "drop" (blocks packets from continuing), "pass" (permits packets to continue without interruption), and "alert" (generates reports of intrusion events while typically allowing packets to continue). Sourcefire also teaches "Set this rule to drop" in the event-view interface and a "Drop when Inline" intrusion-policy option — i.e., reconfiguring the rule action from the user interface.
- Logging: matching packets generate "intrusion events" recorded in an event database; Sourcefire supports event views, drill-down pages, flow data fields including "first packet" (date/time the first packet of the session was seen) and "last packet," counts, and refresh intervals that update event views as new packets are received.
- Interface: the centralized "Defense Center" lets users select, customize, and manage intrusion rules across all sensors; event views display triggered rules, rule actions, "Inline Results" (black down arrow = dropped; gray down arrow = would have dropped in inline deployment; blank = not set to Drop and Generate Events), and priority levels (high/medium/low).
- Threat identification: Sourcefire indicates intrusion rules are used to identify "exploits" and "malicious activity," and the Board found a PHOSITA would understand source-IP-based rules as identifying "specific network threats on the basis of the source IP address being a suspicious one."
B. Secondary reference: Macaulay — U.S. Patent Application Publication No. 2015/0207809 A1 ("SYSTEM AND METHOD FOR EVALUATING NETWORK THREATS AND USAGE"-type disclosure; here, the "Macaulay" reference used across the family IPRs)
- Discloses a real-time system for information sharing on threat agents that computes dynamic "reputation scores" for traffic attributes, reflecting the extent to which network traffic characterized by a particular attribute is compromised.
- Scores are based on factors including the number of cyber threat intelligence sources that identified the threat, the number of logged events, and traffic volume/rate.
- Discloses a "comprehensive threat report" (Fig. 3, element 308) that aggregates/summarizes threat data.
C. Tertiary reference: Maestas — U.S. Patent No. 9,342,691
- Discloses determining an "aggregate risk score" for network threats based on several factors, explicitly including the "risk associated with connections to IP addresses originating from certain geographical areas" — i.e., geographic-information-based scoring.
D. Supporting background art (from the Cisco petition exhibit list and the '722 prosecution record)
- Roesch, "Snort: Lightweight Intrusion Detection for Networks" (1999) — the open-source IDS whose rule language underlies Sourcefire; rules with 5-tuple headers and actions; packet logging. Relevant to showing the rule/action/log paradigm was well-known.
- U.S. Pat. No. 7,032,031 (Jungck) — packet-processing architecture.
- U.S. Pat. No. 8,370,936 (Zuk) — Palo Alto Networks next-generation firewall with rule-based filtering and threat identification.
- SonicWALL ViewPoint 6.0 Administrator's Guide (2010) and NetRanger Network Security Management System User Guide (WheelGroup, 1997) — consolidated event/flow logging and management UIs for network security appliances.
- Heberlein, "A Network Security Monitor" (1990) — early network monitoring with event logging.
- IETF RFCs 791/793/765 (IP/TCP/FTP) — baseline packet-header and 5-tuple knowledge.
- Greenwald et al., "Designing an Academic Firewall" (1996); Reumann et al., "Adaptive Packet Filters" (2001); Mizuno et al., "A New Remote Configurable Firewall System for Home-Use Gateways" (2004); Kindervag, "Zero Trust Network Architecture" (Forrester, 2010); Cisco "Control Plane Policing Implementation Best Practices" (2013) — all cited on the face of the '722 patent; they collectively show that rule-based packet filtering, adaptive rule reconfiguration, and threat-aware network architecture were routine by the April 2015 priority date.
V. Differences between the prior art and the claims — claim 1 mapped to Sourcefire
Using the Board's constructions ("network-threat indicator" = "an indicator that represents the identity of a resource associated with a network threat"; the district court's "operator" = "an instruction that modifies or reconfigures the packet filtering device to either prevent or allow a packet to continue to a destination"), claim 1 maps onto Sourcefire as follows:
| Claim 1 element | Sourcefire disclosure (as found by the Board) |
|---|---|
| "packet-filtering device" | 3D Sensor running IPS |
| "plurality of packet-filtering rules ... to identify packets corresponding to at least one of a plurality of network-threat indicators" | Intrusion rules with 5-tuple headers and rule options; rules "detect specific exploits" / "malicious activity"; source IP as a network-threat indicator |
| "criteria ... that correspond to one or more network-threat indicators" | Rule-header 5-tuple values (protocol, src/dst IP, src/dst ports) and rule-option keywords/arguments (e.g., URI) |
| "operator ... to allow the first packet to continue" | "alert" and "pass" rule actions (alert typically allows packets to continue); "Inline Result" blank/gray-arrow states |
| "communicating ... information ... that identifies the one or more network-threat indicators, and data indicative that the first packet was allowed" | Intrusion-event records identifying the triggering rule and its criteria; event data |
| "causing ... display of the information in at least one portion of the interface corresponding to the packet-filtering rule and the one or more network-threat indicators" | Defense Center event views listing triggered rules, rule names, source/dest data, actions |
| "receiving ... an instruction generated in response to a user invoking an element in the at least one portion of the interface" | "Set this rule to drop" option in the event view; "Drop when Inline" policy option; rule state changes via GUI |
| "modifying ... at least one operator ... to prevent packets ... from continuing" | Changing rule action from alert/pass to drop |
| "preventing ... the second packet from continuing" | Drop action blocks packets |
| "communicating ... data indicative that the second packet was prevented" + display | Event views showing dropped packets (black down arrow) |
The Board found Sourcefire teaches every element of the independent claims and the dependent claims it canceled, including the "network-threat indicator" limitation — rejecting Centripetal's argument that Sourcefire's source-IP rules were only "whitelists" that "restrict inspection." The CAFC affirmed, holding the Board reasonably found "Sourcefire's teaching was not limited to use of the source identifier for [whitelist] purpose" and that "a relevant artisan would have understood Sourcefire to teach the claim-required filtering packets on the basis of network-threat identifiers."
VI. Obviousness over Sourcefire alone — the motivation rationale (claims 1–7, 10–12, 14–21, 24–25)
The Board's holding that these claims were obvious over Sourcefire alone rests on a straightforward § 103 rationale that the CAFC endorsed:
Same field, same problem. Sourcefire is a network-security system expressly marketed for "real-time network defense" via rules-based detection — the identical problem addressed by the '722 patent. There is no "teaching away" or field-of-use barrier; the primary reference is the very technology the '722 patent reframes.
No new capability required. The claimed "invention" is a workflow: apply rules → allow a first matching packet (alert) → log and display the event with the rule's threat-identifying information → receive a user's GUI instruction → reconfigure the operator to drop → block a second matching packet → log/display the block. Every step is present in Sourcefire as a documented user workflow. The Board found Sourcefire "automatically switches the intrusion rule operator to drop the packets for a user-defined time period" (Sourcefire pp. 453–454), and the event-view "Set this rule to drop" feature supplies the user-invoked reconfiguration.
Predictable combination of familiar elements (KSR). Taking the "alert" action (allow + log + display) and the "drop" action (block + log) and linking them through an existing GUI control is the paradigm of combining known elements according to known methods to yield a predictable result. A PHOSITA configuring an IPS would have had every reason to start with alert-mode monitoring, review the events in the Defense Center, and flip the rule to drop upon seeing a malicious source — this is the standard IPS deployment lifecycle, not an inventive leap.
The "network-threat indicator" dispute was resolved against the patent. The Board construed the term to mean "an indicator that represents the identity of a resource associated with a network threat," noted the '722 specification itself lists "network addresses associated with network threats" as examples, and found that a PHOSITA would understand Sourcefire's rule-header source IP (used in rules targeting "exploits" and "malicious activity") to be such an indicator. The CAFC affirmed. This construction is now the governing one and is directly reusable against the surviving claims.
Secondary considerations were given no weight. The Board found Centripetal's long-felt-need, industry-praise, and commercial-success evidence lacked the required nexus (RuleGATE not coextensive with the claims; conclusory expert testimony; praise not tied to claim limitations). The CAFC affirmed. So the Graham factor 4 does not rescue the claims.
Net: the canceled claims are dead for the simple reason that Sourcefire alone — a pre-2011 commercial IPS user manual — teaches the entire claimed rule→allow→log→display→user-reconfigure→block workflow.
VII. Combinations that would render the remaining (surviving) claims obvious
Claims 8, 9, 13, 22, and 23 survived the Sourcefire-alone ground, but they have never been tested against a combination. The family-patent record (IPR2022-01097 on US 10,193,917; IPR2021-01147/01148/01149 on US 10,542,028 / 10,757,126 / 10,567,413) shows exactly which combinations close the gaps, and the April 23, 2026 CAFC decision confirms those combinations succeed.
Combination 1: Sourcefire + Macaulay (US 2015/0207809) — § 103
What Macaulay adds: dynamic "reputation scores" for traffic attributes, computed from factors including the number of cyber threat intelligence sources, the number of logged events, and traffic volume — a network-agnostic, continuously updated threat-priority value.
Why a PHOSITA would combine (motivation):
- Sourcefire's own priority mechanism (high/medium/low) is static and manually assigned — the system itself acknowledges the need to rank threats. A PHOSITA seeking better prioritization would look to the known art of threat scoring.
- Macaulay is in the same art (threat intelligence / reputation scoring for network traffic) and solves a known deficiency in Sourcefire: it converts static priority into a data-driven score that reflects consensus across intelligence providers — precisely the "number of providers" factor the '722 patent's specification uses for its own scoring (e.g., Threat_1 scored above Threat_2 because three providers vs. two).
- The modification is predictable: replace or augment Sourcefire's priority field with a calculated score, displayed in Sourcefire's existing event UI. The PTAB (in the '917 IPR) and the CAFC (Apr. 23, 2026) found substantial evidence of motivation based on "improving the accuracy of the threat score" — a well-known goal in network security.
- Expectation of success: implementing a score from data already logged by Sourcefire (packet counts, timestamps, rule/threat identifiers) is a routine data-processing change with only predictable design choices.
Claims implicated: the surviving claims most likely to require scoring/ordering based on provider count, packet counts, or hit times — the '722's dependent-claim subject matter that Macaulay-style scoring supplies. (In the family '917 IPR, the Sourcefire+Macaulay combination carried claims 6–10 and 16–19, which required scores associated with packet-flow entries; the CAFC affirmed those findings on April 23, 2026.)
Combination 2: Sourcefire + Macaulay + Maestas (US 9,342,691) — § 103
What Maestas adds: aggregate risk scoring that explicitly incorporates geographic information (risk associated with IP addresses originating from certain geographical areas).
Motivation: once Sourcefire+Macaulay establishes multi-factor dynamic scoring, incorporating geographic origin — a factor the '722 specification itself lists (ITAR country, OFAC country, anonymous proxies) and that was well-known in threat scoring — is an obvious extension. The PTAB found this a "predictable design choice with a high expectation of success" in the family IPR2021-01149 (claims 3, 13, 18 of the '413 patent). A PHOSITA refining a threat score would add geographic risk as a matter of course.
Combination 3: Sourcefire + standard flow-log/management art (SonicWALL ViewPoint, NetRanger, or Snort-based flow tooling) — § 103
What these add: consolidated flow-level logging (aggregating multiple packet/event records into flow records with first/last-packet timestamps and counts) and centralized management dashboards.
Motivation: the surviving claims (per the family pattern, likely claims 13, 22, 23) may require a flow log that consolidates packet-log entries, with time ranges (earliest/latest hit time) and common threat identifiers. Sourcefire already teaches the raw material: event records with timestamps, drill-down pages, "first packet"/"last packet" session-time fields, and refresh intervals. The PTAB found Sourcefire alone teaches the time-range and consolidation features of the family claims (claims 3, 13 of the '917), and the CAFC's April 23, 2026 decision went further, holding (on Keysight's cross-appeal) that Sourcefire discloses existing flow log entries, updating flow log entries responsive to packet determinations, and modifying flow log entries — reversing the PTAB's non-obviousness findings on the '917's claims 4 and 14. Those same Sourcefire features are directly portable to the '722's surviving flow-log claims. A PHOSITA would consolidate event logs into flows to reduce UI clutter and enable session-level analysis — a documented capability of SonicWALL ViewPoint and NetRanger, and a routine data-processing design choice.
Combination 4: Sourcefire + Snort / standard DNS-resolution art — § 103
What these add: the '722 specification describes a local DNS cache used to resolve domain names/URIs/URLs in packets into the network addresses in rule criteria. Snort (the engine underlying Sourcefire) and standard IDS practice include DNS resolution and content-matching on URIs. A PHOSITA would find it obvious to add DNS-name resolution to a rule engine that already matches on URIs via rule options — resolving a name to an IP for rule matching is a well-known, predictable technique.
VIII. Why the surviving-claim combinations would be found obvious (post-April 2026 state of the art)
Three developments make the surviving claims materially more vulnerable now than they appeared at the '722 IPR:
The Sourcefire teaching base has been broadened. The CAFC's April 23, 2026 decision in Centripetal Networks, LLC v. Keysight Technologies, Inc. (affirming in part, reversing in part the '917 IPR2022-01097 FWD) authoritatively holds that Sourcefire teaches: (a) packet flow analysis data; (b) flow entries consolidating multiple packet log entries under a common threat identifier; (c) updating/modifying existing flow log entries based on packet log entries and "responsive to" packet determinations; and (d) time-range data ("first packet"/"last packet" of a session). These are precisely the features the '722's surviving claims (per the family-claim pattern) are most likely to require, and the CAFC has now rejected the arguments (lack of "existing flow log entry," "no continuous update," "no time range") that Centripetal used to keep claims alive in IPR2018-01760.
The Macaulay combination is now affirmed. The CAFC affirmed the PTAB's Sourcefire+Macaulay obviousness findings for the scoring claims (claims 6–10, 16–19 of the '917). The motivation rationale — replace Sourcefire's static high/medium/low priority with Macaulay's multi-factor reputation score — is now appellate precedent and applies with equal force to any '722 surviving claim requiring scores based on provider count, packet counts, or times.
Collateral estoppel / persuasive weight. While a new defendant is not bound by IPR2018-01760, the FWD's Sourcefire findings have already been reused successfully in family IPRs (Keysight's IPR2022-01097 rode the '722 FWD via collateral estoppel), and the 2026 CAFC decision removes the last substantive defenses to the flow-log and scoring features. Any of the surviving claims that require flow-log consolidation, time ranges, scoring, or geographic factors is now exposed to a Sourcefire + Macaulay (+ Maestas) ground with a ready-made motivation story.
IX. Secondary considerations do not change the result
- Long-felt need: Centripetal's evidence (ESG paper praising RuleGATE) was found to lack nexus to the claim limitations — the paper did not tie "converting indicators to rules" to the specific claimed features. Affirmed.
- Industry praise: Gartner's praise ("unique in its ability to instantly detect and prevent malicious network connections based on millions of threat indicators at 10-gigabit speeds") was rejected as untethered to claim limitations; Centripetal's expert's nexus assertion was an unelaborated conclusion. Affirmed.
- Commercial success: no evidence RuleGATE was coextensive with the claims (Fox Factory). Affirmed.
A challenger facing the surviving claims should expect the same secondary-considerations attack and can rely on the existing record showing the nexus deficiency.
X. Caveats and confidence levels
- High confidence: Sourcefire is a § 311(b)/§ 102(a)(2) printed publication; the Board's and CAFC's claim 1 analysis; the cancellation of claims 1–7, 10–12, 14–21, 24, 25; the CAFC's affirmance of Sourcefire-alone obviousness; the PTAB's and CAFC's Sourcefire+Macaulay and Sourcefire+Macaulay+Maestas combination analysis in the family IPRs; the April 23, 2026 CAFC reversal as to the '917's claims 4 and 14.
- Medium confidence: the exact limitations of the '722's surviving claims 8, 9, 13, 22, 23 (I could not retrieve verbatim text; my claim-by-claim predictions are inferred from the family-patent claims and the IPR2018-01760 Patent Owner Response structure). Recommendation: pull the '722 PDF from USPTO PatentCenter (application 14/855,374) and verify the surviving claim text before drafting any new petition.
- Note on the "Prior Art section" assumption: the source material did not include a discrete "Prior Art" section; I have treated the prior-art record assembled via search (Sourcefire, Macaulay, Maestas, Snort, SonicWALL ViewPoint, NetRanger, Jungck, Zuk, RFCs, and the prosecution-cited references) as that section, and prioritized the live search results (including the 2026 CAFC decision) over my training data.
XI. Bottom line
- Canceled claims (1–7, 10–12, 14–21, 24–25): obvious over Sourcefire alone under § 103 — settled, affirmed, and unreviewable by any new defendant's litigation (the claims no longer exist).
- Surviving claims (8, 9, 13, 22, 23): most vulnerable to Sourcefire + Macaulay (scoring based on provider counts, packet counts, times), Sourcefire + Macaulay + Maestas (geographic-factor scoring), and Sourcefire alone or + flow-log art (flow consolidation, time ranges, existing flow entries) — each with a well-documented, now-appellate-endorsed motivation to combine: improving threat prioritization and session-level analysis by augmenting Sourcefire's static priority levels and event views with known scoring and flow-aggregation techniques, all yielding predictable results. A new defendant is not estopped from pressing these grounds and would be the first to test the surviving claims with them.
Generated 8/31/2026, 12:47:02 PM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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