Invalidity dossier
US 6581833
Smart energy emitting head
Current assignee: Novanta Inc
Added 9/27/2026, 2:54:40 PM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for this specific patent number and check for any CAFC 2026 litigation activity.
Let me verify the claim structure and check for any CAFC litigation activity involving this patent.
Let me do a final targeted check for any Federal Circuit or USPTO proceedings involving this exact patent.
US Patent 6,581,833 — Summary
Note on source and scope: My patent bibliographic data comes from the Google Patents mirror of the full text (fetched 2026-09-27) and corroborating pages at FreePatentsOnline and Justia. I could not directly query the USPTO Patent Public Search / PatentCenter database or PACER from here, so the litigation findings below are search-derived, not a certified docket pull.
Bibliographic data
| Field | Value |
|---|---|
| Patent number | US 6,581,833 B2 |
| Title | Smart energy emitting head |
| Application no. | US 09/985,464 |
| Filing date | November 2, 2001 |
| Issue/publication date | June 24, 2003 |
| Priority date | November 2, 2001 |
| Inventors | Gagik Manukian (Chelmsford, MA); Alvaro Kaplan (Newton, MA); Alfred Lee Ellis (Arlington, MA) |
| Original assignee | GSI Lumonics Inc. (Billerica, MA) |
| Current assignee (per Google) | Novanta Inc. |
| Pre-grant publication | US 2003/0085279 A1 (May 8, 2003) |
| Classifications | G06K 7/10 (optical sensing / moving-beam scanning); G06K 1/12; also indexed in US class 235 (e.g., 235/454, 235/435) |
| Legal status | Expired – Lifetime (anticipated expiration November 2, 2021) |
Assignment chain (per Google Patents reassignment records): GSI Lumonics Inc. → GSI Lumonics Corporation (2010) → GSI Group Corporation (2011) → Cambridge Technology, Inc. (2013) → back to GSI Group Corporation (2016) → renamed Novanta Corporation (2017). The listed current assignee is Novanta Inc.
Abstract
An energy emitting system includes a housing with a controller, scanner and non-interruptible interface, having a bandwidth of at least 20 KHz and a latency of not more than 5 milliseconds, disposed therein. An interface port receives input at the housing. The controller issues command control signals, including trajectory control signals, corresponding to the received input. The non-interruptible interface interconnects the controller and the scanner, and communicates the issued trajectory control signals from the controller to the scanner. The scanner directs a continuous movement of energy simultaneously in two directions, in accordance with the communicated trajectory control signals.
Plain-language overview of the independent claims
The patent has five independent claims: 1, 14, 19, 25, and 27.
Claim 1 (system for directing energy) — Puts the "brains" inside the scan head. A housing contains (a) an input port that receives an input, (b) a controller that generates command-control signals (including trajectory signals) from that input, (c) a scanner that directs energy, and (d) a non-interruptible interface with ≥20 KHz bandwidth and ≤5 ms latency connecting controller to scanner. The scanner moves the energy continuously in two directions at once per the trajectory signals. Essentially: local, low-latency control inside the head rather than a high-bandwidth link to an external PC.
Claim 14 (multi-mode energy emitting system) — Same local-control architecture, but multi-mode. The controller issues first command signals in a first mode (based on a first input) and second command signals in a second mode (based on a second input); an emitter emits energy at a first power for the first mode and a different second power for the second mode (e.g., a low-power "read/illuminate" beam vs. a high-power "write" beam). The scanner directs each beam per the corresponding signals.
Claim 19 (method of operating an optical scan head) — Method counterpart to Claim 1: receive an input at the scan head; generate command-control signals at the scan head, including trajectory signals having ≥20 KHz bandwidth; transmit the generated signals with a maximum latency of 5 ms; and direct energy accordingly.
Claim 25 (method of operating a scan head in multiple modes) — Method counterpart to Claim 14: generate first command signals at the scan head in a first operational mode and second command signals in a second mode, then direct energy at a first power per the first signals and at a different second power per the second signals.
Claim 27 (system for emitting energy) — A system with a housing and a wireless input interface port that receives an input at the housing; a controller inside the housing generates emitter control signals corresponding to the received input; an emitter emits energy per those signals. (The independent-claim language I retrieved for claim 27 is partially truncated in the search snippets; treat the "wireless" framing as accurate but the precise full text as needing confirmation against the official claims.)
Dependent claims add details such as an emitter plus emitter interface (claim 3), laser source and deflector (claims 4–5), servo/galvo/mirror subsystems (claim 5 and 15), on-board memory storing a trajectory-control algorithm or pre-generated command signals (claims 6–8), internal sensors feeding back into control (claims 11–12), interruptible input (claims 2, 20), <1 ms real-time latency (claims 10, 23), and a portable housing with carrier strap (claims 17–18).
Litigation / docket check
- No CAFC 2026 activity for US 6,581,833 was found. Searches of Federal Circuit 2026 oral-argument/opinion listings and general web results returned no appeal, IPR appeal, or other Federal Circuit proceeding tied to this patent number or to Novanta/GSI Lumonics over this patent.
- Consistent with that, the patent's Google Patents legal-status record shows it expired November 2, 2021 (anticipated expiration), so a 2026 appeal on this patent is inherently unlikely.
- Historical litigation I turned up involving the original assignee (GSI Lumonics/General Scanning vs. Electro Scientific Industries over different patents — e.g., US 5,473,624 and US 5,265,114) is not about US 6,581,833 and should not be attributed to it.
Uncertainty flag: I did not obtain a certified PACER docket or a USPTO PatentCenter/assignment record directly; the absence of CAFC 2026 activity is based on search results and may not capture every filing (e.g., very recent docket entries that aren't yet indexed).
Important caveat re: the number "6581833"
A bare search for "6581833" returns several unrelated false positives that should not be confused with this US patent:
- JP 6581833 B2 — a Japanese patent to Azbil Corporation (actuator fault-detection device), issued 2019.
- An inventor ID "6581833" (patents-review.com) and a UPC/EU document, which are unrelated.
Per the operating rules, I am interpreting the identifier US 6,581,833 B2 literally and reporting only the US patent matching that number, not these similarly-numbered items.
Generated 9/27/2026, 5:03:50 PM
Cases on file (0)
Specific litigation cases in our database that name US patent 6581833. The free-form analysis below may also discuss cases beyond this list.
No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll research litigation involving US Patent 6,581,833. Let me search multiple sources.
Let me run more targeted searches on litigation databases.
Let me search more targeted litigation sources for this specific patent.
Summary
Based on my searches of publicly available litigation sources, I could not find any litigation asserting U.S. Patent No. 6,581,833 ("Smart energy emitting head"). I want to be explicit that this is a "no known litigation found" result rather than a confirmed negative — but nothing in the sources I searched ties this specific patent to any lawsuit.
What I searched and what I found
Key point on identifier discipline: Several searches surfaced similar-looking numbers that are different patents and must not be conflated with US 6,581,833:
- JP6581833B2 — a Japanese patent ("アクチュエータ不具合検知装置…" / actuator fault-detection device) assigned to Azbil Corporation. This is an unrelated Japanese patent, not the US patent in question.
- Various other patents (e.g., US 7,833,053 "Connector having conductive member," US 6,424,333, US 6,275,213, US 5,191,573) appeared in the results but are entirely different patents.
- U.S. Patent No. 6,581,833 itself appears only in patent-data/registry contexts (Google Patents and a Trustoria inventor profile), confirming bibliographic details — not litigation.
The patent at issue (for the record)
- Patent: US 6,581,833 B2, "Smart energy emitting head"
- Application: 09/985,464; Filed: Nov 2, 2001; Granted: Jun 24, 2003
- Inventors: Gagik Manukian (Chelmsford, MA); Alvaro Kaplan (Newton, MA); Alfred Lee Ellis (Arlington, MA)
- Original assignee: GSI Lumonics Inc. (Billerica, MA)
- Current assignee (per Google Patents): Novanta Inc. (via a chain: GSI Lumonics → GSI Group → Cambridge Technology → Novanta)
- Status: Expired – Lifetime (anticipated expiration Nov 2, 2021)
Litigation findings
No case was found in which US 6,581,833 was asserted as a patent-in-suit, nor any declaratory-judgment or IPR/PGR action directed at it.
For context, the assignee family (GSI Lumonics / GSI Group / Novanta) has been involved in patent litigation over other patents — for example:
- Electro Scientific Industries, Inc. v. Dynamic Details, Inc. and GSI Lumonics Inc. (Fed. Cir. 307 F.3d 1343) — involving the '960 patent, not the '833.
- Novanta Corp. v. Iradion Laser, Inc. (D. Del.) — involving the '759 and '826 patents, not the '833.
Neither of these, nor any other matter I encountered, involves US 6,581,833.
Important caveats
- Sources searched were limited by the tool calls available to me. I was not able to pull up the Unified Patents litigation caselist page, PACER, or Docket Alarm directly for this docket; those are the authoritative places to confirm a negative.
- Because the patent expired on Nov 2, 2021, any assertion would necessarily predate that date, and any damage window would be similarly bounded.
- Absence of a record in my results is not proof of no litigation. To verify definitively, I recommend:
- Unified Patents litigation portal (patent-specific page for 6,581,833): https://portal.unifiedpatents.com/litigation/caselist
- USPTO Patent Center / Assignment records for the '833 patent
- PACER / CourtListener / Docket Alarm full-text search on "6,581,833"
- Westlaw KeyCite / Lexis litigation history for the patent
If you can point me to a specific litigation database result or docket number, I can analyze that case directly. As of this search, I have no litigation to report for US 6,581,833.
Generated 9/27/2026, 5:03:48 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll start by verifying the structured data — the prompt's canonical list — against live sources.
The first search surfaced a serious false-positive risk: several hits discuss a different "’833 patent" (a cell-phone charger / "power device" patent with claims about latching relays and Noguchi/Suzuki art, and IPR2020-00699 on patent 10,165,833). I need to separate those out carefully.
No PTAB hits so far. Let me probe from several angles — claim language, assignee, and litigation context.
PTAB / AIA Trial Analysis — U.S. Patent No. 6,581,833 ("Smart energy emitting head")
Patent: US 6,581,833 B2 · App. 09/985,464 · Filed 2001-11-02 · Granted 2003-06-24
Inventors: Gagik Manukian, Alvaro Kaplan, Alfred Lee Ellis · Original assignee: GSI Lumonics Inc.
Current assignee of record: Novanta Inc. (via GSI Lumonics → GSI Group → Cambridge Technology → Novanta)
Legal status: Expired – Lifetime (anticipated expiration 2021-11-02, i.e., the 20-year term from the 2001-11-02 filing date ran out)
Proceedings overview
Total AIA trial proceedings on file: 0 — no IPR, no PGR, and no CBM has ever been instituted, filed, or finally decided against US 6,581,833. The USPTO Open Data Portal returns zero AIA trial records for this patent, and a targeted web sweep (Google Patents, USPTO PTAB document repositories, Federal Circuit/Supreme Court dockets, and third-party IPR trackers) surfaced no petition, institution decision, final written decision, or appeal referencing this patent. Because the count is zero, there is no breakdown by status to report (no active / invalidated / sustained / settled / denied cohorts), and no claim of 6,581,833 has been canceled or held unpatentable at the PTAB.
The defensive posture this creates is unusual and should be stated precisely: this is not a "hardened patent" signal — it is an "expired, never-tested patent" signal. Unlike the "the patent has survived two IPRs and is hardened" scenario, 6,581,833 has never been through a validity trial at all, so its claims carry no PTAB-validated strength; but unlike a patent whose claims have been canceled, every claim remains formally intact and uncanceled. The far more consequential fact for a defendant is the calendar, not the PTAB: the patent expired on 2021-11-02. Any assertion today is a backward-looking damages claim for past conduct only (subject to the 6-year lookback of 35 U.S.C. § 286) — there is no prospective injunction, no ongoing royalty, and no possibility of a stay-and-IPR strategy driving a live case, because the accused conduct has already ceased as a matter of patent term.
⚠️ Critical disambiguation for anyone researching "the '833 patent"
This matters more than anything else in this report. Searches for "833 patent IPR" return a dense cluster of hits about a completely different patent, and a defendant who cites them will be citing the wrong record. I verified the following are NOT US 6,581,833:
| Source surfaced in search | What it actually is | Why it is not this patent |
|---|---|---|
| IPR referenced in PTAB/Supreme Court appendix materials, "the '833 patent," claims 11–18, art of Noguchi, Suzuki, Yang, Huang | A battery-charger / "power device" patent (switch assembly, latching relay, "draws no input power in the 'off' state") | Subject matter is cell-phone charging, entirely unrelated to laser scan heads; claim 11 recites "circuitry for converting the input power voltage" — no counterpart here |
| IPR2020-00699, cited as "Patent 10,165,833 B2" | A mechanical fastener / hook-and-loop patent (Petersen-1, Petersen-2, Miller art; proposed substitute claims 28–30) | Different patent number entirely (10,165,833 ≠ 6,581,833) |
| Supreme Court Docket 18-1027 appendix containing an "'833 patent" FWD | The same charger/"power device" patent | Discusses "phantom load," "switcher IC chip," transformers — none of which appear in 6,581,833 |
| JP 6581833 B2 | A Japanese patent to Azbil Corporation (actuator fault detection) | Different jurisdiction, different number space |
| FWDs discussing "the '833 reexamination" and § 315(e) estoppel | Same charger patent's prior ex parte reexamination | 35 U.S.C. § 315(e) estoppel discussion attaches to that IPR, not to this patent |
I found no IPR, PGR, CBM, or even an ex parte reexamination record for US 6,581,833 specifically.
Proceedings
None. There are no proceedings to enumerate, so the per-proceeding template (type / filed / status / judge panel / grounds / institution / FWD / settlement / appeal / defensive value) has no entries. I decline to populate it with data from the similarly-numbered patents above — that would be fabrication, and it would be the most dangerous kind, because it would be plausible fabrication built on genuinely real PTAB documents.
Why the absence of PTAB activity is structural, not accidental
Three independent reasons explain the empty docket, and they are worth knowing because they cut against the usual inference that a low-assertion patent is merely under-the-radar:
- PGR was never available. 6,581,833 has an effective filing date of 2001-11-02 — well before the March 16, 2013 AIA cutoff. Post-grant review under 35 U.S.C. § 321 is unavailable for pre-AIA patents. Any PGR-style theory (e.g., § 101 or § 112) is simply off the table at the PTAB.
- CBM was never available. The covered-business-method transitional program under AIA § 18 required a patent claiming a financial product or service (with the "technological invention" exception). A galvo/mirror laser scan head with an embedded controller is a machine-control patent — it does not read on a financial business method. The CBM program also sunset for new petitions on 2020-09-16, so the question is moot in any event.
- IPR was available in principle but has run its practical course. IPR under § 311 reaches any patent, expired or not (the Board construes expired claims under Phillips), so an IPR is not legally barred by expiration. But with the term ended 2021-11-02, the entire economic upside of invalidating it has evaporated. Petitions are filed where there is a live case or an ongoing royalty to kill; neither exists here.
Strategic summary
Claim status: everything is UNTESTED and nothing is CANCELED. No claim of 6,581,833 has been invalidated by the PTAB, so an accused infringer cannot point to a final written decision canceling claim 1 (or any other claim) and say "the theory is dead." Conversely, no claim has been sustained in a contested validity trial either, so the patent owner cannot point to a PTAB win as evidence of robustness. The claims stand exactly as issued in 2003 — formally intact, substantively never stress-tested by the Office. From the text I could verify, independent claim 1 recites the core architecture: a housing; an input interface port; a controller in the housing issuing command control signals including trajectory control signals; a scanner in the housing; and a non-interruptible interface having a bandwidth of not less than 20 KHz and a latency of not more than 5 milliseconds communicating trajectory control signals to the scanner, which directs continuous movement of energy in two directions simultaneously. Claims 2 and 3 add an interruptible input and an emitter/emitter-interface respectively. I was unable to confirm the total claim count or the full dependent-claim set from the materials available, and I will not guess at it.
Estoppel landscape: there is none. IPR estoppel under 35 U.S.C. § 315(e)(2) attaches only to a petitioner (and its real parties in interest and privies) that was party to an IPR resulting in a final written decision under § 318(a). Because no IPR exists on this patent, no party is estopped as to any ground. Every § 102 and § 103 ground based on patents and printed publications is fully available to any defendant in district court, unconstrained by the § 315(e)(2) bar (and note the Federal Circuit's Ingenico Inc. v. ioengine LLC decision of 2025-05-07, which further confirms that IPR estoppel does not reach "known or used by others / on sale / public use" grounds under § 311(b)). Practically, the more useful point is the inverse: there is also no petitioner-side benefit to having litigated, so a defendant gets a clean slate — and, given expiration, likely has no need to file anything at all.
Pattern signals: no petitioner, no aggregator, no appeal history. No petitioner has filed even one IPR against this patent, so there is no serial-filer pattern and no General Plastic / Fintiv discretion analysis to run. There is no indication of a defensive aggregator (e.g., Unified Patents) in the chain — searches surfaced no Unified Patents docket entry tied to 6,581,833. The patent owner (GSI Lumonics, now Novanta) has never had to defend this patent at the PTAB and therefore has no appeal track record on it before the Federal Circuit. The assignment chain (GSI Lumonics → GSI Group → Cambridge Technology → Novanta) reflects corporate reorganization and security-interest filings, not litigation-driven transfers; it is not a patent-troll monetization chain.
Recommended next steps
If you are a defendant receiving a demand referencing US 6,581,833:
- Lead with expiration, not with validity. The patent reached the end of its 20-year term on 2021-11-02 and is recorded as Expired – Lifetime at the USPTO. Any claim you face is limited to past damages for the 6 years preceding suit (35 U.S.C. § 286) and only for acts committed before expiration. There is no injunctive exposure and no forward-looking royalty. Verify the expiration and status directly at USPTO PatentCenter and on the Google Patents record.
- Do not represent that any claim has been canceled. No claim of 6,581,833 has been invalidated. A brief asserting that "the IPR canceled claim 1" would be a serious misstatement built on the similarly-numbered charger patent, and would be sanction-exposed. If you need the negative confirmed for your record, state affirmatively that no AIA trial proceeding has been filed against US 6,581,833 and cite the empty PTAB docket at PTAB E2E.
- If you nonetheless want a PTAB vehicle, IPR remains technically open (expiration does not bar institution), and you would face no § 315(e)(2) estoppel from any prior petitioner because there is no prior petitioner. But weigh that against the reality that there is no live infringement case against which to win a stay, and that the pre-AIA claims will be construed under Phillips in an expired-claim posture. The economics almost certainly favor a § 286 damages/limitation defense and a § 112 or § 101 theory in district court over an IPR petition.
If you are monitoring this patent for portfolio purposes: zero PTAB activity on a 2003 patent that expired in 2021 is the expected, not the anomalous, result — the absence here is a function of expiration and pre-AIA/PGR-ineligibility rather than of unnoticed validity defects. Do not read it as "the patent is quietly strong."
Verification limits (stated plainly)
The fetch of the Google Patents full text did not include the claims listing, so total claim count and the complete dependent set are unverified and I have not asserted them. My web sweep was bounded by tool-call limits and does not amount to a proof of absence; the statement "no PTAB proceedings" rests on the structured ODP block, which is the canonical source per the task framing, and is consistent with — but not independently exhaustive against — the searches I completed. The one thing I can state with high confidence is the disambiguation: the "'833 patent" IPR materials circulating on the web concern a different patent, and any future filing or brief must not conflate them.
Generated 9/27/2026, 5:04:06 PM
Ownership chain (8)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
? · recorded 2010-04-23 · reel 024278/0129 · Assignment
Gagik Manukian; Alvaro Kaplan; Alfred Lee EllisGSI Lumonics Corporation
2010-07-23 · recorded 2010-07-29 · reel 024755/0537 · Security Agreement
GSI Group Inc.; GSI Group Corporation; MES International Inc.; Cambridge Technology, Inc.; Continuum Electro-Optics, Inc.; Control Laser Corporation (d/b/a Baublys Control Laser); Excel Technology, Inc.; Photo Research, Inc.; Quantronix Corporation; Synrad, Inc.; The Optical CorporationThe Bank of New York Mellon Trust Company, N.A., as Collateral Agent
securitization
2010-07-23 · recorded 2011-10-14 · reel 027067/0952 · Change of Name
GSI Lumonics CorporationGSI Group Corporation
change of name only
? · recorded 2011-10-26 · Security Agreement
GSI Group Corporation; GSI Group Inc.Bank of America, N.A.
securitization
? · recorded 2011-10-26 · Release
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.GSI Group Corporation; GSI Group Inc.; MicroE Systems Corp.; Quantronix Corporation; MES International Inc.; Cambridge Technology Inc.; Control Laser Corporation; The Optical Corporation; Continuum Electro-Optics Inc.; Excel Technology Inc.; Photo Research Inc.; Synrad Inc.
securitization
? · recorded 2013-08-07 · Assignment
GSI Group CorporationCambridge Technology, Inc.
internal reorg
? · recorded 2016-01-13 · Assignment
Cambridge Technology, Inc.GSI Group Corporation
internal reorg
? · recorded 2017-09-19 · Change of Name
Cambridge Technology, Inc.Novanta Corporation
change of name only
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll verify the assignment chain and correspondent details before writing up. Let me run several searches.
Good — I retrieved several reel/frame numbers. Let me dig for the remaining records and correspondents.
Assignment & Ownership Analysis — US Patent 6,581,833 B2
Patent: "Smart energy emitting head" · App. 09/985,464 · Filed 2001-11-02 · Issued 2003-06-24 · Status: Expired – Lifetime (anticipated expiration 2021-11-02)
Note on completeness: I was able to obtain the Google Patents legal-events feed (assignor/assignee/conveyance/recording date) and three reel/frame numbers from indexed USPTO-derived text. I could not retrieve the correspondent of record for any entry, and reel/frame numbers for five of the eight entries were not captured. Those gaps are flagged rather than filled.
Inventors
| Inventor | Residence at filing | Employer at filing |
|---|---|---|
| Gagik Manukian | Chelmsford, MA | GSI Lumonics Inc. (Billerica, MA) |
| Alvaro Kaplan | Newton, MA | GSI Lumonics Inc. |
| Alfred Lee Ellis | Arlington, MA | GSI Lumonics Inc. |
All three assigned their rights to GSI Lumonics Corporation by an instrument executed 2001-11-28 to 2001-12-04 (reel 024278/0129) — i.e., one to four weeks after the 2001-11-02 filing date, the normal employee-inventor assignment cadence.
Unusual-pattern check: Not present. There is no public evidence that any inventor left the assignee within 12 months of filing; the assignment instrument was signed essentially contemporaneously with the filing, which is the opposite of an abandoned-inventor / fire-sale precursor. (A people-directory aggregator, trustoria.com, hosts a profile page for "Alfred Ellis, Arlington MA" listing this patent, but it is a scraped bio page with no employment-status data and I give it no evidentiary weight.)
Original assignee
GSI Lumonics Inc. (Billerica, MA) — printed on the issued patent. Note that the assignment instrument recorded at reel 024278/0129 names the assignee as GSI Lumonics Corporation; the "Inc." / "Corporation" distinction recurs across this chain and reflects the parent/subsidiary pair (GSI Lumonics Inc. was the publicly traded parent; GSI Lumonics Corporation was the operating subsidiary).
- Line of business: Laser marking/scanning systems — the original General Scanning Inc. (founded 1968), which pioneered galvanometer-based beam steering. This patent's own specification is internal evidence of product practice: it references the GMAX™ product line and the XY100 head interface, both GSI Lumonics products, and describes a head architecture the assignee was shipping.
- Product embodying the claims: Yes. The claimed architecture (controller + scanner + non-interruptible ≥20 KHz interface inside the head housing) is the architecture of the assignee's smart scan heads; the same scanner/galvo line persists today under the Cambridge Technology brand.
- Current status: Operating. Corporate lineage: General Scanning Inc. (1968) → GSI Lumonics Inc. → GSI Group Inc. (name change eff. 2005-06) → Novanta Inc. (name change eff. 2016-05-12), NASDAQ: NOVT, HQ Bedford, MA. Not acquired, not dissolved, and I found no Chapter 7/11 filing by this entity at any point.
Assignment timeline
2001-11-28 to 2001-12-04 (executed) / recorded 2010-04-23 — Reel 024278/0129
- Conveyance: Assignment of assignors' interest
- Assignor: Gagik Manukian; Alvaro Kaplan; Alfred Lee Ellis
- Assignee: GSI Lumonics Corporation (Massachusetts)
- Correspondent: not captured in retrieved records
- Context: Initial inventor-to-employer assignment; the ~8.5-year gap between execution and recording indicates a late / clean-up recordation, not a transfer to a new party.
2010-07-23 (executed, per adjacent date in feed) / recorded 2010-07-29 — Reel 024755/0537
- Conveyance: Security Agreement
- Assignor: GSI Group Inc.; GSI Group Corporation; MES International Inc.; and others — the legal events list Cambridge Technology, Inc., Continuum Electro-Optics, Inc., Control Laser Corporation (d/b/a Baublys Control Laser), Excel Technology, Inc., Photo Research, Inc., Quantronix Corporation, Synrad, Inc., and The Optical Corporation
- Assignee: The Bank of New York Mellon Trust Company, N.A., as Collateral Agent
- Correspondent: not captured
- Context: Securitization / secured credit facility — a blanket lien over the group's IP, recorded against the whole subsidiary family at one reel/frame. Not a change of ownership.
2010-07-23 (executed) / recorded 2011-10-14 — Reel 027067/0952
- Conveyance: Change of Name
- Assignor: GSI Lumonics Corporation
- Assignee: GSI Group Corporation
- Correspondent: not captured
- Context: Internal reorg / change of name only — same corporate person, new name; aligns the subsidiary name with the renamed parent (GSI Group Inc.).
2011-10-26 — Reel/frame not captured
- Conveyance: Security Agreement
- Assignor: GSI Group Corporation; GSI Group Inc.
- Assignee: Bank of America, N.A.
- Correspondent: not captured
- Context: Refinancing / securitization — replacement lender taking the same collateral position.
2011-10-26 — Reel/frame not captured
- Conveyance: Release
- Assignor: The Bank of New York Mellon Trust Company, N.A.
- Assignee: GSI Group Corporation; GSI Group Inc.; MicroE Systems Corp.; Quantronix Corporation; MES International Inc.; Cambridge Technology Inc.; Control Laser Corporation; The Optical Corporation; Continuum Electro-Optics Inc.; Excel Technology Inc.; Photo Research Inc.; Synrad Inc.
- Correspondent: not captured
- Context: Lien release on the same date as the Bank of America security agreement — a single-day collateral swap, not an ownership change.
2013-08-07 — Reel/frame not captured
- Conveyance: Assignment of assignors' interest
- Assignor: GSI Group Corporation
- Assignee: Cambridge Technology, Inc.
- Correspondent: not captured
- Context: Internal reorg — intra-group transfer to the operating subsidiary that builds the galvo/scan-head product line.
2016-01-13 — Reel/frame not captured
- Conveyance: Assignment of assignors' interest
- Assignor: Cambridge Technology, Inc.
- Assignee: GSI Group Corporation
- Correspondent: not captured
- Context: Internal reorg / re-papering — the reverse of the 2013 transfer, part of the same January-2016 intra-group asset shuffling disclosed in GSI Group's 8-K exhibit table.
2017-09-19 — Reel/frame not captured
- Conveyance: Change of Name
- Assignor: Cambridge Technology, Inc.
- Assignee: Novanta Corporation
- Correspondent: not captured
- Context: Change of name only — the subsidiary renamed to match the parent (GSI Group Inc. → Novanta Inc., eff. 2016-05-12).
No correspondent of record was recoverable for any of the eight entries, so signal 3 below cannot be scored. A single- or repeat-attorney pattern would only be visible in the Assignment Center abstract page for each reel/frame.
Timeline diagram
timeline
title Ownership of US 6581833
2001 : Filed by GSI Lumonics
: Inventors assign to GSI Lumonics Corp
2003 : Patent issued
2010 : Agreement with BNY Mellon as agent
: Name change to GSI Group Corporation
2011 : Bank of America security agreement
: Prior lien released same day
2013 : Assigned to Cambridge Technology Inc
2016 : Reassigned to GSI Group Corporation
2017 : Cambridge Technology renamed Novanta
2021 : Patent expired
NPE / troll-pattern signals
1. Shell-entity transfer — NOT PRESENT. Every assignee in the chain is a named operating company with a physical plant and a product catalog: GSI Lumonics Corporation (reel 024278/0129), GSI Group Corporation (reel 027067/0952), Cambridge Technology, Inc. (2013-08-07), Novanta Corporation (2017-09-19). No entity carries an "IP / Patents / Licensing / Holdings / Ventures" suffix, no registered-agent-service address appears, and no single-member Delaware/Texas LLC is in the chain.
2. Known asserter in the chain — NOT PRESENT. No assignee matches the Acacia / Marathon / IV / IPNav / Wi-LAN / Mosaid-Conversant / Vringo / Pendrell / Innovatio / MPHJ / Lumen View / Round Rock / Document Generation / Spangenberg families. The terminal assignee is Novanta Inc. (NASDAQ: NOVT), a ~$500M-revenue OEM supplier of photonics, vision and precision-motion components — the opposite of a licensing-only vehicle.
3. Repeat correspondent across the chain — UNCLEAR / NOT DETERMINABLE. No correspondent of record was retrievable for any of the eight entries. This signal is unscored, not negative. A repeat in-house or outside attorney across reel 024278/0129, 024755/0537 and 027067/0952 would be expected here simply because they are the same company's records — so even a recurrence would be weak evidence in this chain.
4. Cascading transfers — NOT PRESENT. There are four transfers in 2010–2017, but they are spaced across seven years and each is either (a) a name change, (b) an intra-group reassignment, or (c) a collateral lien. The two intra-group moves (GSI Group Corporation → Cambridge Technology, Inc. on 2013-08-07; Cambridge Technology, Inc. → GSI Group Corporation on 2016-01-13, a ~29-month round trip) are consistent with a corporate reorganization, not with a chain of shells sharing one correspondent address.
5. Pre-litigation transfer — NOT PRESENT on available evidence. No infringement action naming US 6,581,833 surfaced in the searches run, so there is no litigation date against which to measure a six-month pre-suit assignment. This is a negative finding on the record I could reach, not proof that no suit exists.
6. Bankruptcy fire-sale — NOT PRESENT. Neither GSI Lumonics, GSI Group, Cambridge Technology nor Novanta filed Chapter 7/11. GSI Group's 2009–2010 period involved an accounting restatement and delisting pressure, but the record shows a credit facility (BNY Mellon, reel 024755/0537, 2010-07-29) and its replacement by Bank of America (2011-10-26) — a refinancing, not an estate sale, and the patents were never sold out of a bankruptcy estate.
7. Privateering — NOT PRESENT. There is no operating-company-to-NPE transfer anywhere in this chain. The most recent conveyance (2017-09-19) is an intra-family change of name, not a transfer to an assertion vehicle.
8. Defensive aggregator / anti-NPE — NOT PRESENT. The chain does not terminate at RPX, AST, LOT Network, Unified Patents or OIN. It terminates at Novanta Corporation, an operating affiliate of a public OEM supplier.
Verdict
Operating-company assertion — qualified.
The determining fact is that the chain terminates in a single corporate family of operating companies: inventor assignment to GSI Lumonics Corporation (reel 024278/0129), an internal name change (reel 027067/0952), intra-group reassignments in 2013 and 2016, and a final change of name to Novanta Corporation on 2017-09-19 — with only collateral liens (reel 024755/0537 and the 2011-10-26 Bank of America agreement) and a same-day release interrupting it. There is no shell LLC, no known asserter, no bankruptcy sale, and no defensive aggregator anywhere in the record, so "NPE — high/moderate confidence" and "Defensive / non-asserting" are both excluded. The qualifier: the second prong of the definition — the current assignee suing actual competitors — is not evidenced in what I could retrieve; I found no litigated assertion of this patent. On the record available, this reads as a portfolio asset retained by a large operating OEM (Cambridge Technology / Synrad brands), and its 2021 expiration means it is now simply expired rather than neutralized.
Verification: USPTO Assignment Center — https://assignmentcenter.uspto.gov/ (enter patent number 6581833); legacy portal — https://assignment.uspto.gov/patent/index.html. Rows to pull to close the gaps flagged above: 024278/0129, 024755/0537, 027067/0952, plus the four un-numbered 2011-10-26, 2013-08-07, 2016-01-13 and 2017-09-19 entries — each abstract page carries the correspondent of record.
Generated 9/27/2026, 5:04:28 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll verify the patent record and pull the citation list, then research each cited reference.
Let me search for the remaining cited references and try to confirm the full citation list.
Prior-Art / § 102 Analysis — U.S. Patent No. 6,581,833 ("Smart Energy Emitting Head")
0. Scope, method, and a correction to the earlier sections
Task framing: you asked me to search the USPTO database for 6,581,833 specifically and then analyze each patent citation on that patent. I did the search and pulled the citation list, but I must state up front what I actually retrieved versus what I could not.
What I verified:
- US 6,581,833 B2 exists and matches the record already generated in the earlier sections (title, app. 09/985,464, filed 2001-11-02, granted 2003-06-24, GSI Lumonics Inc., inventors Manukian/Kaplan/Ellis). No contradiction with the previously generated bibliography. Confirming sources: Google Patents — US6581833B2; Justia — US6581833; Justia — pre-grant pub US2003/0085279.
- The complete "Referenced Cited" table (six U.S. patent documents) — retrieved from the Justia mirror.
- Titles and subject matter for three of the six references (5,719,385; 5,838,884; 6,283,372).
- Filing data for one (5,719,385: filed 1995-12-08; 6,283,372: app. 09/379,153 filed 1999-08-23).
What I could NOT verify — flagged, not filled:
- Titles and full disclosures of US 6,383,177, US 6,390,371, and US 6,435,413. I will not invent these. Only their numbers, inventors, and issue dates are confirmed.
- Any foreign patent documents or non-patent literature cited. Justia's table shows only U.S. patent documents; I could not reach the Google Patents "Patent Citations" sub-table to confirm whether foreign/NPL citations exist.
- Whether the fetched page carried a citations table at all — it did not; the Google Patents text block contains only the algorithmic "Prior art keywords" field (control signals, energy, emitter, controller, input), which is not a citation list.
⚠️ Contradiction/refinement against the previously generated sections. The earlier Obviousness section stated: "I could not retrieve the full texts or titles of those six references before hitting my tool limit." That gap is partially closed here — I now have confirmed titles/subject matter for 5,719,385, 5,838,884, and 6,283,372. This is a refinement, not a contradiction. The earlier PTAB and Litigation sections' disambiguation (JP 6581833 B2 to Azbil; IPR2020-00699 on 10,165,833) stands and must not be conflated with the citations below.
1. The citation table of record for US 6,581,833
| # | Patent | Issue date | Inventor(s) | Assignee | Statutory availability vs. 2001-11-02 filing |
|---|---|---|---|---|---|
| 1 | US 5,719,385 | 1998-02-17 | Wike, Jr. et al. | NCR Corporation | § 102(b) (issued >1 yr before filing) |
| 2 | US 5,838,884 | 1998-11-17 | AuYeung et al. | (Xerox Corp.) | § 102(b) |
| 3 | US 6,283,372 | 2001-09-04 | Li (Symbol Technologies) | Symbol Technologies, Inc. | § 102(a) / § 102(e) — not § 102(b) (issued <1 yr before filing) |
| 4 | US 6,383,177 | 2002-05-07 | Balle-Petersen et al. | unverified | § 102(e) only, if its U.S. filing predates 2001-11-02 |
| 5 | US 6,390,371 | 2002-05-21 | Armga et al. | unverified | § 102(e) only, same condition |
| 6 | US 6,435,413 | 2002-08-20 | Kumagai et al. | unverified | § 102(e) only, same condition |
Two structural observations that govern everything below:
- This is a pre-AIA patent. Filed 2001-11-02, so §§ 102(a), (b), and (e) apply. There is no § 102(a)(1)/(a)(2) AIA analysis and no "effective filing date" tracing beyond the pre-AIA rules.
- References 4–6 issued after the '833's filing date. They are prior art at all only under pre-AIA § 102(e) — i.e., only if each reference's own U.S. filing date (or qualifying § 119/§ 365 priority) precedes the '833's filing date (or the applicant's actual invention date). I did not verify those filing dates. Any § 102(e) theory built on references 4–6 must clear that threshold first, and roughly half the citation list is therefore date-unverified for prior-art purposes.
2. Reference-by-reference analysis
Reference 1 — US 5,719,385
- Full citation: U.S. Patent No. 5,719,385, Optical scanner having multi-line and single-line scanning modes, issued Feb. 17, 1998. Inventors: Charles K. Wike, Jr.; William M. Belknap; Joseph Michael Lindacher. Assignee: NCR Corporation. Filed Dec. 8, 1995.
- Date status: § 102(b) — patented more than one year before 2001-11-02. Unconditionally available.
- Brief description: A bar-code optical scanner that can switch between multi-line and single-line scan patterns. The scanner sweeps a laser beam in a raster/multi-line pattern and selectively reverts to a single scan line (e.g., for aiming, for a visible-to-user pattern, or for best decode on a given symbol). It discloses two-axis beam steering, driver electronics for the scan mechanism, and mode control logic selecting among scan patterns.
- Potential § 102 anticipation of 6,581,833: None. No claim of the '833 is anticipated by this reference.
- The superficial attraction is that the '385 has "two modes" (claim 14 / claim 25 theme) and "two directions" (claim 1). Both attractions fail on the claim language:
- The '833's multi-mode requirement (claims 14, 25) is emitter power, not scan-pattern geometry: the emitter must emit energy having "a first power" and "a second power, different than the first power" (claim 14), and claim 26 recites a write beam vs. a read beam. The '385 switches scan patterns, not emitter power levels.
- The '833's claim 1 requires a controller disposed within the housing issuing trajectory control signals, plus a non-interruptible interface having a bandwidth of not less than 20 KHz and a latency of not more than 5 milliseconds communicating those signals to a scanner disposed within the housing. The '385 does not disclose that interface limitation at all, and it is a reader, not an energy-directing/marking head.
- Correct role: § 103 art (not § 102). It is probative on the "continuous movement of the energy, in two directions simultaneously" element of claim 1 and on the general notion of selectable operating modes, to be combined with the applicant's admitted prior art (the Fig. 1/Fig. 2 PC-based system, the XY100 interface and GMAX™ product line described in the '833 specification itself).
- The superficial attraction is that the '385 has "two modes" (claim 14 / claim 25 theme) and "two directions" (claim 1). Both attractions fail on the claim language:
Reference 2 — US 5,838,884
- Full citation: U.S. Patent No. 5,838,884, System for a raster output scanner, issued Nov. 17, 1998. Inventor(s): AuYeung et al. Assignee appears to be Xerox Corporation (printer/ROS art). Filing date: not verified.
- Date status: § 102(b) — patented more than one year before 2001-11-02. Unconditionally available.
- Brief description (confirmed from the retrieved text): A raster output scanner (ROS) for a printer in which an on-board operating system and application programs run on a microprocessor (expressly, a Philips 80C515-family device) that maintains a virtual image of the polygon and laser-diode operating levels — temperature, input power, output light intensity, polygon speed — as servo loops, compares each servo-corrected level to acceptable ranges, and takes corrective action (report to user, run machine diagnostics, or shut the printer down to prevent damage). All beams are turned off during initialization to prevent damage from random settings; digital-to-analog converters set exposure/threshold/RCC values.
- Potential § 102 anticipation of 6,581,833: None — but this is the most technically interesting of the six for the "controller inside the housing" element.
- Why it is not anticipation: the '884 is a printer image-output-terminal ROS, not an energy-emitting head receiving an input at a housing port and issuing trajectory control signals for a directed energy beam. It does not disclose the non-interruptible interface with ≥20 KHz bandwidth and ≤5 ms latency — indeed its own disclosure describes an interrupt-driven OS/application software architecture ("enables all of the computer interrupts"; "software settings of the computer, such as the timer and interrupts"), which is the opposite of the '833's non-interruptible interface and its claimed 20 µs-class latency.
- Correct role: § 103 art on (a) embedding a processor local to the laser and the scanner to run real-time servo loops; (b) closed-loop control of laser operating levels based on sensed parameters (relevant to claims 9–11 and to the emitter-control-signal limitations of claim 3/12); and (c) the general proposition that on-board laser-level management in a scanning system was known. Combine with admitted prior art for claims 1, 3, 4, 11, 12.
- Also note: this reference is affirmative evidence against the patentee on the "non-interruptible" limitation, because it shows the art's default was an interruptible OS-hosted controller — which is exactly the thing the '833 relocated and de-interrupted. That cuts to § 103 motivation, not to § 102.
Reference 3 — US 6,283,372
- Full citation: U.S. Patent No. 6,283,372 B1, Electro-optical scanning assembly with conductive flexures, issued Sep. 4, 2001. Inventor: Li (Yajun Li). Assignee: Symbol Technologies, Inc. Application 09/379,153, filed Aug. 23, 1999, a division of application 09/167,880 (filed Oct. 1998 per the printed description in US 6,715,685).
- Date status: Not § 102(b) — issued Sep. 4, 2001, less than one year before the Nov. 2, 2001 filing. It is available under § 102(a) (patented before the applicant's invention) and, more usefully, under § 102(e) with an effective date back to its 1998/1999 U.S. filing. Both require knowing the '833 inventors' actual invention date, which is not in the record I retrieved.
- Brief description (confirmed from the retrieved text): A miniature electro-optical scanning assembly for hand-held scanners. It has a stationary support, a light source (expressly "a laser diode for emitting a laser light beam"), a movable optical component/scAN mirror, a flexure-based drive (two energizable electrical coils with permanent magnets; the conductive flexures carry the drive current), and a controller operatively connected to the drives that actuates both drives to oscillate both scan mirrors to sweep the symbol with a multiple-line scan pattern and selectively de-actuates one drive to sweep with a single-line pattern. It scans two orthogonal directions (a second scan mirror sweeps "a second direction orthogonal to the first direction"), and the scanners are operable in both portable (hand-held) and surface-mounted (hands-free) modes. It also recites a first small/dense visible scan pattern followed by a second larger, more robust pattern for decoding, plus a photodetector/sensor generating an electrical signal corresponding to the symbol.
- Potential § 102 anticipation of 6,581,833: None of the independent claims can be read on this reference alone. It lacks the "controller disposed within the housing, configured to issue command control signals including trajectory control signals"; it lacks the non-interruptible interface, ≥20 KHz, ≤5 ms; and it is a decoder, not an energy-directing head.
- The one place to look hardest — claims 17–18 (portable housing + carrier): the '372 does disclose a hand-held/portable scanner. But claims 17 and 18 depend from claim 14, and claim 14 requires the multi-power emitter (first power ≠ second power) and the in-housing controller issuing first/second command control signals. The '372 does not supply those, so claims 17–18 cannot be anticipated by it either. It remains relevant § 103 art on portability (the earlier Obviousness section's "patentee's best ground").
- Claim 27 (wireless input interface port) — flag as an unverified § 102 candidate. Symbol Technologies fielded cordless/RF hand-held scanners in this era, and claim 27 as summarized in the earlier sections pairs a wireless input interface port with an in-housing controller and an emitter. I could not verify either (i) the full text of claim 27 or (ii) that the '372 discloses a wireless input port specifically. I therefore will not assert § 102 anticipation of claim 27. If you want to press that theory, the two things to pull are the official claim-27 text from PatentCenter and column/line support in the '372 for an RF link.
Reference 4 — US 6,383,177
- Full citation: U.S. Patent No. 6,383,177 B1, issued May 7, 2002, to Balle-Petersen et al.
- Date status: Post-dates the '833 filing. Available only under § 102(e), and only if its U.S. filing date (or qualifying priority) precedes 2001-11-02. ⚠️ Not verified.
- Brief description: ⚠️ Not verified — I did not retrieve the title or disclosure and will not guess. The inventor surname suggests a non-U.S. (Danish/Norwegian) origin, which raises a further § 102(e) question: a foreign priority date under § 119 does not create a § 102(e) date for the disclosure (see In re Hilmer, 359 F.2d 859 (CCPA 1966)) — only the U.S. filing date (or a qualifying PCT filing under § 102(e)/§ 363) counts. This must be checked before the reference is usable at all.
- Potential § 102 anticipation: Indeterminate / unverified. I have no basis to name a claim.
Reference 5 — US 6,390,371
- Full citation: U.S. Patent No. 6,390,371 B1, issued May 21, 2002, to Armga et al.
- Date status: Post-dates the '833 filing. § 102(e) only, subject to the same U.S.-filing-date verification. ⚠️ Not verified.
- Brief description: ⚠️ Not verified.
- Potential § 102 anticipation: Indeterminate / unverified. No claim named.
Reference 6 — US 6,435,413
- Full citation: U.S. Patent No. 6,435,413 B1, issued Aug. 20, 2002, to Kumagai et al.
- Date status: Post-dates the '833 filing. § 102(e) only, same verification requirement. ⚠️ Not verified.
- Brief description: ⚠️ Not verified.
- Potential § 102 anticipation: Indeterminate / unverified. No claim named.
3. Consolidated § 102 verdict
| Reference | § 102 basis confirmed? | Anticipates any claim of '833? | Why not / caveat |
|---|---|---|---|
| US 5,719,385 | Yes — § 102(b) | No | Scan-pattern modes, not emitter power modes; no in-housing trajectory controller + ≥20 KHz/≤5 ms non-interruptible interface. § 103 art only. |
| US 5,838,884 | Yes — § 102(b) | No | Printer ROS with an interruptible OS-hosted controller — affirmatively inconsistent with the claimed non-interruptible, ≤5 ms interface. § 103 art on local laser-level servo control. |
| US 6,283,372 | Partly — § 102(a)/§ 102(e); not § 102(b) | No (claims 17–18 depend on claim 14, which it cannot meet) | Portable two-axis bar-code scanner, no marking-head architecture, no claimed interface. § 103 art on portability and orthogonal two-axis scanning. |
| US 6,383,177 | Unverified — § 102(e) only | Unverified | Title/disclosure/filing date not retrieved. Hilmer caution on foreign priority. |
| US 6,390,371 | Unverified — § 102(e) only | Unverified | Same. |
| US 6,435,413 | Unverified — § 102(e) only | Unverified | Same. |
Bottom line on § 102: No reference of record anticipates any claim of US 6,581,833. Every independent claim (1, 14, 19, 25, 27) contains at least one limitation absent from all six references — most decisively the "non-interruptible interface having a bandwidth of not less than 20 KHz and a latency of not more than 5 milliseconds" (claims 1, 15, 19) and the in-housing controller issuing trajectory control signals for a directed energy beam. The citation list is a § 103 list, not a § 102 list — which is consistent with the patent having been allowed in 2003 and with the earlier Obviousness section's conclusion that the claims are vulnerable to obviousness, especially claims 1–13 and 19–24, rather than to anticipation.
The single strongest (still unverified) § 102 theory is a hand-held/cordless bar-code scanner (Symbol-family art, e.g. references 3 and possibly 4–6) reading on claim 27's "wireless input interface port + in-housing controller + emitter" combination. That theory turns entirely on (a) the official text of claim 27 and (b) verified disclosure of a wireless input port — neither of which I could confirm.
4. What to pull next to close the gaps (in priority order)
- USPTO Patent Public Search / PatentCenter for 6,581,833 → the official "References Cited" list, including foreign patent documents and NPL that Justia's table omits. Stated URL: https://patentcenter.uspto.gov/ (search
6581833). - Full front pages of US 6,383,177; US 6,390,371; US 6,435,413 → titles and, critically, U.S. filing dates / § 119 or § 365 priority claims, to test § 102(e) eligibility.
- Full text of US 6,283,372 and US 5,719,385 → confirm the absence of any wireless input port and any in-housing marking/trajectory controller, and check their § 102(a) invention-date exposure.
- The '833 prosecution history (file wrapper) → to see why the examiner cited each reference and whether any was applied under § 102 or only § 103. This is the most efficient way to learn the examiner's actual theory.
Disambiguation re-affirmed (per the operating rules): the identifier analyzed throughout is US 6,581,833 B2. The Japanese patent JP 6581833 B2 (Azbil, actuator fault detection), US 10,165,833 (IPR2020-00699 subject), and the unrelated "power device"/charger "'833 patent" that dominates web searches for "833 patent IPR" are different documents and none of their citation lists is reported here.
Generated 9/29/2026, 11:21:33 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll research the prior art cited on this patent's page and the relevant prior-art field before building the obviousness analysis.
Let me pull the patent's cited-references lists from FreePatentsOnline and try the Google Patents citations view.
I have the cited-references list. Let me identify each cited US reference so I can analyze them accurately.
Obviousness Analysis — U.S. Patent No. 6,581,833 ("Smart Energy Emitting Head") under 35 U.S.C. § 103
0. Legal framework and evidence caveats
Governing law. The application was filed November 2, 2001, so pre‑AIA § 103(a) governs. The controlling framework is Graham v. John Deere Co., 383 U.S. 1 (1966) (scope/content of prior art; differences; PHOSITA level; secondary considerations) as refined by KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007). Under KSR, a combination need not be taught by an explicit "teaching, suggestion, or motivation"; it is enough that the claimed subject matter would have been obvious for any of the rationales catalogued at MPEP § 2143(A)(1)–(7) — predictable combination of known elements, simple substitution, use of a known technique to improve a similar device, "obvious to try" within a finite predictable design space, and design incentives/market forces. Any rejection still requires articulated reasoning under In re Kahn, 441 F.3d 977 (Fed. Cir. 2006).
⚠️ Contradiction / scope flag (matters for how much weight to give the prior-art section). The page you directed me to ("Use the results from the Prior Art section of this page") contains only keyword-level prior-art metadata — the Google Patents "Prior art keywords" field: control signals, energy, emitter, controller, input — and no citation table. The fetched page text does not include the "Patent Citations / References Cited" list. I therefore supplemented with the "Referenced Cited" list from Justia's mirror (https://patents.justia.com/patent/6581833), which shows only six U.S. patent documents. I could not retrieve the full texts or titles of those six references before hitting my tool limit, so my treatment of them below is provisional and explicitly flagged. Where I rely on them, I say so.
The six U.S. references of record (per Justia):
| No. | Date | Inventor(s) |
|---|---|---|
| 5,719,385 | Feb. 17, 1998 | Wike et al. |
| 5,838,884 | Nov. 17, 1998 | AuYeung et al. |
| 6,283,372 | Sept. 4, 2001 | Li |
| 6,383,177 | May 7, 2002 | Balle‑Petersen et al. |
| 6,390,371 | May 21, 2002 | Armga et al. |
| 6,435,413 | Aug. 20, 2002 | Kumagai et al. |
Critical date trap. The last three issued after the Nov. 2, 2001 filing date. They are prior art at all only under pre‑AIA § 102(e), and only if their U.S. filing dates (or qualifying PCT/foreign priority dates) precede Nov. 2, 2001. Their § 102(e) dates must be verified before any of them can be used in a § 103 combination. The three clearly-sub‑filing references are 5,719,385, 5,838,884, and 6,283,372 (assuming their own filing dates predate Nov. 2, 2001, which I did not verify). The skew toward bar-code/optical-scanner art (the examiner was Karl D. Frech; the patent is classified in G06K 7/10, moving-beam scanning) is itself a signal: the examiner treated this as an optical scanning case, not a laser-machining or industrial-control case — which matters for the "field of endeavor" and "reasonable expectation of success" analysis below.
The strongest § 103 evidence is not the citation list at all — it is the applicant's own admission. The Background of the '833 patent describes, in detail and without disclaiming it, a conventional PC-based system (Fig. 1/Fig. 2) comprising a user interface/command signal generator 110, a command control generator 120, an emitter 130, X/Y scanners 140/150, a high-bandwidth noise-protected interface 295 (the assignee's own XY100 interface for its GMAX™ product line), and a head 250 containing a receiver 260 plus servo/galvo/mirror subsystems 280–290. This is admitted prior art and can be the primary reference under § 103. See In re Fout, 675 F.2d 297 (CCPA 1982) (applicant's own admission can supply the primary reference).
1. Level of ordinary skill (PHOSITA)
A person with a B.S. in electrical engineering, optics, or physics (or equivalent), plus roughly 2–5 years' experience designing galvanometer-based optical scan heads / laser marking systems, including familiarity with galvo driver electronics, digital galvo interfaces (e.g., the XY100/XY2‑100-style serial protocol expressly named in the specification), micro-vectorization of fonts into stroke commands, and embedded motion-control processors. This is a mature, highly predictable engineering discipline by 2001 — an important KSR point, because in predictable arts the "obvious to try" and "predictable results" rationales bite hard.
2. Element-by-element analysis of independent claim 1
Claim 1 (per the claim text retrieved earlier) requires: (a) a housing; (b) an input interface port receiving an input at the housing; (c) a controller disposed within the housing generating and issuing command control signals including trajectory control signals; (d) a non-interruptible interface disposed within the housing, bandwidth ≥ 20 KHz, latency ≤ 5 ms, communicating the trajectory signals from controller to scanner; and (e) a scanner disposed within the housing that directs energy in two directions simultaneously and continuously per those signals.
| Element | Where the record supplies it | § 103 rationale |
|---|---|---|
| (a) housing | Admitted Fig. 2 head 250 is a housing containing receiver 260 + servo/galvo/mirror 280‑290 | Admitted prior art |
| (b) input port at housing | Admitted system has interface 295 terminating at head receiver 260. The asserted difference is type, not existence: a low-bandwidth, interruptible port (RS‑232) instead of a high-bandwidth one | Simple substitution; the port is dictated by the choice of host link, and the spec itself concedes RS‑232-class links were standard |
| (c) controller inside the housing | This is the entire asserted delta over the Fig. 2 head: relocation of command control generator 120 / controller 240 into the head | KSR rationales (A), (C), (D), (F): the specified problem (PC round-trip latency, mandatory modification of standard PCs to host a high-bandwidth card) supplies the design incentive, and the solution (embed the trajectory generator next to the galvo driver) is a known technique applied to a known device ready for improvement |
| (d) non-interruptible interface ≥20 KHz / ≤5 ms inside the housing | (i) The spec concedes the internal controller-to-servo link is what was already the XY100-style digital interface, usable "to interconnect the controller with various different types of scan subsystems"; (ii) any dedicated hardware bus from an embedded processor to a galvo driver is by construction non-interruptible | Inherent/functional characterization. "Non-interruptible" describes the absence of an intervening general-purpose OS or shared network, which is inherent to a dedicated embedded bus. The numeric limits are routine optimization: In re Peterson, 315 F.3d 1325 (Fed. Cir. 2003); In re Woodruff, 919 F.2d 1575 (Fed. Cir. 1990); In re Aller, 220 F.2d 454 (CCPA 1955) |
| (e) two-axis simultaneous continuous scanning | Admitted: X‑scanner 140 / Y‑scanner 150, and servo/galvo/mirror 280a/285a/290a + 280b/285b/290b, "operate in synchronization" to direct the beam "anywhere on an x‑y coordinate plane" | Admitted prior art — verbatim |
The 20 KHz / 5 ms numbers as an obviousness problem for the patentee. The specification itself quantifies the prior art: ~50 ms latency running Windows 95™, "over 5 milliseconds" running Windows NT™, versus ~20 µs for the claimed embedded arrangement. Two consequences follow:
- The patentee has admitted the design space and the direction of improvement (lower latency is better), leaving only a finite, predictable set of design choices (move the generation into the head; use a dedicated bus; use a real-time processor).
- That the improvement achieves 20 µs rather than 5 ms is a predictable, arithmetically foreseeable result of removing the OS-mediated round trip. Under KSR, a result that is the "product of ordinary creativity, not innovation" does not rebut obviousness. There is no evidence of record that the claimed range produced any unexpected property (In re Soni; In re Geisler).
Combination A (primary): Admitted Fig. 2 system + any of US 5,719,385 / US 5,838,884 / US 6,283,372 (bar-code/optical scanning art teaching scan-engine control electronics and memory resident inside the scanner housing, communicating with a host over a low-bandwidth serial link) + the admitted XY100/GMAX digital scan-subsystem interface. Motivation: eliminate PC round-trip latency and the need to modify standard PCs (both expressly stated as the objects of the invention); predictable result; finite design choices. → Claims 1–13 and 19–24 are prima facie obvious.
3. Dependent claims 2–13, 20–24
These are, element-for-element, features the specification itself describes as conventional or the natural incident of embedding:
- 2 / 20 (interruptible input): the admitted RS‑232 host link is by definition interruptible.
- 3 / 12 / 21 (emitter + emitter interface): admitted emitter 270 + interface.
- 4–5 / 15 (laser source, deflector, servo, galvo, mirror): admitted subsystems 280/285/290.
- 6–8 / 22 (on-board memory storing a trajectory control algorithm and/or pre-generated command signals, retrieved and issued on a later input): on-board job storage in embedded controllers was routine; the specification concedes "trajectory control algorithm[s] … are well known in the art." Pre-stored, non-real-time download of job data to a controller is the standard "stand-alone mode" model in marking controllers.
- 9–11 / 24 (input = user command or sensed parameter; sensor inside the housing feeding back into control; quality/parameter sensing with real-time modification): scan-engine + on-board detector art, and closed-loop "mark-and-verify" inspection art. Specific secondary reference: GSI Lumonics' own US 6,633,338 ("Programmable illuminator for vision system"), which expressly claims "a target-marking laser operable to emit laser light directed by the field-of-view deflector toward the target surface" in a scanned-beam machine-vision system — i.e., a single scan head that both marks and senses. ⚠️ Dating must be verified: US 6,633,338 issued Oct. 2003; if its application was filed after Nov. 2, 2001 it is not available as prior art against the '833 (though it evidences contemporaneous practice).
- 10 / 23 (<1 ms real-time latency): pure range optimization, and the spec admits the prior art was "over 5 milliseconds," i.e., the boundary was known and merely had to be crossed.
- 13 (input device disconnectable from the port): a pluggable host terminal — the ordinary way to make a head autonomous; explicitly contemplated ("the computer 410 and interface 495 may be disconnected from the head … and the head can perform all required tasks independently").
4. Independent claims 14 and 25 (multi-mode, first/second power)
The delta here is a controller that issues first-mode and second-mode command signals and an emitter emitting at a first power and a different second power (claim 26 explicitly: write beam vs. read beam).
This is squarely in the prior art of dual-power laser emission. Using a low-power beam for aiming/reading/illuminating and a higher-power beam for writing/altering was standard across adjacent fields well before 2001:
- Optical disk drives (read power vs. write/erase power switching on a single source, and multi-source drives).
- Laser radar / range-finder and bar-code scanner "aiming" modes (low-power visible aiming beam switched to a higher-power invisible/working beam).
- Laser printers / imagers with selective exposure levels.
Combination B: Combination A + a dual-power laser source reference (or the emitter art described in the specification at col. on FIG. 6/8: a single source with power-supply control, or multiple selectable sources, optionally with different wavelengths/foci). Motivation supplied by KSR rationale (F) — a known technique in one field to solve a known problem (identify/verify/aim on the target before committing a high-energy mark; select marking parameters based on a sensed material parameter) applied to a scanning laser head, with a reasonable expectation of success. Claim 26's "read beam" is expressly one of the two modes the specification itself frames. → Claims 14–16 and 25–26 are prima facie obvious.
Note worth flagging for the patentee's side: the strongest non-obviousness argument here is not the power-switching itself but the closed-loop use of the return signal to decide whether and how to mark (the Fig. 6 first/second/third-mode cycle). That theme, however, is claimed as system hardware capability ("configured to issue first/second command signals"), not as a closed-loop control method, and the hardware limitation is met by the ordinary capability of any controller that can be programmed in two modes.
5. Independent claim 27 (wireless input interface port)
Claim 27 pairs a wireless input interface port on the housing with an in-housing controller generating emitter control signals and an emitter. In November 2001, RF/wireless data-collection terminals (Symbol, Intermec, and others) and wireless LAN were ubiquitous, and wireless links to scanners/printers were conventional.
Combination C: Combination A + a wireless/RF data-collection or cordless-peripheral reference (any of the cited bar-code art, which frequently teaches cordless scanner-to-host links, or a conventional RF wireless peripheral reference). Motivation: eliminate cabling to a moving/remote head; enable networked, distributed marking cells (the specification's own FIGS. 10–11 motivation for the wired version). Predictable result. → Claims 27–28 are prima facie obvious. Indeed, if any cited one of the six of-record references discloses a scanner with an RF link and on-board control, claim 27 may be vulnerable to anticipation under § 102, not merely § 103. ⚠️ I could not verify that.
6. Dependent claims 17–18 (portable housing + carrier strap) — the patentee's best ground
Claim 17 requires a portable housing with the emitter inside it; claim 18 adds a carrier (e.g., shoulder strap) usable by a single human being.
- Obviousness view: handheld/cordless bar-code scanners and portable data terminals were old; a strap on a portable instrument is a design expedient; the specification's own dimension/weight ranges (H 4–40 in.; W/D 2–20 in.; 2–20 lb) are approximate, routine design ranges over which no unexpected result is asserted. Combine with the specification's stated goal of carrying the unit by shoulder strap — an admitted design choice, not an invention.
- Non-obviousness view (worth developing): packaging a galvanometer-based two-axis scan head, a laser emitter, its power supply, a controller, and interface ports into a 2–20 lb single-person-carryable unit, while preserving the ≥20 KHz scan-signal bandwidth and the marking beam quality, presented genuine engineering trade-offs (thermal management, laser power supply mass, shock/vibration tolerance of galvos, optical alignment) in 2001. That is the one place where a secondary-considerations showing (commercial success of a portable marking head, industry praise, failed competitor attempts, copying) could plausibly move the needle. No such evidence is in the record I can see — and, notably, the '833 was apparently never asserted before expiration (Nov. 2, 2021), so no litigation record supplies it either. A court would still weigh this against KSR's caution that market demand rather than technical difficulty often drives such packaging choices.
7. Why a PHOSITA would have combined these (articulated motivation)
- The specification states the problem and the goal. "PCs must be modified to accommodate the required interface"; "inherent latency"; "unable to obtain effective real time modification." Once the goal (put processing in the head) is recognized as the objective, the architecture is largely dictated — that is KSR rationale (D): a known device ready for improvement, improved in the predictable way.
- Predictable results. Removing an OS and a multi-hop host link from a real-time control loop necessarily reduces latency; the 100×–1000× improvement is arithmetic, not surprising.
- Known technique, similar devices. Embedded control of a scanner mechanism (scan engine, motor drive, decode/sensing, on-board memory) was the standard architecture in the bar-code/data-collection art that the examiner cited and into which the '833 is classified (G06K 7/10, "moving beam scanning").
- Finite design space. The alternatives for the internal controller-to-galvo link were few and known (the assignee's own XY100; dedicated parallel/digital servo interfaces; DSP/FPGA real-time engines). Choosing among them is "obvious to try."
- Inherency of the negative limitation. "Non-interruptible" and "latency ≤ 5 ms" are states that a dedicated embedded bus necessarily exhibits; they are not separate inventive contributions.
- Range optimization without unexpected results. ≥20 KHz and ≤5 ms (and <1 ms in claims 10/23) are ranges selected from an admitted prior-art continuum, with no showing of criticality (In re Peterson; In re Aller).
8. Where an IPR-style petition would be weakest, and what the patentee would argue
- No express TSM for relocating laser marking intelligence into the marking head if the cited references are only bar-code scanner art. A patentee would argue different fields of endeavor and no reasonable expectation of success in embedding a marking controller (power, thermals, real-time vectorization). Counter: KSR rationale (F) and In re ICON Health & Fitness, 496 F.3d 1374 (Fed. Cir. 2007) (field of endeavor is construed broadly; the references "reasonably pertinent to the particular problem" suffice).
- § 102(e) date defects for US 6,383,177 / 6,390,371 / 6,435,413 would remove up to half the citation list from a pre-2001 combination — a real vulnerability in any petition built on the face-of-patent references.
- Best-mode/secondary-consideration material: there is none in the public record I can see. The patent's own history (only six cited references, several post-dating filing, a single examiner, no litigation over 18 years of life, expiry in 2021) is consistent with a narrow, incremental improvement rather than a breakthrough.
9. Bottom line
| Claims | § 103 assessment | Principal combination |
|---|---|---|
| 1–13, 19–24 | Strongly obvious | Admitted Fig. 2 system + embedded scan-engine controller art (US 5,719,385 / 5,838,884 / 6,283,372) + admitted XY100 digital scan-subsystem interface; numeric limits = routine optimization |
| 14–16, 25–26 | Obvious | Foregoing + dual-power laser (aim/read vs. write) art; KSR (F) |
| 27–28 | Obvious (possibly anticipated) | Foregoing + wireless/RF data-collection link art |
| 2–13 dependents | Obvious | Elements are admitted or conventional per the specification itself |
| 17–18 | Contestable — the only genuinely arguable ground | Portable 2–20 lb two-axis galvo head + emitter + controller + strap; would turn on secondary considerations not in the record |
If you want a defensible, narrow position for the patentee, it is claims 17–18 (and, secondarily, the closed-loop multi-mode use of the FIG. 6/FIG. 5 sensing schemes, were they claimed as methods rather than apparatus capability). Everything else reads as the predictable relocation of known control intelligence into the scan head, with the two numeric thresholds as routine optimization of ranges the specification itself admits.
10. Verification I could not complete (treat accordingly)
- Full text/titles of the six references of record — I hit my tool limit; I have inventor/date only, from Justia. Their actual disclosures, and especially their § 102(e) filing dates, must be pulled from USPTO PatentCenter / Google Patents before any of them is relied on in a § 103 or § 102 theory.
- Whether any single reference anticipates claim 1 or claim 27 — unverified.
- Dating of the strong non-patent prior art the searches surfaced: the GSI Lumonics GMAX M2/M2T XY Open Frame Head manual and the Lanmark Controls LEC‑1 / Maestro "self-contained integrated controller … designed for remote embedding and control of a scan head or laser system," with "local job storage … a first in the industry," Flash-resident job storage, an XY/2-100 digital scan-head protocol, and a real-time vector engine. The LEC‑1/Maestro manuals retrieved appear to be 2006/2014-vintage, i.e. after the '833 filing — but if an earlier LEC‑1 datasheet or the underlying GMAX documentation was publicly distributed before Nov. 2, 2001, it is § 102(b) printed-publication prior art that would be devastating to claims 1–13 and 19–24. Priority-verify publication dates.
- Cross-check with the earlier sections: consistent with the previously generated bibliography (same assignee chain, same expiry, same pre‑grant pub US 2003/0085279 A1) — no contradiction found. The only correction to add is the point above: the "Prior Art section of this page" was thinner than a citation table, so the six-reference list here comes from Justia rather than from the fetched page. And per the operating rules, note the unrelated JP 6581833 B2 (Azbil) remains a distinct document and is not part of this analysis.
Generated 9/27/2026, 5:05:03 PM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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