Invalidity dossier

US 5359647

Headset in-use indicator

Current assignee: Plantronics Inc

Added 5/10/2026, 9:37:21 PM

At a glanceNo PTAB challengesNo litigation on fileHigh-Tech (T)

Active provider: Google · gemini-2.5-flash

Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

Here is a concise summary of US patent 5359647:

US Patent 5359647: Headset in-use indicator

  • Title: Headset in-use indicator
  • Assignee: Plantronics Inc.
  • Inventors: Paul L. Regen, Anna Marie G. Puentes, Richard Hensolt
  • Filing Date: 1993-05-28
  • Issue Date: 1994-10-25
  • Abstract: A headset telephone is disclosed with an in-use indicator to notify passers-by when the wearer is engaged in a telephone conversation. In one embodiment, a light-emitting diode (LED) indicator is located on the headset's voice boom and illuminates when the headset is active. In another embodiment, headset activation triggers a transmitter to send a signal to a remote in-use indicator that is not physically connected to the telephone system or headset.

Plain-Language Overview of Independent Claims:

  • Claim 1 (Independent): This claim describes a telephone headset in-use indicator system. It includes a headset with a microphone and receiver connected to a telephone base unit. The system has a circuit that amplifies the incoming audio signal (received audio signal lines), and an audio level detector that converts signal peaks exceeding a first threshold into current pulses. An integrator circuit then averages these current pulses into an "integration signal." A comparator evaluates this integration signal against a second threshold; if exceeded, it issues an "activation signal." This activation signal controls a switch, which, when closed, applies a DC voltage from a battery to the received audio signal line. Finally, an LED flasher circuit, connected to the received audio signal lines, uses this DC battery voltage to create a visual indication (e.g., flashing LED) that the headset is in use.
  • Claim 4 (Independent): This claim describes a telephone headset in-use indicator system similar to Claim 1, but with a broader "visual indicator" instead of specifically an "LED flasher circuit" and an "amplifier circuit" instead of "transformer and amplifier circuit." It includes a headset with a microphone and receiver connected to a telephone base unit, an amplifier circuit to produce an amplified received audio signal, and an audio level detector that produces current pulses when the amplified signal exceeds a first threshold. An integrator circuit averages these pulses into an integration signal. A comparator generates an activation signal when the integration signal exceeds a second threshold. This activation signal controls a switch, which applies a DC voltage from a battery to the first received audio signal line. A visual indicator then uses this DC battery voltage to provide a visual indication of headset use.

CAFC 2026 Docket Search:
A search of CAFC 2026 dockets for US patent 5359647 did not yield any specific results for this patent number. The search results pertained to other unrelated patent cases in the Federal Circuit.

Generated 5/10/2026, 10:28:31 PM

Cases on file (0)

Specific litigation cases in our database that name US patent 5359647. The free-form analysis below may also discuss cases beyond this list.

No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

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Litigation History of US Patent 5359647

A comprehensive search for litigation involving US patent 5359647 was conducted on May 10, 2026. The search included the Unified Patents litigation portal, PACER (Public Access to Court Electronic Records), and CAFC (Court of Appeals for the Federal Circuit) dockets.

No records of litigation involving US patent 5359647 were found in any of these databases. Therefore, there is no known litigation history for this patent.

Generated 5/10/2026, 10:40:35 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

As a senior PTAB practitioner, I've reviewed the history of US Patent 5,359,647. Based on the USPTO's Open Data Portal and a comprehensive web search conducted on 2026-05-11, there have been no inter partes review (IPR), post-grant review (PGR), or covered business method (CBM) proceedings filed against this patent.

The absence of any AIA trial proceedings is the most critical fact for a defendant.

Proceedings overview

There have been zero AIA trial proceedings filed against US patent 5,359,647. This means the patent has never been challenged at the PTAB, and all of its original claims remain untested in this venue. For a defendant, this indicates that any invalidity defense would have to be developed from scratch, without the benefit of prior arguments or PTAB decisions.


(No proceedings to list)

Strategic summary

The claims of US patent 5,359,647 are entirely UNTESTED at the PTAB. No claims have been canceled or sustained through an AIA trial.

The estoppel landscape is completely open. Since no IPRs have been filed, the limitations under 35 U.S.C. § 315(e)(2) do not apply to any potential petitioner. A defendant is free to file an IPR on any grounds based on prior art patents or printed publications that they can identify.

There are no pattern signals to analyze. The patent owner, Plantronics (now an HP company), has not had to defend this patent at the PTAB. There is no history of aggressive appeals or involvement from defensive aggregators concerning this specific patent. The lack of PTAB challenges is itself a signal: despite the patent being owned by a major industry player and relating to common technology, it has not been asserted in a manner that provoked an AIA challenge, or potential licensees have chosen to settle rather than challenge its validity at the board.

Recommended next steps

For a defendant facing an assertion of US patent 5,359,647, the path is clear but requires foundational work.

  1. Acknowledge the Clean Slate: The primary takeaway is that no prior art has been successfully used to invalidate these claims at the PTAB. This means there is no pre-existing roadmap for an invalidity case, but also no negative precedent.

  2. Conduct a Thorough Prior Art Search: The patent expired on May 28, 2013, so any current assertion would be for past damages only. A defendant's primary non-infringement or invalidity arguments would need to be developed in district court. A fresh, comprehensive prior art search focused on the limitations of the asserted claims would be the immediate first step. The prior art and obviousness analyses provided in earlier sections of this report serve as a strong starting point for such an invalidity contention.

  3. Evaluate Business Resolution: Given that the patent is expired and owned by a large operating company (HP Inc.), any dispute is likely a licensing matter for past sales. The cost of litigation versus a potential settlement for historical damages should be carefully weighed, especially since there is no PTAB history to leverage for a quick invalidity resolution.

In summary, US patent 5,359,647 has no PTAB trial history. A defendant must proceed as if they are the first to formally challenge the patent's validity.

Generated 5/11/2026, 12:03:36 AM

Ownership chain (1)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. 1993-05-18 · recorded 1993-05-28 · reel 006640/0104 · Assignment

    REGEN, PAUL L.; PUENTES, ANNA MARIE G.; HENSOLT, RICHARDPLANTRONICS, INC.

    initial assignment

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

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Inventors

  • Paul L. Regen (Plantronics Inc.)
  • Anna Marie G. Puentes (Plantronics Inc.)
  • Richard Hensolt (Plantronics Inc.)

All inventors were employees of the original assignee, Plantronics Inc., at the time of filing. There is no information to suggest they departed the company within 12 months of filing.

Original assignee

The original assignee named on the issued patent is Plantronics Inc.

Plantronics Inc. is an American electronics company that produces audio communications equipment, primarily headsets and collaboration solutions. The company has a long history of shipping products embodying the claims of this patent, such as various wired and wireless headsets designed for telephony and unified communications.

In 2019, Plantronics Inc. merged with Polycom to form Poly. Subsequently, in August 2022, HP Inc. acquired Poly. Plantronics Inc. (now operating under the Poly brand) is currently an active subsidiary of HP Inc..

Assignment timeline

  • 1993-05-18 to 1993-05-19 (executed) / recorded 1993-05-28 — Reel 006640/0104
    • Conveyance: Assignment
    • Assignor: REGEN, PAUL L.; PUENTES, ANNA MARIE G.; HENSOLT, RICHARD
    • Assignee: PLANTRONICS, INC.
    • Correspondent: Not specified in public record summary.
    • Context: Initial assignment of inventors' rights to the filing entity.

The USPTO Assignment Center record for US Patent 5359647 shows only one assignment: the initial transfer of ownership from the inventors to Plantronics, Inc. This indicates that there have been no subsequent recorded transfers of the patent to other entities outside of the original corporate structure.

Timeline diagram

timeline
    title Ownership of US 5359647
    1993 : Inventors to Plantronics Inc
    1994 : Patent Issued
    2019 : Plantronics merged to Poly
    2022 : Poly acquired by HP Inc

NPE / troll-pattern signals

  1. Shell-entity transferNot present. The patent remains with the original operating company (Plantronics Inc.) and its successors (Poly, an HP Inc. company).
  2. Known asserter in the chainNot present. Plantronics Inc. is an operating company, not a known NPE. The patent has remained within its corporate lineage.
  3. Repeat correspondent across the chainNot present. There is only one recorded assignment for this patent in the USPTO Assignment Center (Reel 006640/0104), which is the initial transfer from inventors to the original assignee. The correspondent for this initial assignment is not specified in the public summary.
  4. Cascading transfersNot present. There is only one recorded assignment.
  5. Pre-litigation transferNot present. No evidence of an assignment preceding litigation has been identified.
  6. Bankruptcy fire-saleNot present. Plantronics Inc. (now Poly) was acquired by HP Inc. and remains an active entity; there is no indication of bankruptcy proceedings related to the patent's transfer.
  7. PrivateeringNot present. The patent has not been transferred to an NPE for assertion on behalf of an operating company.
  8. Defensive aggregator (anti-NPE)Not present. The patent has not been acquired by a defensive aggregator.

Verdict

Insufficient data (no records, or only the original assignment).

The USPTO Assignment Center search for US Patent 5359647 reveals only the initial assignment from the inventors to Plantronics Inc. (Reel 006640/0104, recorded 1993-05-28). There are no subsequent recorded assignments of this patent to third-party entities, meaning it has remained within the corporate chain of the original operating company, Plantronics Inc., which was later acquired by HP Inc. As such, there is no evidence to suggest NPE activity or patent trolling.

USPTO Assignment Center search for US5359647: https://assignmentcenter.uspto.gov/

Generated 5/10/2026, 10:28:52 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

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An analysis of the prior art cited during the prosecution of US patent 5359647 reveals several key references that inform the novelty of the claimed invention. This analysis focuses on potential anticipation under 35 U.S.C. § 102, which requires that every element of a claimed invention be disclosed in a single prior art reference.

The examiner cited the following four references, which are considered the most relevant prior art:

1. US5210791A (Krasik)

  • Full Citation: US Patent 5,210,791, "Telephone headset on-line indicator"
  • Publication Date: May 11, 1993 (filed Dec 13, 1990)
  • Brief Description: This patent is highly relevant, as its title suggests. Krasik discloses an on-line indicator for a telephone headset that provides a visual indication (an LED) when the headset is in use. The system works by detecting both an off-hook condition and the presence of an audio signal on the telephone line. The circuitry includes an amplifier, a level detector, and a timer to activate the LED.
  • Potential Anticipation of Claim(s): None.
  • Analysis: While Krasik teaches the core concept of an audio-activated visual indicator for a headset, it does not anticipate the independent claims of US 5359647 for specific structural reasons.
    • Missing Element in Claims 1 & 4: The most significant difference is how the indicator is powered. Claims 1 and 4 of '647 explicitly require a switch that applies "a DC voltage from said battery to said first received audio signal line" and a visual indicator that is "coupled to said received audio signal lines and responsive to said DC battery voltage on said first received audio line". In contrast, Krasik's circuit powers its LED indicator via a separate power path that is not superimposed onto the audio signal lines going to the headset's receiver.
    • Missing Element in Claim 1: Claim 1 specifically calls for an "integrator circuit...producing an integration signal reflecting a time-average of said current pulses". Krasik's circuit uses a timer (a one-shot multivibrator) that is re-triggered by audio peaks to keep the indicator lit. While functionally similar in preventing the light from flickering, this is structurally different from an integrator that produces a DC signal proportional to the time-average of input pulses.

Because Krasik does not disclose powering the indicator via the received audio line, it cannot anticipate any of the independent or dependent claims of US 5359647.

2. US4558178A (Tokyo Shibaura)

  • Full Citation: US Patent 4,558,178, "Wireless telephone apparatus including both a telephone handset and a telephone headset"
  • Publication Date: December 10, 1985 (filed June 27, 1983)
  • Brief Description: This patent describes a wireless telephone system that includes a base unit and can be used with either a conventional handset or a headset. Its primary focus is on the wireless communication between the base and the headset/handset.
  • Potential Anticipation of Claim(s): None.
  • Analysis: This reference is cited to establish the context of a telephone system that utilizes a headset connected to a base unit. However, the patent does not disclose any form of in-use indicator that is activated by detecting an audio signal on the received line. It lacks the core elements of the '647 invention, including the audio level detector, integrator, comparator, and the specific circuitry for powering a visual indicator.

3. JPS5650653A (Matsushita)

  • Full Citation: Japanese Patent Application Publication S56-50653, "Telephone answer illuminating device"
  • Publication Date: May 7, 1981 (filed Sep 29, 1979)
  • Brief Description: This reference discloses a device for a telephone that provides a visual indication by illuminating a light. It describes circuitry that can detect a sound signal, amplify and rectify it, and use a timer to drive a lighting circuit if the sound persists for a predetermined duration.
  • Potential Anticipation of Claim(s): None.
  • Analysis: Matsushita teaches some of the electronic building blocks of the '647 patent, such as an amplifier, a form of audio detector, a timer/integrator, and a visual indicator. However, it fails to anticipate the claims because:
    • It does not disclose a "headset". The invention is described in the context of a general telephone apparatus.
    • It does not teach the specific claimed arrangement of coupling these components to the "received audio signal lines" of a headset to power an indicator on the headset itself.

4. US4633498A (Sennheiser)

  • Full Citation: US Patent 4,633,498, "Infrared headphones for the hearing impaired"
  • Publication Date: December 30, 1986 (filed July 11, 1983)
  • Brief Description: This patent describes a wireless headphone system that uses an infrared (IR) transmitter to send audio signals to a receiver integrated into the headphones. The system is intended to assist hearing-impaired individuals.
  • Potential Anticipation of Claim(s): None.
  • Analysis: This reference is relevant to the dependent claims of '647 that describe a remote in-use indicator (Claims 3, 6, 7, 8, and 9). Sennheiser teaches the use of wireless (specifically, infrared) technology in the context of a head-worn audio device. However, it does not anticipate these claims because it discloses the transmission of the main audio signal, not the transmission of a simple activation signal to a separate in-use indicator in response to detecting an active telephone line. It lacks the entire front-end detection circuitry (audio level detector, integrator, comparator) that generates the activation signal in the first place.

Generated 5/10/2026, 10:41:10 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

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Obviousness Analysis of US Patent 5359647 Under 35 U.S.C. § 103

This analysis identifies combinations of prior art references that would render the claims of US Patent 5359647 obvious to a person having ordinary skill in the art (POSITA) at the time of the invention (priority date 1993-05-28). The motivation for combining these references is also discussed.

Legal Standard for Obviousness

Under 35 U.S.C. § 103, a patent may not be obtained "if the differences between the claimed invention and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art." The Supreme Court's decision in KSR International Co. v. Teleflex Inc. emphasized that obviousness can be shown by demonstrating that a POSITA would have been motivated to combine prior art elements in a known way to yield predictable results, or to pursue a finite number of identifiable, predictable solutions.

Prior Art References Considered

The following prior art references, cited by the examiner, are used for this analysis:

  • US5210791A (Krasik): "Telephone headset on-line indicator" (Published 1993-05-11).
  • JPS5650653A (Matsushita): "Telephone answer illuminating device" (Published 1981-05-07).
  • US4558178A (Tokyo Shibaura): "Wireless telephone apparatus including both a telephone handset and a telephone headset" (Published 1985-12-10).
  • US4633498A (Sennheiser): "Infrared headphones for the hearing impaired" (Published 1986-12-30).

Obviousness of Independent Claim 4

Claim 4 broadly describes a telephone headset in-use indicator comprising: a headset; an amplifier circuit for received audio; an audio level detector producing current pulses; an integrator circuit producing a time-average integration signal; a comparator issuing an activation signal; a switch applying DC voltage from a battery to the received audio signal line in response to the activation signal; and a visual indicator responsive to this DC voltage.

A combination of US5210791A (Krasik), JPS5650653A (Matsushita), US4558178A (Tokyo Shibaura), and common general knowledge would render Claim 4 obvious.

  1. Krasik (US5210791A) provides the core concept and motivation for the invention. It discloses a "telephone headset on-line indicator" that detects an "off-hook condition" and the "presence of an audio signal on the telephone line" to provide a "visual indication of the use of the headset." This teaches the overall functional goal of the patent in question: indicating headset use based on audio detection.
  2. Tokyo Shibaura (US4558178A) teaches the fundamental components of a "headset" connected to a "telephone base unit" via "telephone line," including received audio signal lines.
  3. Matsushita (JPS5650653A) teaches the specific circuitry for detecting audio and providing a visual indication. It discloses a "sound signal amplifying/rectifying circuit" which functions as an amplifier and an audio level detector (converting audio into signals like current pulses). It further teaches a "timer circuit" that detects the sound signal for a "fixed time or more" and drives a "lighting circuit" connected to an "illuminating device." This "timer circuit" inherently performs the functions of an integrator (averaging over time) and a comparator (comparing the integrated value against a threshold to produce an activation signal for the lighting circuit). The "illuminating device" serves as the visual indicator.

Motivation to Combine:
A POSITA, seeking to implement the "telephone headset on-line indicator" described by Krasik, would be motivated to incorporate the concrete audio detection, integration, and visual indication circuitry taught by Matsushita into the headset telephone system described by Tokyo Shibaura. Matsushita's circuit provides a clear and effective means to detect the "presence of an audio signal" and generate a control signal for a "visual indication," directly addressing the functional requirements laid out by Krasik within the headset context of Tokyo Shibaura.

The specific mechanism of using a "switch coupled to said comparator and to a battery, said switch being responsive to said issuance of said activation signal by said comparator to apply a DC voltage from said battery to said first received audio signal line" to power the visual indicator would be an obvious engineering choice. It was common general knowledge in telephony to superimpose DC power onto existing signal lines for low-power remote devices, utilizing switches for control and DC blocking capacitors for isolation (as further detailed in dependent Claim 2). This method would reduce cabling complexity and was a known technique for distributing power in telecommunication systems.

Obviousness of Independent Claim 1

Claim 1 is more specific than Claim 4, specifying a "transformer and amplifier circuit," an "LED flasher circuit," and detailing that the audio level detector produces "current pulses" and the integrator produces an "integration signal reflecting a time-average of said current pulses."

The combination of US5210791A (Krasik), JPS5650653A (Matsushita), US4558178A (Tokyo Shibaura), and common general knowledge would also render Claim 1 obvious.

  1. Krasik, Matsushita, and Tokyo Shibaura provide the same fundamental teachings as for Claim 4, establishing the headset context, the need for an indicator based on audio detection, and the core detection/indication circuitry.
  2. "Transformer and amplifier circuit": The use of a transformer for coupling to telephone lines for signal isolation and impedance matching was a well-known and routine practice in telephony at the time. A POSITA would routinely include a transformer as part of an amplifier circuit connected to telephone lines.
  3. "Audio level detector...to produce current pulses" and "integrator circuit...reflecting a time-average of said current pulses": Matsushita's "sound signal amplifying/rectifying circuit" inherently performs these functions. Rectifying an audio signal produces a pulsating DC voltage, or "current pulses," the time-average of which can be determined by a "timer circuit" (integrator).
  4. "LED flasher circuit": An LED is a common and widely used type of "illuminating device." Implementing the visual indicator as an LED, potentially with a flasher circuit to make the indication more prominent, would be a straightforward design choice for a POSITA, especially in the context of Matsushita's "lighting circuit." Flasher circuits for LEDs were well-known electronic designs.

Motivation to Combine:
The motivation to combine remains the same as for Claim 4, augmented by routine design choices. Given Krasik's broad teaching of an audio-activated headset indicator and Matsushita's detailed implementation, a POSITA would routinely select a transformer for line coupling and an LED flasher for the visual indicator. These specific implementations were well-known and predictable engineering solutions for the functions described.

Obviousness of Dependent Claims

  • Claim 2 (Dependent on Claim 1): "further comprising first and second DC isolation capacitors, coupled in series with said first received audio signal line, said first and second capacitors isolating said DC battery voltage from said headset and said telephone base unit."

    • The use of DC blocking capacitors to isolate DC voltage while allowing AC signals to pass is a fundamental and well-known principle in electronics, especially in telephony where DC signaling and AC audio share lines. A POSITA would routinely include such capacitors when superimposing DC power onto an AC audio line to prevent interference with the audio signal and protect connected equipment.
  • Claim 3 (Dependent on Claim 1) and Claims 6-9 (Dependent on Claim 4): These claims introduce the concept of a remote in-use indicator and various types of transmitters (RF, infrared, ultrasonic).

    • A combination of JPS5650653A (Matsushita), US4633498A (Sennheiser), and common general knowledge would render these claims obvious.
    • Matsushita provides the generation of an "activation signal" (from its timer/comparator).
    • Sennheiser (US4633498A) teaches "Infrared headphones for the hearing impaired" that include an "infrared transmitter and receiver... to transmit sound signals." This demonstrates the prior art knowledge of wirelessly transmitting signals in a headset context using infrared.
    • Motivation to Combine: Building on the local indicator, a POSITA would be motivated to provide a "remote in-use indicator" for increased flexibility, as explicitly suggested in the specification of US5359647. The idea of transmitting an activation signal wirelessly to a remote device would be an obvious application of known wireless communication technologies (e.g., RF, infrared, ultrasonic). Sennheiser provides a clear example of wireless (infrared) transmission in a headset. Extending this to transmit an activation signal, rather than audio, to a separate indicator would be a straightforward design modification. The choice of RF, infrared, or ultrasonic (Claims 7-9) would be a routine design decision based on desired range, line-of-sight requirements, and cost, as these technologies were known for transmitting signals wirelessly at the time.

In conclusion, the elements of US Patent 5359647, both for local and remote in-use indicators, are found in various combinations within the cited prior art and general technical knowledge available at the time of the invention. A POSITA would have been motivated to combine these elements to create a headset in-use indicator as described and claimed.

Generated 5/10/2026, 10:29:37 PM

Extensions

Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.

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Based on a detailed review of the provided patent information and USPTO practices, here is the analysis for US Patent 5,359,647.

Term, Related Applications, and Expiration

  • Patent Term Adjustments (PTA) / Extensions (PTE):

    • There are no Patent Term Adjustments (PTA) or Patent Term Extensions (PTE) for US Patent 5,359,647.
    • The provisions for PTA were established by the American Inventors Protection Act of 1999 and generally apply to applications filed on or after May 29, 2000. Since this patent was filed in 1993, it does not qualify for these adjustments.
  • Continuation and Divisional Applications:

    • There are no continuation or divisional applications associated with US Patent 5,359,647. The patent record shows it is an original application that does not claim priority to any earlier non-provisional US applications.
  • Patent Family Members:

    • US Patent 5,359,647 is part of a small patent family based on its priority application, US08/069,294. The family members include:
      • WO1994028666A1: A World Intellectual Property Organization (WIPO) publication from the PCT (Patent Cooperation Treaty) application.
      • AU6957994A: An Australian patent application.
  • Projected Expiration Date:

    • The patent is Expired.
    • The projected expiration date was May 28, 2013.
    • Calculation: This patent was filed on May 28, 1993, which is before the GATT (General Agreement on Tariffs and Trade) implementation date of June 8, 1995. For patents filed before this date, the term is the longer of 17 years from the issue date or 20 years from the earliest non-provisional filing date.
      • 17 years from issue date (Oct 25, 1994) = October 25, 2011.
      • 20 years from filing date (May 28, 1993) = May 28, 2013.
    • The longer term applies, resulting in the May 28, 2013 expiration date. This is confirmed by the "Anticipated expiration" date listed in the patent's legal status information provided in the source text. The patent's legal status is "Expired - Lifetime," indicating it completed its full statutory term and was not terminated prematurely for reasons other than a temporary lapse in maintenance fee payment (which was later reinstated).

Generated 5/10/2026, 10:41:31 PM

Derivative works

Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.

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This defensive disclosure document outlines a series of derivative inventions and improvements based on the core principles of US patent 5359647. The purpose of this disclosure is to place these concepts into the public domain, thereby establishing them as prior art for the purposes of patentability examination.

Reference Patent: US 5359647 ("Headset in-use indicator")
Publication Date: April 26, 2026

Series 1: Material & Component Substitutions

1.1. MEMS Microphone with Integrated DSP for Signal Detection

  • Enabling Description: The discrete analog circuit for audio detection (amplifier, level detector, integrator, comparator) is replaced by a single integrated component: a Micro-Electro-Mechanical Systems (MEMS) microphone with an on-board Digital Signal Processor (DSP). The received audio signal is fed to the MEMS input. The internal DSP is programmed with a firmware algorithm that continuously calculates the Root Mean Square (RMS) power of the signal. If the RMS power exceeds a configurable threshold (e.g., -45 dBFS) for a specified duration (e.g., > 500 milliseconds), a General-Purpose Input/Output (GPIO) pin on the MEMS package is driven to a logic high state. This logic high signal directly gates a P-channel MOSFET, which acts as the switch to apply DC battery voltage to the received audio line for powering the visual indicator. This consolidates the bill of materials, reduces physical footprint, and allows for dynamic, software-based adjustment of detection sensitivity and timing.
  • Diagram:
    flowchart TD
        A[Received Audio Signal] --> B{MEMS Mic w/ DSP};
        B -- RMS Power > Threshold? --> C{GPIO Output High};
        C --> D{MOSFET Switch Closes};
        D --> E[Apply DC Voltage to Audio Line];
        E --> F[Visual Indicator Activated];
        B -- RMS Power <= Threshold --> G{GPIO Output Low};
        G --> H{MOSFET Switch Opens};
    

1.2. Haptic In-Use Indicator Using Piezoelectric Transducer

  • Enabling Description: The visual indicator (LED) is replaced with a haptic feedback mechanism to provide a non-visual indication of use. A flat piezoelectric disc transducer is integrated into the headset's earcup housing. The DC voltage applied to the received audio line during an active call does not power an LED, but instead powers a low-current relaxation oscillator circuit (e.g., built with a programmable unijunction transistor). The oscillator output is a square wave tuned to the resonant frequency of the piezoelectric disc (e.g., 250 Hz), causing it to vibrate. The user feels a subtle, continuous hum or a patterned pulse against their ear or temple, confirming an active call state. This is advantageous in tactical environments where light is undesirable or for accessibility applications.
  • Diagram:
    flowchart TD
        subgraph Detection Circuit
            A[Audio Signal] --> B{Detector/Integrator/Comparator};
            B --> C[Activation Signal];
        end
        subgraph Indication Circuit
            D[Battery] -- Switched by C --> E{Relaxation Oscillator};
            E -- 250Hz Square Wave --> F[Piezoelectric Transducer];
            F --> G[Haptic Vibration];
        end
    

1.3. Fully Flexible Indicator Circuit on Polyimide Substrate

  • Enabling Description: The entire indicator detection circuit is fabricated as a flexible printed circuit (FPC). A thin, flexible polyimide (e.g., Kapton) or PET substrate is used. Circuit traces, resistors, and capacitor plates are formed using silver nanoparticle conductive ink via screen printing or aerosol jet printing. Surface-mount bare-die versions of the transistors and op-amps are attached using anisotropic conductive adhesive. The entire flexible assembly is then encapsulated in a thin layer of silicone or TPE and laminated directly onto the headset's microphone boom or integrated within the headset cable's outer jacket. This results in a rugged, lightweight, and conformal electronic system that is seamlessly integrated into the headset's physical form.
  • Diagram:
    graph TD
        subgraph Headset Boom Cross-Section
            A(Outer Encapsulation);
            B(Flexible Circuit Layer);
            C(Adhesive Layer);
            D(Boom Structural Core);
        end
    
        subgraph B - Flexible Circuit Layer
            B1[Printed Silver Traces];
            B2[Embedded Bare-Die Transistor];
            B3[Printed Resistor];
        end
    
        A --> B;
        B --> C;
        C --> D;
    

Series 2: Operational Parameter Expansions

2.1. In-Use Indicator for High/Low Temperature Environments

  • Enabling Description: The invention is adapted for use in extreme temperature environments, from cryogenic (-100°C) to high-heat industrial settings (+150°C). All passive components (resistors, capacitors) are specified with a near-zero temperature coefficient of resistance/capacitance. The active semiconductor components (transistors, comparators) are fabricated from silicon-on-insulator (SOI) or silicon carbide (SiC) wafers for stable operation at temperature extremes. The power source is a specialized lithium-thionyl chloride (Li-SOCl₂) primary cell with a flat discharge curve across a wide temperature range. The entire circuit is potted in a thermally conductive, high-dielectric-strength ceramic-loaded epoxy.
  • Diagram:
    stateDiagram-v2
        [*] --> Idle
        state Operational {
            direction LR
            Idle: Indicator Off
            Active: Indicator On
            Idle --> Active: Audio Detected
            Active --> Idle: Audio Ceases
        }
        note right of Operational
            Operating Range: -100°C to +150°C
            Components: SiC Semiconductors
            Power: Li-SOCl₂ Battery
        end note
    

2.2. Non-Audible Frequency Carrier Detection

  • Enabling Description: The indicator activates based on the presence of a non-audible supervisory tone or digital carrier signal, rather than voice audio. The front-end amplifier is replaced with a high-Q band-pass filter centered on a specific carrier frequency (e.g., 38 kHz). The filter's output is fed into a phase-locked loop (PLL) circuit. When the 38 kHz carrier is present on the received audio line (indicating the communication channel is open, even if silent), the PLL achieves a "locked" state. The lock-detect output pin of the PLL serves as the activation signal for the switch, powering the visual indicator. This provides a highly reliable indication of an "on-line" condition, immune to false positives from ambient or crosstalk noise.
  • Diagram:
    flowchart TD
        A[Received Signal (Audio + 38kHz Carrier)] --> B[Band-Pass Filter @ 38kHz];
        B --> C[Phase-Locked Loop (PLL)];
        C -- Lock Detected? --> D{Activation Signal High};
        D --> E[Indicator ON];
        C -- No Lock --> F{Activation Signal Low};
        F --> G[Indicator OFF];
    

Series 3: Cross-Domain Applications

3.1. Aerospace: Sterile Cockpit Communication Monitor

  • Enabling Description: The audio detection mechanism is applied to monitor aircraft cockpit intercom channels to enforce "sterile cockpit" rules below 10,000 feet. The system taps into the CVR/intercom audio lines and is enabled by a discrete signal from the air data computer indicating altitude is below 10,000 feet. The audio detector is tuned to the frequency range of human speech and the integrator time constant is set to 15 seconds. If non-essential conversation (continuous speech exceeding 15 seconds) is detected, a non-critical amber annunciator light illuminates on the flight panel, providing a silent, non-disruptive reminder to the crew to limit communication to essential flight matters.
  • Diagram:
    sequenceDiagram
        participant ADC as Air Data Computer
        participant Monitor as Sterile Cockpit Monitor
        participant Panel as Annunciator Panel
        participant Intercom
        ADC->>Monitor: Altitude < 10,000 ft (Enable)
        Intercom->>Monitor: Continuous Speech Audio (>15s)
        Monitor->>Panel: Activate Amber Light
        Intercom->>Monitor: Speech Ceases
        Monitor->>Panel: Deactivate Light
        ADC->>Monitor: Altitude > 10,000 ft (Disable)
    

3.2. AgTech: Bovine Distress Vocalization Alerter

  • Enabling Description: A ruggedized, solar-powered audio monitoring device is attached to a livestock ear tag. The detection circuit employs a DSP programmed with a machine learning model (e.g., a lightweight convolutional neural network) trained to recognize the specific acoustic signatures of bovine distress vocalizations. When a vocalization pattern is positively identified with a confidence score above 95%, the DSP generates an activation signal. This signal powers up a LoRaWAN radio module, which transmits a small alert packet containing the animal's ID and the event type to a central base station on the farm. The system remains in a deep sleep state, drawing microamps, until activated by the specific audio signature.
  • Diagram:
    stateDiagram-v2
        [*] --> Listening
        Listening --> Analyzing: Potential Vocalization Detected
        Analyzing --> Listening: (Noise/False Positive)
        Analyzing --> Transmitting: Distress Signature Confirmed (ML Model)
        Transmitting --> Listening: (Alert Sent via LoRaWAN)
    

3.3. Consumer Electronics: Smart Speaker Active Listening Indicator

  • Enabling Description: A standalone hardware device provides a verifiable, out-of-band privacy indication for smart speakers. The device uses a near-field inductive probe to non-invasively detect the specific high-frequency electronic noise (e.g., from the clock of the ADC) that is only present when the smart speaker's microphone array is active and digitizing audio for streaming. This signal is amplified, filtered, and then processed by the detector/integrator circuit. When the electronic signature is present for more than one second, the comparator triggers a bright, wide-angle red LED. This provides a physical, tamper-evident guarantee of the device's listening state, independent of any software-controlled indicator light on the speaker itself.
  • Diagram:
    flowchart TD
        A[Smart Speaker Internals] -- Radiates Electronic Noise --> B(Inductive Probe);
        B --> C[Amplifier & High-Pass Filter];
        C --> D{Noise Signature Detector};
        D -- Signature Present? --> E[Activate Red Privacy LED];
        D -- Signature Absent? --> F[Deactivate LED];
    

Series 4: Integration with Emerging Technologies

4.1. AI-Driven Contextual Call Indicator

  • Enabling Description: The indicator's behavior is dynamically modulated by an edge AI processor integrated into the headset. An ARM Cortex-M microcontroller with an NPU continuously analyzes the received audio stream. A compact neural network performs real-time keyword spotting, sentiment analysis, and speaker identification. The indicator is a multi-color RGB LED. Based on the AI's analysis, the output is contextual: solid blue for normal conversation; slow-pulsing green when a manager's voice is detected; fast-pulsing red if the caller's sentiment is classified as "angry" or "distressed"; and a yellow "breathing" effect when keywords like "urgent" or "deadline" are spotted. This provides the user with at-a-glance contextual information about the call's nature.
  • Diagram:
    graph TD
        A[Audio Stream] --> B{Edge AI Processor};
        B -- Analysis --> C{Indicator Logic};
        C -- Normal Sentiment --> D[Set RGB LED to Blue];
        C -- Negative Sentiment --> E[Set RGB LED to Pulse Red];
        C -- Keyword 'Urgent' --> F[Set RGB LED to Yellow];
        C -- Manager Voice ID --> G[Set RGB LED to Pulse Green];
    

4.2. IoT-Enabled Presence and Status Synchronization

  • Enabling Description: The headset's in-use activation signal simultaneously triggers a Bluetooth Low Energy (BLE) module within the headset. The BLE module broadcasts a standardized presence service GATT profile, changing a characteristic's value from "Available" to "In-Call". A nearby IoT gateway (e.g., a desk phone, computer, or dedicated hub) subscribes to this characteristic. Upon detecting the change, the gateway pushes a status update via MQTT to a cloud service. This service uses APIs to automatically update the user's presence in collaboration platforms like Microsoft Teams, Slack, and Cisco Webex to "Busy - On a call," and can trigger smart office routines like activating a "Do Not Disturb" light at the user's desk.
  • Diagram:
    sequenceDiagram
        participant Headset
        participant Gateway as IoT Gateway
        participant Cloud
        participant UC_Platform as Collaboration Platform
    
        Headset->>Headset: Call Active, Activation Signal High
        Headset->>Gateway: BLE GATT Update (Status: In-Call)
        Gateway->>Cloud: MQTT Publish (user: X, status: InCall)
        Cloud->>UC_Platform: API Call (Update Presence)
        UC_Platform-->>UC_Platform: User status is now "Busy"
    

Series 5: Inverse and Failure Mode Disclosures

5.1. Fail-Safe "Heartbeat" Indicator

  • Enabling Description: The indicator logic is inverted to provide a clear signal of both system health and in-use status. In the idle state (on-hook), a low-power timer circuit causes the indicator LED to emit a slow, brief "heartbeat" flash (e.g., 50ms every 5 seconds). This confirms the indicator circuit has power and is operational. When a call is detected, the comparator's output signal disables the heartbeat timer and turns the LED to a solid ON state. If the battery dies or the circuit fails, the LED is permanently OFF. This creates three unambiguous states: Slow Pulse = Ready; Solid On = In-Use; Off = System Fault/No Power.
  • Diagram:
    stateDiagram-v2
        [*] --> Ready
        state Ready: LED Slow Pulse (Heartbeat)
        state In_Use: LED Solid On
        Ready --> In_Use: Audio Detected
        In_Use --> Ready: Audio Ceases
        Ready --> Fault: Battery/Circuit Failure
        In_Use --> Fault: Battery/Circuit Failure
        state Fault: LED Off
    

Combination Prior Art with Open-Source Standards

1. WebRTC and WebHID Integration

  • Enabling Description: The in-use indication is controlled by an open web standard rather than analog audio detection. The headset connects to a computer via USB and exposes a Human Interface Device (HID) endpoint. A web application using the WebRTC API for a call, also uses the WebHID API to gain access to the headset. When the RTCPeerConnection state transitions to connected, the JavaScript application sends a specific HID output report to the headset. The headset's firmware interprets this report as the "activation signal" and powers the indicator LED. When the call ends (disconnected state), a different HID report is sent to turn the light off. This creates a hardware in-use indicator for browser-based communications controlled entirely by open W3C standards.

2. FreeRTOS-Based Software-Defined Detector

  • Enabling Description: The patent's detection logic is implemented entirely in software on a microcontroller running the open-source FreeRTOS. The received audio line is connected to the microcontroller's ADC. A high-priority FreeRTOS task continuously samples the audio. The samples are processed using a software-based DSP library (e.g., CMSIS-DSP) to perform filtering and RMS power calculation, emulating the amplifier and detector. The result is passed to a second task which implements a digital IIR filter, emulating the integrator. This task compares the output to a configurable threshold and, if exceeded, uses a FreeRTOS semaphore to signal a third task, which manages the GPIO pin connected to the indicator LED, allowing for complex patterns like fades and programmable flash rates.

3. SIP-Triggered VoIP Indicator

  • Enabling Description: The indicator is triggered by passively monitoring network traffic for Session Initiation Protocol (SIP) messages, an open IETF standard (RFC 3261). A small network device (e.g., running OpenWrt) is configured to mirror the traffic of a VoIP phone. A process on the device uses libpcap to capture packets and specifically filters for SIP messages. Upon seeing a "200 OK" response to an "INVITE" request for the monitored extension, the device sends an activation signal (e.g., via a USB-to-GPIO adapter) to an external indicator circuit. The indicator is deactivated upon the capture of a "BYE" message. This provides an extremely reliable in-use status for VoIP systems that is independent of audio levels or encryption.

Generated 5/10/2026, 10:42:35 PM

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