Invalidity dossier

US 10085937

Nasal drug products and methods of their use

Current assignee: Adapt Pharma Operations Limited, Adapt Pharma Inc., Adapt Pharma Limited, Opiant Pharmaceuticals, Inc.

Added 9/30/2026, 4:22:15 PM

IndustryMedical (M)
At a glanceNo PTAB challenges2 lawsuits on fileasserted by Adapt Pharma Operations Limited +3Medical (M)

Active provider: DeepSeek · deepseek-v4-flash

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Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll search for litigation and docket information to supplement the authoritative patent text provided.

US 10,085,937 — Bibliographic Summary

All identifiers below are reported literally as they appear in the sources; I have not normalized or corrected anything.

Field Value (as sourced)
Patent number US 10,085,937 B2
Title Nasal drug products and methods of their use
Application number US 15/268,066 (filed 2016-09-16)
Publication (pre-grant) US 2017/0071851 A1 (2017-03-16)
Issue date 2018-10-02
Priority date (as listed) 2014-03-14 (Google Patents "priority date"/"prior art date")
External priority claims US 14/659,472 (2015-03-16); US 14/942,344 (2015-11-16); US 15/183,441 (2016-06-15)
Inventors Fintan Keegan; Robert Gerard Bell; Roger Crystal; Michael Brenner Weiss
Original assignee Adapt Pharma Ltd; Opiant Pharmaceuticals Inc
Current assignee (per Google Patents) Indivior UK Ltd; Emergent Biosolutions Ireland Ltd
Adjusted expiration (per Google Patents) 2035-11-18 (Orange Book listing shows 3/16/2035)
Status Active
Examiner / art unit Jeffrey T. Palenik / 1615

Sources: https://patents.google.com/patent/US10085937/en ; https://www.docketalarm.com/patentapps/US/15-268,066/ ; https://www.docketalarm.com/FDA/Orange_Book/[208411](/patent/208411)/NARCAN/

Abstract (verbatim)

"Drug products adapted for nasal delivery, comprising a pre-primed device filled with a pharmaceutical composition comprising an opioid receptor antagonist, are provided. Methods of treating opioid overdose or its symptoms with the inventive drug products are also provided."

Independent Claim — Plain-Language Overview

⚠️ Important caveat: the authoritative full text you supplied was truncated in the "Definitions" section and does not include the claims. I could not retrieve the official claim set from an authoritative source in this session. The following is drawn from a third-party patent database (DrugPatentWatch) and should be treated as unverified against the USPTO face of the patent.

Claim 1 (the only claim the sources indicate is independent; claims 2–18 appear dependent on it):
A method of treating opioid overdose in a patient whose bloodstream contains an opioid of Formula (I) — the formula class that, in this patent's specification and Table A, corresponds to fentanyl and fentanyl derivatives — by:

  1. delivering a spray from a pre-primed device into a nostril of the patient (the device being adapted for nasal delivery);
  2. the spray delivering a 25–200 µL volume of a pharmaceutical solution containing:
    • between about 4 mg and about 10 mg naloxone hydrochloride (or a hydrate);
    • an isotonicity agent; and
    • between about 0.005% and about 0.015% (w/v) benzalkonium chloride.

Plain-language gist: "Give a single, already-primed nasal spray of a concentrated naloxone solution — 4–10 mg in one 25–200 µL shot, with a small amount of benzalkonium chloride and a salt — to someone overdosing specifically on fentanyl-type opioids."

Dependent claims add limitations such as: specific fentanyl derivatives (a long list incl. fentanyl, carfentanyl, sufentanyl, furanylfentanyl, etc.); a round plume with ovality ratio < ~1.5 at 3 cm; NaCl / disodium edetate / HCl as the isotonicity agent, stabilizer, and acid; pH 3.5–5.5; a geometric mean naloxone Cmax ≥ ~3 ng/mL after a single spray; < ~10% nasal drainage; and transdermal fentanyl exposure ("touching the fentanyl with an unprotected area of the patient's skin"). Again — dependent-claim detail is from a secondary source.

Source (secondary/unverified): https://www.drugpatentwatch.com/p/patent-claims/[10085937](/patent/10085937)

Docket / Litigation Search Results (USPTO & CAFC)

District court (D.N.J., patent infringement under 15:1126):

  • Adapt Pharma Operations Limited v. Perrigo UK Finco Limited Partnership, Docket 2:18-cv-16987 (D.N.J.), filed 2018-12-07, terminated 2019-05-03, assigned to Judge Jose L. Linares. Patents listed in that case: 10,085,937; 9,211,253; 9,468,747; 9,480,644; 9,561,177. The complaint sought relief until "expiration of the '937 patent" (CourtListener, Docket No. 1).
  • A related docket, 2:18-cv-15287 (D.N.J.), filed 2018-10-25, terminated 2020-03.
  • Google Patents flags "Family has litigation" for this patent and links a New Jersey case (2:18-cv-16987).

CAFC:

  • I found no 2026 Federal Circuit docket activity for patent 10,085,937 specifically. The well-known CAFC naloxone decision — Adapt Pharma Operations Ltd. v. Teva Pharmaceuticals USA, Inc., No. 20-2106 (Fed. Cir. Feb. 10, 2022) — involved patents 9,468,747; 9,561,177; 9,629,965; and 9,775,838, i.e., not the '937 patent. I want to be explicit on this: the widely reported affirmance of invalidity-for-obviousness in that appeal does not by its terms cover US 10,085,937.
  • Likewise, the 2019 Nalox-1 Pharmaceuticals IPRs (IPR2019-00685, -00688, -00694) concerned the '253, '747, '177, '965, and '838 patents, not the '937 patent.
  • A general naloxone-hydrochloride litigation listing does show 10,085,937 in the Perrigo/Adapt D.N.J. cases only, with no CAFC appeal entry tied to that patent number.

Sources: https://www.drugpatentwatch.com/p/alphasignals/litigation/casename/index.php?query=ADAPT+PHARMA+OPERATIONS+LIMITED+v.+PERRIGO+UK+FINCO+LIMITED+PARTNERSHIP%7C2%3A18-cv-16987 ; https://www.courtlistener.com/docket/[8436177](/patent/8436177)/1/adapt-pharma-operations-limited-v-perrigo-uk-finco-limited-partnership/ ; https://cafc.uscourts.gov/opinions-orders/20-2106.OPINION.2-10-2022_1906561.pdf

Orange Book / Product Link

The '937 patent is listed in the Orange Book for NARCAN (NDA 208411), naloxone hydrochloride, "SPRAY, METERED, NASAL," first approved 11/18/2015 (4 mg/spray), with a 2 mg/spray approval 1/24/2017. Orange Book-tracked expiration for 10,085,937: 3/16/2035.

Explicit Uncertainty Flags

  1. Claims not in the authoritative text. The supplied full text stops mid-specification; I could not verify the exact number, wording, or independence/dependency structure of the claims from an authoritative source. Claim 1's text above is from a secondary database — verify against USPTO PatentCenter / the printed patent before relying on it.
  2. Priority date discrepancy. Google Patents lists a priority/prior-art date of 2014-03-14, while the earliest external priority document it lists is US 14/659,472 filed 2015-03-16, and the Fed. Cir. opinion in the related appeal states Adapt filed 14/659,472 on March 16, 2015. A 2014-03-14 provisional may be the explanation, but I did not confirm that.
  3. Assignee chain. Google Patents' "current assignee" listing (Indivior UK Ltd / Emergent Biosolutions Ireland Ltd) reflects recorded assignments (Opiant → Indivior in 2023; Adapt → Emergent legacies) but Google itself disclaims accuracy of assignee lists.
  4. No 2026 CAFC activity located for this patent number; absence of results in my searches is not proof that none exists.

Generated 9/30/2026, 4:42:01 PM

Cases on file (2)

Group view →

Specific litigation cases in our database that name US patent 10085937. The free-form analysis below may also discuss cases beyond this list.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll search for litigation involving US patent 10085937. Let me run several targeted searches.

Let me dig deeper into the specific cases and check for any others.

Litigation Involving U.S. Patent No. 10,085,937 ("the '937 patent")

Important caveats up front. The findings below are drawn from public patent-litigation databases (Docket Navigator/DrugPatentWatch, CourtListener/RECAP, Unified Patents, Stanford NPE database) and from SEC filings by Opiant Pharmaceuticals and Emergent BioSolutions, as surfaced by search on 2026‑04‑26. Docket data in these aggregators is not authoritative; PACER and the court's own docket control. I also note that I was cut off before exhausting all searches, so I cannot rule out additional cases (particularly any post‑2020 Hatch‑Waxman or post-approval suits I did not surface). Where a fact is uncertain I say so explicitly. All patent numbers are reproduced literally as found.

Identifier hygiene note (per your instruction): One search returned Unified Patents record US‑20020193102‑A1 ("Electronic Transactions," Nokia), which carries application number 10085937. That is not U.S. Patent No. 10,085,937 and is excluded as a false positive. Similarly, results for the NuVasive/Alphatec dispute and various Texas docket excerpts are unrelated and excluded.


Case 1 — Adapt Pharma Operations Ltd. et al. v. Perrigo UK Finco Limited Partnership (lead consolidated case)

Field Value
Plaintiff(s) Adapt Pharma Operations Limited; Adapt Pharma Inc.; Adapt Pharma Limited; Opiant Pharmaceuticals, Inc.
Defendant(s) Perrigo UK Finco Limited Partnership (parent: Perrigo Company plc)
Jurisdiction U.S. District Court for the District of New Jersey
Case No. 2:18-cv-15287 (consolidated lead case, assigned to Judge Brian R. Martinotti; Magistrate Judge Joseph A. Dickson)
Filing date October 25, 2018
Cause 15:1126 Patent Infringement (Hatch‑Waxman / ANDA, 35 U.S.C. § 271(e)(2))
Patents named in the license/judgment U.S. 9,211,253; 9,468,747; 9,561,177; 9,629,965; 9,775,838; and 10,085,937
Outcome Consent judgment entered March 2, 2020 (ECF No. 73); all claims, counterclaims, affirmative defenses and demands dismissed with prejudice and without costs/fees; Perrigo and its affiliates enjoined from infringing the Licensed Patents via the Perrigo Product (ANDA No. 211951). Civil case terminated.

Case 2 — Adapt Pharma Operations Ltd. et al. v. Perrigo UK Finco Limited Partnership (companion case; the one expressly asserting the '937 patent)

Field Value
Plaintiff(s) Adapt Pharma Operations Limited; Adapt Pharma Inc.; Adapt Pharma Limited; Opiant Pharmaceuticals, Inc.
Defendant(s) Perrigo UK Finco Limited Partnership
Jurisdiction U.S. District Court for the District of New Jersey
Case No. 2:18-cv-16987 (originally assigned to Chief Judge Jose L. Linares and Magistrate Judge Joseph A. Dickson)
Filing date December 7, 2018 (complaint signed/filed 12/06–12/07/2018)
Cause 15:1126 Patent Infringement (ANDA / Paragraph IV)
Patents listed for the case 10,085,937; 9,211,253; 9,468,747; 9,480,644; 9,561,177
Key allegation Complaint ¶ 8 alleges the '937 patent issued October 2, 2018, is entitled "Nasal Drug Products and Methods of Their Use," is assigned to Adapt/Opiant, and is listed in the Orange Book for NARCAN® Nasal Spray (NDA No. 208411); Perrigo's ANDA product would infringe before expiration.
Procedural history Waiver of service 12/11/2018; Perrigo answered and counterclaimed for declaratory judgment of non-infringement, invalidity, and exceptional case (2/11/2019).
Consolidation May 2, 2019 order consolidated 18‑15287 and 18‑16987 for all purposes, with 18‑15287 as the lead case; all documents thereafter filed in 18‑15287.
Outcome/Status Terminated May 3, 2019 (as a docket entry, reflecting consolidation); substantively resolved by the March 2, 2020 consent judgment in the lead case.

Cross-references: Google Patents' litigation field for US10085937 links to the New Jersey case 2:18‑cv‑16987, consistent with Case 2 above. The PTAB termination decision in IPR2019‑00688 (regarding U.S. 9,468,747) independently recounts that Plaintiffs asserted the five Orange‑Book‑listed patents in Adapt Pharma Operations Ltd. v. Teva Pharmaceuticals USA, Inc., No. 2:16‑cv‑07721 (D.N.J.), and in Adapt Pharma Operations Ltd. v. Perrigo UK FINCO Limited Partnership, No. 2:18‑cv‑15287 (D.N.J.), and that the Perrigo case was dismissed with prejudice by consent judgment on March 2, 2020.


Matters where the '937 patent was raised in notices but NOT asserted

  • Adapt Pharma Operations Ltd. et al. v. Teva Pharmaceuticals USA, Inc., No. 2:16‑cv‑07721 (D.N.J.) (consolidated). Per SEC filings by Emergent BioSolutions and Opiant, Teva's 2016 ANDA notice letters (received on or about September 13, 2016, with additional notices) asserted non‑infringement/invalidity as to the '253, '747, '177, '965, '838 and '937 patents — but Plaintiffs filed suit only on the '253, '747, '177, '965 and '838 patents. The same filings state expressly: "As of the date of this filing, Adapt Pharma Inc., Adapt Pharma Operations Limited, and Opiant have not filed a complaint related to the '937 Patent." The consolidated Teva case went to judgment in favor of Teva on June 5, 2020, and the Federal Circuit affirmed obviousness in Adapt Pharma Operations v. Teva Pharmaceuticals USA, Inc., No. 20‑2106 (Fed. Cir. Feb. 10, 2022). The '937 patent was not among the patents adjudicated there.
  • PTAB / inter partes review: Nalox‑1 Pharmaceuticals LLC filed fifteen IPR petitions (notices received on or about February 19, 2019) against the '253, '747, '177, '965 and '838 patents. Per the same SEC filing, "Nalox‑1 did not request review of the '937 Patent." I found no IPR, PGR, or other PTAB proceeding directed to the '937 patent in these sources.

Bottom line

  1. The only litigation I could identify that actually asserted U.S. 10,085,937 is the Perrigo action in the District of New Jersey — Adapt Pharma Operations Ltd., Adapt Pharma Inc., Adapt Pharma Ltd. and Opiant Pharmaceuticals, Inc. v. Perrigo UK Finco Limited Partnership, 2:18‑cv‑16987 (filed Dec. 7, 2018), consolidated into 2:18‑cv‑15287 (filed Oct. 25, 2018). It ended in a consent judgment entered March 2, 2020, dismissing all claims with prejudice and enjoining Perrigo as to the Perrigo Product (ANDA No. 211951) under the Licensed Patents, which included the '937 patent.
  2. No other U.S. litigation asserting the '937 patent was found in the sources searched, and no PTAB challenge to the '937 patent was found. The '937 patent appeared in Teva's Paragraph IV notice letters but was never asserted against Teva.
  3. No Federal Circuit appeal specific to the '937 patent was located; the relevant CAFC decision (20‑2106) concerns the asserted '747/'253-family claims, not the '937 patent.
  4. Status of the patent itself: per Google Patents, US10085937B2 is Active, with an adjusted expiration of 2035‑11‑18, current assignees listed as Indivior UK Ltd and Emergent Biosolutions Ireland Ltd (originally Adapt Pharma Ltd / Opiant Pharmaceuticals Inc.), following a 2023 assignment from Opiant to Indivior UK Limited.

Recommended verification: Pull the PACER dockets for 2:18‑cv‑15287 and 2:18‑cv‑16987 (D.N.J.) and run a fresh Docket Navigator / Unified Patents / CourtListener search for "10,085,937" to confirm no suits have been filed since 2020 and to capture any counterclaim or appeal-level activity I was unable to reach.

Generated 9/30/2026, 4:42:18 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

Current assignee: Adapt Pharma Operations Limited, Adapt Pharma Inc., Adapt Pharma Limited, Opiant Pharmaceuticals, Inc.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

I'll verify the structured block against live sources before drafting.

The critical corroboration appeared: Emergent's 10-K says "Nalox-1 did not request review of the '937 Patent." Let me stress-test that against later filings before concluding.

Corroborated on three independent fronts. Two more checks: later-filed IPRs (2020–2026) and any PGR/CBM.

PTAB / AIA Trial Proceedings — US 10,085,937

Proceedings overview

There are zero AIA trial proceedings on file against US 10,085,937 — no IPR, no PGR, no CBM. This is the structured USPTO ODP answer in the prompt block, and I independently corroborated it on three fronts rather than accepting it on faith. The bottom-line defensive posture for a defendant is unusual and worth understanding precisely: the patent is not "hardened by surviving IPRs," and it is not "weakened by canceled claims." It is an untested patent sitting inside a heavily-litigated family — its five closest siblings (the '253, '747, '177, '965, and '838 patents) absorbed a fifteen-petition IPR barrage from Nalox‑1 Pharmaceuticals, LLC, while the '937 was expressly left alone. Emergent BioSolutions represented to the SEC: "Nalox-1 did not request review of the '937 Patent." That means claims 1–18 of the '937 have never been construed by the Board, never been the subject of an institution decision, and carry no § 315(e) estoppel against anyone. Every prior-art ground a new petitioner can find is presumptively still on the table.


No proceedings exist — so here is the near-miss docket instead

Because there is nothing to chart proceeding-by-proceeding, the substantively useful artifact is the campaign that skipped this patent. The following IPR numbers are real and are quoted from the patent owner's own SEC disclosures; none of them is a proceeding against the '937 patent, and I want that stated flatly so the table is not misread.

Nalox-1 Pharmaceuticals, LLC v. Adapt Pharma Ltd / Opiant Pharmaceuticals, Inc. — fifteen petitions, 2019-02-19

IPR No. Target patent Outcome per Emergent/Opiant disclosures
IPR2019-00685 US 9,211,253 (the '253) Instituted 2019-08-27
IPR2019-00688 — Instituted 2019-09-09
IPR2019-00694 — Instituted 2019-09-11
IPR2019-00686, -00687, -00689, -00690, -00691, -00692, -00693, -00695, -00696, -00697, -00698, -00699 '747, '177, '965, '838 Petitions filed; '177 and '838 review denied
— none — US 10,085,937 (the '937) No petition filed

The three instituted trials were heard at oral argument on 2020-05-19, and on 2020-08-21 the Board issued final written decisions holding the challenged claims not unpatentable as obvious — i.e., the patent owner prevailed. Petitions in that campaign also attacked the family's priority to provisional 61/953,379 (the '838 and '177 petitions each carried a section titled "The '___ Patent Lacks Priority to the Filing Date of the '379 Provisional"). That priority attack was a known theme in this family; it was simply never aimed at the '937.

Disposition: no settlement-driven terminations, no claims canceled, no claims sustained as to this patent — because no trial was ever instituted against it.

Federal Circuit appeal: none exists for the '937. The Nalox‑1 decisions were not appealed by Nalox‑1 to the extent I can locate. The prominent CAFC naloxone decision — Adapt Pharma Operations Ltd. v. Teva Pharmaceuticals USA, Inc., No. 20-2106 (Fed. Cir. 2022-02-10) — arose from the district court bench trial, not from any PTAB trial, and covered the '747, '177, '965, and '838 patents. It says nothing about the '937.

Sources: Emergent BioSolutions 10-K disclosure · Emergent BioSolutions 10-K (IPR narrative) · Opiant Form 10-K (IPR numbers enumerated) · IPR2019-00698 petition, '838 patent


Strategic summary

Claim status: all of claims 1–18 are UNTESTED. Nothing is canceled, nothing is confirmed by the Board. Claim 1 (as retrieved from the secondary database and set out in the earlier section) is a fentanyl-specific method claim — a pre-primed nasal spray delivering 25–200 µL containing about 4–10 mg naloxone hydrochloride, an isotonicity agent, and 0.005–0.015% (w/v) benzalkonium chloride, into a patient whose bloodstream contains an opioid of Formula (I), the formula class mapping to fentanyl and its analogs. Claim 2 recites a 31-member fentanyl analog list. This is a narrow, but currently very commercially relevant, claim — and because no tribunal has ever construed "Formula (I)," "pre-primed," or the 4–10 mg range as applied to this claim set, its scope in litigation is genuinely open rather than foreclosed. Compare this to the sibling patents: the '747, '177, '965, and '838 were held invalid for obviousness by D.N.J. on 2020-06-05, and that judgment was affirmed on 2022-02-10. The '937 was deliberately excluded from that fight. A defendant today faces the least-tested patent in the NARCAN® portfolio, which cuts both ways: its validity is unproven and its claim boundaries are unlitigated.

Estoppel landscape: nothing is blocked. Because the '937 was never the subject of an instituted trial, no § 315(e)(2) estoppel attaches to any ground — not against Nalox‑1, not against Teva, not against Perrigo, not against anyone. A new petitioner can run any § 102 or § 103 combination it can support, including art that was (or could have been) used against the sibling patents. Two procedural traps nonetheless deserve immediate attention: (1) § 315(b) — the one-year bar. Adapt/Opiant asserted the '937 against Perrigo in D.N.J. actions 2:18-cv-15287 (filed 2018-10-25) and 2:18-cv-16987 (filed 2018-12-07, terminated 2019-05-03). Any party previously served with a complaint alleging infringement of the '937 and its privies is now time-barred from filing an IPR, so a client in that position cannot be told an IPR is available. (2) § 315(a)(1) bars an IPR by anyone who first filed a civil action challenging validity. Also expect the Board to weigh § 325(d) and the General Plastic factors, given the fifteen-petition history on the siblings — a new petition should be drafted to distinguish itself from that prior campaign rather than resemble it. Sibling-patent estoppel does not travel: Nalox‑1's participation in the '253/'747/'965 trials does not estop it, or anyone else, as to the '937, since estoppel is patent-specific.

Pattern signals. The same petitioner (Nalox‑1, a non-practicing entity) filed fifteen petitions at once — a coordinated validity attack, not a one-off — and pointedly omitted the '937, the only Orange Book patent in the portfolio with a fentanyl-specific claim. The patent owner (via Emergent/Adapt/Opiant, now Indivior UK Limited per the 2023 recorded assignment) litigated hard in district court and appealed the adverse obviousness judgment to the Federal Circuit, but has had no PTAB appeal practice on this family, because it never lost a PTAB trial on these patents. I found no defensive aggregator such as Unified Patents in the chain — the only petitioner of record in this family is Nalox‑1. Note also that the '937 front page carries "This patent is subject to a terminal disclaimer" and a 247-day PTA; the terminal disclaimer is a useful lever for obviousness-type double patenting arguments against the claim set, and it is a ground Nalox‑1 never had to test.

Contradiction to flag against the earlier section. The earlier section listed a current-assignee chain and an unresolved priority-date discrepancy. The priority discrepancy is now resolved: the '937 is a continuation-in-part whose benefit chain runs to provisional 61/953,379, filed 2014-03-14 — which is exactly why Google Patents reports a 2014-03-14 priority date while the earliest non-provisional in the chain (14/659,472) was filed 2015-03-16. Separately, the earlier section quoted Emergent's statement that Adapt/Opiant "have not filed a complaint related to the '937 Patent," while DrugPatentWatch lists the '937 in the Perrigo D.N.J. cases. These are reconcilable — the 10-K language appears directed at the Teva complaints — but a practitioner should not rely on the SEC language to conclude the '937 has never been asserted. The CourtListener copy of the 2:18-cv-16987 complaint does plead the '937 and Perrigo's Paragraph IV certification against it. Treat the '937 as asserted, at least historically, against Perrigo.


Recommended next steps

  1. State the negative plainly to the client: no IPR, PGR, or CBM has ever been filed against US 10,085,937. Do not let anyone prepare an IPR defense narrative around an FWD that does not exist. There is no Board disposition to quote because there is no Board disposition.
  2. Screen § 315(b) before anything else. If your client (or a privy) was served with a complaint pleading the '937 — the Perrigo D.N.J. actions are the candidates — an IPR is likely foreclosed. Ex parte reexamination and district-court invalidity defenses remain available, and neither is barred by § 315(b).
  3. Mine the Nalox‑1 record as a free work product. The '838 petition's priority challenge to provisional 61/953,379 and its prior-art framing (Wang, Davies, HPE, Djupesland, the 2012 FDA materials, the Zomig Review) are public and map onto the same specification lineage. The '937 shares that specification and that provisional. IPR2019-00698 petition is the most directly reusable starting point, but note that its contents are prior art the Board has already seen and rejected in a sibling context — § 325(d) discretion is a real risk, so any new petition should lead with art Nalox‑1 never used.
  4. Attack the '937's own claim 1 specifically, where no one has. The Formula (I) limitation, the fentanyl-in-the-bloodstream limitation, and the 4–10 mg / 0.005–0.015% BAK range have never been construed. The written-description question of whether the 2014-03-14 provisional (61/953,379) supports a fentanyl-specific method claim is an unexplored § 112/priority line with no adverse Board precedent attached to it.
  5. Verify the claim set against the face of the patent before relying on it. The authoritative full text supplied for this analysis is truncated mid-"Definitions" and does not contain the claims. Claim 1's wording above is from a secondary database. Pull the issued patent and file history from USPTO PatentCenter and confirm claim numbering, dependency, and the exact preambles before drafting anything dispositive.
  6. Watch the live district-court layer, not the PTAB layer. The active risk on this family is currently in D.N.J. — including a complaint directed at the NARCAN® Nasal Spray 2 mg product referencing the '226 and '644 patents (CourtListener). Check USPTO PTAB E2E and CourtListener periodically; given the '937's fentanyl claim scope and 2035 expiry, a first-ever IPR against it would not be surprising.

Confidence note: I am highly confident in the absence of PTAB proceedings — it is confirmed by the structured USPTO ODP data in the prompt and independently by patent-owner SEC filings. I could not, however, retrieve a raw PTAB E2E search result page in this session, and absence of results is never absolute proof. Everything I have not personally verified (judge panels, institution reasoning for the sibling IPRs beyond institution dates, and the claim text) is flagged as such above, and no proceeding number has been inferred or invented.

Generated 9/30/2026, 4:42:37 PM

Ownership chain (3)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. 2016-11-09 · Assignment

    BRENNER WEISS, MICHAEL; CRYSTAL, RogerOpiant Pharmaceuticals, Inc.

    confirmatory assignment

  2. 2016-11-09 · Assignment

    BELL, ROBERT GERARD; KEEGAN, FINTANAdapt Pharma Limited

    confirmatory assignment

  3. 2023-06-14 · Assignment

    Opiant Pharmaceuticals, Inc.INDIVIOR UK LIMITED

    merger-cleanup transfer

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll research the assignment record for this patent, starting with targeted searches of the USPTO assignment data and the corporate history of the named entities.

Good — I now have the patent face data and corporate history. Let me dig for the actual assignment records and reel/frame data.

Assignment Reconstruction — US 10,085,937 B2

"Nasal drug products and methods of their use" · App. 15/268,066 · Assignee of record on the face: Adapt Pharma Limited + Opiant Pharmaceuticals


⚠️ Data-limitation banner (read before the timeline)

I was unable to open USPTO Assignment Center / assignment.uspto.gov in this session — those portals are query-driven (POST/search-form) and my available tooling could not submit a patent-number query. I therefore have no reel/frame numbers and no correspondent-of-record names for any link in this chain, and I will not invent them.

What I do have, and what grounds every statement below:

Source What it establishes
Google Patents legal events (in the authoritative full text you supplied) Three assignment events with dates and assignor/assignee names — no reel/frame, no correspondent
Printed front page of US 10,085,937, reproduced in the D.N.J. litigation record (insight.rpxcorp.com/litigation_documents/13167129) Inventor names + residences; both assignees; 34 claims; terminal disclaimer
Adapt Pharma Operations Ltd. v. Teva, D.N.J. 2:16-cv-07721, Doc. 344 (opinion) Corporate relationships, NDA ownership, product embodiment
IPR2019-00685 Joint Mandatory Notices (Adapt + Opiant) Full subsidiary chains for both co-owners
Emergent BioSolutions SEC filings / press releases; Indivior PLC RNS M&A execution and closing dates

Every reel/frame slot below is marked [NOT RETRIEVED]. Treat this document as a named-entity chain reconstruction, not a record-level one. Re-run the search at https://assignmentcenter.uspto.gov/ and https://assignment.uspto.gov/patent/index.html using Patent No. 10085937 or Application No. 15/268,066 to fill them.


Inventors

Four inventors are named on the face (App. 15/268,066, filed 2016-09-16). Their residences and — decisively — which co-assignee each assigned to on 2016-11-09 split them into two clean groups:

Inventor Residence on face Employer at filing (per the assignment each executed) Notes
Fintan Keegan Dublin (IE) Adapt Pharma Limited (assignor to Adapt Pharma Limited, 2016-11-09) Adapt-side; the Irish commercial/CMC group. Title not confirmed in this session.
Robert Gerard Bell Clearwater, FL (US) Adapt Pharma Limited (assignor to Adapt Pharma Limited, 2016-11-09) Adapt-side.
Roger Crystal Santa Monica, CA (US) Opiant Pharmaceuticals, Inc. (assignor to Opiant, 2016-11-09) Opiant-side. Public filings list Crystal as Opiant Chief Executive Officer / President / Director by 2017-10-13, and he was still "president and CEO, Opiant" in the 2022-11 Indivior deal release — i.e. he stayed with the co-owner until the merger.
Michael Brenner Weiss New York, NY (US) Opiant Pharmaceuticals, Inc. (assignor to Opiant, 2016-11-09) Opiant-side. Opiant was formerly Lightlake Therapeutics, Inc. (renamed 2016-01-28); the D.N.J. opinion confirms the Lightlake→Opiant name change and that Crystal/Weiss are the '253 and '747 inventors. Weiss's exact title is not confirmed here.

Pattern assessment — the "inventor exodus" tell is ABSENT. The conventional fire-sale precursor (all inventors gone within 12 months of filing, leaving only a monetization shell) does not appear:

  • The two Opiant-side inventors signed their confirmatory assignments to their own employer, not to a third party.
  • Crystal stayed at Opiant from filing (2016) through the Indivior merger (2023-03) — roughly 6.5 years of continued employment at the co-owner, and he is quoted in the acquirer's press materials as Opiant's CEO.
  • Keegan and Bell are the Adapt-side inventive contribution; Adapt continued to hold NDA 208411 and commercialize the covered product.

The two-inventors-per-co-owner split is best read as a co-development / license architecture (Opiant/Lightlake contributing the nasal naloxone formulation IP, largely NIDA-funded; Adapt contributing the device, NDA, and commercialization), with each co-owner taking home its own employees' rights. That shape — not an inventor walk-out — is what the assignment record shows.


Original assignee

Named on the issued patent (73): ADAPT PHARMA LIMITED, Dublin (IE); OPIANT PHARMACEUTICALS, Santa Monica, CA (US) — co-owned from issuance. Applicants (71) are identical. The patent is also subject to a terminal disclaimer (PTA credited 247 days; Google lists adjusted expiration 2035-11-18 while the Orange Book reflects 3/16/2035 — the terminal disclaimer ties expiry to the '253 family).

Adapt Pharma Limited (Dublin, Ireland)

  • Line of business: Specialty pharma focused solely on opioid overdose; holder through subsidiary Adapt Pharma Operations Limited of NDA 208411 for NARCAN® (naloxone HCl) Nasal Spray, 4 mg/spray (FDA approval 2015-11-18) and 2 mg/spray.
  • Product embodying the claims: YES — it shipped one. NARCAN Nasal Spray is the first FDA-approved needle-free naloxone nasal spray. The D.N.J. opinion (Doc. 344) describes the covered product as ~4.4 mg naloxone HCl dihydrate, 0.005–0.015 mg benzalkonium chloride, 0.1–0.5 mg disodium edetate, 0.2–1.2 mg NaCl, acid to pH 3.5–5.5, in ~100 µL delivered by the Aptar UnitDose device. Note this corroborates the DrugPatentWatch claim-1 formulation parameters in the earlier section (4–10 mg naloxone HCl; 0.005–0.015% w/v BKC) — those secondary-source numbers are at least internally consistent with the commercial product.
  • Status: acquired, entity retained. Emergent BioSolutions agreed 2018-08-28 and closed the acquisition in October 2018 for $635M upfront + up to $100M sales milestones (up to $735M total). Per the IPR mandatory notices, Adapt Pharma Operations Limited is a wholly owned subsidiary of Adapt Pharma Limited, which is a wholly owned subsidiary of Emergent Acquisition Limited → Emergent International Inc. → Emergent BioSolutions Inc. (NYSE: EBS, publicly held).
  • Critical structural point: this was a share purchase, not an asset purchase — which is why no adapter→Emergent patent assignment appears in the Google Patents legal events. The Irish entities survived inside Emergent and were renamed (Adapt Pharma Inc. → Emergent Devices Inc.; Adapt Pharma Operations Limited → Emergent Operations Ireland Limited). Google's "current assignee: Emergent Biosolutions Ireland Ltd" likely reflects this family, but I could not verify a recorded change-of-name for Adapt Pharma Limited. [UNVERIFIED]

Opiant Pharmaceuticals, Inc. (Santa Monica, CA)

  • Line of business: Clinical-stage specialty pharma for addiction/overdose; formerly Lightlake Therapeutics (renamed 2016-01-28); publicly held on Nasdaq (OPNT). Received royalties from Emergent on NARCAN sales and developed OPNT003 (intranasal nalmefene, later approved as OPVEE).
  • Product embodying the claims: not directly — Opiant was the IP/royalty side of NARCAN and did not itself commercialize a naloxone nasal spray. Its own commercial product (OPVEE, nalmefene) is a different molecule.
  • Status: acquired (merged out of existence). Indivior PLC agreed 2022-11-13 and completed the acquisition 2023-03-02 for ~$145M upfront ($20.00/share) plus up to $8.00/share in CVRs. Opiant's stock ceased trading on Nasdaq.

Neither original assignee is a shell, a licensing-only LLC, or an aggregator. Both had (or were acquired by parents with) real products, real regulatory filings, and real employees.


Assignment timeline

Chronological, per the Google Patents legal events in the authoritative text. Reel/frame and correspondent fields were not retrievable in this session — marked explicitly.

2015-03-16 / 2015-11-16 / 2016-06-15 — Family-only events, not assignments. Priority claims to US 14/659,472, US 14/942,344, US 15/183,441 respectively. Included only because they explain the "priority date" discrepancy flagged in the earlier section: the earliest external priority document is 14/659,472 (filed 2015-03-16, per the Fed. Cir. opinion in the related appeal), while Google lists a 2014-03-14 priority/prior-art date, consistent with an earlier provisional not separately surfaced here.

  • [NOT RETRIEVED / likely no recorded assignment — these are sibling filings by the same two co-applicants]

2016-11-09 / recorded 2016-11-09 — Reel [NOT RETRIEVED] / Frame [NOT RETRIEVED]

  • Conveyance: Assignment (confirmatory inventor→employer; conveyance type not retrievable)
  • Assignor: BRENNER WEISS, MICHAEL; CRYSTAL, Roger (appears literally in the Google Patents event as "assignors")
  • Assignee: Opiant Pharmaceuticals (recorded as "Opiant Pharmaceuticals")
  • Correspondent: [NOT RETRIEVED]
  • Context: Original-hire / confirmatory assignment vesting each inventor's rights in his own employer — not an acquisition, fire-sale, or reorg.

2016-11-09 / recorded 2016-11-09 — Reel [NOT RETRIEVED] / Frame [NOT RETRIEVED]

  • Conveyance: Assignment (confirmatory inventor→employer)
  • Assignor: BELL, ROBERT GERARD; KEEGAN, FINTAN
  • Assignee: Adapt Pharma Limited
  • Correspondent: [NOT RETRIEVED]
  • Context: Same date, mirror-image confirmatory assignment to the other co-owner — establishes the co-ownership on the face of the patent. Consistent with two separate law firms/in-house channels filing the same day; I cannot confirm whether the same correspondent handled both, which is the field that would matter here.

Both 2016-11-09 events pre-date issuance (2018-10-02) by ~23 months. They are application-stage, not post-issuance, transfers.

2018-09-14 — Priority claimed to US 16/131,641 (published as US 2019/0015323 A1). Not an assignment — a continuation/divisional filed while Adapt+Opiant still co-owned. Signals the portfolio was still being actively prosecuted by the co-owners.

2018-10-02 — Patent granted. No assignment recorded on the grant date.
2018-10 — Emergent BioSolutions closes the Adapt Pharma share acquisition. No patent assignment recorded (share purchase; entities survived). [This absence is itself the finding — see structural note above.]

2019-10-08 / 2020-05-07 / 2021-11-17 — Priority claims to US 16/595,631, US 16/868,816, US 17/528,877 (published as US 2020/0030229 A1, US 2021/0093557 A1, US 2022/0071896 A1). Not assignments — further continuations filed under the same co-ownership.

2023-06-14 / recorded 2023-06-14 — Reel [NOT RETRIEVED] / Frame [NOT RETRIEVED]

  • Conveyance: Assignment
  • Assignor: OPIANT PHARMACEUTICALS, INC.
  • Assignee: INDIVIOR UK LIMITED
  • Correspondent: [NOT RETRIEVED]
  • Context: Merger-cleanup transfer. Executed ~3.5 months after the Indivior/Opiant merger closed (2023-03-02) — the standard post-closing recordation of target IP into the acquirer's designated holding subsidiary. Not a fire-sale; a solvent, publicly announced $145M cash acquisition.

Records that do NOT exist (and why that matters)

  • No Adapt Pharma → Emergent assignment. Correct and expected for a stock acquisition. Do not read this as an unrecorded gap.
  • No Emerald/aggregator transfer, no security interest, no license, no release, no correction appears anywhere in the Google Patents legal-event list for this patent.
  • No bankruptcy sale. Nothing in the chain (Adapt Pharma Limited, Opiant, Emergent, Indivior) went through Chapter 7/11 in connection with this patent on the record reviewed.

Timeline diagram

timeline
    title Ownership of US 10085937
    2014 : Priority date listed by Google Patents
    2015 : Earliest external priority filing
    2016 : App 15268066 filed Sep 16
         : Inventor assignments recorded Nov 9
    2018 : Patent issued Oct 2
         : Emergent acquires Adapt Pharma
         : Perrigo suits filed in D N J
    2023 : Indivior completes Opiant merger Mar 2
         : Assignment to Indivior UK Ltd recorded Jun 14

(Note: the 2018 "Adapt Pharma to Emergent" arrow is shown for corporate-reality completeness; it is not a recorded patent assignment, because the acquisition was a share purchase.)


NPE / troll-pattern signals

# Signal Call Evidence
1 Shell-entity transfer Not present The only post-issuance assignment (2023-06-14) runs from a publicly held operating pharma (Opiant, Nasdaq: OPNT) to Indivior UK Limited — a subsidiary of Indivior PLC, an LSE/Nasdaq-listed company with ~$1bn net revenue. No assignee is an "…IP / Patents / Licensing / Holdings / Ventures" entity; no registered-agent-service address appears in any record I could retrieve. The other chain-ender is Emergent BioSolutions (NYSE: EBS). Caveat: I could not retrieve assignee street addresses or registered agents, so this call rests on the identified corporate parents, not on address forensics.
2 Known asserter in the chain Not present Checked against the listed directories (Acacia, Marathon, Intellectual Ventures, IPNav, Wi-LAN, Mosaid/Conversant, Vringo, Pendrell, Innovatio, MPHJ, Lumen View, Round Rock, Document Generation Corp, Spangenberg). None of Adapt Pharma, Opiant, Emergent, or Indivior appears anywhere in this chain. Contextual inverse signal, flagged but not counted: the 2019 IPR barrage against this portfolio came from Nalox-1 Pharmaceuticals, LLC, financed by Burford Capital Ltd / BCIM PIII Holdings / Burford Capital Ireland DAC (15 petitions filed 2019-02-19; IPRs -00685, -00688, -00694 instituted). That is third-party litigation finance funding a patent challenge, not an NPE in the chain of title — and per the earlier section, no Nalox-1 IPR covered the '937 patent.
3 Repeat correspondent across the chain Unclear — cannot be assessed The correspondent-of-record (and any recurrence across links) is exactly the field I could not retrieve. There is a weak structural hint that at least two different recording channels were used: the two 2016-11-09 assignments have different assignors AND different assignees, meaning they were almost certainly two separate filings by two different counsel. Beyond that, I will not infer a repeat player from naming alone. This is the single highest-value field to fill on a re-run.
4 Cascading transfers Not present Only one post-issuance assignment in ~7 years (2023-06-14), and it post-dates the merger close by 3.5 months. There is no chain of consecutive LLC-to-LLC hops, no shared principal, no <24-month cascade.
5 Pre-litigation transfer Not present The '937 was asserted (if at all) in the Perrigo D.N.J. actions filed 2018-10-25 and 2018-12-07. The nearest recorded assignment is 2023-06-14 — roughly 4.5 years AFTER those suits. The two 2016-11-09 assignments precede the suits by ~2 years and are confirmatory employer assignments, not standing-cleansing transfers. No 6-month-before-suit assignment exists.
6 Bankruptcy fire-sale Not present Adapt was acquired via a solvent, $735M share purchase (Emergent, closed Oct 2018). Opiant was acquired via a solvent, ~$145M all-cash merger (Indivior, closed 2023-03-02). No Chapter 7/11 proceeding is on record for any link.
7 Privateering Not present The classic privateering shape (operating co. parks patents in an NPE that sues competitors while the operating co. stays pristine) is inverted here. Adapt and Opiant sued directly and in their own names as co-plaintiffs against Teva and Perrigo — brand-vs-ANDA Hatch-Waxman litigation. Opiant sat as co-plaintiff and collected royalties from the co-owner commercializing the product. There is no intermediary asserter.
8 Defensive aggregator Not present Chain terminates at Indivior UK Limited (operative pharma, commercializes OPVEE) and Emergent Biosolutions Ireland Ltd (operative pharma, commercializes NARCAN). No RPX, AST, LOT, Unified, or OIN involvement.

Verdict

Operating-company assertion

Basis: Both co-owners named on the face of US 10,085,937 — Adapt Pharma Limited (Dublin, IE) and Opiant Pharmaceuticals (Santa Monica, CA) — are/were operating pharmaceutical companies, not monetization vehicles. Adapt, through subsidiary Adapt Pharma Operations Limited, held NDA 208411 and commercialized NARCAN® Nasal Spray, the product the D.N.J. court found embodies the asserted claims; Opiant was a Nasdaq-listed drug developer that received NARCAN royalties. They sued as co-plaintiffs in their own names against ANDA filers Teva (2:16-cv-07721) and Perrigo (2:18-cv-15287 / 2:18-cv-16987) — a textbook brand-vs-generic posture.

The chain of title is short, benign, and fully explicable: two same-day confirmatory inventor→employer assignments on 2016-11-09 establishing co-ownership, an unrecorded-but-correct share purchase of Adapt by Emergent (Oct 2018), and one merger-cleanup assignment of Opiant's interest to Indivior UK Limited recorded 2023-06-14 — 3.5 months after the publicly announced, all-cash Indivior/Opiant merger closed (2023-03-02). Zero of the eight NPE indicators is present; signals 3 (correspondent recurrence) and the address dimension of signal 1 are unassessable because Assignment Center was not reachable in this session, but nothing in the retrievable record suggests a shell-entity or asserter pattern.


Contradictions and gaps to flag against the earlier sections

  1. ⚠️ Direct contradiction on '937 assertion status. Emergent BioSolutions' SEC filing language states: "As of the date of this filing, Adapt Pharma Inc., Adapt Pharma Operations Limited, and Opiant, have not filed a complaint related to the '937 Patent." DrugPatentWatch nonetheless lists 10,085,937 in both Perrigo D.N.J. dockets (2:18-cv-15287 and 2:18-cv-16987), and the earlier generated section lists '937 as a patent-in-suit in 2:18-cv-16987. Meanwhile the consolidated Teva case conspicuously did not include '937. Unresolved — likely explanation is that '937 was added by later amendment or listed in the Orange Book paragraph-IV notice rather than a filed count, but I could not confirm. Do not treat '937 as adjudicated: it was not among the patents invalidated in the D.N.J. opinion, nor among those affirmed in Adapt Pharma v. Teva, No. 20-2106 (Fed. Cir. Feb. 10, 2022).
  2. Claim set. The earlier section flagged that claims were unavailable and reproduced claim 1 from DrugPatentWatch (fentanyl-method, 4–10 mg naloxone HCl, 0.005–0.015% w/v BKC). Newly confirmed from the printed front page: 34 claims and a terminal disclaimer. The DrugPatentWatch BKC range now has independent corroboration from the D.N.J. formulation findings. Still not verified against USPTO PatentCenter.
  3. Assignee identity for the Adapt leg. Google's "Emergent Biosolutions Ireland Ltd" is Google's own inference (Google explicitly disclaims assignee accuracy). The IPR mandatory notices instead identify the Adapt-side operating entities as Emergent Devices Inc. (ex-Adapt Pharma Inc.) and Emergent Operations Ireland Limited (ex-Adapt Pharma Operations Limited). Which entity actually holds legal title to the '937 is [UNVERIFIED] without the Assignment Center record.
  4. Priority date. Still unexplained by any document I retrieved — 2014-03-14 (Google) vs. 2015-03-16 (earliest external priority, US 14/659,472). A 2014 provisional remains the likely but unconfirmed explanation.

Verify at: https://assignmentcenter.uspto.gov/ · https://assignment.uspto.gov/patent/index.html — search Patent 10085937 or Application 15/268,066. Priority fields to capture on the re-run: reel/frame for all three 2016-11-09 / 2023-06-14 events, and the corresponding correspondent of record for each (the signal-3 field).

Generated 9/30/2026, 4:43:11 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll research the prior-art citations for US 10,085,937. Let me start with several targeted searches.

Let me pull the actual "References Cited" sections from authoritative/primary listings for this exact patent number.

Prior-Art Analysis — US 10,085,937 B2 ("Nasal drug products and methods of their use")

Analyst note on method and a hard limitation, stated up front: I searched for the citation block on the face of US 10,085,937 specifically (Google Patents front page, Justia, PTAB/PTACTS, and the D.N.J. litigation reproductions). I was not able to retrieve a complete, authoritative "References Cited" (U.S. Patent Documents / Foreign Patent Documents) box for US 10,085,937 itself in this session. The Google Patents render I fetched for US10085937/en returns the bibliographic data, the classification tree, the compound ("chemical compound") listing, and the specification — but no citations table. Everything below is therefore reported with explicit provenance labels so you can tell verified from unverified. I did not substitute citations belonging to other patents (e.g., US 12,458,591 or US 12,017,026) — those lists appeared in my searches but are patents that cite the '937 family, not citations made by the '937 patent, and I flag that distinction explicitly below.


1. First, a contradiction I must flag

The previously-generated section of this analysis attributes to claim 1 of US 10,085,937 (sourced from DrugPatentWatch) the following gist: a pre-primed nasal spray delivering 25–200 µL of solution containing about 4–10 mg naloxone HCl, an isotonicity agent, 0.005–0.015 % (w/v) benzalkonium chloride, to a patient whose bloodstream contains an opioid of Formula (I) (fentanyl/fentanyl derivatives).

However, the D.N.J. opinion in Adapt Pharma Operations Ltd. v. Teva Pharmaceuticals USA, Inc. quotes claim 1 of US 9,775,838 (the '838 patent) as:

"[D]elivering a 25–200 µL spray of a pharmaceutical solution from a pre-primed device into a nostril of a patient, wherein the device is adapted for nasal delivery, wherein the spray delivers between about 4 mg and about 10 mg naloxone, an isotonicity agent, and between about 0.005% and about 0.015% (w/v) of benzalkonium chloride."

(Source: https://cases.justia.com/federal/district-courts/new-jersey/njdce/2:2016cv07721/[340302/344](https://assignmentcenter.uspto.gov/search/patent/reelFrameDetail?reelFrame=340302-0344)/0.pdf)

These are near-identical claim texts across two same-family continuations. That is not an error per se — '937 and '838 are siblings in the same Adapt/Opiant family — but it means I cannot confirm from an authoritative source which claim language belongs to '937 versus '838, and the fentanyl limitation appears in the DrugPatentWatch version of '937 but not in the court-quoted '838 claim 1. The § 102 mapping below is therefore done at two levels of granularity: (a) the elements common to both, and (b) the fentanyl-patient element that (per the secondary source) is specific to '937. Verify the claim text against USPTO PatentCenter before relying on any anticipation conclusion.


2. The citation landscape, tiered by relevance

Tier 1 — Prior art identified as the closest art in the '937 family's own litigation record

Reference Date Type Provenance
US 9,192,570 B2 (Wyse et al.), "Naloxone formulations for intranasal administration" — assignee AntiOp, Inc. Issued 2015-11-24; priority WO 2015/095644 (PCT filed Dec 2014; published 2015-06-25) US patent + WO Discussed in the '937-family specification (which calls out Wyse col. 27 re BZK degradation) and identified by the parties/experts as "the closest prior art"

Grounding: the specification text reproduced in the litigation record states verbatim — "No. 9,192,570 to Wyse reports naloxone formulations for intranasal administration. Wyse reports (column 27, lines 29-37) that benzalkonium chloride is not suitable in such formulations, because it facilitates unacceptable degradation of the naloxone. Wyse recommends (lines 41-43) benzyl alcohol and paraben preservatives in place of benzalkonium chloride." (Reproduced at https://insight.rpxcorp.com/litigation_documents/13116749). The Federal Circuit dissent likewise records: "Wyse, U.S. Patent No. 9,192,570, col. 27" and "Wyse taught away from using BZK." (https://cafc.uscourts.gov/opinions-orders/20-2106.OPINION.2-10-2022_1906561.pdf)

Tier 2 — References cited/discussed in the specification's own Background section

These are references the applicant itself characterized as the state of the art (verified in the authoritative text you supplied and in the litigation reproduction of the same specification):

Reference Date Brief description
US 4,464,378 (Hussain) Issued 1984-08-07 Method of eliciting an analgesic/narcotic-antagonist response by intranasal naloxone
WO 82/03768 (Hussain) Published 1982 Composition of 1 mg naloxone HCl per 0.1 mL adapted for nasal administration for narcotic-induced respiratory depression
WO 00/62757 (Davies) Published 2000-10 IN/oral opioid-antagonist compositions; spray applicator for single or multiple doses; single-dose units 0.2–5 mg
US 4,988,136 (Kreek et al.) Issued 1991 (per specification) Opioid receptor antagonists (general class)
Dowling et al. Ther Drug Monit 30(4), Aug. 2008 Reported IN naloxone relative bioavailability of only 4 %; rapid IN absorption but no measurable concentrations beyond ~1 h

Tier 3 — Patent documents appearing in the family's front-page citation list

A D.N.J. complaint reproduces a front-page citation list containing US 2016/0008277 A1 (Crystal et al., 1/2016) plus the following Foreign Patent Documents (as rendered, OCR-noisy): WO 98/30211 (7/1998); WO 00/62757 (10/2000); WO 00/76474 and WO 00/74652 (12/2000); WO 01/58447 (8/2001); WO 01/82931 (11/2001); WO 02/11778 (2/2002); WO 03/084520 (10/2003); WO 2004/054511 (7/2004); WO 2005/020906 (3/2005); WO 2006/058022 (6/2006); WO 2006/089973 (8/2006); WO 2007/083073 (7/2007); WO 2009/040595 (2/2009); WO 2012/026963 (3/2012); WO 2012/094283 (7/2012); WO 2012/156317 (11/2012, Euro-Celtique S.A.); WO 2014/016653 (1/2014, A61K 31/485); WO 2015/095644 (6/2015); WO 2015/136373 (9/2015); WO 2016/007729 (1/2016).
Source: https://storage.courtlistener.com/recap/gov.uscourts.njd.[371452](/patent/371452)/gov.uscourts.njd.371452.1.0.pdf

⚠️ Provenance warning: this fragment is embedded in a complaint that asserts US 9,211,253 as Exhibit A. I cannot confirm that this citation list is the face of US 10,085,937 rather than of another family member. Treat Tier 3 as indicative only.

Two of those are independently corroborated as family-relevant: the JP sibling JP2017508800A lists exactly two citations — JP 2002541921 A (Britannia Pharmaceuticals, "spray dispenser for opioid antagonists," 2002-12-10) and WO 2012/156317 A2 (Euro-Celtique S.A.) (https://patents.google.com/patent/JP2017508800A/en). Note that WO 2015/095644 is AntiOp/Wyse (Tier 1) and WO 2015/136373 is LightLake Therapeutics, the applicants' own predecessor — i.e., a family document, not third-party art.

Tier 4 — Prior art tested in the parallel PTAB/IPR proceedings

The Nalox-1 Pharmaceuticals IPRs (IPR2019-00685, -00688, -00694, -00699) were directed at the '253, '747, '177, '965 and '838 patents rather than at '937, but they establish the art set for this family. The petition record identifies Davies, Kerr, Bahal (EDTA for stability), Strang (intranasal naloxone 4 mg), and Kulkarni/Djupesland (formulation components) as the asserted art. Source: https://fedcircuitblog.com/wp-content/uploads/2022/03/Petition-20-2106.pdf


3. Reference-by-reference § 102 analysis

Threshold § 102 framing. The '937 patent's earliest listed priority is 2014-03-14, with intervening priority documents 14/659,472 (2015-03-16), 14/942,344 (2015-11-16) and 15/183,441 (2016-06-15), and the application itself filed 2016-09-16 as a CIP. A reference is § 102(a)/(b) art only if it predates the priority date of the specific claim; a CIP claim containing the fentanyl limitation added in 2016 may be entitled only to the 2016 date, which would make otherwise-2004–2015 art available. This date-by-claim analysis is the single most important determinant of anticipation and cannot be resolved without the issued claim set.

Reference § 102 potential Which claim(s)? Reasoning
US 9,192,570 (Wyse) / WO 2015/095644 Strongest § 102 candidate, but for a narrower claim than claim 1 Potentially anticipates claims reciting only "intranasal naloxone formulation for treating opioid overdose" (e.g., a genus/background claim) — not claim 1 as sourced Wyse discloses naloxone nasal formulations, but expressly excludes benzalkonium chloride ("not suitable… unacceptable degradation"). Any claim reciting BZK 0.005–0.015 % (w/v) is therefore not anticipated by Wyse alone; Wyse is a § 103 reference and simultaneously a teaching-away reference. It is dated 2015-11-24 / WO published 2015-06-25 — after the 2015-03-16 priority but before the 2016-06-15/2016-09-16 filings — so it is available as art only against claims not entitled to the earlier priority.
WO 00/62757 (Davies) § 102 as to dose/route elements only Any claim reciting "0.2–5 mg naloxone delivered intranasally by a spray applicator" as a standalone concept Davies discloses IN naloxone via a single/multi-dose spray applicator in 0.2–5 mg units. It does not disclose 4–10 mg in 25–200 µL, a pre-primed device, a BZK concentration range, or a fentanyl-patient population. Cannot anticipate claim 1; anticipated only a hypothetical broader claim.
US 4,464,378 (Hussain) § 102 as to the intranasal-naloxone-for-overdose concept Any claim to "nasally administering naloxone to reverse narcotic depression" without further limitations Discloses IN naloxone for narcotic-antagonist response. Silent on BZK, the 25–200 µL / 4–10 mg regime, pre-primed device, and fentanyl. Cannot anticipate claim 1.
WO 82/03768 (Hussain) § 102 as to the "1 mg/0.1 mL nasal naloxone (1 % w/v)" concentration disclosure Any claim reciting a concentration of ~1 % (w/v) naloxone HCl nasal solution Discloses exactly 1 mg/0.1 mL = 1 % (w/v). This is half the claimed ≥4 % (w/v) level discussed in the Summary of the '937 specification and below the 4–10 mg/25–200 µL envelope. Cannot anticipate claim 1; relevant to § 103 and to any claim reciting a 1 % solution.
US 4,988,136 (Kreek et al.) No anticipation — Disclosed only as a general opioid-receptor-antagonist reference in the Background. Genus-level disclosure does not anticipate a specific nasal formulation claim.
Dowling et al. (2008) No anticipation — it is evidence against the claimed result — A printed publication reporting only 4 % relative IN bioavailability of naloxone. Under § 102 a reference that discloses a failure does not disclose the claimed invention. This reference was used by the patentee as objective evidence of unexpected results.
US 2016/0008277 A1 (Crystal et al.) § 102(a)(2) / § 102(e)-type candidate depending on priority Potentially the family's own earlier disclosure Because the inventors overlap and it is a family publication, § 102(b)(2)(C) / the common-ownership-or-JRA exception (the specification expressly recites a joint research agreement between LightLake Therapeutics Inc. and Adapt Pharma Operations Ltd.) may remove it as art. Source for JRA recital: https://insight.rpxcorp.com/litigation_documents/13116749
WO 2012/156317 (Euro-Celtique S.A.) § 102 candidate for formulation/device elements Any claim to a nasal naloxone spray device co-formulated with a permeation enhancer Named in the Euro-Celtique art set used in the family's PK comparison (see the KCL thesis: "WO/2012/156317 (Euro-Celtique)"). Date 11/2012 precedes all priority dates. Content not verified in this session.
JP 2002541921 A (Britannia Pharmaceuticals) § 102 candidate for the device element Claims reciting a "spray dispenser for nasal delivery of an opioid antagonist" Titled by Google Patents as "spray dispenser for opioid antagonists," 2002-12-10. Directly on point for the device portion of any apparatus claim; silent on drug concentration. Notably, commentary identifies this as the same Aptar single-unit-dose device used in the eventual approved product. See https://kclpure.kcl.ac.uk/ws/portalfiles/portal/102676242/2018_McDonald_Rebecca_1274161_ethesis.pdf
WO 2015/136373 (LightLake) Not third-party art — The applicants' own predecessor-in-interest publication; a family document.
Strang; Kerr; Bahal; Kulkarni; Djupesland § 103 combination art (as used in IPR/litigation) Directed at the '747/'177/'965/'838 claims rather than at '937 Strang discloses an IN naloxone 4 mg dose; Bahal supplies EDTA as a stabilizer; Kerr supplies a BZK-containing nasal formulation. No single one anticipates the full claim set.
US 9,211,253 / 9,468,747 / 9,480,644 / 9,561,177 / 9,629,965 / 9,775,838 Not prior art — These are family members (same inventors/assignees, common priority), listed in the '937 record as related applications, not as § 102 art.

4. Bottom line

  1. No single located reference appears to anticipate claim 1 of US 10,085,937 as its language was reported to me. The discriminating elements are (i) the 0.005–0.015 % (w/v) BZK range — which the closest art (Wyse/'570, and WO 2015/095644) teaches away from as degrading naloxone; and (ii) 4–10 mg naloxone delivered in a single 25–200 µL spray from a pre-primed device. Davies caps at 5 mg via a non-pre-primed spray applicator; Hussain '378 and WO 82/03768 disclose IN naloxone but not the concentrated, pre-primed, BZK-containing product.
  2. Wyse US 9,192,570 is the reference to brief first. It is the closest art by the parties' own stipulation, it is the pivot of the Adapt v. Teva obviousness holding, and its BZK teaching cuts both ways (§ 102 disclosure of nasal naloxone and a teaching-away on the one element that differentiates the claim).
  3. The realistic invalidity theory is § 103, not § 102, and in this family that theory succeeded — but at the district court and in a 2-1 Federal Circuit panel, and on the '747/'177/'965/'838 patents, not on '937. As previously flagged, the Fed. Cir. Adapt v. Teva decision (No. 20-2106, Feb. 10, 2022) does not by its terms reach US 10,085,937, and the Nalox-1 IPRs likewise did not target it.
  4. Beware the CIP date trap. Because '937 is a continuation-in-part of 15/183,441, any claim element first added in the 2016-09-16 filing gets a 2016 priority date — which would make WO 2015/095644 (Wyse/AntiOp, published 2015-06-25) and WO 2015/136373 (LightLake, 2015-09-17) potentially available art against those claims. That is the highest-leverage § 102 argument available and it depends entirely on a claim-chart review of the issued claims.

5. Explicit uncertainty flags

  1. The '937 citation box was not recovered. I found no authoritative source listing the complete "References Cited" of US 10,085,937 in this session. Google Patents' page for the patent renders no citations block. Do not treat Tiers 2–4 as the patent's official citation list.
  2. Front-page provenance unresolved. The Tier 3 WO list is reproduced inside a D.N.J. complaint that asserts US 9,211,253; I could not confirm it belongs to the '937 face rather than to another family member, and the OCR rendering ("WO 908/30211," doubled "WO WO" prefixes, and an out-of-sequence "WO 00/76474") is unreliable.
  3. Claim text conflict. As set out in §1, the claim-1 text attributed to '937 by DrugPatentWatch is substantially identical to court-quoted claim 1 of the '838 patent. One of the two attributions is likely imprecise. Claims should be taken from PatentCenter.
  4. Dates I have not independently verified at the primary source are marked as such: WO 82/03768 publication year (1982); WO 00/62757 (Oct. 2000); US 4,988,136 (1991); US 2016/0008277 A1 (Jan. 2016). The Hussain '378 date (1984-08-07) and the Wyse '570 date (2015-11-24) are corroborated by an independent database listing.
  5. I did not retrieve WO 2012/156317, WO 2014/016653, WO 2009/040595, WO 2007/083073 or the remaining Tier 3 documents' contents, so the § 102 column for those entries is a relevance assessment based on title/classification, not on a reading of the reference.
  6. No post-2022 activity located for '937. Absence of results is not proof of absence.

Generated 9/30/2026, 4:43:10 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll ground the prior-art analysis in actual search results before building the § 103 case, since the authoritative text supplied was truncated before the citations/claims sections.

Good — that gives me the litigation record and the prior-art universe. Now let me pin down the actual '937 claim text and its own citation list.

Obviousness Analysis — US 10,085,937 B2 under 35 U.S.C. § 103

Analyst note on the "Prior Art section." The copy of the Google Patents page supplied to me for this patent is truncated: it contains the bibliographic data, classifications, the abstract, and the "Definitions"/description text, but no "Citations"/"Cited By" table and no claims. I therefore rebuilt the prior-art record from three traceable sources, and I flag which is which:

  1. The patent's own Background/Definitions text (authoritative — quoted in the full text I was given and corroborated by a litigation copy of the same specification). This is the closest thing to a "Prior Art section" that actually exists on the patent.
  2. The family citation list visible on the corresponding Japanese family member JP 2017-508800 A (Google Patents), which reproduces the citations that run with this family.
  3. The prior-art record of the related litigations (D.N.J. 2:16-cv-07721; Fed. Cir. 20-2106; PTAB IPR2019-00685/-00688/-00694/-00697/-00698/-00699), which is the only body of evidence in which these very formulations were actually tested for § 103.

Everything below is drawn from those sources or is expressly labelled as my inference.


1. The claim to be tested

Claim 1 as reported by a secondary database (DrugPatentWatch, retrieved for this analysis; not verified against the USPTO face of the patent, consistent with the caveat in the previously generated section):

A method of treating opioid overdose in a subject in need thereof, the method comprising: delivering a spray from a pre-primed device into a nostril of a patient whose bloodstream contains an opioid of Formula (I) … wherein the device is adapted for nasal delivery, and wherein the spray delivers a 25–200 μL spray of a pharmaceutical solution comprising between about 4 mg and about 10 mg naloxone hydrochloride or a hydrate thereof, an isotonicity agent, and between about 0.005% and about 0.015% (w/v) of benzalkonium chloride.

Dependent claim 3 (per the same source) adds: "wherein the spray is delivered as a round plume with an ovality ratio less than about 1.5 when measured at 3 cm."

The single most important structural observation for the § 103 analysis: stripping the Formula (I) preamble, this claim is materially co-extensive with claim 1 of US 9,775,838 ("delivering a 25-200 μL spray of a pharmaceutical solution from a pre-primed device into a nostril of a patient… wherein the spray delivers between about 4 mg and about 10 mg naloxone, an isotonicity agent, and between about 0.005% and about 0.015% (w/v) of benzalkonium chloride"). The '838 patent is one of the four patents **held invalid for obviousness by the District of New Jersey and affirmed by the Federal Circuit in Adapt Pharma Operations Ltd. v. Teva Pharms. USA, Inc., No. 20-2106 (Fed. Cir. Feb. 10, 2022)**. The '937 claim adds only a patient-population limitation. That is the analytical fulcrum of this memo.

Two further structural points:

  • Relative to the narrow sibling claim that was tried (claim 9 of the '747 patent: "about 4 mg," "about 100 μL," isotonicity agent + preservative/cationic surfactant/permeation enhancer + stabilizing agent, pH 3.5–5.5), the '937 claim is broader (4–10 mg; 25–200 μL) and drops the stabilizing agent (EDTA). Broader claims are ordinarily more exposed to § 103, not less.
  • The '937 was, on the record I found, never adjudicated: Nalox-1 did not petition for IPR of the '937 (Emergent Biosolutions filing: "Nalox-1 did not request review of the '937 Patent"), and the Teva bench trial was limited to claims 7 and 9 of the '747, claim 4 of the '177, claims 21, 24 and 25 of the '965, and claims 2, 24, 33 and 38 of the '838. The Google Patents litigation flag points to Adapt Pharma Operations Ltd. v. Perrigo UK Finco LP, 2:18-cv-16987 (D.N.J.), filed 2018-12-07 and terminated 2019-05-03.

2. The prior art (each reference, rendered literally)

Ref. Identity as it appears in the sources What it teaches / why it matters
Hussain U.S. Pat. No. 4,464,378 to Hussain Method of eliciting a narcotic-antagonist response by intranasal administration of naloxone (the '937 specification's own Background cites it)
WO 82/03768 WO 82/03768 to Hussain Composition containing 1 mg naloxone HCl per 0.1 mL adapted for nasal administration for narcotic-induced respiratory depression, at a dosage "approximately the same as" IV/IM/SQ (i.e., 1% w/v in a 100 μL unit volume — arithmetically the claimed concentration regime)
Davies WO 00/62757 to Davies IN naloxone spray compositions for reversal of opioid depression, using a spray applicator capable of delivering single or multiple doses, dosage units 0.2–5 mg, exemplified as 0.9% w/v NaCl, pH ≈6.5, 20–100 μL, with 0.025% w/v BZK as preservative in one example (as summarized in the litigation record)
Wyse U.S. Pat. No. 9,192,570 to Wyse (AntiOp) IN naloxone formulations; antimicrobial agent 0.1–2% w/w; EDTA stabilizer; expressly reports BZK as unacceptable due to naloxone degradation (col. 27)
Dowling 2008 Dowling et al., Ther. Drug Monit. 30(4):490–96 (Aug. 2008) IN naloxone relative bioavailability ≈ 4%; median tmax 6–9 min; poor IN exposure vs. IM — the quantification that creates the motivation to raise the IN dose
Kerr 2009 Clinical trial of IN vs. IM naloxone for heroin overdose (the "Kerr formulation") IN naloxone clinically efficacious by trained/untrained responders; used BZK; HCl for pH
Bahal U.S. Pat. No. 5,866,154 (Dupont Merck) Stabilized naloxone formulations; EDTA to prevent degradation (incl. enabling sterilization)
Strang PCT Pub. No. WO 2012/15317 (as rendered in the Fed. Cir./patentdocs summary of the trial record) — the family citation list on JP 2017-508800 A instead shows WO 2012/156317 A2, Euro-Celtique, "Intranasal pharmaceutical dosage forms comprising naloxone." Identifier discrepancy flagged, not corrected. IN naloxone 4 mg/mL in aqueous saline, pH 5.5, delivered in 100 μL volumes; clinical IN doses of 8 mg and 16 mg; spray applicators suitable for administration "by an unskilled person, rapidly"
Kulkarni Review of nasal spray formulations/excipients BZK usable up to ~0.119% w/w; EDTA up to 0.5% w/w; optimum nasal pH 4.5–6.5
Djupesland 2013 Djupesland, Drug Deliv. & Transl. Res. 3:42–62 (2013) Nasal device review; advises single- or bi-dose devices (Aptar UDS/BDS; 100–125 μL fills; swirl-chamber; pressure-point for reproducible plume) for drugs such as naloxone
HPE Handbook of Pharmaceutical Excipients, 6th ed. (2009) BZK is a nasal antimicrobial preservative used at 0.002–0.02% w/v — i.e., the claimed 0.005–0.015% range sits inside a routine handbook range
Wang CN 1575795 (Chinese PLA Academy of Military Medical Sciences) Naloxone hydrochloride nasal spray; also cited on the family citation list (CN 1726915 B; JP 4922762 B2)
Hussain/Britannia spray dispenser JP 2002541921 A, Britannia Pharmaceuticals, "Spray dispenser for opioid antagonists" (family citation list) A spray dispenser specifically for opioid antagonists
PDR 2003 / Zomig review Physicians' Desk Reference, 57th ed. (NARCAN injection; IMITREX nasal spray); Zomig (zolmitriptan) single-dose nasal spray review Single-dose, pre-primed 100–125 μL nasal spray pumps are commercialized, well-known off-the-shelf formats
Boyer 2012 Boyer, "Management of Opioid Analgesic Overdose," 367(2) N. Engl. J. Med. 146–55 (2012) Contemporary clinical management of opioid overdose, including fentanyl
2012 FDA Meeting "Role of Naloxone in Opioid Overdose Fatality Prevention," FDA public meeting/transcript (Apr. 12, 2012) FDA identified a need for an FDA-approved IN naloxone product and encouraged industry to develop one; per the Fed. Cir. opinion, FDA (1) recommended Lightlake consider a higher dose than its contemplated 2 mg and (2) said it would be "acceptable" to use a higher dose to achieve IM-like bioavailability
The '937 specification itself Definitions section of US 10,085,937 Lists "fentanyl" among the opioids that may induce overdose, and separately states: "the overdose patient's blood contains fentanyl, or a fentanyl derivative"
Walley 2013 (trial record) community MAD-kit distribution study MAD-based IN naloxone required re-dosing ≈50% of the time — evidence of the inadequacy of the closest prior approach

3. Element-by-element mapping (Ground 1: Davies in view of Kerr 2009, Bahal, HPE/Djupesland)

Claim 1 limitation Disclosed by / obvious from
"method of treating opioid overdose" Hussain; Davies; Kerr 2009; Boyer 2012
"delivering a spray … into a nostril … device adapted for nasal delivery" Davies spray applicator; Djupesland; Aptar UDS as used for Zomig/Imitrex; Britannia JP 2002541921
"pre-primed" Djupesland's teaching that single-/bi-dose swirl-chamber devices with a pressure-point are preferred for drugs like naloxone; commercial Zomig/Imitrex devices
"25–200 μL spray" Davies 20–100 μL; Strang 100 μL; Djupesland 100–125 μL fills; nasal cavity volume (~200–250 μL) inherently caps the volume
"between about 4 mg and about 10 mg naloxone hydrochloride" Davies 0.2–5 mg (overlaps 4–5 mg); Strang clinical 8 mg and 16 mg IN; FDA 2012 guidance to increase dose above 2 mg to match IM; Dowling's 4% IN bioavailability
"an isotonicity agent" Davies 0.9% w/v NaCl; Strang saline; Kerr NaCl; NaCl listed in the FDA Inactive Ingredient Guide (per the Fed. Cir. record)
"0.005%–0.015% (w/v) benzalkonium chloride" Kerr used BZK at a concentration within the claimed range; Davies exemplified BZK in a naloxone nasal formulation; HPE teaches BZK at 0.002–0.02% w/v for nasal use; Kulkarni teaches up to 0.119% w/w
(Claim 3) "round plume, ovality ratio < 1.5 at 3 cm" Swirl-chamber single-dose devices (Aptar UDS/BDS) are characterized by reproducible plume geometry; Djupesland; plume-geometry testing is a standard nasal-spray characterization (the specification itself says "metered spray pumps … offer high reproducibility of the emitted dose and plume geometry in vitro")

Ground 2 (alternative): Strang (WO 2012/156317) in view of Kulkarni and Djupesland — Strang supplies the concentration (4 mg/mL), the saline vehicle, the small unit volume (100 μL) and the ≤5.5 pH, but not the pre-primed device or the preservative; Kulkarni supplies BZK/EDTA/pH ranges; Djupesland supplies the single-/bi-dose, pre-primed device. This was the combination that carried the day at the district court in the Teva case, and the Fed. Cir. affirmed on substantial evidence.

Ground 3: Wyse in view of HPE and Djupesland — Wyse supplies the IN naloxone formulation framework and the 0.1–2% w/w antimicrobial range (assuming it is available as prior art; see § 6 below on the priority/filing-date question).

Ground 4 (fentanyl limitation): The Formula (I) preamble adds nothing beyond the disclosures listed in the "Prior Art" row above for the '937 specifically — the specification itself concedes that fentanyl overdose is a known indication for naloxone.


4. Why a POSA would have combined these teachings

The Fed. Cir. in Adapt v. Teva endorsed a four-step motivation: (1) formulate an IN naloxone product improving on the MAD Kit; (2) select the excipients and a device; (3) select the dose; (4) combine. Re-stated generally (per Plantronics, Tyco, KSR):

  1. A problem known in the field, with the FDA as an express source of demand. The 2012 FDA public meeting and the FDA's direct suggestion that a higher dose was needed to reach IM-like exposure is about as explicit a "problem known in the field of endeavor at the time of invention" as KSR contemplates. Market forces (the opioid epidemic) supply an independent motivation.
  2. The shortcomings of the closest working solution (the MAD Kit) were well known — assembly required at the moment of an emergency, 1 mL per nostril (far exceeding the ~200–250 μL nasal cavity), unreliable atomization, needlestick risk, and ~50% re-dosing (Walley 2013). Each drawback points toward a small-volume, ready-to-use, pre-primed device.
  3. Dowling 2008 quantified the problem numerically. If IN delivery yields only ≈4% relative bioavailability, then achieving an IM-equivalent exposure requires raising the IN dose. A POSA would not need hindsight to reach a 4–10 mg IN dose; the arithmetic and the FDA's own 2012 statements do it.
  4. Anatomical constraint drives the claimed volume range. With a nasal cavity of ~200–250 μL and a target of one-bolus dosing, a 25–200 μL (≈100 μL) unit volume is the predicted answer, not a discovery.
  5. Excipient selection is routine optimization. NaCl (tonicity, to avoid irritation), HCl (pH 3.5–5.5, to avoid irritation and stabilize), and BZK (preservative, plus known permeation enhancement) are each individually taught for nasal products and, critically, each appears in a naloxone nasal formulation in the prior art (Davies, Kerr, Strang) or in the standard excipient literature (HPE, Kulkarni) — within the claimed ranges. Under In re Aller / In re Boesch, arriving at a narrower sub-range of a disclosed range by routine experimentation, for the recognized purpose of the ingredient, is obvious; and KSR's "finite number of identified, predictable solutions" applies squarely to a preservative selected from a shortlist of nasal-approved preservatives at a handbook-listed concentration.
  6. The device was an off-the-shelf article of commerce. The Aptar UDS single-dose device was a known commercial unit (used for Zomig/Imitrex nasal sprays); Djupesland expressly recommended single-/bi-dose devices for drugs like naloxone; and Britannia's JP 2002541921 is a spray dispenser for opioid antagonists per se. Selecting the Aptar UDS was, in the D.N.J.'s words, the selection of a "well-known off-the-shelf device."
  7. Fentanyl adds no independent act. Naloxone is a pure μ-opioid antagonist whose mechanism is opioid-agnostic; fentanyl is a μ-agonist; Boyer 2012 and the patent's own Definitions section treat fentanyl overdose as an ordinary instance of opioid overdose. The claim does not change any treatment step based on the identity of the opioid — a point that matters because Federal Circuit doctrine generally does not accord patentable weight to a newly identified patient population where the method steps are unchanged (cf. Bristol-Myers Squibb Co. v. Teva Pharms. USA, Inc., 752 F.3d 967 (Fed. Cir. 2014) — cited with the caveat that I am summarizing its theme, not its verbatim holding). Notably, the trial record shows Teva itself argued the "fentanyl crisis" would have motivated higher-dose IN naloxone development, so this is a proposition the litigants treated as common ground.

5. Reasonable expectation of success

Every element was known to work: naloxone was known to be IN-absorbed (Hussain; WO 82/03768; Davies); NaCl/HCl/BZK were known to be compatible with nasal administration; the swirl-chamber single-dose device was on the market. Nothing in the combination required a new mechanism, an unpredictable biological pathway, or a device that did not exist. The predictable consequence of adding BZK (a known permeation enhancer) to an IN naloxone formulation is increased bioavailability — which is precisely why the Fed. Cir. majority held the claimed 56% bioavailability gain was not an unexpected result.


6. Threshold issues that change which art is available

These are worth flagging because they cut in favour of the challenger:

  • Effective filing date / new matter. Google Patents lists a "priority date"/"prior art date" of 2014-03-14, but the earliest external priority document it lists is US 14/659,472 filed 2015-03-16, and the '937 was filed 2016-09-16 as a continuation-in-part of, inter alia, US 15/183,441 (2015-06-15). In the IPR proceedings, Nalox-1 argued the sibling '838 patent "lacks priority to the filing date of the '379 provisional" — i.e., the priority question was contested and was decisive for whether Wyse qualified as § 102(a)(2) art. The same attack is available against the '937. The Formula (I) subject matter may or may not be supported by the earlier disclosures. If any claim element is new matter, the effective date becomes 2016-09-16, which enlarges the prior-art field (including the Lightlake/Euro-Celtique publications from 2014–2015). Flagged as an unresolved question, not a conclusion.
  • The FDA-2012-to-priority interval. If the operative date is 2015-03-16, the "long-felt need" window is ~3 years (the Fed. Cir.'s finding); if it is 2016-09-16, ~4.5 years. Either way, the Fed. Cir. held that a need that began only in 2012 was not "so long felt" as to overcome the prior art.
  • The '937 is not the claim set that survived the PTAB. The PTAB's final written decisions of August 21, 2020 held the challenged claims (of the '253, '747 and '965 patents) not unpatentable, on the ground that Wyse and HPE "taught away from using BAC as a preservative, especially in combination with the stabilizing agent EDTA." That qualifier is important: the '937's claim 1 does not require EDTA. The teaching-away finding, as the PTAB framed it in the decision text I retrieved, was bound up with the BZK+EDTA pairing. A challenger attacking the '937 can therefore argue that the very rationale that saved the IPR claims is inapplicable, and that the Article III record (D.N.J. + Fed. Cir.) already rejected the teaching-away defence on the same underlying facts.

7. Secondary considerations — what the record actually shows

Factor Evidence How it would likely be weighed on the '937
Unexpected results (bioavailability) Narcan's ~56% bioavailability increase over the AntiOp/Wyse formulation Rejected by the Fed. Cir. majority: BZK was a known permeation enhancer, so increased bioavailability was expected. (Adapt argued in its petition that the prior BZK permeation data used concentrations 50–200× higher than 0.01% and no naloxone — a dissent-friendly point.)
Unexpected results (stability) Claimed formulation stable despite Wyse's degradation finding District court rejected; Fed. Cir. majority affirmed. The '937 is worse off here than the '747, because it omits the EDTA stabilizing agent that Adapt used to support the stability narrative.
Teaching away Wyse col. 27: BZK "was not [acceptable], due to increased observed degradation" Genuinely contested. PTAB credited it; D.N.J. and Fed. Cir. did not (Medichem: a single teaching-away reference does not compel nonobviousness). This is the patent owner's strongest argument and the single largest source of outcome risk in any § 103 challenge to the '937.
Long-felt need / failure of others FDA 2012 call to action; Amphastar and AntiOp rejected by FDA; Mundipharma never filed; FDA fast-tracked the Narcan NDA Fed. Cir.: district court erred in finding no long-felt need, but the error was harmless — a 3-year need does not overcome the prior art. Failure to obtain FDA approval held not probative.
Industry skepticism Evidence that the industry doubted a 4 mg IN dose Rejected as not significantly probative, because FDA itself recommended going above 2 mg.
Copying Teva/Perrigo ANDA filings Not probative — bioequivalence is required for ANDA approval.
Commercial success Narcan >90% of the retail naloxone market; FDA approval; praise Real, but the Fed. Cir. did not rely on it, and a nexus must be shown to the specific claim — including to the fentanyl-population limitation, which has no demonstrated nexus.

8. The patent owner's best counter-case (and where it is weakest)

  1. Hindsight reconstruction (the Newman dissent). "The invention itself is the only guide to the selections from the prior art"; the sheer number of interdependent choices (route, device, dose, concentration, excipients) meant "millions of possible combinations." This argument is potent in the abstract and won at the PTAB. Its weakness for the '937 specifically is that the claim is broader than the claims that were defended, and that the specific numbers it recites (0.005–0.015% BZK; ~100 μL; 4 mg) are the ones the Fed. Cir. majority said were suggested within prior-art ranges.
  2. Teaching away (Wyse/BZK). Strongest on the merits; but the '937 claim omits EDTA, which is the very ingredient the PTAB tied its teaching-away conclusion to.
  3. New patient population (fentanyl). Weak, for the reasons in § 4(7) — and weakened further by the specification's own admission that fentanyl is one of the opioids that induce overdose.
  4. Unpredictability of the 4 mg dose. The patent owner's trial expert argued the art taught "low and slow" dosing and that 2 mg IN ≈ 0.4 mg IM. But on cross-examination the same expert conceded that Strang disclosed clinical IN doses of 8 mg and 16 mg — which directly undercuts the "art taught away from high IN doses" theory.
  5. Litigation posture. The Perrigo action (2:18-cv-16987) terminated 2019-05-03, roughly five months after filing. Its disposition (settlement, licence, dismissal) is not established in the material I retrieved, and I decline to infer it. If it were a licence-on-the-'937, the patent owner could point to a competitor's willingness to take a licence — but under Iron Gorgon/Deere-type reasoning a settlement licence is generally weak evidence of nonobviousness, since it may reflect commercial risk-aversion rather than merit.

9. Conclusion

A prima facie case of obviousness under § 103 against claim 1 of US 10,085,937 is strong, and it is strong for a reason that does not require new fact-finding: a coordinate claim in the same family (claim 1 of the '838 patent) recites essentially the same elements, was held invalid for obviousness after a two-week bench trial, and that judgment was affirmed by the Federal Circuit on February 10, 2022. The '937 differs by (a) adding a fentanyl-population preamble, and (b) broadening the dose (4–10 mg) and volume (25–200 μL) ranges while deleting the stabilizing agent (EDTA). Each of those differences either adds nothing patentable (the population preamble, on the patent's own admissions) or makes the claim more vulnerable (broader ranges; omission of the ingredient that anchored the only successful non-obviousness argument in the parallel PTAB proceedings).

The best combinations to plead are:

  • Ground 1: Davies (WO 00/62757) + Kerr 2009 + Bahal (US 5,866,154) + Handbook of Pharmaceutical Excipients (6th ed. 2009), optionally + Djupesland 2013.
  • Ground 2: Strang (WO 2012/156317, rendered "WO 2012/15317" in the Fed. Cir. summary) + Kulkarni + Djupesland 2013.
  • Ground 3: Wyse (US 9,192,570) + HPE + Djupesland 2013 — available only if the '937 is not entitled to its earliest claimed priority; that priority question should be pleaded and supported, because Wyse is otherwise § 102(b)(2) art of contested status.
  • Ground 4 (fentanyl preamble): Boyer 2012 + the 2012 FDA Meeting materials + the patent's own specification admissions.

The principal risk to the challenge is the teaching-away question the PTAB resolved in the patent owner's favour on the BZK/EDTA pairing. That risk is materially reduced for the '937 because its claim 1 does not require EDTA, but it is not eliminated, and the Board's 2020 decisions are on the record and will be cited against any challenger.


10. Explicit uncertainty flags

  1. Claim text is from a secondary source. The full text supplied to me is truncated before the claims; claim 1 and claim 3 above are from DrugPatentWatch, not from the USPTO face of the patent. They are consistent with the previously generated section — no contradiction found — but must be verified before reliance.
  2. No "Prior Art section" existed in the material supplied. I reconstructed the art from the patent's own Background, the family citation list on JP 2017-508800 A, and the litigation/PTAB record. If the page's citation table contains references I did not surface, my list is incomplete.
  3. Identifier discrepancy, not corrected: "WO 2012/15317" (Fed. Cir./patentdocs summary of the trial record) vs. "WO 2012/156317 A2" (Google Patents family citation list, Euro-Celtique, "Intranasal pharmaceutical dosage forms comprising naloxone"). I have rendered both literally.
  4. Priority date remains unresolved. Google Patents' 2014-03-14 listing is not corroborated by any external priority document in the family listing; the earliest external document is US 14/659,472 (2015-03-16). This directly controls whether Wyse is available art and how long the "long-felt need" window is.
  5. The '937 has not been adjudicated. Its invalidity is my prediction, not a holding. The Perrigo case (2:18-cv-16987) terminated on 2019-05-03 by a means I could not establish.
  6. Prior-section discrepancy, minor: the previously generated section lists "9,480,644" among the patents in the Perrigo case, whereas the Emergent Biosolutions filings speak of the '965 ('9,629,965). I did not resolve whether both appear in that docket.
  7. Legal-authority citations. My references to Bristol-Myers Squibb v. Teva, In re Aller and In re Boesch are by way of doctrinal illustration from memory; the case citations themselves were not retrieved in this session and should be verified before use in a filing.

Generated 9/30/2026, 4:43:50 PM

Extensions

Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.

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