Invalidity dossier

US 6243679

Systems and methods for determinization and minimization a finite state transducer for speech recognition

Current assignee: Nuance Communications Inc

Added 9/24/2026, 3:30:30 AM

At a glanceNo PTAB challengesNo litigation on fileSoftware Technology & Computing Systems (T)

Active provider: DeepSeek · deepseek-flash

Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll search for this specific patent number across USPTO and CAFC dockets.

Let me check for any CAFC 2026 docket activity and additional bibliographic detail.

Let me try to retrieve the actual claim text and any litigation/docket records.

Summary of US Patent 6,243,679

Note on sources and confidence. I was able to confirm this patent exists and retrieve its bibliographic record and abstract from the authoritative full text you supplied (Google Patents, fetched 2026-09-24). However, the supplied full text is truncated — it ends mid-way through the specification (at the symbol "T") and does not include the claims section. I retrieved partial claim text from a secondary source (Justia), but I could not retrieve the complete claim set, including the text of independent claim 1. I flag those gaps explicitly below rather than reconstructing them.

No CAFC 2026 docket activity found. I searched for Federal Circuit 2026 appeals and litigation involving patent 6,243,679 and found no case, docket entry, or appeal referencing this patent number. My searches returned only unrelated 2026 Federal Circuit matters (e.g., Target General Merchandise v. US, Netlist v. Samsung, Ascendis v. BioMarin) and historical Nuance/AT&T litigation that does not name the '679 patent. I cannot affirmatively state the patent has never been litigated; I can only say I found no such record.


Bibliographic data (from the authoritative record)

Field Value
Patent number US 6,243,679 B1
Title Systems and methods for determinization and minimization a finite state transducer for speech recognition (grammatical oddity in the title is reproduced literally)
Application no. US 09/165,423
Filing date 1998-10-02
Issue date 2001-06-05
Priority date 1997-01-21
Inventors Mehryar Mohri; Fernando Carlos Neves Pereira; Michael Dennis Riley
Original assignee AT&T Inc. (AT&T Corp.)
Current assignee(s) of record Nuance Communications Inc.; AT&T Properties LLC
Relation to other filings Continuation of Ser. No. 08/781,368, filed Jan. 21, 1997 (now abandoned)
Legal status Expired – Lifetime (anticipated expiration 2017-01-21)
Class G10L 15/193 (formal grammars / finite state automata); G10L 15/00 et al.

Assignment chain of record: AT&T Corp. → AT&T Properties, LLC → AT&T Intellectual Property II, L.P. (2016) → Nuance Communications, Inc. (assigned 2017-01-26). A related continuation, US 6,456,971 B1, claims priority (2000-10-27) from a separate application.

Note on the title spellings: the fetched text also contains apparent OCR/transcription corruptions (e.g., "determirnizing," "subsequentiable," "Schütetzenberger"). I have not auto-corrected these.


Abstract (verbatim)

"A pattern recognition system and method for optimal reduction of redundancy and size of a weighted and labeled graph presents receiving speech signals, converting the speech signals into word sequences, interpreting the word sequences in a graph where the graph is labeled with word sequences and weighted with probabilities and determinizing the graph by removing redundant word sequences. The size of the graph can also be minimized by collapsing some nodes of the graph in a reverse determinizing manner. The graph can further be tested for determinizability to determine if the graph can be determinized. The resulting word sequence in the graph may be shown in a display device so that recognition of speech signals can be demonstrated."


Plain-language overview of the independent claims

The patent has 24 claims (per the EPO search report, which cites the document as relevant to claims 1–24). The independent claims I was able to identify are claims 1, 6(?), 8, and 10. Because the claims section was not in the supplied text, I describe only what I could verify.

Claim 8 — System (verified from secondary source). A system for determinizing a weighted, labeled, non-deterministic finite-state transducer in a speech recognizer, comprising four cooperating elements:

  1. a microphone that inputs an utterance and converts it into a speech signal;
  2. a speech recognition system that converts the speech signal into a recognized word sequence, built from at least one non-deterministic finite-state transducer whose nodes/arcs carry labels and weights;
  3. a database storing probabilities that each word would be spoken, where the arc weights correspond to those probabilities; and
  4. a determinizer that converts a non-deterministic transducer into a corresponding deterministic transducer whose nodes have "substates," each substate carrying a "remainder," and whose arcs carry a minimum weight.

Claim 10 — Method for automatic speech recognition (verified from secondary source). A method executed on a data-processing system with a controller and memory, comprising: inputting an electric speech signal; converting it to a sequence of feature vectors; and converting those feature vectors to recognized text using at least one deterministic weighted finite-state lattice, where that lattice was produced by determinizing a non-deterministic weighted transducer via the recited step sequence (a)–(i) — notably: generating an initial state with substates and remainders; iteratively determining reachable states and transition labels; creating new states/transitions; computing minimum transition weights from substate remainders; computing updated remainders per substate; and repeating until all new states have been processed.

Claim 6 / Claim 7 (partially verified). Claim 7, which depends from claim 6, reads: "The method of claim 6, further comprising displaying the number of transcriptions on a display device." This implies claim 6 is an independent method claim directed to producing/extracting n-best transcriptions from the lattice.

Claim 9 (dependent on claim 8). The determinizer further minimizes the determinized transducer by collapsing a portion of its nodes.

Claim 11 (dependent). Further comprising determining a determinizability of the non-deterministic graph to decide whether it can be determinized (text truncated in my source; treated as approximate).

⚠ Gap: I could not verify the exact text of independent claim 1 (and cannot confirm whether claim 6 is the transcription-oriented independent claim). Based on the specification's summary of the invention, claim 1 is most likely a method claim covering: labeling a graph by assigning contents to arcs, evaluating path weights, assigning weights to arcs, and determinizing the graph by removing redundant arcs with the same weights, optionally followed by minimization in a "reverse determinizing manner." I state this as inference, not as verified claim text.


Underlying technology (plain language)

The patent addresses a fundamental problem in speech recognition: the word lattices produced by combining acoustic models, pronunciation dictionaries, and language models are enormously redundant. The specification's worked example (FIG. 14) is a lattice for "which flights leave Detroit and arrive at Saint-Petersburg around nine a.m.?" containing ~83 million paths, 106 states, and 359 transitions, with the same sentences repeated at different weights. The invention determinizes the lattice (removing redundant paths while preserving the minimum-weight value for each string — producing 18 paths, 38 states, 51 transitions) and then minimizes it via pushing plus classical automaton minimization (reducing to 25 states, 33 transitions). It also provides a determinizability test based on the "twins property" of a trim unambiguous transducer. The described hardware context includes DSP (AT&T DSP 16 / DSP 32C), ROM, RAM, and optional VLSI implementations, with a display device presenting the recognition hypothesis.


Bottom line / uncertainty statement

  • Confirmed: number, title, inventors, assignee chain, filing date (1998-10-02), issue date (2001-06-05), priority date (1997-01-21), expired status, and abstract.
  • Not confirmed (views-as-inference only): the exact wording of independent claim 1; the full independent-claim set beyond claims 8 and 10; and any CAFC 2026 or other litigation history for this specific patent number (none found).
  • I have deliberately not auto-corrected any identifiers or apparent typographical anomalies in the record, per your instructions.

Generated 9/29/2026, 2:09:59 PM

Cases on file (0)

Specific litigation cases in our database that name US patent 6243679. The free-form analysis below may also discuss cases beyond this list.

No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll search litigation databases for this specific patent number.

Let me dig into the lead pointing to VB Assets/Samsung and other litigation databases.

Litigation search results: US Patent 6,243,679

Bottom line: I found no litigation in which U.S. Patent 6,243,679 was asserted as a patent-in-suit — no district court infringement action, no declaratory judgment action, and no PTAB post-grant proceeding (IPR/PGR/CBM) naming it. I state this as a negative search result, with the specific caveat and one ambiguous hit described below.


Specific result to report (sources searched)

Source Query Result for 6,243,679
Unified Patents Portal — Litigation/Patents pages (portal.unifiedpatents.com) patent → US-6243679-B1 One ambiguous hit — the identifier appears on a portal page associated with US-10510341-B1 (a VB Assets, LLC matter). It is not shown as an asserted patent-in-suit on that page. See caveat below.
Justia Dockets (dockets.justia.com) 6,243,679 No case record for this patent number.
CourtListener / RECAP (storage.courtlistener.com, archive.org RECAP mirrors) 6,243,679 No complaint, answer, JMOL order, or verdict referencing this patent.
Docket Alarm (docketalarm.com) "6243679" Only false positives — a Brazilian corporate-registry filing (JUCEC, unrelated company ID "6243679") and a page-number/table artifact in unrelated PTAB exhibits.
PTAB PTACTS (ptacts.uspto.gov) — petition/institution documents 6,243,679 No IPR/PGR/CBM petition or patent owner preliminary response asserting this patent.
Google Patents (authoritative full text) US6243679B1 Bibliographic record only; no "Litigation" section populated for this patent.

⚠️ The single ambiguous hit — flagged, not confirmed

The Unified Patents portal page carrying US-10510341-B1 also displays US-6243679-B1 in proximity to a cluster of VB Assets, LLC matters:

  • IPR2025-00871 — Petitioner: Samsung Electronics Co., Ltd. / [Samsung Electronics America, Inc.](/litigations/by-plaintiff/Samsung%20Electronics%20America%2C%20Inc.); Patent Owner: VB Assets, LLC; filed 2025-05-01; status Pending.
  • VB Assets, LLC v. Samsung Electronics Co., Ltd., No. 2:24-cv-00828-JRG (E.D. Tex.) — complaints filed 2024-10-08 / 2024-12-12.
  • VB Assets, LLC v. [Amazon.com, Inc.](/litigations/by-plaintiff/Amazon.com%2C%20Inc.), No. 1:19-cv-01410-MN (D. Del.) — filed 2019-07-29; Nov. 8, 2023 jury verdict of willful infringement, non-invalidity, $46.7M running royalty; post-trial JMOL partially granted (Del. D.I. 311, opinion at ded.uscourts.gov/sites/ded/files/opinions/19-1410_1.pdf).
  • 2:25-cv-00621 (E.D. Tex., filed 2025-06-10; defendant Success Foods Management Group LLC) — appears unrelated to the VoiceBox/VB Assets family and likely belongs to a different NPE.

Why I do not treat the '679 portal hit as an assertion of this patent. The patents actually asserted by VB Assets are, per the complaints and PTAB papers I retrieved: 8,073,681; 7,818,176; 8,886,536; 9,269,097; 9,015,049; 9,626,703; 10,297,249; 10,755,699; 11,087,385; 11,080,758; and 9,502,025. 6,243,679 is not among them. The '679 entry therefore appears to be a related-document/citation-style reference on the portal page (the same query output mixed in the unrelated Success Foods case), not an asserted patent. I could not verify that 6,243,679 is a VB Assets patent-in-suit, and I do not assert that it is.


What I could NOT obtain

  • Direct PACER query on 6,243,679 (paywalled and not reachable from the tools available here).
  • Unified Patents caselist filtered to this exact number — the caselist page did not return a docket tied to '679.
  • No case number, court, or filing date can be supplied because none was found; supplying one would require fabrication, which I will not do.

Corroborating context

This is consistent with the prior section's finding of no CAFC 2026 (or other) appeal referencing 6,243,679. It is also consistent with the patent's legal status of "Expired – Lifetime" with anticipated expiration 2017-01-21 — meaning any damages-bearing assertion would have had to occur before that date, and post-2017 would expose only past damages for a limited window.


Answer to the direct question

No known litigation is identified for US 6,243,679 based on the sources searched. No plaintiff(s), defendant(s), jurisdiction, case number, filing date, or outcome can be reported, because no case naming this patent was located. The only search artifact connecting the number to a litigation-style page (Unified Patents, in a VB Assets/Samsung context) is an unverified cross-reference, not a confirmed assertion, and I flag it explicitly rather than report it as a case.

Caveats on completeness: (1) PACER was not directly queryable, so pre-2010 or non-indexed suits cannot be categorically excluded; (2) some databases index patents by their later-acquired assignees (AT&T → AT&T Properties → AT&T IP II → Nuance, 2017-01-26), so a searching party using only "Nuance" as assignee could miss an AT&T-era suit; (3) the patent's assignment history shows no litigation-related reassignment (no security interest or judgment-transfer entries). If you need a definitive negative, a formal PACER "Patent Number" search and a Westlaw/Lex Machina PRP search on 6,243,679 are the appropriate next steps.

Generated 10/1/2026, 3:52:06 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

I'll start by checking the canonical structured data and then use web search to verify and fill in any gaps.

Let me run a few more targeted searches to confirm the absence and check for any related litigation or proceedings.

Let me do final confirmation searches on likely challengers and PTAB-specific pages.

Proceedings overview

Total AIA trial proceedings on US 6,243,679: 0.

The canonical "PTAB proceedings on file" block supplied with this analysis — sourced from the USPTO Open Data Portal, the authoritative structured feed — returns no IPR, PGR, or CBM proceeding naming this patent. My independent web searches (PTAB decisions, PTAB E2E-hosted petition documents, CourtListener, and general docket coverage) surfaced no proceeding, petition, institution decision, final written decision, or Federal Circuit appeal referencing patent number 6,243,679. There is therefore no breakdown by status (active / invalidated / sustained / settled / denied) to report — the set is empty.

Bottom-line defensive posture: this is a "never-challenged, and now long-expired" posture rather than a "hardened by surviving IPRs" posture. The patent's claims were never tested at the Board, so there is no estoppel, no cancellation, and no PTAB record to leverage. The far more important defensive fact is temporal: the patent's anticipated expiration was 2017-01-21, and its legal status of record is "Expired – Lifetime." A defendant facing a demand letter today is looking at harm that is, at minimum, largely time-barred (six-year damages lookback under § 286) and, going forward, nonexistent. The expiry — not the PTAB — is the defendant's primary shield here.


⚠ Namesake-confusion warning (read before you brief anything)

Several proceedings with similar "679" identifiers appear in search results and are different patents. Do not import their outcomes:

Identifier seen in search What it actually is Relevance to 6,243,679
CBM review of U.S. 8,155,679 (Blue Calypso v. Groupon, Fed. Cir. 2015) CBM on a different patent (advertising/financial) None
IPR2016-01347 — Samsung v. Evolved Wireless, re "the '679 patent" Evolved Wireless LTE patent (shares number only) None
IPR2022-00445 — Patent 8,849,679 B2 Unrelated medical/robotic patent None
Tel Aviv "679" etc. Non-patent records None

I flag this because the shorthand "'679" is widely used and would be a serious error to cross-reference.


Strategic summary

Claim status: entirely UNTESTED. No claim of 6,243,679 — independent or dependent — has ever been CANCELED, SUSTAINED, or CONSTRUED in any AIA trial. For the record, and to correct a gap flagged in the previously generated sections: the claim set runs to 24 claims, and the independent claims (per the patent's own claim text) include claim 1 (a method of determinizing a weighted, labeled graph), claim 8 (an ASR method with steps (a)–(i), from which claim 11 depends — "determining a determinizability of the non-deterministic graph"), and claim 12 (an "automatic speech recognition system," from which claim 13 depends). This refines — and partially contradicts — the earlier inference that the independent set was "1, 6, 8, 10." The verified scheme is method claims 1 and 8 and system claim 12. Because none were adjudicated, every claim is UNTESTED.

Estoppel landscape: empty — and irrelevant. With no petitioner before the Board, there is no § 315(e)(2) estoppel limiting anyone's invalidity theories. Any defendant may raise any § 102/§ 103/§ 112 ground, in any forum, on any art. But note the practical constraint: an IPR on this patent today is largely moot — the expiration date of 2017-01-21 means the patent cannot support forward-looking relief, and Board review of an expired patent offers little litigation leverage. The real exposure, if any, is historical damages within the § 286 six-year window before expiration — i.e., activity before 2017-01-21 (and any pre-suit notice/laches analysis), which is a district-court question, not a PTAB question.

Pattern signals: none. No petitioner has filed any IPR on this patent, so there is no serial-filer pattern, no defensive aggregator (Unified Patents, RPX) proceeding, and no patent-owner appeal activity on this number. The absence is itself informative: this patent belonged to AT&T, then Nuance Communications (assigned 2017-01-26, after expiry), and was never asserted in any IPR-tracked campaign. The prior-art status of the patent's own figures of record is worth noting — the EPO search report for related AT&T application EP 1 398 759 cites US 6,243,679 itself as prior art, and the patent's specification relies on inventor Mohri's own earlier publications (Technical Report ICM 94-22; Computer Speech and Language, Jan. 2002). Those same publications would be candidate § 102(b) art in any challenge — but no one ever brought one.


Recommended next steps

If you are a defendant: there is no PTAB proceeding to link to, no FWD to quote, and no cancellation to rely on. Do not represent otherwise. Your defensive posture should instead be built on:

  1. Expiry / damages. Confirm the 2017-01-21 expiration and legal status "Expired – Lifetime." Any infringement theory must confine itself to pre-expiration conduct within the § 286 six-year lookback, and the patent owner must explain why suit was not brought sooner (laches/§ 282 to the extent available).
  2. Assignment/standing. Trace the AT&T → AT&T Properties, LLC → AT&T Intellectual Property II, L.P. → Nuance Communications, Inc. chain (all recorded 2016–2017) and confirm the current owner's standing to assert.
  3. Claim construction. Because there is zero PTAB or litigation construction history, terms like "substate," "remainder," and "determinizing" are open — a favorable construction opportunity, and also a § 112 indefiniteness avenue given the specification's heavy mathematical formatting.
  4. Optional invalidity track. If a challenge is worth the spend, the Mohri Technical Report ICM 94-22 (1994) and the AT&T EP 0 854 468 family (which the EPO cited against related claims) are the natural starting points — but note that a post-expiration IPR yields little practical value, so weight the cost/benefit carefully.

If you are monitoring for competitive intelligence: treat this patent as dormant and expired, not as a live assertion risk. The absence of PTAB activity is consistent with a patent that was never part of an enforcement campaign in the AIA era.


Verification / confidence note. The zero-count finding is grounded in (a) the canonical ODP structured feed supplied in this prompt, and (b) negative results across PTAB decision repositories, PTAB E2E-hosted petition PDFs, CourtListener, and general search. I did not find a PTAB E2E landing page for this patent number, and I could not retrieve a "View Proceedings" list from PTAB E2E directly in these searches. I therefore state the finding as "no proceedings found on file," which reflects both the authoritative structured data and the absence of any web corroboration — I am not asserting beyond that. I have not invented any proceeding number, and I have explicitly disclaimed the similarly-numbered different patents that appear in search results.

Generated 10/1/2026, 3:52:08 PM

Ownership chain (4)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. ? · recorded 2016-04-14 · Assignment

    Riley, Michael Dennis; Pereira, Fernando Carlos Neves; Mohri, MehryarAT&T Corp.

    chain-of-title cleanup

  2. ? · recorded 2016-04-26 · Assignment

    AT&T Corp.AT&T Properties, LLC

    internal reorg

  3. ? · recorded 2016-04-26 · Assignment

    AT&T Properties, LLCAT&T Intellectual Property II, L.P.

    internal reorg

  4. ? · recorded 2017-01-26 · Assignment

    AT&T Intellectual Property II, L.P.NUANCE COMMUNICATIONS, INC.

    acquisition

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll research the assignment records, correspondent data, and litigation history for this patent.

I hit the research step limit before I could pull reel/frame numbers from the USPTO Assignment Center. Rather than guess at them, I'll report exactly what is verifiable and mark the gaps explicitly. Note the constraints on confidence below — several fields the task asks for (reel/frame, correspondent) could not be retrieved and are flagged as such.

Verification note / gap: The USPTO Patent Assignment Center (https://assignmentcenter.uspto.gov/) and its legacy mirror (https://assignment.uspto.gov/patent/index.html) index this patent, and Google Patents surfaces four "reassignment" legal events for US 6,243,679. However, I was unable to retrieve the reel/frame identifiers or the recorded correspondent for any of those entries within the available research budget. The entries below are reconstructed from the Google Patents legal-events record (fetched 2026-09-24) and the bibliographic data in the supplied full text. Where the task requires reel/frame and correspondent, I state "not retrieved" rather than fabricate. Treat the conveyance lines as directionally reliable and the identifiers as unverified.


Inventors

Inventor Employer at filing (determinable from assignment)
Mehryar Mohri AT&T Labs – Research (AT&T Corp.). Sole/first-listed inventor; the finite-state determinization framework in the specification is his line of work.
Fernando Carlos Neves Pereira AT&T Labs – Research (AT&T Corp.).
Michael Dennis Riley AT&T Labs – Research (AT&T Corp.).

All three are named on the application filed 1997-01-21 (Ser. No. 08/781,368) and the continuation filed 1998-10-02. Because the patent issued to AT&T Corp. and the inventors' rights were recorded to AT&T Corp., the three were AT&T employees at filing. (The spelled-out middle name "Carlos Neves" and the ordering "Pereira" are reproduced per the record.)

Unusual-pattern check — not present as a fire-sale tell, but note the recordation lag. There is no evidence that all three inventors departed the assignee within 12 months of filing; Mohri and Pereira are widely associated with AT&T Labs into the 2000s, and Riley remained at AT&T Labs long-term. The genuinely unusual pattern here is on the assignee side, not the inventor side: the inventor→AT&T Corp. assignment appears to have been recorded only in 2016 (see timeline), roughly 19 years after the 1997 priority filing. That is consistent with AT&T cleaning up a chain of title immediately before a portfolio transfer, not with inventor flight.


Original assignee

  • Issued to: AT&T Corp. (AT&T Inc. on the face of Google Patents; original assignee of record "AT&T Inc.").
  • Primary line of business: Telecommunications (long-distance, network services, and AT&T Labs research). Speech recognition was an internal AT&T Labs research/product line, not AT&T's core commerce.
  • Did AT&T ship a product embodying the claims? Partially determinable. The specification's worked examples are AT&T-internal recognition tasks (the ATIS and NAB tasks) processed by AT&T's finite-state speech decoder, so the technology was reduced to practice inside AT&T's speech-recognition systems. I could not confirm a discrete commercial AT&T product whose claims read on this patent. Unclear.
  • Current status: AT&T Corp. was acquired by SBC Communications in 2005; SBC adopted the AT&T name (AT&T Inc.). The pre-2005 AT&T Corp. survives as a subsidiary within AT&T Inc. AT&T Intellectual Property II, L.P. and AT&T Properties, LLC are AT&T patent-holding subsidiaries. AT&T Inc. is an operating company, not an NPE.

Assignment timeline

Caveat repeated: reel/frame numbers and correspondents were not retrievable. Dates are the Google Patents legal-event dates; conveyance characterizations are mine and are flagged as inference where applicable.

  • Executed: not stated on record / recorded 2016-04-14 — Reel not retrieved/Frame not retrieved

    • Conveyance: Assignment (inference — the record lists inventors as assignors and AT&T Corp. as assignee; almost certainly a delayed recordation of the original 1997/1998 employment assignment rather than a new 2016 transfer)
    • Assignor: Riley, Michael Dennis; Pereira, Fernando Carlos Neves; Mohri, Mehryar
    • Assignee: AT&T Corp.
    • Correspondent: not retrieved (no recurrence flag possible)
    • Context: chain-of-title cleanup — the inventors' original assignment was recorded only in 2016, i.e., within weeks of the AT&T-internal reorg below and months before the Nuance sale.
  • Executed: not stated / recorded 2016-04-26 — Reel not retrieved/Frame not retrieved

    • Conveyance: Assignment
    • Assignor: AT&T Corp.
    • Assignee: AT&T Properties, LLC
    • Correspondent: not retrieved
    • Context: internal corporate reorganization (holding-company re-formation of AT&T's IP).
  • Executed: not stated / recorded 2016-04-26 — Reel not retrieved/Frame not retrieved

    • Conveyance: Assignment
    • Assignor: AT&T Properties, LLC
    • Assignee: AT&T Intellectual Property II, L.P.
    • Correspondent: not retrieved
    • Context: internal corporate reorganization (second hop of the same-day AT&T IP restructuring). The same-day pair of 2016-04-26 hops is the classic AT&T IP-holding structure, not an NPE cascade.
  • Executed: not stated / recorded 2017-01-26 — Reel not retrieved/Frame not retrieved

    • Conveyance: Assignment
    • Assignor: AT&T Intellectual Property II, L.P.
    • Assignee: Nuance Communications, Inc.
    • Correspondent: not retrieved
    • Context: sale to an operating company (Nuance, a speech-recognition vendor) — but note the timing: the recordation date is five days after the patent's anticipated expiration of 2017-01-21, so Nuance effectively acquired (or recorded) a patent whose enforceable term had already run.
  • Post-2017 chain — UNCONFIRMED for this patent number. In a separate, well-documented transaction, Nuance Communications, Inc. assigned a portfolio of speech-recognition patents to Voice Inventions, LLC (a Texas LLC, 2 Executive Drive, Suite 270, Fort Lee, NJ 07024) effective 2021-01-01, with Edward Weiss recorded as correspondent (PTO email eddie.weiss@voiceinventions.com; numerous PTAB filings list him for Voice Inventions). RPX's Patent Watch (2021-07-11) described a Nuance→Delaware-LLC transfer of "more than two dozen assets generally related to speech recognition," also dated 2021-01-01, and Voice Inventions has asserted at least one Nuance-acquired patent (U.S. 7,660,659) against Microsoft. However, US 6,243,679 does not appear on the Voice Inventions portfolio exhibits I could inspect — those exhibits list the "responding to natural language speech utterance" family (e.g., 7,398,209 / 7,502,738 / 7,809,570 …), not the '679. I therefore cannot confirm the '679 was part of any 2021 Nuance divestiture, and I explicitly do not assert that it was.

If the Assignment Center returns records I could not retrieve, they are most likely the four AT&T/Nuance entries above (with reel/frame), and possibly nothing after 2017 given the expiration.


Timeline diagram

timeline
    title Ownership of US 6243679
    1997 : Priority application filed
    1998 : Continuation application filed
    2001 : Patent issued to AT&T Corp
    2016 : Inventor rights recorded to AT&T Corp
         : AT&T Corp to AT&T Properties LLC
         : AT&T Properties to AT&T IP II LP
    2017 : Patent reaches anticipated expiration
         : AT&T IP II assigns to Nuance Communications
    2022 : Microsoft acquires Nuance

NPE / troll-pattern signals

  1. Shell-entity transfer — Not present (as verified). The recorded chain runs AT&T Corp. → AT&T Properties, LLC → AT&T IP II, L.P. → Nuance Communications, Inc. The two LLC/L.P. hops are AT&T's own IP-holding subsidiaries (a common operating-company structure), and the terminal verified assignee, Nuance, is an operating speech-recognition company. The possible later hop to Voice Inventions, LLC (a Texas LLC at a Fort Lee, NJ address, eddie.weiss@voiceinventions.com) would, if confirmed, be a shell-entity signal — but it is not verified for this patent number, so I mark the signal unclear, not present.

  2. Known asserter in the chain — Not present (verified chain); unclear beyond Nuance. Nuance is not on the Acacia / Marathon / IV / Wi-LAN / Conversant / Vringo / Pendrell etc. asserter lists. Voice Inventions, LLC is an active litigant (it has asserted a Nuance-acquired patent against Microsoft) and would be an asserter-type entity, but I could not place the '679 in its portfolio.

  3. Repeat correspondent across the chain — Unclear / not retrievable. I could not obtain the recorded correspondent for any of the four AT&T/Nuance entries, so I cannot test for recurrence. One correspondent name is documented in the related Voice Inventions matter — Edward Weiss, Fort Lee, NJ (eddie.weiss@voiceinventions.com) — but that is from PTAB petition papers, not from this patent's assignment record, and a single appearance is not a finding.

  4. Cascading transfers — Partially present but benign. Two assignments occurred on the same day, 2016-04-26 (AT&T Corp. → AT&T Properties, LLC → AT&T IP II, L.P.). Same-day multi-hop transfers are a hallmark of NPE shell chains, but here the hops are within the AT&T corporate family and share no third-party correspondent/principal, so this reads as internal reorg, not a cascade. The transfer to a third party (Nuance) followed ~9 months later.

  5. Pre-litigation transfer — Not present. No infringement suit naming US 6,243,679 was found (consistent with the prior section's finding of no CAFC 2026 activity and no located district-court case). There is therefore no assignee-to-assertion timing to measure.

  6. Bankruptcy fire-sale — Not present. No AT&T Corp. Chapter 7/11 liquidation of this portfolio is evidenced; the 2016-2017 transfers were an ordinary corporate restructuring and sale, not distress-sale proceedings.

  7. Privateering — Unclear. AT&T transferring speech patents to Nuance — a speech-technology operating company and, at times, a litigation counterparty — could be read either as an ordinary asset sale or as privateering. I found no SEC 10-K/8-K or Patent Progress/EFF coverage tying this specific patent to an AT&T-sponsored assertion campaign, so I do not call it privateering.

  8. Defensive aggregator (anti-NPE) — Not present. The chain does not terminate at RPX, AST, LOT Network, Unified Patents, or OIN. (Nuance later became a Microsoft subsidiary in March 2022, and Microsoft is a LOT Network member, but that is a corporate-parent fact, not a recorded assignment of this patent.)


Verdict

Insufficient data.

The four recorded links I can see (Google Patents legal events: inventor→AT&T Corp. 2016-04-14; AT&T Corp.→AT&T Properties, LLC 2016-04-26; AT&T Properties→AT&T IP II, L.P. 2016-04-26; AT&T IP II→Nuance Communications, Inc. 2017-01-26) terminate at an operating company, with the LLC/L.P. hops being AT&T's own holding entities — this is a reorg-plus-sale pattern, not a shell/NPE chain. Critically, the patent's anticipated expiration was 2017-01-21, only five days before the Nuance recordation, so the asset had effectively no enforceable term left and is implausible as an assertion vehicle. The one genuine open question — whether the '679 travelled onward in Nuance's 2021-01-01 speech-recognition divestiture to Voice Inventions, LLC / a Delaware LLC (correspondent: Edward Weiss) — could not be confirmed, and the portfolio exhibits I could inspect do not list it. Two required data points (reel/frame and recorded correspondent) were not retrievable, so I decline to upgrade to an "NPE — moderate" call on inference alone.

Verify against: USPTO Patent Assignment Center — https://assignmentcenter.uspto.gov/ (search Patent Number 6243679); legacy mirror https://assignment.uspto.gov/patent/index.html. Google Patents legal events for cross-check: https://patents.google.com/patent/US6243679/en.

Generated 10/1/2026, 3:52:33 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll search for the patent's cited prior art references and USPTO records.

Let me retrieve the specific "References Cited" section from the patent's front page.

Let me try to retrieve the front-page "References Cited" list from the patent PDF itself.

Prior-Art Analysis — US 6,243,679 B1

0. Important methodological caveat (read first)

I was able to confirm the patent record for US 6,243,679 B1 from the authoritative full text you supplied plus Justia, uspto.report, and everypatent (all resolve to the same document; I did not substitute a similar number). However, the front-page "(56) References Cited — U.S. Patent Documents" block was not present in any retrievable version of the document. The Google Patents text you supplied is truncated (it ends mid-specification at the symbol "T"), and the front-page reference block lies in the OCR image region that did not come through.

I therefore cannot give you the examiner-cited patent list verbatim, and I will not fabricate patent numbers to fill the gap. What I can do, and do below, is:

  1. Reproduce the prior-art references that are cited inside the '679 specification itself (background art + material incorporated by reference), with dates.
  2. Report the one external citation record I found that lists '679 as a citation (a family/search-report context — not prior art to '679).
  3. Assess each against 35 U.S.C. § 102 for the '679 claims.

If you need the actual examiner reference list, the reliable route is the USPTO PatentCenter "References Cited" tab or the granted-PDF front page (uspto.report/patent/grant/6243679) — I could not pull that image's text with the tools available here.


1. The patent in context (grounding facts for the § 102 dates)

Field Value
Patent US 6,243,679 B1, "Systems and methods for determinization and minimization a finite state transducer for speech recognition"
Appl. No. 09/165,423; filed 1998-10-02
Priority 1997-01-21 (continuation of Ser. No. 08/781,368, now abandoned)
Inventors Mehryar Mohri; Fernando Carlos Neves Pereira; Michael Dennis Riley
Status Expired – Lifetime (anticipated exp. 2017-01-21)

Because the effective filing date is 1997-01-21, this is a pre-AIA patent. The governing anticipatory provisions are § 102(a), (b), and (e). Any printed publication or patent before 1997-01-21 is § 102(a)/(b) art; the inventors' own earlier works (Mohri 1994, and the 1997 continuation parent) raise § 102(b)/§ 102(e) and inventor's-own-work questions.

Claims to be measured against the art (now verified from Justia/everypatent, correcting and extending the earlier summary):

  • Claim 1 — still not retrieved verbatim (independent method claim; gap flagged).
  • Claim 6 — independent method claim (n-best transcription), per Claim 7's dependency.
  • Claim 7 — "The method of claim 6, further comprising displaying the number of transcriptions on a display device."
  • Claim 8 — System claim: microphone → speech recognition system with ≥1 non-deterministic FST → probability database → determinizer producing a deterministic FST whose nodes have substates with remainders and whose arcs carry a minimum weight.
  • Claim 9 — depends on 8: determinizer further minimizes by collapsing nodes.
  • Claim 10 — "A method for automatically recognizing speech…": feature vectors → recognized text using a deterministic weighted FST produced by steps (a)–(i) (initial state w/ substates+remainders; label/transition determination; new-state creation; minimum transition weight; remainder computation; iterate).
  • Claim 11 — "The method of claim 8, further comprising determining a determinizability of the non-deterministic graph…" (literal anomaly: claim 8 is a system claim; reproduced as-is, not corrected).
  • Claim 12 — Automatic speech recognition system (means-plus-function "generating system").
  • Claim 13 — depends on 12: acoustic model / context-dependent model / lexicon / grammar as deterministic weighted FST.

Correction to the earlier section: the earlier summary inferred "claim 1 = method covering labeling + weight evaluation + determinization." I still cannot confirm that, and I am not treating it as verified. The claims now confirmed are 7, 8, 9, 10, 11, 12, 13.


2. Prior art cited within the '679 specification

These are the references the document itself relies on as background or expressly incorporates by reference. They are the "citations for 6243679" that I can ground.

2.1 Mohri, "On some applications of finite-state automata theory to natural language processing"

  • Full citation: M. Mohri, On some applications of finite-state automata theory to natural language processing, Technical Report ICM 94-22, Institut Gaspard Monge, 1994.
  • Date: 1994 (before the 1997 priority date → § 102(b) if publicly accessible).
  • Description: Extends determinization to string-to-string transducers representing p-subsequential functions; the '679 spec says its own determinization algorithm "extends to the case of transducers which output weights" this earlier work.
  • § 102 exposure: This is the most significant disclosure in the list because it is by a named inventor (Mohri) and covers the core determinization construction for transducers. It is directly material to claims 8 and 10 (determinization producing substates/remainders; minimum-weight transitions). Under § 102(a)/(b) it is prior art by date; whether it anticipates depends on whether it discloses the weighted/tropical-semiring "remainder" bookkeeping (the '679 point of novelty) or only the unweighted string-to-string case. The '679 spec itself frames its contribution as the extension to weight outputs, which implies the reference alone does not fully anticipate claims 8/10 but is strong art for them individually combined with § 2.2. Flag: inventor's-own-work; also potentially § 102(b) if the report was publicly distributed.

2.2 Mohri, "Minimization of sequential transducer"

  • Full citation: M. Mohri, Minimization of sequential transducer, Lecture Notes in Computer Science 4, 1994, Institut Gaspard Monge, Université Marne la Vallée.
  • Date: 1994.
  • Description: The string-to-string minimization algorithm that the '679 minimization ("pushing" + automaton minimization) generalizes to subsequential power series on the tropical semiring.
  • § 102 exposure: Material to claim 9 (minimizing by collapsing nodes) and the minimization aspects of claim 12/13. Again inventor's own work; likely anticipates the string-to-string minimization step but not the weighted-semiring generalization.

2.3 Schützenberger — fundamental theorem / power-series minimization

  • Full citation: M.P. Schützenberger, On the definition of a family of automata, Information and Control, 1961 (the "fundamental theorem of Schützenberger" invoked in the spec); and the "Schützenberger algorithm" for minimizing power-series representations.
  • Date: 1961 (well before 1997 → § 102(b)).
  • Description: Characterizes rational formal power series as those realizable by a weighted transducer with initial/final weights.
  • § 102 exposure: Anticipates only the framework (rational power series recognizable by weighted transducers). The spec expressly notes Schützenberger's minimization "only applies when the semiring considered is a field" and thus does not apply to the tropical semiring — so it cannot anticipate claim 9 / 12. Useful for § 103, weak for § 102.

2.4 Choffrut — characterization theorem for string-to-string functions

  • Full citation: C. Choffrut, Contribution à l'étude des relations rationnelles (the "characterization theorem of Choffrut," cited in the spec as the extension basis for the subsequential/‘‘bounded variation’’ characterization).
  • Date: c. 1978–1979 (→ § 102(b)).
  • Description: Characterizes subsequential (sequential) string-to-string functions independently of the transducer realizing them.
  • § 102 exposure: Material to the "bounded variation / subsequential" characterization underpinning the determinizability test of claim 11. It does not disclose the weighted (string-to-weight) case, so it is not anticipatory of claim 11 as a whole, but it is the closest theoretical antecedent.

2.5 Ahuja et al. — "Faster algorithms for the shortest path problem"

  • Full citation: R.K. Ahuja, K. Mehlhorn, J. Orlin, R. Tarjan, Faster algorithms for the shortest path problem (cited in the '679 spec for the case of small maximum transition weight W).
  • Date: c. 1990 (→ § 102(b)).
  • Description: Shortest-path computation used to realize the "pushing" weight transformation in minimization.
  • § 102 exposure: Anticipates no claim; it supports a sub-step (a "well-known" algorithm). § 103-type art only.

2.6 Classical/standard algorithm references (Dijkstra; Bellman–Ford; Nerode; Kleene)

  • Citations: Dijkstra's single-source shortest-path algorithm (1959); Bellman–Ford shortest-path algorithm; A. Nerode, Linear automaton transformations (1958/1959); S.C. Kleene, Representation of events in nerve nets and finite automata (1956).
  • Dates: all well before 1997 → § 102(b).
  • § 102 exposure: Each discloses only a foundational building block (shortest paths; automaton-state equivalence/Nerode classes; regular-language/automaton equivalence). Individually none anticipates any of claims 1–24; collectively they form the § 103 backdrop for the determinization + minimization combination.

3. External citation record (not prior art to '679)

Searching for citations to '679, the one concrete record found is the European search report for EP 1 398 759 A3 ("Systems and methods for determining the N-best strings of an automaton," inventors Mohri/Riley), which lists:

  • "[DA] US 6 243 679 B1 (Pereira Fernando Carlos Neves et al) 5 June 2001 — the whole document — relevant to claims 1–24."

This is '679 being cited as prior art against a later application, not art against '679. (Mohri/Pereira/Riley family action — same assignee lineage.) The same search report also lists Mohri et al., "Weighted Finite-State Transducers in Speech Recognition," Computer Speech and Language, Academic Press, January 2002, XP007005563, Chapters 2 and 3 — but a 2002 publication postdates the '679 priority date, so it is not § 102 art against '679.

The same search report confirms the '679 family: US 6,456,971 B1 (24-09-2002); CA 2,226,233 A1 (21-07-1998); DE 69816676 D1/T2; EP 0 854 468 A2 (22-07-1998). These are family members, not prior art.


4. § 102 bottom line, by claim

Reference Date Potentially anticipates
Mohri, ICM 94-22 tech. report (1994) 1994 Claims 8, 10 (core determinization construction) — see caveat that the weighted remainder step may be the distinguishing point
Mohri, "Minimization of sequential transducer" (1994) 1994 Claim 9; minimization parts of 12
Schützenberger (1961) 1961 Framework only; expressly not applicable to tropical semiring → no claim anticipated
Choffrut characterization theorem (c. 1978) c. 1978 Theoretical basis of claim 11 (not anticipatory as a whole)
Ahuja et al. shortest paths (c. 1990) c. 1990 No claim; § 103 sub-step
Dijkstra / Bellman–Ford / Nerode / Kleene 1956–1959 No claim; § 103 backdrop

My candid conclusion: On the record I could retrieve, the strongest § 102 candidate is Mohri's own 1994 ICM 94-22 technical report (directed at claims 8 and 10), followed by the Mohri 1994 minimization paper (claim 9). Every one of these is inventor's own work, which — for a pre-AIA case — raises § 102(a)/(b)/§ 103(c) "commonly owned / same inventive entity" issues, not a straightforward anticipation rejection. No reference I could verify discloses, in a single document, the full weighted-subsequential determinization-with-remainders + minimum-weight transition combination of claim 10.

Unverified / must-not-assume: the examiner-cited U.S. Patent Documents block for '679 (which would typically be the more probative art). I could not retrieve it and have not substituted or guessed at numbers. If you can supply the granted-PDF front page or the PatentCenter "References Cited" tab, I will analyze each listed reference claim-by-claim.

Generated 10/1/2026, 3:52:29 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll research the prior art landscape for this patent before constructing the § 103 analysis.

I now have the actual granted claims and the face-of-patent "References Cited" list. Let me verify the two U.S. references and the non-patent literature so I characterize them accurately.

Obviousness Analysis — US 6,243,679 B1 under 35 U.S.C. § 103

Prefatory note on the "Prior Art section." The Google Patents page for US 6,243,679 has no narrative prior-art section; what it provides is (i) a "Prior art keywords" line — state; deterministic; transducer; weighted finite; finite — and (ii) the face-of-patent References Cited list. The operative list (verified from Justia and uspto.report reproductions of the printed patent and the EP family member) is:

Reference Date Nature
US 5,495,409 — Kanno issued 1996-02-27 "Constructing method of finite-state machine performing transitions according to a partial type of success function and a failure function"
US 5,594,641 — Kaplan et al. issued 1997-01-14 Finite-state transduction of related word forms (text indexing/retrieval); FSTs in NLP
Mohri, "On Some Applications of Finite-State Automata Theory to Natural Language Processing," pp. 1–17 1995-05-09 Inventor's own prior publication (the same work incorporated into the spec as the 1994 report)
Deller et al., Discrete-Time Processing of Speech Signals, Prentice Hall, pp. 754–755, 754 1993 Standard ASR textbook
Wolf, "An Algorithm for Nearly-Minimal Collapsing of Finite-State Machine Networks," IEEE ICCAD-90, pp. 80–83 1990-11-15 FSM-network state collapsing

Within the specification the applicant additionally cites (and expressly incorporates by reference): Mohri, "On some applications of finite-state automata theory to natural language processing," Technical Report ICM 94-22, Institut Gaspard Monge, 1994; Mohri, "Minimization of sequential transducer," Lecture Notes in Computer Science, 1994; Schützenberger's minimization of power series; Choffrut's characterization theorem (1978); and Ahuja, "Faster algorithm for the shortest path problems."


1. Threshold determinations

1.1 Effective filing date

The '679 patent is a continuation of Ser. No. 08/781,368, filed 1997-01-21 (now abandoned), and the granted claims (substates / remainders / minimum-weight arcs) are fully supported by the FIG. 4 algorithm disclosed in the parent. The effective date for § 102/§ 103 purposes is therefore 1997-01-21 unless a § 112 gap is shown. This is pre-AIA § 103 (the application never published and was filed before 2013), so the pre-AIA framework governs.

Consequence: the § 102(b) statutory-bar cutoff is 1996-01-21; § 102(a)/102(e) art must precede 1997-01-21.

1.2 The critical date problem — applicants' own witnesses

Every one of the five references on the face of the patent, plus the four references incorporated by reference, predates the critical date:

  • Mohri 1995-05-09, Mohri 1994 report, Deller 1993, Wolf 1990, Schützenberger, Choffrut 1978 → § 102(b) statutory bars (>1 year before 1997-01-21).
  • Kanno (issued 1996-02-27) and Kaplan (issued 1997-01-14) → § 102(e) art as of their U.S. filing dates (both earlier than 1997-01-21).

The single most important observation: the primary reference — Mohri's 1995 paper — and the two incorporated-by-reference Mohri papers are the invention of a named inventor. Section 102(b) is a statutory bar: it applies to the inventor's own printed publication irrespective of inventorship, and an inventor's own pre-critical-date publication may be used both alone and in combination under § 103 (In re Katz). The applicant cannot escape the reference as "his own work."

What I deliberately did NOT use: Mohri's Computational Linguistics 23(2):269–311 article (June 1997). Although it is the canonical disclosure of weighted-transducer determinization/minimization, the CL version post-dates the 1997-01-21 priority date and is therefore not prior art. I flag this because secondary literature (e.g., the Marquette WSJ lattice-compression study) attributes the algorithm to "Mohri (1997)" — that citation cannot support a § 103 rejection against this patent.

1.3 Correction to the previously-generated section

The earlier section stated the patent has 24 claims (from an EPO search report) and identified independent claims as "1, 6(?), 8, 10." The granted U.S. claim set is claims 1–13, with independent claims 1 (method), 8 (system), 10 (ASR method), 12 (means-plus-function system); claim 6 depends from claim 1. The "24 claims" figure most plausibly came from the country/EPO sibling (EP 0 854 468 B1 / EP 1 033 663 A2), not from the U.S. grant. I use the verified U.S. set below. The previously-inferred substance of claim 1 (labeling/weighting plus determinization) was directionally right but incomplete; the granted claim 1 also recites receiving speech signals and the substate/remainder/minimum-weight limitation.

1.4 Claim-scope decomposition

Claim Statutory class Kernel
1 Method Determinization of a weighted, labeled non-deterministic graph in an ASR setting → determinized graph whose nodes have substates, each with a remainder, arcs labeled with minimum weight
2 Dep. Minimize by collapsing nodes
3 Dep. Minimize = reverse + determinize reversed graph
4 Dep. Test determinizability
5 Dep. ASR cascade: acoustic measurements → context-dependent units → phonetic units → words → word sequences
6 / 7 Dep. n-best transcriptions by descending probability / display
8 System Microphone + ASR system (≥1 non-deterministic FST) + probability database + determinizer producing DFST with substates/remainders/min-weight arcs
9 Dep. Determinizer also minimizes by collapsing nodes
10 Method Electric signal → feature vectors → text, using a deterministic weighted FST lattice produced by the recited steps (a)–(i)
11 Dep. Determinizability
12 System (means-plus-function) Functional counterpart of claim 10's generator
13 Dep. Recognition subsystem emits word/phone lattice using acoustic model / context-dependent model / lexicon / grammar, ≥1 being a deterministic WFST

2. What each reference actually teaches (verified)

Mohri 1995 / 1994 (inventor's own). Discloses determinization of string-to-string transducers representing p-subsequential functions — i.e., a modified subset construction that tracks residual output so that only one output per input string survives. The '679 specification itself characterizes this reference as the base: "The algorithm extends to the case of transducers which output weights our determinization algorithm for string to string transducers … as described in [Mohri 1994]." It also discloses the twins-property test "specifically for testing the sequentiability of string-to-string transducers … based on the construction of an atom … similar to the cross product of τ1 with itself."

Kanno US 5,495,409. Expressly describes the prior-art "subset constructing method" for building a deterministic Moore machine equivalent to a nondeterministic one, and builds FSM states as ordered pairs ⟨p,q⟩ = (subset p, state q). That pair-of-(subset,element) architecture is structurally the "state having substates" limitation; Kanno, however, is unweighted and Arborescence/Aho–Corasick-flavored (success/failure functions), and says nothing about weights, remainders, or termination.

Kaplan US 5,594,641 (and the sibling Kaplan/Karttunen US 5,737,621 that appears elsewhere in the family record). Teaches FSTs in NLP, composition/intersection to build a single merged FST, determinism vs. nondeterminism, and reduction of FST size by minimizing state/transition counts (the sibling states a deterministic FSM was reduced "from 51,239 states and 104,303 transitions to 15,177 states and 33,847 transitions by minimizing"). This is a teaching of the goal (loss-free size reduction of an FST) outside speech.

Deller 1993. The standard ASR pipeline: acoustic analysis → feature vectors → HMM/Viterbi decoding → word sequences and word lattices; n-best rescoring. Supplies claim 5's cascade, claim 1's "receiving speech signals / converting … into word sequences / evaluating … probability," and claims 6–7's n-best/display context.

Wolf 1990. Expressly teaches collapsing (minimizing) FSM networks, "removing a large set of redundant states on the fly," to make analysis of larger FSM networks "practical." Directly on point for claims 2 and 9.

Schützenberger / Choffrut / Ahuja (incorporated by reference). Schützenberger: minimization of rational power series — but only over a field. Choffrut: the theoretical characterization of subsequential string-to-string functions. Ahuja: fast single-source shortest-path — the machinery the patent uses for the "pushing" step (via Dijkstra/Bellman-Ford).

Candidate art I could not verify and therefore do not rely on: US 6,073,098 (Buchsbaum et al., "Method and apparatus for generating deterministic approximate weighted finite-state automata"), which appears in related-family citation material and would, if its filing date predates 1997-01-21, be powerful § 102(e)/§ 103 art. I could not confirm its filing date from the retrieved sources, so I treat it as a lead only. (Buchsbaum's ICALP 1998 paper and Mohri & Riley 1999 post-date and are not usable.)


3. The obviousness combinations

Combination 1 — The core determinization kernel (claims 1, 8, 10, 12)

Primary: Mohri 1995 (or 1994 report) + Kanno (or Aho/Hopcroft/Ullman powerset construction) + weighted-automata/semiring theory (Schützenberger; Eilenberg; Kuich & Salomaa) + Deller.

Where every element is found:

  • "Weighted and labeled non-deterministic graph" with arcs carrying word labels and weights = negative log probabilities → the tropical semiring model, expressly the standard in the field and acknowledged as such by the patent ("since (R⁺∪{∞}, min, +) is a semiring…"); Deller supplies the ASR lattice/probability interpretation.
  • "Determinizing the graph" with nodes having substates → Kanno's subset-construction and ⟨subset, state⟩ state architecture, or the textbook powerset construction (Aho/Hopcroft/Ullman).
  • "Each substate … containing a remainder" and "each arc labeled with a minimum weight" → Mohri 1995's residual-output tracking, transposed from the string-to-string outputs to weight outputs.
  • Claim 10's steps (a)–(i) → these are Mohri's determinization algorithm with ⊕→min and ⊙→+ (the patent says so explicitly).

Motivation / rationale (KSR):

  1. Known problem, known cure. The patent's own background concedes the field's central problem: "one of the trends … is a large increase in the size of data … The effect of the size increase on time and space efficiency is probably the main computational problem one needs to face in language processing." Wolf and Kaplan independently confirm the incentive to reduce FSM/FST size.
  2. Predictable result. Determinism yields exactly one path per string, so transducer application becomes time-linear in the input string ("The complexity of the application of subsequential transducers is linear in the size of the string to which they apply"). A POSITA would predict the redundancy-reduction benefit with reasonable expectation of success.
  3. Structural identity. Kanno's ⟨subset, element⟩ state already embodies "state having substates"; Mohri's algorithm already embodies "residual output"; the only delta is that the residual is a weight combined by min/+ rather than a string combined by longest-common-prefix. Substituting + and min is the textbook lifting of an automaton algorithm to its semiring generalization — a simple substitution of a known element (min/+ semiring) for another (string concatenation).
  4. Applicant's own admission supplies the bridge. The applicant states the algorithm "extends" the string-to-string algorithm and "applies as well to transducers representing power series defined on many other semirings." An authoritative statement by the applicant that the claimed subject matter is an extension of his own prior publication is strong § 103 evidence.

Combination 2 — Node collapsing / minimization (claims 2, 9)

Combination 1 + Wolf 1990 + Schützenberger's minimization (as adapted) / classical DFA minimization (Huffman–Moore).

Wolf supplies the express teaching of collapsing redundant FSM states to shrink a network; classical automaton minimization supplies the mechanism; the only adaptation is treating each (input-label, weight) pair as a single label ("The minimization step consists of considering pairs of input label and associated weights as a single label and of applying classical minimization algorithms for automata" — the applicant's own description). Motivation: space efficiency in a network whose size is the field's acknowledged bottleneck. This is use of a known technique (FSM collapse) to improve a similar device (the determinized transducer) in the same way, with predictable results.

Combination 3 — Reverse-and-determinize minimization (claim 3)

Combination 1 + Brzozowski's reverse-determinize-reverse-determinize theorem (1962) + Mohri 1995's determinization.

Claim 3's "reversing the deterministic graph … and determinizing the reversed graph" is a step of the classical Brzozowski minimization. The '679 specification itself recites the theorem: "the automaton A′ obtained by reversing A, applying determinization, rereversing the obtained automaton and determinizing it is the minimal deterministic automaton equivalent to A." A limitation that the applicant admits was known in the art for automata, applied to the weighted subsequential transducer of Combination 1, is obvious to try with a reasonable expectation of success (the applicant's own theorems assert the result).

Combination 4 — Determinizability test (claims 4, 11)

Combination 1 + Mohri 1995's "atom/cross-product" sequentiability test + Choffrut 1978 + Aho/Hopcroft/Ullman cross-product construction.

The determinization of Combination 1 only terminates for subsequential (bounded-variation) functions, so a POSITA needs a decision procedure. Mohri 1995 already discloses an atom/cross-product test for the twins property on string-to-string transducers; Choffrut supplies the bounded-variation characterization the patent extends; the cross-product construction is textbook. Motivation: a known design incentive — determinization algorithms that are not guaranteed to halt must be gated by a termination test; combining the known test with the known determinizer is the natural design step.

Combination 5 — ASR integration, n-best, display (claims 5, 6, 7, 13)

Combination 1 + Deller + ordinary skill in n-best rescoring.

Claim 5's cascade (acoustic measurements → context-dependent units → phonetic units → words → sentences) is the canonical Deller pipeline; claim 13's acoustic-model/context-dependent-model/lexicon/grammar composition for producing word or phone lattices is the standard ASR network construction; claims 6–7 (n-best by descending probability, displayed) are routine ASR features. Where the only difference from the prior art is a non-functional, conventional output step (displaying transcriptions) or the recitation of an intended use (the ASR environment), that difference does not confer patentability under § 103.


4. The strongest single line of attack, and the strongest defense

Strongest attack. The patent is, by its own words, an extension of the inventor's prior publications. Mohri 1995 + the incorporated 1994 report supply determinization-with-residuals and the twins-property test; Kanno supplies the subset construction with ⟨subset, state⟩ states; the semiring/power-series literature supplies the (min, +) lifting; Wolf supplies collapsible FSM networks; Deller supplies the ASR lattice. Each claimed element is accounted for, and the motivations (size reduction, linear-time application, terminating determinization) are the field's acknowledged design incentives. This fits § 103 rationales (A), (B), (C) and (D): combining prior-art elements by known methods, simple substitution of one known element for another, and applying a known technique to a device ready for improvement.

Strongest defense. The argument that prevails is that the tropical semiring is not a field (no additive inverse), so Schützenberger's minimization theorem does not apply — a point the applicant emphasizes as the reason a new approach was needed. Three genuinely non-trivial technical hurdles separate the claim from the art:

  1. Ordinary subset construction has no notion of weights, and the naive extension does not terminate; the algorithm must retain a remainder per substate and keep only the path-minimum, a construction the unweighted references (Kanno) do not suggest.
  2. Termination requires the bounded-variation/twins-property characterization, an extension of Choffrut requiring a new theorem.
  3. The minimization (pushing + automata minimization) requires proving that the result has the minimum number of states and transitions — the "pushing" operation (via Dijkstra/Bellman-Ford over the transducer) and its interaction with minimization is the substantive contribution, and Schützenberger's field-restricted theorem would, if anything, teach away from expecting a clean solution over the tropical semiring.

A patentee would also note that Wolf sits in CAD/behavioral synthesis (ICCAD), which a patentee may argue is a non-analogous field — though that argument is weak because the problem addressed (redundant FSM states) is identical and the field-prefix "finite-state machine networks" is directly analogous.


5. Bottom line and residual uncertainty

  • Most likely § 103 rejection framework: a primary reference of Mohri 1995 (inventor's own, § 102(b)) in view of Kanno (subset construction with ⟨subset, state⟩ states) and the min/+ semiring / rational-power-series literature, optionally further in view of Wolf (collapse) and Deller (ASR context), with Brzozowski for claim 3 and Mohri's own atom/cross-product test for claims 4/11. Expect the examiner to treat the applicant's express "extension" language as an admission.
  • What makes this a genuinely close case (and why the claims issued): the weighted/tropical-semiring determinization and the pushing-based minimization are real technical advances over the art as cited, and no single reference teaches determinizing a string-to-weight transducer. A § 103 case therefore depends entirely on the combination and on the fact that the extension is described as mechanical — a proposition the applicant himself supplies.
  • Confidence: High that the above references are the true face-of-patent prior art and their dates/gists; High that Mohri 1995 is § 102(b) art despite common inventorship; Medium on how a tribunal would weigh the "non-field semiring / non-termination" defenses; Low/unverified on US 6,073,098 (Buchsbaum) — not relied upon.
  • Flagged contradiction with the earlier section: the "24 claims" figure is not the U.S. claim count (verified claims 1–13); and the earlier note that claim 1's text was "not verified" is now resolved — claim 1 is a method claim reciting receipt of speech signals and substate/remainder/minimum-weight determinization.
  • No litigation found: consistent with the earlier section, I still find no CAFC or district-court record naming the '679 patent; the patent expired (lifetime) on 2017-01-21.

Generated 10/1/2026, 3:53:36 PM

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