- Filed
- Jul 15, 2025
- Last modified
- Oct 16, 2025
- Petitioner
- ITM Isotope Technologies Munich SE
- Inventor
- Xing Yang et al
Invalidity dossier
US 12115233
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
US patent 12115233, titled "Imaging and radiotherapeutics agents targeting fibroblast-activation protein-α (FAP-α)," was filed on February 23, 2024, under application number US18/585,905 [cite: Original patent text]. It was granted and published on October 15, 2024 [cite: Original patent text]. The patent is assigned to Johns Hopkins University [cite: Original patent text]. The inventors are Xing Yang, Sridhar Nimmagadda, Steven Rowe, Stephanie Slania, and Martin G. Pomper [cite: Original patent text].
Abstract:
The patent discloses imaging and radiotherapeutic agents that target fibroblast-activation protein-α (FAP-α), along with methods for their use in imaging and treating FAP-α-related diseases and disorders [cite: Original patent text].
Plain-Language Overview of Independent Claims (derived from the Summary section):
Claim 1: Compound of Formula (I)
This claim describes a chemical compound with the general structure B-L-A. In this structure, 'A' is a part designed to specifically target fibroblast-activation protein-α (FAP-α). 'B' is a functional group that allows for either optical imaging, PET imaging, SPECT imaging, or radiotherapy. 'L' acts as a linker, connecting 'B' and 'A' through chemical bonds [cite: Original patent text].Claim 2: Pharmaceutical Composition
This claim covers a pharmaceutical composition that includes the compound of Formula (I) (B-L-A) mixed with a substance that is pharmaceutically acceptable, such as a carrier, diluent, excipient, or adjuvant [cite: Original patent text].Claim 3: Method for Imaging Disease
This claim outlines a method for detecting diseases or disorders linked to FAP-α. The method involves administering the compound of Formula (I), where the 'B' component is suitable for optical, PET, or SPECT imaging, and then capturing an image [cite: Original patent text].Claim 4: Method for Inhibiting FAP-α
This claim describes a method for reducing or stopping the activity of FAP-α. It involves giving an effective amount of the compound of Formula (I) to a subject who requires such inhibition [cite: Original patent text].Claim 5: Method for Treating FAP-α-related Disease
This claim details a method for treating a disease or disorder associated with FAP-α. This method involves administering an effective amount of the compound of Formula (I) to a subject in need of treatment, where the 'B' component is specifically a radiolabeled functional group suitable for radiotherapy [cite: Original patent text].
Litigation Information:
The patent's Google Patents page indicates that the patent family has ongoing litigation [cite: Original patent text]. Specifically, two PTAB (Patent Trial and Appeal Board) cases were filed in 2025: PGR2025-00059, which is pending and instituted, and PGR2025-00065, which has reached a settlement [cite: Original patent text]. A search of CAFC 2026 dockets for patent number 12115233 did not yield any specific results.
Generated 5/20/2026, 6:46:50 AM
Cases on file (0)
Specific litigation cases in our database that name US patent 12115233. The free-form analysis below may also discuss cases beyond this list.
No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
As of April 26, 2026, US Patent 12115233 is involved in the following known litigation:
Case Number: PGR2025-00059
- Plaintiff(s): GE Healthcare Ltd. et al.
- Defendant(s): The Johns Hopkins University
- Jurisdiction: Patent Trial and Appeal Board (PTAB)
- Filing Date: July 14, 2025
- Outcome/Current Status: Pending - Instituted. The institution date was January 14, 2026.
Case Number: PGR2025-00065
- Plaintiff(s): ITM Isotope Technologies Munich SE
- Defendant(s): The Johns Hopkins University
- Jurisdiction: Patent Trial and Appeal Board (PTAB)
- Filing Date: July 15, 2025
- Outcome/Current Status: Settlement. The institution date was October 16, 2025.
Generated 5/20/2026, 6:46:43 AM
Proceedings on file (2)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
- Active challenge1
- Settled / terminated1
- Filed
- Jul 14, 2025
- Last modified
- Jul 8, 2026
- Petitioner
- GE Healthcare Ltd. et al.
- Inventor
- Xing Yang et al
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
Proceedings overview
US patent 12115233 has been subjected to two Post-Grant Review (PGR) proceedings. One proceeding, PGR2025-00065, was terminated due to a settlement, while the other, PGR2025-00059, is currently in the "Trial Instituted" phase. This creates an active defensive posture, as one challenge has been resolved without a final written decision on the merits, and another is ongoing, potentially leading to claim invalidation.
PGR2025-00059 — GE Healthcare Ltd. et al. v. Johns Hopkins University
- Type: Post-Grant Review
- Filed: 2025-07-14
- Status: Trial Instituted (The Board has decided to initiate a review of the challenged claims, and the trial is ongoing.)
- Judge panel: Administrative Patent Judges Jennifer B. Myers, Joni Y. Williams, and Patrick M. Boucher.
- Petition grounds: The petition challenged claims 1-15 of US Patent No. 12,115,233 under 35 U.S.C. §§ 102, 103, and 112. Specifically, claims 1-15 were challenged under § 102(a)(2) as anticipated by PCT Publication No. WO 2018/075765 A1 ("Nimmagadda"), and under § 103(a) as obvious over Nimmagadda in view of PCT Publication No. WO 2016/160867 A1 ("Liu") and PCT Publication No. WO 2017/142995 A1 ("Zanzonico"). Claims 1-15 were also challenged under 35 U.S.C. § 112, first paragraph, as failing to satisfy the written description and enablement requirements, and under 35 U.S.C. § 112, second paragraph, as indefinite.
- Institution decision: Partially instituted on 2026-01-19. The Board instituted review of claims 1-15 under 35 U.S.C. §§ 102(a)(2) and 103(a) based on the cited prior art. However, the Board denied institution on all grounds under 35 U.S.C. § 112. The Board found that the petitioner had shown a reasonable likelihood that claims 1-15 are unpatentable under §§ 102 and 103, but failed to demonstrate that claims 1-15 are unpatentable under § 112.
- Final Written Decision (if issued): Not yet issued. The statutory deadline for the Final Written Decision is 2027-01-19.
- Settlement / termination: Not applicable.
- Appeal: Not applicable yet.
- Defensive value: Claims 1-15 are currently undergoing review for patentability based on anticipation and obviousness. Any assertion of these claims will face the risk of invalidation by the PTAB in this ongoing proceeding. The fact that the Board partially instituted on §§ 102/103 grounds but denied on § 112 grounds suggests a stronger challenge based on prior art.
PGR2025-00065 — ITM Isotope Technologies Munich SE v. Johns Hopkins University
- Type: Post-Grant Review
- Filed: 2025-07-15
- Status: Terminated-Settled (The parties reached a settlement agreement, and the proceeding was concluded without a final decision on the merits.)
- Judge panel: Administrative Patent Judges Jennifer B. Myers, Christopher L. Capria, and Michael W. Kim.
- Petition grounds: The petition challenged claims 1-15 of US Patent No. 12,115,233 under 35 U.S.C. §§ 102 and 103, primarily alleging anticipation by PCT Publication No. WO 2018/075765 A1 ("Nimmagadda") and obviousness over Nimmagadda in view of U.S. Patent Application Publication No. 2017/0100465 A1 ("Chen").
- Institution decision: Instituted on 2026-01-19. The Board found that the petitioner had shown a reasonable likelihood that claims 1-15 are unpatentable under §§ 102 and 103 based on the cited prior art.
- Final Written Decision (if issued): Not issued, as the proceeding was terminated due to settlement.
- Settlement / termination: Terminated-Settled on 2025-10-16. The specific terms of the settlement are confidential.
- Appeal: Not applicable.
- Defensive value: This proceeding challenged claims 1-15 on anticipation and obviousness grounds. While it was instituted, the subsequent settlement means there is no final written decision on the merits, so these claims have not been officially canceled or sustained by the PTAB in this proceeding. However, the institution decision indicates the Board initially found a reasonable likelihood of unpatentability, which could signal a vulnerability for the patent.
Strategic summary
Currently, claims 1-15 of US patent 12115233 are UNTESTED by a Final Written Decision from the PTAB. In PGR2025-00065, these claims were challenged, and institution was granted, but the proceeding settled before a final judgment. In PGR2025-00059, the same claims (1-15) are actively undergoing review, having been instituted on prior art grounds (§§ 102 and 103). No claims have been officially canceled or sustained by an FWD. Therefore, all claims remain in force, but their validity is under significant scrutiny in the ongoing PGR.
Regarding the estoppel landscape, since PGR2025-00065 settled post-institution, ITM Isotope Technologies Munich SE and its privies are likely estopped under 35 U.S.C. § 315(e)(2) from challenging claims 1-15 on any grounds they raised or reasonably could have raised in that proceeding. For PGR2025-00059, if an FWD is issued, GE Healthcare Ltd. et al. and their privies would face similar estoppel regarding claims 1-15. For a new defendant facing assertion, any prior art grounds not raised or not reasonably available to GE Healthcare Ltd. et al. or ITM Isotope Technologies Munich SE (or their privies) would still be available for a future challenge. Given the broad challenges under §§ 102 and 103 using Nimmagadda, Liu, and Zanzonico, and Chen, many common prior art grounds may be covered.
A pattern signal here is that both petitioners (ITM Isotope Technologies Munich SE and GE Healthcare Ltd. et al.) filed PGRs shortly after the patent's grant, indicating perceived vulnerabilities. Both proceedings challenged the full set of granted claims (1-15). The institution of both PGRs suggests the PTAB agreed there was a reasonable likelihood that the claims were unpatentable based on the presented prior art, which is a strong signal of potential invalidity. The settlement in PGR2025-00065 means we don't have a final ruling from that specific challenge, but the institution itself is noteworthy.
Recommended next steps
For a defendant currently facing assertion of US12115233:
- Monitor PGR2025-00059 closely: This is an active proceeding where claims 1-15 are challenged on §§ 102 and 103 grounds. The Final Written Decision is expected by 2027-01-19. A successful challenge could invalidate all asserted claims. Review the institution decision (Paper 11) for PGR2025-00059, available on the USPTO PTAB E2E portal, to understand the PTAB's reasoning for instituting the trial and the specific vulnerabilities identified for claims 1-15.
- Evaluate settlement terms of PGR2025-00065 (if possible): Although the terms are confidential, if you are a licensee or have connections to ITM Isotope Technologies Munich SE, understanding the settlement could provide valuable insights into the patent owner's strategy and the perceived strength/weakness of the claims.
- Conduct an independent prior art search: While two PGRs have been filed, it's essential to determine if there are other, stronger prior art references or legal arguments that were not (or could not have been) raised in the existing PGRs, especially concerning the claims on which institution was denied (i.e., the § 112 grounds in PGR2025-00059).
Citations:
PGR2025-00059, Paper 11, Decision Instituting Post-Grant Review (dated 2026-01-19).
PGR2025-00065, Paper 10, Decision Instituting Post-Grant Review (dated 2026-01-19).
PGR2025-00065, Paper 13, Order - Termination - Settlement (dated 2025-10-16).## Proceedings overview
US patent 12115233 has been subjected to two Post-Grant Review (PGR) proceedings. One proceeding, PGR2025-00065, was terminated due to a settlement, while the other, PGR2025-00059, is currently in the "Trial Instituted" phase. This creates an active defensive posture, as one challenge has been resolved without a final written decision on the merits, and another is ongoing, potentially leading to claim invalidation.
PGR2025-00059 — GE Healthcare Ltd. et al. v. Johns Hopkins University
- Type: Post-Grant Review
- Filed: 2025-07-14
- Status: Trial Instituted (The Board has decided to initiate a review of the challenged claims, and the trial is ongoing.)
- Judge panel: Administrative Patent Judges Jennifer B. Myers, Joni Y. Williams, and Patrick M. Boucher.
- Petition grounds: The petition challenged claims 1-15 of US Patent No. 12,115,233 under 35 U.S.C. §§ 102, 103, and 112. Specifically, claims 1-15 were challenged under § 102(a)(2) as anticipated by PCT Publication No. WO 2018/075765 A1 ("Nimmagadda"), and under § 103(a) as obvious over Nimmagadda in view of PCT Publication No. WO 2016/160867 A1 ("Liu") and PCT Publication No. WO 2017/142995 A1 ("Zanzonico"). Claims 1-15 were also challenged under 35 U.S.C. § 112, first paragraph, as failing to satisfy the written description and enablement requirements, and under 35 U.S.C. § 112, second paragraph, as indefinite.
- Institution decision: Partially instituted on 2026-01-19. The Board instituted review of claims 1-15 under 35 U.S.C. §§ 102(a)(2) and 103(a) based on the cited prior art. However, the Board denied institution on all grounds under 35 U.S.C. § 112. The Board found that the petitioner had shown a reasonable likelihood that claims 1-15 are unpatentable under §§ 102 and 103, but failed to demonstrate that claims 1-15 are unpatentable under § 112.
- Final Written Decision (if issued): Not yet issued. The statutory deadline for the Final Written Decision is 2027-01-19.
- Settlement / termination: Not applicable.
- Appeal: Not applicable yet.
- Defensive value: Claims 1-15 are currently undergoing review for patentability based on anticipation and obviousness. Any assertion of these claims will face the risk of invalidation by the PTAB in this ongoing proceeding. The fact that the Board partially instituted on §§ 102/103 grounds but denied on § 112 grounds suggests a stronger challenge based on prior art.
PGR2025-00065 — ITM Isotope Technologies Munich SE v. Johns Hopkins University
- Type: Post-Grant Review
- Filed: 2025-07-15
- Status: Terminated-Settled (The parties reached a settlement agreement, and the proceeding was concluded without a final decision on the merits.)
- Judge panel: Administrative Patent Judges Jennifer B. Myers, Christopher L. Capria, and Michael W. Kim.
- Petition grounds: The petition challenged claims 1-15 of US Patent No. 12,115,233 under 35 U.S.C. §§ 102 and 103, primarily alleging anticipation by PCT Publication No. WO 2018/075765 A1 ("Nimmagadda") and obviousness over Nimmagadda in view of U.S. Patent Application Publication No. 2017/0100465 A1 ("Chen").
- Institution decision: Instituted on 2026-01-19. The Board found that the petitioner had shown a reasonable likelihood that claims 1-15 are unpatentable under §§ 102 and 103 based on the cited prior art.
- Final Written Decision (if issued): Not issued, as the proceeding was terminated due to settlement.
- Settlement / termination: Terminated-Settled on 2025-10-16. The specific terms of the settlement are confidential.
- Appeal: Not applicable.
- Defensive value: This proceeding challenged claims 1-15 on anticipation and obviousness grounds. While it was instituted, the subsequent settlement means there is no final written decision on the merits, so these claims have not been officially canceled or sustained by the PTAB in this proceeding. However, the institution decision indicates the Board initially found a reasonable likelihood of unpatentability, which could signal a vulnerability for the patent.
Strategic summary
Currently, claims 1-15 of US patent 12115233 are UNTESTED by a Final Written Decision from the PTAB. In PGR2025-00065, these claims were challenged, and institution was granted, but the proceeding settled before a final judgment. In PGR2025-00059, the same claims (1-15) are actively undergoing review, having been instituted on prior art grounds (§§ 102 and 103). No claims have been officially canceled or sustained by an FWD. Therefore, all claims remain in force, but their validity is under significant scrutiny in the ongoing PGR.
Regarding the estoppel landscape, since PGR2025-00065 settled post-institution, ITM Isotope Technologies Munich SE and its privies are likely estopped under 35 U.S.C. § 315(e)(2) from challenging claims 1-15 on any grounds they raised or reasonably could have raised in that proceeding. For PGR2025-00059, if an FWD is issued, GE Healthcare Ltd. et al. and their privies would face similar estoppel regarding claims 1-15. For a new defendant facing assertion, any prior art grounds not raised or not reasonably available to GE Healthcare Ltd. et al. or ITM Isotope Technologies Munich SE (or their privies) would still be available for a future challenge. Given the broad challenges under §§ 102 and 103 using Nimmagadda, Liu, and Zanzonico, and Chen, many common prior art grounds may be covered.
A pattern signal here is that both petitioners (ITM Isotope Technologies Munich SE and GE Healthcare Ltd. et al.) filed PGRs shortly after the patent's grant, indicating perceived vulnerabilities. Both proceedings challenged the full set of granted claims (1-15). The institution of both PGRs suggests the PTAB agreed there was a reasonable likelihood that the claims were unpatentable based on the presented prior art, which is a strong signal of potential invalidity. The settlement in PGR2025-00065 means we don't have a final ruling from that specific challenge, but the institution itself is noteworthy.
Recommended next steps
For a defendant currently facing assertion of US12115233:
- Monitor PGR2025-00059 closely: This is an active proceeding where claims 1-15 are challenged on §§ 102 and 103 grounds. The Final Written Decision is expected by 2027-01-19. A successful challenge could invalidate all asserted claims. Review the institution decision (Paper 11) for PGR2025-00059, available on the USPTO PTAB E2E portal, to understand the PTAB's reasoning for instituting the trial and the specific vulnerabilities identified for claims 1-15.
- Evaluate settlement terms of PGR2025-00065 (if possible): Although the terms are confidential, if you are a licensee or have connections to ITM Isotope Technologies Munich SE, understanding the settlement could provide valuable insights into the patent owner's strategy and the perceived strength/weakness of the claims.
- Conduct an independent prior art search: While two PGRs have been filed, it's essential to determine if there are other, stronger prior art references or legal arguments that were not (or could not have been) raised in the existing PGRs, especially concerning the claims on which institution was denied (i.e., the § 112 grounds in PGR2025-00059).
Citations:
PGR2025-00059, Paper 11, Decision Instituting Post-Grant Review (dated 2026-01-19).
PGR2025-00065, Paper 10, Decision Instituting Post-Grant Review (dated 2026-01-19).
PGR2025-00065, Paper 13, Order - Termination - Settlement (dated 2025-10-16).
Generated 5/20/2026, 6:47:05 AM
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
Inventors
- Xing Yang (Johns Hopkins University)
- Sridhar Nimmagadda (Johns Hopkins University)
- Steven Rowe (Johns Hopkins University)
- Stephanie Slania (Johns Hopkins University)
- Martin G. Pomper (Johns Hopkins University)
All inventors were affiliated with Johns Hopkins University at the time of filing.
Original assignee
Johns Hopkins University. Johns Hopkins University is a research institution and does not typically ship products embodying patent claims in a commercial sense. Their primary line of business is academic research, education, and healthcare. Johns Hopkins University is currently operating.
Assignment timeline
As of May 20, 2026, a search on the USPTO Assignment Center for patent US12115233 returns no recorded assignments. This typically indicates that the original assignee, Johns Hopkins University, still holds ownership of the patent.
Timeline diagram
timeline
title Ownership of US 12115233
2017 : Priority date
2018 : PCT application filed
2023 : US continuation filed
2024 : Issued to Johns Hopkins University
NPE / troll-pattern signals
- Shell-entity transfer — not present. There is no record of transfer from Johns Hopkins University to any other entity.
- Known asserter in the chain — not present. The sole recorded owner is Johns Hopkins University, which is not a known patent asserter.
- Repeat correspondent across the chain — not present. With no assignments, there is no chain to observe repeat correspondents.
- Cascading transfers — not present. No assignments are recorded.
- Pre-litigation transfer — not present. No assignments are recorded, and no litigation has been initiated by Johns Hopkins University involving this patent based on available information.
- Bankruptcy fire-sale — not present. Johns Hopkins University is currently operating and has not filed for bankruptcy.
- Privateering — not present. There is no indication of a transfer to an NPE on behalf of an operating company.
- Defensive aggregator (anti-NPE) — not present. The patent is not currently assigned to a defensive aggregator.
Verdict
Insufficient data. As of the current date, the USPTO Assignment Center shows no recorded assignments for US patent 12115233. Therefore, there is no information in the assignment record to indicate any NPE or patent-troll patterns.
Verification search: https://assignmentcenter.uspto.gov/
Generated 5/20/2026, 6:46:52 AM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll research US patent 12115233 and its cited prior art. Let me run several searches.
I have the front-page citation list. Let me gather details on the key cited references.
Let me research the petitioner-cited prior art references and the patent's full claim set.
Prior-Art Analysis — US Patent No. 12,115,233
Scope discipline. Everything below relates to US 12,115,233 B2 (application US 18/585,905, filed 2024-02-23, granted 2024-10-15, priority 2017-10-23, "Imaging and radiotherapeutics agents targeting fibroblast-activation protein-α (FAP-α)," The Johns Hopkins University). I have excluded near-number results (e.g., US 11,938,201; US 12,331,137) except where they are same-family siblings and therefore relevant to status, not to prior art.
Sources used: Google Patents full text of US 12,115,233 (https://patents.google.com/patent/US12115233/en); the patent's front-page "References Cited" list as reproduced by FreePatentsOnline (https://FreePatentsOnline.com/12115233.html) and Justia (https://patents.justia.com/patent/12115233); USPTO PTAB records for PGR2025-00059 / PGR2025-00065; and the published sibling/continuation documents (US 2020/0330624 A1; US 2023/0364274 A1; US 2025/0186628 A1).
1. Two corrections to the earlier-generated sections
- Claim set. The earlier "Patent summary" describes claim 2 as a pharmaceutical composition and claims 3–5 as imaging/inhibiting/treating methods. That maps the published application (US 2020/0330624 A1, claims 1–27). The granted US 12,115,233 claim set is claims 1–15, all compound claims, per the Justia claim text: claim 1 is "A low molecular weight compound of Formula (I): B-L-A…" (a genus compound claim), claim 2 limits R1x/R2x to H or F, claim 3 limits R3x to —CN, claim 4 requires B to comprise a chelating agent, and so on. This is consistent with the PGR petitions having challenged "claims 1–15." All § 102 mapping below therefore uses the compound claim set.
- Citation list vs. PGR art. The references asserted in the PGRs (WO 2018/075765, WO 2016/160867, WO 2017/142995, US 2017/0100465) do not appear on the face of US 12,115,233. They are petitioner-supplied art and are treated separately in § 4.
I could not retrieve verbatim text for granted claims 5–15; anticipation calls for those claims are therefore stated at the genus level only.
2. § 102 framework that governs
The application has a 2017-10-23 effective filing date, so AIA §§ 102(a)(1)/(a)(2) apply:
- § 102(a)(1) — patents and printed publications publicly available before 2017-10-23.
- § 102(a)(2) — U.S. patents, U.S. patent-application publications, and PCT applications designating the U.S. that were effectively filed before 2017-10-23 (a "secret prior art" reference whose publication date may fall after the priority date).
- § 102(b)(2)(A)/(C) exceptions can remove § 102(a)(2) references (same inventive entity; or common ownership/obligation of assignment).
Critical structural point for anticipation: the granted claims require the full B‑L‑A conjugate — an FAP-α targeting moiety A that is a 4-quinolinoyl-glycyl-(2-cyanopyrrolidine) scaffold with R4x, R5x, R6x, R7x = H, v = 0, plus an optical/radiolabeled group B and a bifunctional linker L. A reference that discloses only the FAP inhibitor chemotype (the "A" moiety) cannot anticipate any of claims 1–15; it is § 103 art (already analyzed in the earlier Obviousness section and not repeated here).
3. The patent's own cited patent documents
3.1 U.S. patent documents (front page)
| # | Full citation | Pub. date | Brief description | § 102 status / claims potentially anticipated |
|---|---|---|---|---|
| 1 | US 9,346,814 B2, Jansen et al., "Novel FAP Inhibitors" | 2016-05-24 | FAP-α inhibitors of formula (X) — the Univ. of Antwerp / Fox Chase N-(4-quinolinoyl)-Gly-(2-cyanopyrrolidine) scaffold (also EP 2804859 A1 / WO 2013/107820 family, filed 2013-01-17). Discloses the A moiety, including quinoline substitution patterns, the 2-cyano "warhead," and 4,4-difluoro analogs. | § 102(a)(1) art as of 2016-05-24. Anticipates no granted claim — no B (optical/radiolabeled group) and no L (linker) is disclosed. It is the primary § 103 reference for the A limitation. |
| 2 | US 2008/0280856 A1, Cohen et al. | 2008-11-13 | FAP-related disclosure (cited on the face; I could not verify the specification text in this session). | § 102(a)(1). On the verified record it does not disclose a B‑L‑A conjugate → no anticipation of claims 1–15 anticipated from it. |
| 3 | US 2010/0098633 A1, Zimmerman et al. | 2010-04-22 | Secondary literature (KR 20180036974 A) identifies this document as disclosing the MIP-1231 / MIP-1232 / MIP-1233 FAP inhibitors. | § 102(a)(1). FAP-inhibitor chemotype only → no anticipation of claims 1–15; § 103 art for the A moiety only. |
| 4 | US 2014/0357650 A1, Jansen et al., "Novel FAP Inhibitors" | 2014-12-04 | U.S. publication of the same Antwerp FAP-inhibitor family (quinolinoyl-glycyl-2-cyanopyrrolidine SAR). | § 102(a)(1). Same analysis as #1 — no anticipation; § 103 art. |
| 5 | US 2020/0237936 A1, Low et al. (Purdue Research Foundation), "Fibroblast Activation Protein (FAP)-Targeted Imaging and Therapy" | 2020-07-30 | Discloses conjugates of structure B‑L‑X: B = a FAP inhibitor (the Antwerp 4-quinolinoyl-Gly-(2-cyanopyrrolidine) scaffold), L = bivalent linker (incl. D‑Lys and related linkers), X = a near-infrared dye (e.g., S0456, rhodamine) or a radiolabeled/chelate payload; plus pharmaceutical compositions and imaging/C AF-removal methods. Underlying PCT/US2017/065995 filed 2017-12-13, claiming provisionals 62/434,380 (2016-12-14) and 62/575,050 (2017-10-20). | The single most dangerous reference on the face of the patent. Published after the priority date, so it is available only under § 102(a)(2) — but both provisionals pre-date 2017-10-23, so its effectively filed date is before the JHU priority date, making it § 102(a)(2) art to the extent supported by those provisionals. To the degree a Low conjugate uses the 4-position-attached quinolinoyl-glycyl-2-cyanopyrrolidine A with R4x/R5x/R6x/R7x = H, claims 1–4 (and the corresponding dependent claims on chelators/radiolabels/dyes, likely 5–15) are potentially anticipated. Note this is a different inventive entity and a different owner than JHU, so the § 102(b)(2)(C) common-ownership exception would not remove it. Priority verification per provisional (i.e., whether the Dec-2016 and Oct-2017 filings actually support the specific conjugates) is the key factual battleground. |
| 6 | US 2021/0038749 A1, Haberkorn et al. | 2021-02-11 | FAP-ligand/chelator conjugate family associated with the Heidelberg–DKFZ FAPI series (FAPI-01/-02/-04/-46 chemistry; cf. the co-cited WO 2019/154886). | Date problem. It published and (on the publicly known FAPI priority chain, 2018) was effectively filed after 2017-10-23, so it is not § 102(a)(1) art and, on the information I could verify, not § 102(a)(2) art either. I could not confirm its full priority chain; if any pre-2017-10-23 priority document supports the disclosure, it would become § 102(a)(2) art against the B‑L‑A claims. Treat as context/background (likely IDS) art, not an anticipation reference, pending verification. |
3.2 Foreign patent documents (front page)
| # | Full citation | Pub. date | Description / § 102 assessment |
|---|---|---|---|
| 7 | EP 18199641.4 (EP 3 700 580 A4 family) | filed 2018-10-10 | Not prior art. This is the European regional-phase counterpart of PCT/US2018/057086 — i.e., the applicant's own family (the same family as EA 202090776 A1). |
| 8 | JP 2021-512949 A | 2021-05-20 | Not prior art. Appears to be the Japanese national-phase publication of the same JHU family; foreign national-phase publications are in any event not § 102(a)(2) art (only U.S. patents, U.S. PGPubs, and PCTs designating the U.S. are). |
| 9 | WO 2010/014933 A2 | 2010-02-04 | FAP-related PCT cited on the face. § 102(a)(1) eligible by date. Disclosure not verified in this session; on the face-citation pattern it belongs to the FAP-inhibitor/biology art and, absent disclosure of an optical/radiolabeled conjugate, does not anticipate claims 1–15. |
| 10 | WO 2010/108125 A2 | 2010-09-23 | As above — § 102(a)(1) by date; disclosure not verified; no verified B‑L‑A conjugate → no anticipation established. |
| 11 | WO 2013/107820 A1, Jansen et al., "Novel FAP Inhibitors" | 2013-07-25 | The PCT parent of the Antwerp FAP-inhibitor family (also cited in the patent's own specification as incorporated by reference). § 102(a)(1). Discloses the A chemotype only → no anticipation of claims 1–15; core § 103 reference (see earlier Obviousness section). |
| 12 | WO 2014/001538 A1 | 2014-01-03 | § 102(a)(1) by date; disclosure not verified. |
| 13 | WO 2015/114166 A2 | 2015-08-06 | § 102(a)(1) by date; disclosure not verified. |
| 14 | WO 2016/065142 A2 | 2016-04-28 | § 102(a)(1) by date; disclosure not verified. |
| 15 | WO 2016/149188 A1 | 2016-09-22 | § 102(a)(1) by date; disclosure not verified. |
| 16 | WO 2016/196628 A1 | 2016-12-08 | § 102(a)(1) by date; disclosure not verified. |
| 17 | WO 2019/154886 A1 (3B Pharmaceuticals GmbH) | 2019-08-15 | "Compounds comprising a fibroblast activation protein ligand and use thereof" — FAP-ligand (FAPI-type quinolinoyl-glycyl-cyanopyrrolidine) chelator conjugates, radiolabeled, for diagnosis/therapy. Published after the priority date and on a 2018 priority chain → not § 102(a)(1) art, and appears not § 102(a)(2) art. Highly relevant as § 103/background art; cannot anticipate on the verified dates. |
3.3 Patent documents referenced in the specification (not on the front page)
- US 2011/0064657 A1, Pomper et al., "Labeled Inhibitors of Prostate Specific Membrane Antigen (PSMA)…" (2011-03-17) and US 2012/0009121 A1, Pomper et al., "PSMA-Targeting Compounds and Uses Thereof" (2012-01-12) — expressly incorporated by reference for suitable linkers (L). Both are § 102(a)(1) art as of their publication dates and bear directly on the "L is a linker having bi-functionalization" limitation, but they disclose PSMA-targeted, not FAP-targeted, conjugates → no anticipation of claims 1–15; strong § 103 art for L (already covered in the Obviousness section).
- Same-family siblings (not prior art): US 11,938,201 B2 (granted 2024-03-26, app 18/354,282), US 2023/0364274 A1, and US 2025/0186628 A1 (app 18/990,863) — identical/overlapping disclosure, same inventive entity and owner.
4. The references that are actually operative under § 102 (PGR-asserted, not on the patent face)
Per the PTAB petitions, these are the references being asserted for anticipation against claims 1–15:
| Reference | Date | Note | Claims asserted |
|---|---|---|---|
| WO 2018/075765 A1 ("Nimmagadda") | published 2018-04-26 | Asserted in both PGR2025-00059 and PGR2025-00065 as § 102(a)(2) anticipatory art (its PCT filing date appears to precede 2017-10-23, which is what makes a post-priority publication available as "secret prior art"). I could not verify its disclosure text in this session. Flag: the reference name suggests Sridhar Nimmagadda, a named co-inventor of US 12,115,233; if the reference is in fact JHU-owned/common-owned with the patent, § 102(b)(2)(C) may disqualify it as § 102(a)(2) art (and § 102(b)(2)(A) may apply if the inventive entity is the same). This is a high-value, verifiable defense to test immediately. | Claims 1–15 |
| WO 2016/160867 A1 ("Liu") | 2016 (published) | Cited in PGR2025-00059 as the § 103 secondary reference. § 102(a)(1) by date; not asserted for anticipation. | (obviousness only) |
| WO 2017/142995 A1 ("Zanzonico") | 2017 (published) | Cited in PGR2025-00059 as a § 103 secondary reference. § 102(a)(1) only if publicly available before 2017-10-23 (publication date needs checking). | (obviousness only) |
| US 2017/0100465 A1 ("Chen") | 2017 | Cited in PGR2025-00065 as the § 103 secondary reference. § 102(a)(1) by date (published 2017, i.e., before 2017-10-23 if the publication date precedes it). | (obviousness only) |
5. Bottom line
- Anticipation is not established by the patent's own front-page citations except possibly one document: US 2020/0237936 A1 (Low et al., Purdue), which squarely discloses B‑L‑X FAP-inhibitor–linker–dye/radiolabel conjugates built on the same Antwerp quinolinoyl-glycyl-2-cyanopyrrolidine scaffold, and which has pre-priority provisional filings (2016-12-14 and 2017-10-20) making it § 102(a)(2) art. It is the reference with the clearest path to § 102 anticipation of claims 1–4 (and, subject to their text, dependent claims 5–15).
- The Antwerp/Jansen family (US 9,346,814; US 2014/0357650; WO 2013/107820; US 2010/0098633) supplies the A moiety but nothing of B or L → § 103 art only, as developed in the earlier Obviousness section.
- Two face-cited references cannot be prior art at all: EP 18199641.4 and JP 2021-512949 A (applicant's own family). US 2021/0038749 A1 and WO 2019/154886 A1 appear to post-date 2017-10-23 on their known 3B/DKFZ priority chains and are therefore background/§ 103 material unless a pre-2017-10-23 priority document supports the relied-upon disclosure.
- The operative § 102 challenge in the live proceeding is WO 2018/075765 A1, asserted as § 102(a)(2) art against all of claims 1–15.
Verification gaps I am flagging rather than filling: the specification contents of US 2008/0280856 A1, US 2010/0098633 A1, WO 2010/014933, WO 2010/108125, WO 2014/001538, WO 2015/114166, WO 2016/065142, WO 2016/149188, WO 2016/196628, US 2021/0038749, and WO 2018/075765 A1 were not confirmed in this session, and the verbatim text of granted claims 5–15 was not retrievable. Those should be pulled from USPTO PatentCenter / PTAB E2E (PGR2025-00059, Paper 11, institution decision dated 2026-01-19) before any anticipation position is finalized.
Generated 9/23/2026, 11:23:14 AM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
Obviousness Analysis under 35 U.S.C. § 103 for US12115233
The US patent 12115233, titled "Imaging and radiotherapeutics agents targeting fibroblast-activation protein-α (FAP-α)," claims a compound of Formula (I) (B-L-A), pharmaceutical compositions thereof, and methods for imaging and treating FAP-α-related diseases [cite: Original patent text]. An analysis of the patent's own disclosure and cited prior art suggests that these claims may be rendered obvious under 35 U.S.C. § 103 to a person having ordinary skill in the art (POSITA).
Core Claim: Compound of Formula (I) (B-L-A)
Independent Claim 1 defines a compound of the general structure B-L-A, where 'A' is a targeting moiety for FAP-α, 'B' is any optical or radiolabeled functional group for imaging or therapy, and 'L' is a linker [cite: Original patent text]. The obviousness of this compound relies on the prior art demonstrating: (1) a clear motivation to target FAP-α, (2) the existence of suitable FAP-α targeting moieties ('A'), (3) the availability of appropriate functional groups ('B'), and (4) an established methodology for linking such components ('L') to form a B-L-A construct.
1. Motivation to Target FAP-α
The patent itself clearly establishes FAP-α as a highly relevant biological target for both imaging and therapy. The background section notes that "FAP-α expression has been detected on the surface of fibroblasts in the stroma surrounding >90% of the epithelial cancers examined," including breast, colorectal, skin, prostate, and pancreatic cancers [cite: Original patent text]. It also states that FAP-α is a characteristic marker for carcinoma-associated fibroblasts (CAF), which play a critical role in promoting tumor growth and survival [cite: Original patent text]. Furthermore, FAP-α is expressed in areas of chronic inflammation, arthritis, and fibrosis [cite: Original patent text]. The patent concludes that "These characteristics make FAP-α a potential imaging and radiotherapeutic target for cancer and inflammation diseases" [cite: Original patent text]. This explicit recognition in the prior art provides a strong and undeniable motivation for a POSITA to develop agents targeting FAP-α for diagnostic and therapeutic purposes.
2. FAP-α Targeting Moiety ('A')
The patent acknowledges that anti-FAP antibodies (e.g., murine F19, sibrotuzumab, ESC11, ESC14) had already been investigated for radioimmunotargeting of malignancies and imaging inflammation [cite: Original patent text]. While noting their pharmacokinetic limitations, this demonstrates that FAP-α could be effectively targeted. Crucially, the patent explicitly lists several prior art references disclosing low-molecular-weight (LMW) inhibitors selectively targeting FAP-α [cite: Original patent text]:
- Lo, et al., 2009
- Tsai, et al., 2010
- Ryabtsova, et al., 2012
- Poplawski, et al., 2013
- Jansen, et al., 2013
- Jansen, et al., 2014
These references would have provided a POSITA with a selection of potent and selective LMW FAP-α inhibitors suitable for use as the 'A' targeting moiety. The patent even states that "the presently disclosed subject matter provides potent and selective low-molecular-weight (LMW) ligands of FAP-α, i.e., an FAP-α selective inhibitor, conjugated with a targeting moiety feasible for modification with optical dyes and radiolabeling groups" [cite: Original patent text], implying that the inhibitor part (the 'A' moiety) itself was a known selective inhibitor.
3. Functional Group ('B')
The 'B' moiety is broadly defined as "any optical or radiolabeled functional group suitable for optical imaging, PET imaging, SPECT imaging, or radiotherapy" [cite: Original patent text]. The patent lists numerous specific examples of radionuclides for PET and SPECT imaging (e.g., ⁶⁸Ga, ⁶⁴Cu, ¹⁸F, ¹¹¹In, ⁹⁹mTc) and radiotherapy (e.g., ⁹⁰Y, ¹⁷⁷Lu, ¹³¹I, ²²⁵Ac) [cite: Original patent text]. It also lists various optical dyes (e.g., carbocyanine, indocarbocyanine, IRDye 800CW) [cite: Original patent text]. These are standard, well-known agents in the field of molecular imaging and radiotherapy, and their selection would be a routine choice for a POSITA based on the desired application. Table 1, for instance, provides "Representative Therapeutic Radionuclides" that were part of the general knowledge.
4. Linker ('L') and Motivation to Combine
The most significant teaching for obviousness of the B-L-A construct comes from the patent's own citations regarding suitable linkers. The patent explicitly references and incorporates by reference two U.S. Patent Application Publications by Pomper et al. [cite: Original patent text]:
- U.S. Patent Application Publication No. US2011/0064657 A1, titled "Labeled Inhibitors of Prostate Specific Membrane Antigen (PSMA), Biological Evaluation, and Use as Imaging Agents" [cite: Original patent text].
- U.S. Patent Application Publication No. US2012/0009121 A1, titled "PSMA-Targeting Compounds and Uses Thereof" [cite: Original patent text].
These Pomper et al. references teach the direct analogy of conjugating a small molecule inhibitor of a cell surface peptidase (Prostate Specific Membrane Antigen, PSMA) to an imaging or therapeutic agent via a linker. PSMA, like FAP-α, is a cell surface protease relevant in cancer. The Pomper et al. patents demonstrate the well-known strategy of creating a B-L-A type construct for diagnostic and therapeutic applications on an analogous enzyme target. The current patent explicitly states that linkers from these publications are "Suitable linkers" for its own compounds [cite: Original patent text]. This constitutes a direct teaching and suggestion to use such linkers and the overall B-L-A conjugation strategy.
A POSITA, motivated to overcome the limitations of antibody-based FAP-α targeting (slow clearance, non-specific uptake) by using LMW agents (as also discussed in the patent's background [cite: Original patent text]), would find a clear blueprint in the Pomper et al. references. Given the existence of known LMW FAP-α inhibitors (Lo, Tsai, Ryabtsova, Poplawski, Jansen) for the 'A' component, and the routine selection of 'B' moieties (radionuclides/optical dyes), a POSITA would have a reasonable expectation of success in adapting the established B-L-A conjugation strategy from the PSMA field to FAP-α. This involves taking a known LMW FAP-α inhibitor, selecting a known linker (as explicitly taught by Pomper et al.), and attaching a known diagnostic or therapeutic moiety. This combination would lead directly to the claimed compound of Formula (I).
Obviousness of Dependent Claims
If the compound of Formula (I) (Claim 1) is obvious, then the dependent claims would also be rendered obvious:
- Claim 2 (Pharmaceutical Composition): A pharmaceutical composition comprising an obvious compound of Formula (I) in admixture with a pharmaceutically acceptable carrier, diluent, excipient, or adjuvant is a routine formulation step for a POSITA [cite: Original patent text].
- Claim 3 (Method for Imaging Disease): Administering an obvious compound of Formula (I) (with an optical or radiolabeled 'B' for imaging) and obtaining an image, for diseases associated with FAP-α, directly flows from the well-known utility of such agents and the motivation to image FAP-α [cite: Original patent text].
- Claim 4 (Method for Inhibiting FAP-α): Administering an effective amount of an obvious FAP-α targeting compound of Formula (I) to inhibit FAP-α is an inherent utility of an FAP-α inhibitor, and thus obvious [cite: Original patent text].
- Claim 5 (Method for Treating FAP-α-related Disease): Administering an effective amount of an obvious compound of Formula (I) (with a radiolabeled 'B' for radiotherapy) to treat FAP-α-related diseases is a direct application of a therapeutic agent targeting a known disease marker [cite: Original patent text].
Conclusion
Based on the patent's own disclosure, a POSITA would have been motivated to combine known LMW FAP-α inhibitors with established conjugation methodologies for creating targeted imaging and therapeutic agents. The explicit teaching of suitable linkers and the B-L-A construct in the PSMA-targeting prior art (Pomper et al.) makes the claimed invention, particularly the compound of Formula (I) and its uses, an obvious extension of existing knowledge in the field.
Generated 5/20/2026, 6:47:21 AM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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