Invalidity dossier

US 11307995

Storage device with geometry emulation based on division programming and decoupled NAND maintenance

Current assignee: Unified Patents PTAB Data

Added 5/14/2026, 6:00:47 AM

At a glancePTAB challenged2 lawsuits on fileasserted by Unified Patents PTAB DataSoftware Technology & Computing Systems (T)

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Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

US Patent 11307995 Summary:

Title: Storage device with geometry emulation based on division programming and decoupled NAND maintenance

Assignee: Radian Memory Systems LLC

Inventors: Robert Lercari, Alan Chen, Mike Jadon, Craig Robertson, Andrey V. Kuzmin

Filing Date: 2021-10-20

Issue Date: 2022-04-19

Abstract: This disclosure provides techniques for hierarchical address virtualization within a memory controller and configurable block device allocation. By performing address translation only at select hierarchical levels, a memory controller can be designed to have predictable I/O latency, with brief or otherwise negligible logical-to-physical address translation time. In one embodiment, address transition may be implemented entirely with logical gates and look-up tables of a memory controller integrated circuit, without requiring processor cycles. The disclosed virtualization scheme also provides for flexibility in customizing the configuration of virtual storage devices, to present nearly any desired configuration to a host or client.


Independent Claim Overviews:

Independent Claim 1:
A method is described for controlling a nonvolatile semiconductor memory system by a memory controller. This involves receiving a logical block address (LBA) from a host and a block device identifier. The memory controller subdivides the LBA into multiple discrete address fields corresponding to hierarchical physical elements of the memory system (e.g., channels, dies, erase units, pages). At least one of these address fields is a virtual address for its corresponding physical element, and the memory controller translates this virtual address to a physical address. This translation ensures that the virtual address resolves to an element within the physical bounds of a larger, hierarchically superior structure, while allowing it to be freely mapped to any constituent physical element of that larger structure. This design enables the memory controller to virtualize localized groups of physical structures to mask defective elements and swap operational elements in and out of service for maintenance, without the host losing coherence with the hierarchical boundaries.

Independent Claim 13:
A nonvolatile semiconductor memory system is detailed, comprising multiple hierarchical physical elements (e.g., channels, dies, erase units, pages) and a memory controller. The memory controller is configured to subdivide an incoming logical block address (LBA) into discrete address fields corresponding to these hierarchical physical elements. At least one of these address fields is a virtual address, which the memory controller translates to a physical address. This translation process is designed so that the virtual address resolves to a physical element within a larger, hierarchically superior structure, but can be freely mapped to any constituent physical element within that superior structure. This configuration allows the memory controller to virtualize local physical structures, mask defects, and manage operational elements for maintenance, all while maintaining the host's perspective of coherent hierarchical boundaries.

Independent Claim 14:
This claim describes a non-transitory machine-readable medium storing instructions that, when executed by one or more processors, cause the processors to perform a method of controlling a nonvolatile semiconductor memory system. The method includes receiving an LBA and a block device identifier, subdividing the LBA into address fields for hierarchical physical elements (with at least one field being a virtual address), and translating that virtual address to a physical address. As with the other independent claims, this translation ensures the virtual address resolves within the physical bounds of a superior hierarchical structure while enabling flexible mapping to constituent physical elements within that structure. This allows the memory controller to virtualize local physical structures for defect masking and maintenance, without breaking the host's perception of hierarchical boundary coherence.


Litigation Search (CAFC 2026 Dockets):
As of April 26, 2026, a direct search of the CAFC 2026 dockets for US Patent 11307995 could not be definitively completed with the available tools. The search results provided general links to CAFC scheduled cases for April, May, and June 2026 in PDF format, but I am unable to access or parse the content of these specific documents to determine if US11307995 is listed. Therefore, I cannot confirm any ongoing litigation in the CAFC for 2026 based on the provided search capabilities.

Generated 5/21/2026, 6:46:05 PM

Cases on file (2)

Group view →

Specific litigation cases in our database that name US patent 11307995. The free-form analysis below may also discuss cases beyond this list.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

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As a patent attorney, I have identified the following litigation involving US patent 11307995:

  1. PTAB Case IPR2025-01376

  2. US District Court Case in Texas Eastern District Court

    • Plaintiff(s): Not specified in the provided information.
    • Defendant(s): Not specified in the provided information.
    • Jurisdiction: Texas Eastern District Court
    • Case Number: 2:24-cv-01073
    • Filing Date: Not explicitly stated, but the case was filed in 2024.
    • Outcome/Current Status: Litigation is ongoing.

Generated 5/21/2026, 6:46:17 PM

Proceedings on file (1)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

Current assignee: Unified Patents PTAB Data

1 settled
Terminated-Settled
Filed
Aug 5, 2025
Last modified
Jan 9, 2026
Petitioner
Samsung Electronics Co., Ltd. et al.
Inventor
Robert Lercari et al

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

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Proceedings overview

There is one AIA trial proceeding on file for US Patent 11307995, which terminated in a settlement. This means no claims were invalidated or sustained by a Final Written Decision from the PTAB. The patent's claims remain untested by a full PTAB trial. For a defendant, this indicates that the patent owner faced a challenge but resolved it without a definitive ruling on patentability.


IPR2025-01376 — [[[Samsung Electronics Co.](/litigations/by-defendant/Samsung%20Electronics%20Co.), Ltd.](/litigations/by-plaintiff/Samsung%20Electronics%20Co.%2C%20Ltd.) et al.](/litigations/by-plaintiff/Samsung%20Electronics%20Co.%2C%20Ltd.%20et%20al.) v. Radian Memory Systems LLC

  • Type: Inter Partes Review
  • Filed: 2025-08-05
  • Status: Terminated-Settled. The proceeding ended due to a settlement between the parties before a Final Written Decision was issued.
  • Judge panel: Information regarding the specific judge panel is not immediately available from public search results for settled cases without an Institution Decision or FWD.
  • Petition grounds: Details regarding specific claims challenged, prior art references, and statutory bases (§ 102 / § 103 / § 112) for the petition grounds are typically disclosed in the petition and institution decision documents. Since the case settled, a full public record of these may not be readily available without accessing the full PTAB record for the case.
  • Institution decision: Given the "Terminated-Settled" status, it's highly probable the IPR was instituted, as settlements often occur after institution but before a Final Written Decision. However, specific details and the institution date require access to the PTAB record, which is not available via standard public search for this settled case.
  • Final Written Decision (if issued): No Final Written Decision was issued as the proceeding terminated due to settlement.
  • Settlement / termination: The proceeding was terminated on 2026-01-09 due to a settlement between Samsung Electronics Co., Ltd. et al. and Radian Memory Systems LLC. The terms of the settlement are generally confidential and not publicly disclosed.
  • Appeal: No appeal to the Federal Circuit occurred, as the case settled prior to a Final Written Decision.
  • Defensive value: This proceeding indicates that Samsung Electronics Co., Ltd. and other petitioners found sufficient grounds to challenge the patent, leading to a settlement. While no claims were invalidated by the PTAB, the settlement might suggest some perceived weakness in the patent or a strategic business decision to avoid the cost and uncertainty of trial. For a new defendant, the claims of US11307995 remain legally untested by a final PTAB decision.

Strategic summary

All claims of US11307995 remain UNTESTED by a Final Written Decision from the PTAB. The single IPR filed, IPR2025-01376, was initiated by Samsung Electronics Co., Ltd. et al. but terminated in a settlement before reaching a final adjudication on the merits of patentability. This means there is no PTAB ruling that has canceled or sustained any specific claims.

Regarding the estoppel landscape, if IPR2025-01376 was indeed instituted (which is likely given the settlement), then Samsung Electronics Co., Ltd. et al. and their privies would be estopped under § 315(e)(2) from asserting in future litigation or PTAB proceedings any ground of unpatentability that they raised or reasonably could have raised during the IPR. However, for a different defendant facing assertion of this patent today, all prior-art grounds remain potentially available for challenge in a new IPR, as no claims have been definitively upheld or invalidated by the PTAB.

The pattern signal here is that a major industry player (Samsung) initiated a challenge, suggesting they found potentially invalidating prior art. The settlement indicates a mutual agreement to resolve the dispute, which could be for various reasons, including the patent owner's desire to avoid a public ruling on patentability or the petitioner achieving their strategic goals through the settlement.

Recommended next steps

As a defendant, it's important to understand the specifics of the IPR2025-01376 petition if possible, as it would indicate the strongest prior art identified by Samsung. However, without a public institution decision or Final Written Decision, those details are not readily available. Given that no claims have been invalidated by the PTAB, a defendant facing assertion of US11307995 would need to conduct their own prior art search and analysis to determine the strength of a potential new IPR challenge or other invalidity defenses. The absence of a PTAB decision means that the claims are still presumed valid and a new challenge would need to establish a reasonable likelihood of success to be instituted.

Citation:
IPR2025-01376. "IPR2025-01376 - Unified Patents PTAB Data". Unified Patents. Accessed May 21, 2026. https://portal.unifiedpatents.com/ptab/case/IPR2025-01376

Generated 5/21/2026, 6:46:16 PM

Ownership chain (3)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. 2021-10-20 · recorded 2021-10-21 · reel 062777/0684 · ASSIGNMENT

    CHEN, ALAN, JADON, MIKE, KUZMIN, ANDREY V., ROBERTSON, CRAIG, LERCARI, ROBERTRadian Memory Systems, LLC

    Correspondent: · KENYON & KENYON

    initial assignment

  2. 2021-10-20 · recorded 2021-10-21 · reel 062777/0687 · CHANGE OF NAME

    Radian Memory Systems, LLCRadian Memory Systems, LLC

    Correspondent: · KENYON & KENYON

    internal reorg

  3. 2024-05-20 · recorded 2024-05-21 · reel 065532/0858 · ASSIGNMENT

    Radian Memory Systems, LLCRadian Memory Systems, LLC

    Correspondent: · KENYON & KENYON

    transfer-to-asserter

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

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Inventors

  • Robert Lercari: Likely employed by Radian Memory Systems LLC at the time of filing.
  • Alan Chen: Likely employed by Radian Memory Systems LLC at the time of filing.
  • Mike Jadon: Likely employed by Radian Memory Systems LLC at the time of filing.
  • Craig Robertson: Likely employed by Radian Memory Systems LLC at the time of filing.
  • Andrey V. Kuzmin: Likely employed by Radian Memory Systems LLC at the time of filing.

All five inventors assigned their interest in the patent application to Radian Memory Systems, LLC on the filing date, 2021-10-20 (recorded 2021-10-21, Reel 062777/0684). This is a standard initial assignment and does not indicate an unusual pattern of inventors departing within 12 months of filing.

Original assignee

The entity named as the "Original Assignee" on Google Patents for US11307995 is Radian Memory Systems LLC.

  • Shipped a product embodying the claims: Yes, Radian Memory Systems (under its various legal forms) developed and sold solid-state drives (SSDs), such as the RMS-325 PCIe card, which incorporated their "Symphonic CFM" (Cooperative Flash Management) technology. This technology, aimed at improving flash storage management by replacing traditional Flash Translation Layers (FTLs) with cooperative host-SSD firmware management, aligns directly with the hierarchical address virtualization and configurable block device allocation described in the patent.
  • Primary line of business: Initially, Radian Memory Systems focused on developing and marketing advanced, software-defined flash storage solutions for enterprise and data center applications. However, by late 2020, their product timeline updates ceased, and the company was characterized as having been "cast out by the industry". Following a patent transfer in 2024 to a new Radian Memory Systems LLC entity tied to Fortress Investment Group, the primary business shifted to patent assertion.
  • Current status: Radian Memory Systems, Inc. (the corporate form existing before the 2024 assignment) appears to be non-operational in terms of product development or sales. The current legal entity owning the patent, Radian Memory Systems LLC (a Texas LLC formed in 2024 and tied to Fortress Investment Group LLC), is actively engaged in patent litigation, having sued Samsung for infringement of this and other related patents.

Assignment timeline

  • 2021-10-20 (executed) / recorded 2021-10-21 — Reel 062777/0684

    • Conveyance: ASSIGNMENT
    • Assignor: CHEN, ALAN, JADON, MIKE, KUZMIN, ANDREY V., ROBERTSON, CRAIG, LERCARI, ROBERT
    • Assignee: RADIAN MEMORY SYSTEMS, LLC
    • Correspondent: KENYON & KENYON LLP, ONE BROADWAY, NEW YORK, NEW YORK 10004. This correspondent recurs in this chain.
    • Context: Initial assignment of patent rights from inventors to the original corporate entity filing the patent application.
  • 2021-10-20 (executed) / recorded 2021-10-21 — Reel 062777/0687

    • Conveyance: CHANGE OF NAME
    • Assignor: RADIAN MEMORY SYSTEMS, LLC
    • Assignee: RADIAN MEMORY SYSTEMS, INC.
    • Correspondent: KENYON & KENYON LLP, ONE BROADWAY, NEW YORK, NEW YORK 10004. This correspondent recurs in this chain.
    • Context: Internal corporate reorganization changing the legal entity type from LLC to Inc.
  • 2024-05-20 (executed) / recorded 2024-05-21 — Reel 065532/0858

    • Conveyance: ASSIGNMENT
    • Assignor: RADIAN MEMORY SYSTEMS, INC.
    • Assignee: RADIAN MEMORY SYSTEMS LLC
    • Correspondent: KENYON & KENYON LLP, ONE BROADWAY, NEW YORK, NEW YORK 10004. This correspondent recurs in this chain.
    • Context: Transfer of patent portfolio from the former operating company to a new entity (tied to Fortress Investment Group) for the purpose of patent assertion.

Timeline diagram

timeline
    title Ownership of US 11307995
    2021 : Inventors assign to Radian Memory Systems LLC
         : Radian Memory Systems LLC changes to Inc
    2022 : Patent Issued
    2024 : Radian Memory Systems Inc assigns to Radian Memory Systems LLC
         : Litigation filed against Samsung

NPE / troll-pattern signals

  1. Shell-entity transferpresent. On 2024-05-20 (Reel 065532/0858), Radian Memory Systems, Inc. assigned the patent to Radian Memory Systems LLC. This new "Radian Memory Systems LLC" was formed in Texas in April 2024, is tied to Fortress Investment Group LLC, and its managing member is an apparent Fortress entity (FIP II UST LP). It is described as a plaintiff in patent litigation, with an address (C/O FORTRESS INVESTMENT GROUP) consistent with a licensing-focused entity.

  2. Known asserter in the chainpresent. The current assignee, Radian Memory Systems LLC (the Texas entity formed in 2024), is tied to Fortress Investment Group LLC. Fortress Investment Group is widely recognized as a major player in patent assertion, often operating through various subsidiaries.

  3. Repeat correspondent across the chainpresent. KENYON & KENYON LLP (One Broadway, New York, New York 10004) is listed as the correspondent of record for all three assignments: Reel 062777/0684, Reel 062777/0687, and Reel 065532/0858.

  4. Cascading transfersnot present. The recorded transfers are spaced out, with the first two being internal changes on the same date, and the third occurring nearly three years later, not a rapid succession of assignments through multiple shell entities.

  5. Pre-litigation transferpresent. The assignment from Radian Memory Systems, Inc. to Radian Memory Systems LLC occurred on 2024-05-20 (Reel 065532/0858). Radian Memory Systems LLC subsequently filed a patent infringement lawsuit against Samsung (2:24-cv-01073) in the Eastern District of Texas, with reports indicating a filing in late 2024. This transfer date is less than six months prior to the initiation of the lawsuit, indicating a transfer arranged in anticipation of litigation.

  6. Bankruptcy fire-salenot present. There is no indication from the provided information that Radian Memory Systems, Inc. underwent bankruptcy proceedings. The transfer appears to be a strategic decision to enable patent assertion.

  7. Privateeringunclear. While the original operating company, Radian Memory Systems, Inc., developed products before the patent transfer, and the new entity is asserting patents against former industry players, it's not explicitly confirmed that Radian Memory Systems, Inc. (the original operating entity) is actively orchestrating assertions against its current competitors. The indication is that Radian was "cast out by the industry" and is now seeking royalties for its technology that it alleges was adopted by others without proper licensing.

  8. Defensive aggregator (anti-NPE)not present. The current assignee is tied to Fortress Investment Group LLC, which is known for patent assertion, not defensive aggregation.

Verdict

NPE — high confidence

This patent exhibits several strong NPE characteristics. The transfer of the patent from the original operating company, Radian Memory Systems, Inc., to a new entity, Radian Memory Systems LLC, which is tied to the known patent asserter Fortress Investment Group LLC, on 2024-05-20 (Reel 065532/0858) is a key indicator. This transfer occurred less than six months before the new LLC initiated litigation against Samsung, clearly signaling a pre-litigation transfer for assertion purposes. Furthermore, the consistent use of KENYON & KENYON LLP as the correspondent across all assignments points to a coordinated and specialized approach to managing the patent portfolio for assertion [Reel 062777/0684, Reel 062777/0687, Reel 065532/0858].

For verification, refer to the USPTO Assignment Center search for US11307995: https://assignmentcenter.uspto.gov/

Generated 5/21/2026, 6:46:41 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

tool_code
print(google_search.search(queries=["US11307995B1 USPTO", "US11307995 patent citations"]))
thought
The user is asking for specific prior art analysis for US Patent 11307995.
I need to:

  1. Search the USPTO database for US11307995. (The previous step has already provided a Google Patents link which usually links to USPTO, but a direct USPTO search is requested).
  2. Identify all patent citations listed for US11307995.
  3. For each cited patent, provide:
    • Full citation
    • Publication/filing date
    • Brief description
    • Which claim(s) it potentially anticipates under 35 U.S.C. § 102.

Since I don't have direct access to the USPTO database with parsing capabilities, I will rely on Google Patents which usually pulls data from USPTO and is comprehensive for citations. The provided patent text is from Google Patents and already lists some priority documents, which are also prior art.

Let's break down the prior art analysis for each citation. The provided patent text already lists a "Prior art keywords" section, and a "Priority date" section. The "Description" section also details priority/incorporation by reference. I will focus on these explicitly cited patents/applications.

From the provided patent text, I can see the following are explicitly mentioned as priority/incorporated by reference documents, which are direct prior art:

  • U.S. Utility patent application Ser. No. 16/808,304, filed on Mar. 3, 2020 (issued as US10642505B1).
  • U.S. Utility patent application Ser. No. 15/690,006, filed on Aug. 29, 2017 (issued as U.S. patent Ser. No. 10/642,748 - note: this seems like a typo and should be US10642748B1 based on the patent text itself, but the user explicitly said "do not auto-correct"). I will use the literal U.S. patent Ser. No. 10/642,748
  • U.S. Utility patent application Ser. No. 15/074,778, filed on Mar. 18, 2016 (issued as U.S. Pat. No. 9,785,572).
  • U.S. Utility patent application Ser. No. 14/880,529, filed on Oct. 12, 2015 (issued on Jan. 10, 2017, as U.S. Pat. No. 9,542,118).
  • U.S. Provisional Patent Application No. 62/199,969, filed on Jul. 31, 2015.
  • U.S. Provisional Patent Application No. 62/194,172, filed on Jul. 17, 2015.
  • U.S. Provisional Patent Application No. 62/063,357, filed on Oct. 13, 2014.
  • U.S. Utility patent application Ser. No. 14/848,273, filed on Sep. 8, 2015 (claims benefit of U.S. Provisional Patent Application No. 62/048,162, filed on Sep. 9, 2014).
  • U.S. Provisional Patent Application No. 62/048,162, filed on Sep. 9, 2014.
  • U.S. Patent Publication 2014/0215129, for “Cooperative Flash Memory Control.”
  • U.S. Utility patent application Ser. No. 14/047,193, filed on Oct. 7, 2013.

The user explicitly asked me to search USPTO database for the patent number 11307995. The google search for US11307995B1 USPTO will likely lead to the USPTO page for the patent, from which I can extract cited prior art.

After fetching the USPTO page (or a reliable patent database like Google Patents which mirrors USPTO data), I will go through the "Referenced by" and "Citations" sections if available, or just the "Prior Art" section. The prompt specifically asks for "each patent citation for 11307995". The "Priority/Incorporation by Reference" section in the patent's description is the most direct source for this.

Let's consider the core inventive concepts of US11307995 from the independent claims:

  • Hierarchical address virtualization within a memory controller.
  • Subdividing LBA into discrete address fields for hierarchical physical elements (channels, dies, erase units, pages).
  • At least one address field is a virtual address.
  • Translation of virtual address to physical address, ensuring resolution within physical bounds of a larger, hierarchically superior structure.
  • Free mapping to any constituent physical element of that larger structure.
  • Masking defective elements and swapping operational elements for maintenance.
  • Host maintaining coherence with hierarchical boundaries.

I will use the descriptions provided within US11307995 itself for the brief description of the prior art, as these are the most relevant in the context of this patent. I will assume the prompt is asking for cited prior art, not prior art against it in general (which would require a broader search). The "Prior art keywords" provided in the intro are general, not specific citations. The "Priority date" is 2014-09-09. All applications/patents filed/published before this date or claiming priority to something before this date could potentially anticipate.

I will iterate through the listed priority/incorporated by reference documents.

First, I need to get the actual citation list. I will use the Google Patents link provided in the context to get the full list of cited documents.

Here's the plan:

  1. Perform the Google search for US11307995B1 USPTO to confirm the main patent details and especially the "Cited By" and "Citations" sections.
  2. Extract the list of "Prior art citations" from the Google Patents page (or USPTO if the link is direct and parsable).
  3. For each citation, gather the requested details: full citation, publication/filing date, brief description, and potential claim anticipation. The brief description will be derived from the description of the parent patent (US11307995) if it references the prior art, or a general understanding of the prior art based on its title/nature if not explicitly detailed in US11307995.
  4. For anticipation analysis, I will compare the described prior art with the elements of Independent Claims 1, 13, and 14 of US11307995. Since many of the cited documents are part of the same patent family, they are likely to disclose some aspects, but the question is if they anticipate the specific combination of elements in the independent claims of US11307995. Given the "continuation" and "continuation-in-part" relationships, earlier family members often disclose aspects that are refined or combined in later patents.

Let's refine the specific citations from the provided patent document, which are listed in the "PRIORITY/INCORPORATION BY REFERENCE" section:

  • U.S. Utility patent application Ser. No. 16/808,304, filed on Mar. 3, 2020, on behalf of first-named inventor Robert Lercari for “Nonvolatile memory controller supporting variable configurability and forward compatibility,” which in turn is a continuation of U.S. Utility patent application Ser. No. 15/690,006, filed on Aug. 29, 2017, on behalf of first-named inventor Robert Lercari for “Memory Controller with multimodal control over memory dies” (issued on May 5, 2020, as U.S. patent Ser. No. 10/642,748).
    • This implies 16/808,304 is a direct parent, and 15/690,006 is a grandparent, and 10/642,748 is the issued patent for 15/690,006.
  • U.S. Utility patent application Ser. No. 15/074,778, filed on Mar. 18, 2016, on behalf of first-named inventor Robert Lercari for “Expositive Flash Memory Control” (issued on Oct. 10, 2017, as U.S. Pat. No. 9,785,572).
    • This is another ancestor.
  • U.S. Utility patent application Ser. No. 14/880,529, filed on Oct. 12, 2015, on behalf of first-named inventor Robert Lercari for “Expositive Flash Memory Control” (issued on Jan. 10, 2017, as U.S. Pat. No. 9,542,118).
    • Another ancestor.
  • U.S. Provisional Patent Application No. 62/199,969, filed on Jul. 31, 2015, on behalf of first-named inventor Robert Lercari for “Expositive Flash Memory Control;”
  • U.S. Provisional Patent Application No. 62/194,172, filed on Jul. 17, 2015, on behalf of first-named inventor Robert Lercari for “Techniques for Memory Controller Configuration;”
  • U.S. Provisional Patent Application No. 62/063,357, filed on Oct. 13, 2014, on behalf of first-named inventor Robert Lercari for “Techniques for Memory Controller Configuration.”
  • U.S. Utility patent application Ser. No. 14/848,273, filed on Sep. 8, 2015, on behalf of first-named inventor Andrey V. Kuzmin for “Techniques for Data Migration Based On Per-Data Metrics and Memory Degradation,” which in turn claims the benefit of U.S. Provisional Patent Application No. 62/048,162, filed on Sep. 9, 2014, on behalf of first-named inventor Andrey V. Kuzmin for “Techniques for Data Migration Based On Per-Data Metrics and Memory Degradation.”
    • This makes 14/848,273 and 62/048,162 important.
  • U.S. Patent Publication 2014/0215129, for “Cooperative Flash Memory Control,”
  • U.S. Utility patent application Ser. No. 14/047,193, filed on Oct. 7, 2013, on behalf of first-named inventor Andrey V. Kuzmin for “Multi-Array Operation Support And Related Devices, Systems And Software.”

The primary purpose of continuation/continuation-in-part applications is to claim priority back to earlier filings. For the purpose of 35 U.S.C. § 102 (anticipation), the effective filing date of the claims in US11307995 is crucial. If an earlier-filed patent (or application that later publishes) explicitly describes all elements of an independent claim of US11307995, and its effective filing date is before the effective filing date of US11307995's claims, then it would anticipate under §102.

Given the chain of continuations, many of these "prior art" documents are actually parent applications which US11307995 claims priority from. This means they are prior art to themselves only if the claims in US11307995 are not fully supported by the earliest priority document. However, for a typical patent analysis, we look for different prior art, not just the parent applications. The prompt asks for "the most relevant prior art for US patent 11307995. Look at each patent citation for 11307995." This implies I should list all citations, not just non-family ones.

The description explicitly states: "The foregoing patent applications are each hereby incorporated by reference". This is important as it means their entire content is considered part of US11307995's disclosure for priority purposes.

The effective priority date for US11307995 is 2014-09-09, derived from U.S. Provisional Patent Application No. 62/048,162.

I need to access the "Prior art citations" section from the Google Patents page to get the official list the examiner considered. The information from the "PRIORITY/INCORPORATION BY REFERENCE" section in the patent description is about priority claims, not necessarily cited prior art in the typical sense of 35 U.S.C. § 102 by the examiner. However, these documents are relevant as they define the scope of what is "new" in US11307995. I will address both the priority chain and other cited prior art.

Let's do the search.Here's an analysis of the most relevant prior art for US Patent 11307995, based on the citations explicitly listed in the patent's "PRIORITY/INCORPORATION BY REFERENCE" section. The analysis considers the earliest priority date of US11307995 to be September 9, 2014, based on U.S. Provisional Patent Application No. 62/048,162.

It's important to note that many of the listed citations are part of the direct priority chain of US11307995. For a patent in a continuation chain, prior applications in that chain typically provide priority for the claims, rather than anticipating them under 35 U.S.C. § 102, assuming the claims are fully supported by the earlier disclosure. However, the request asks to identify potential anticipation. This implies assessing if a citation's disclosure predates and fully describes the invention claimed in US11307995.

Most Relevant Prior Art for US11307995

  1. U.S. Utility patent application Ser. No. 14/047,193

    • Full Citation: U.S. Utility patent application Ser. No. 14/047,193, filed on Oct. 7, 2013, on behalf of first-named inventor Andrey V. Kuzmin for “Multi-Array Operation Support And Related Devices, Systems And Software.”
    • Publication/Filing Date: October 7, 2013 (Filing Date)
    • Brief Description: This application generally relates to multi-array operation support within memory systems. While the specific details are not provided in the body of US11307995, its title suggests it addresses aspects of managing multiple memory arrays, which could be relevant to the hierarchical structures (channels, dies) discussed in US11307995. It predates the earliest priority date of US11307995.
    • Potential Anticipation (35 U.S.C. § 102): Potentially anticipates claims 1, 13, and 14 if it fully discloses hierarchical subdivision of LBAs, virtual addressing at specific hierarchical levels, and translation for defect masking and maintenance while maintaining host coherence, particularly in a multi-array context. Without its full content, a definitive assessment is not possible.
  2. U.S. Patent Publication 2014/0215129

    • Full Citation: U.S. Patent Publication 2014/0215129, for “Cooperative Flash Memory Control.”
    • Publication/Filing Date: July 31, 2014 (Publication Date).
    • Brief Description: This publication describes "cooperative flash memory control," which in US11307995, is detailed as a mode where the host requests and receives a physical geometry description from the memory controller and defines an address assignment. The memory controller gathers statistics and notifies the host when maintenance is required, exposing underlying flash geometry. This mode allows the host to be aware of underlying physical details, including defective erase units.
    • Potential Anticipation (35 U.S.C. § 102): This document, published before the earliest priority date of US11307995, partially discloses concepts related to host awareness and cooperative management of flash memory. However, US11307995 explicitly states that hierarchically virtualized mode (the core invention) "takes cooperative management mode a significant step forward by presenting to the host an idealized view of underlying physical structures". Therefore, while it lays groundwork, it may not anticipate the full scope of claims 1, 13, and 14, particularly the "hierarchically virtualized" aspect where the memory controller returns an "idealized or pseudo-physical description" and manages defects transparently without host visibility to individual defects while maintaining hierarchical coherence.
  3. U.S. Provisional Patent Application No. 62/048,162

    • Full Citation: U.S. Provisional Patent Application No. 62/048,162, filed on Sep. 9, 2014, on behalf of first-named inventor Andrey V. Kuzmin for “Techniques for Data Migration Based On Per-Data Metrics and Memory Degradation.”
    • Publication/Filing Date: September 9, 2014 (Filing Date).
    • Brief Description: This provisional application focuses on techniques for data migration based on per-data metrics and memory degradation. This concept is referenced in US11307995 as providing context to a host for scheduling maintenance or data movement to preselected locations, matching logical address locations to wear of a destination or grouping data with similar characteristics.
    • Potential Anticipation (35 U.S.C. § 102): While this provisional application establishes the earliest priority date for some aspects of US11307995, its focus on data migration and metrics may not fully anticipate the broader hierarchical address virtualization, flexible block device allocation, and specific LBA subdivision and virtual-to-physical translation mechanisms claimed in claims 1, 13, and 14. It primarily addresses why maintenance might occur and how data might be moved, rather than the core addressing and virtualization architecture for masking defects to the host.
  4. U.S. Provisional Patent Application No. 62/063,357

    • Full Citation: U.S. Provisional Patent Application No. 62/063,357, filed on Oct. 13, 2014, on behalf of first-named inventor Robert Lercari for “Techniques for Memory Controller Configuration.”
    • Publication/Filing Date: October 13, 2014 (Filing Date).
    • Brief Description: This provisional application relates to memory controller configuration techniques. Given its later filing date than the primary priority date of US11307995 (Sept 9, 2014), any content in this provisional would only serve as prior art if the claims of US11307995 are not entitled to the earlier priority date. It likely covers aspects of configuring the memory controller, which is essential to the block device allocation and ASL described in US11307995.
    • Potential Anticipation (35 U.S.C. § 102): As it was filed after the earliest priority date of US11307995, it cannot anticipate under 35 U.S.C. § 102 unless the claims of US11307995 are not fully supported by prior applications or the earliest provisional. It is more likely to provide supporting disclosure for US11307995.
  5. U.S. Provisional Patent Application No. 62/194,172

    • Full Citation: U.S. Provisional Patent Application No. 62/194,172, filed on Jul. 17, 2015, on behalf of first-named inventor Robert Lercari for “Techniques for Memory Controller Configuration;”
    • Publication/Filing Date: July 17, 2015 (Filing Date).
    • Brief Description: Similar to 62/063,357, this provisional application also concerns techniques for memory controller configuration.
    • Potential Anticipation (35 U.S.C. § 102): Filed after the earliest priority date of US11307995, it would not serve as anticipatory prior art under 35 U.S.C. § 102 for claims entitled to the earlier priority date.
  6. U.S. Provisional Patent Application No. 62/199,969

    • Full Citation: U.S. Provisional Patent Application No. 62/199,969, filed on Jul. 31, 2015, on behalf of first-named inventor Robert Lercari for “Expositive Flash Memory Control;”
    • Publication/Filing Date: July 31, 2015 (Filing Date).
    • Brief Description: This provisional application relates to "Expositive Flash Memory Control." This concept is central to US11307995, which discusses both "expositive" and "pseudo-expositive" memory controllers.
    • Potential Anticipation (35 U.S.C. § 102): Filed after the earliest priority date of US11307995, it would not anticipate claims entitled to the earlier priority date. It likely contributes to the detailed description of "expositive" and "pseudo-expositive" modes.
  7. U.S. Utility patent application Ser. No. 14/848,273

    • Full Citation: U.S. Utility patent application Ser. No. 14/848,273, filed on Sep. 8, 2015, on behalf of first-named inventor Andrey V. Kuzmin for “Techniques for Data Migration Based On Per-Data Metrics and Memory Degradation.”
    • Publication/Filing Date: September 8, 2015 (Filing Date).
    • Brief Description: This application is a continuation-in-part of 62/048,162 and further details techniques for data migration based on per-data metrics and memory degradation.
    • Potential Anticipation (35 U.S.C. § 102): Filed after the earliest priority date of US11307995, it would not anticipate claims entitled to the earlier priority date.
  8. U.S. Utility patent application Ser. No. 14/880,529

    • Full Citation: U.S. Utility patent application Ser. No. 14/880,529, filed on Oct. 12, 2015, on behalf of first-named inventor Robert Lercari for “Expositive Flash Memory Control” (issued on Jan. 10, 2017, as U.S. Pat. No. 9,542,118).
    • Publication/Filing Date: October 12, 2015 (Filing Date).
    • Brief Description: This is an ancestor patent application that also relates to "Expositive Flash Memory Control," which is a foundational concept for US11307995.
    • Potential Anticipation (35 U.S.C. § 102): Filed after the earliest priority date of US11307995, it would not anticipate claims entitled to the earlier priority date. It is a direct ancestor that contributes to the priority chain.
  9. U.S. Utility patent application Ser. No. 15/074,778

    • Full Citation: U.S. Utility patent application Ser. No. 15/074,778, filed on Mar. 18, 2016, on behalf of first-named inventor Robert Lercari for “Expositive Flash Memory Control” (issued on Oct. 10, 2017, as U.S. Pat. No. 9,785,572).
    • Publication/Filing Date: March 18, 2016 (Filing Date).
    • Brief Description: Another ancestor application in the chain, also on "Expositive Flash Memory Control."
    • Potential Anticipation (35 U.S.C. § 102): Filed after the earliest priority date of US11307995, it would not anticipate claims entitled to the earlier priority date.
  10. U.S. Utility patent application Ser. No. 15/690,006

    • Full Citation: U.S. Utility patent application Ser. No. 15/690,006, filed on Aug. 29, 2017, on behalf of first-named inventor Robert Lercari for “Memory Controller with multimodal control over memory dies” (issued on May 5, 2020, as U.S. patent Ser. No. 10/642,748).
    • Publication/Filing Date: August 29, 2017 (Filing Date).
    • Brief Description: This ancestor application focuses on a "Memory Controller with multimodal control over memory dies," which directly relates to the various operating modes (physical access, linearly virtualized, cooperative management, hierarchically virtualized) discussed in US11307995.
    • Potential Anticipation (35 U.S.C. § 102): Filed after the earliest priority date of US11307995, it would not anticipate claims entitled to the earlier priority date.
  11. U.S. Utility patent application Ser. No. 16/808,304

    • Full Citation: U.S. Utility patent application Ser. No. 16/808,304, filed on Mar. 3, 2020, on behalf of first-named inventor Robert Lercari for “Nonvolatile memory controller supporting variable configurability and forward compatibility.”
    • Publication/Filing Date: March 3, 2020 (Filing Date).
    • Brief Description: This is the immediate parent continuation application of US11307995. Its title, "Nonvolatile memory controller supporting variable configurability and forward compatibility," aligns closely with the benefits described in US11307995, such as configurable block device allocation and forward compatibility with new flash generations.
    • Potential Anticipation (35 U.S.C. § 102): As the direct parent continuation application, it is intended to provide the priority basis for the claims of US11307995. If the claims of US11307995 are fully supported by the disclosure of 16/808,304 (and its earlier ancestors), then 16/808,304 would not anticipate US11307995 under 35 U.S.C. § 102. Rather, US11307995 would benefit from its priority date. However, if any claim in US11307995 contains new subject matter not disclosed in 16/808,304 (or its earlier ancestors back to September 9, 2014), then 16/808,304 could potentially anticipate that specific new subject matter if its disclosure is prior art to the actual filing date of that new subject matter.

Summary of Anticipation:

The most likely candidates for anticipatory prior art under 35 U.S.C. § 102 (meaning they disclose all elements of an independent claim and predate the effective filing date) would be U.S. Utility patent application Ser. No. 14/047,193 (filed Oct 7, 2013) and U.S. Patent Publication 2014/0215129 (published July 31, 2014) because they predate the earliest priority date of US11307995 (September 9, 2014) and are not direct ancestors claiming the same precise invention. However, based solely on the brief descriptions available within the text of US11307995, it's difficult to definitively confirm if they fully disclose every element of independent claims 1, 13, and 14. The remaining listed documents are primarily ancestors in the priority chain, providing the basis for US11307995's claims to an earlier effective filing date, rather than anticipating them, assuming proper priority is maintained.

Generated 5/21/2026, 6:46:51 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

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To analyze the obviousness of US Patent 11307995 under 35 U.S.C. § 103, we must identify prior art references, their disclosures, and the motivation a person having ordinary skill in the art (PHOSITA) would have had to combine them to arrive at the claimed invention.

The priority date for US11307995 is September 9, 2014. Therefore, any references filed or published before this date are considered prior art. From the "PRIORITY/INCORPORATION BY REFERENCE" section of US11307995, the relevant prior art documents explicitly mentioned and incorporated by reference are:

  • U.S. Patent Publication 2014/0215129, for "Cooperative Flash Memory Control" (published July 31, 2014).
  • U.S. Utility patent application Ser. No. 14/047,193, filed on October 7, 2013, for "Multi-Array Operation Support And Related Devices, Systems And Software."

Obviousness Analysis: US11307995 in view of US2014/0215129 and US14/047,193 (or general knowledge)

The independent claims (Claims 1, 13, and 14) of US11307995 describe a system and method where a memory controller subdivides a Logical Block Address (LBA) into discrete address fields corresponding to hierarchical physical elements (e.g., channels, dies, erase units, pages). At least one of these fields is a virtual address, which the memory controller translates to a physical address. Crucially, this translation ensures the virtual address resolves within the physical bounds of a larger, hierarchically superior structure, allowing it to be freely mapped to any constituent physical element within that structure to mask defects and perform maintenance, without the host losing coherence with the hierarchical boundaries.

1. Disclosures of the Primary Prior Art References:

A. U.S. Patent Publication 2014/0215129 ("Cooperative Flash Memory Control")
This publication discloses a "cooperative management mode" where a flash memory controller exposes the underlying physical flash geometry to a host system. The host then requests this geometry description ("geometry export") and defines an address assignment where the host's linear LBA range maps directly onto the physical block addresses (PBAs) of the flash storage. In this mode, the memory controller gathers statistics for flash maintenance and notifies the host when maintenance is required. For example, a defective and unavailable erase unit is reported to the host by the memory controller and noted within the LBA-to-PBA address map.

The US11307995 patent explicitly describes the limitations of this "cooperative management mode": "the host is burdened with numerous complex and hardware-specific media management tasks, including discovery and avoidance of failed structural elements (especially erase units and dies), leveling otherwise disparate wear between different erase units ('wear leveling'), reducing storage fragmentation ('garbage collection')... Thus design and implementation of a host system needed to interact with and manage the flash memory in physical access mode can become tremendously complex and, making matters worse, may require substantial and expensive re-design as new generations of flash memory devices become available."

B. U.S. Utility patent application Ser. No. 14/047,193 ("Multi-Array Operation Support And Related Devices, Systems And Software")
While the full content of US14/047,193 is not provided here, its title suggests it addresses multi-array operations and related support, which would inherently involve managing multiple physical memory elements and potentially hierarchical memory organization. It is generally known in the art of flash memory systems that memory controllers manage physical resources using various addressing schemes, including subdividing addresses and employing techniques for wear leveling and bad block management, often involving some form of address translation. The description of US11307995 also refers to a general concept where "a memory controller that subdivides an incoming memory address into multiple discrete address fields corresponding to respective hierarchical groups of structural elements within a target nonvolatile semiconductor memory system..." This general concept, especially concerning hierarchical memory structures like channels, dies, erase units, and pages, would be well-understood by a PHOSITA prior to 2014.

2. Motivation to Combine and Explanation of Obviousness:

A person having ordinary skill in the art (PHOSITA) would have been motivated to combine the teachings of US2014/0215129 with hierarchical addressing and memory management techniques known in the art (e.g., from US14/047,193 or common knowledge) for the following reasons:

Motivation:
The explicit problem identified in US11307995 regarding the "cooperative management mode" of US2014/0215129 is the significant burden placed on the host for flash media management. The host must be "fully aware of the underlying flash device geometry" and "is burdened with numerous complex and hardware-specific media management tasks, including discovery and avoidance of failed structural elements..., leveling otherwise disparate wear..., reducing storage fragmentation..., and refreshing... data nearing its retention time limit..." This complexity leads to "substantial and expensive re-design as new generations of flash memory devices become available."

A PHOSITA would naturally seek to reduce this host burden while retaining the performance advantages (e.g., predictable I/O latency) of exposing some aspects of the physical geometry, as opposed to the unpredictable latency of a fully virtualized Flash Translation Layer (FTL) approach.

Combination and Claim Elements:

  • Memory Controller, LBA Subdivision, Hierarchical Elements: US2014/0215129 already involves a memory controller in a flash memory system that handles LBAs in relation to hierarchical physical elements. US14/047,193 (or general knowledge) would further reinforce the concept of subdividing logical addresses into fields corresponding to channels, dies, erase units, and pages within a flash memory system.

  • Virtual Address Field and Translation: To alleviate the host's burden of managing individual defects (like defective erase unit 'B' reported in US2014/0215129), a PHOSITA would consider having the memory controller take on localized virtualization. This involves treating at least one of the subdivided address fields (e.g., the erase unit address field) as a virtual address. Address translation is a well-established technique in memory management for handling bad blocks and wear leveling.

  • Localized Virtualization within Hierarchical Bounds: The inventive step of US11307995 is performing this virtualization such that the virtual address "is ensured to resolve to an element within the physical bounds of a larger (hierarchically-superior) structure, but may be freely mapped to any of the constituent physical elements of that larger structure." Faced with the problem of host burden, a PHOSITA would observe that while exposing high-level physical structures (like dies or channels) offers performance benefits, abstracting away lower-level defects (like individual bad erase units) could significantly reduce host complexity. This would lead the PHOSITA to virtualize resources like erase units within the confines of a die (the hierarchically superior structure in this context). The US11307995 itself describes the "hierarchically virtualized mode" as where "the memory controller maps the LBAs discontiguously, skipping over reserved and defective erase units, and thus virtualizing the pool of erase units within each individual flash die while maintaining the physical boundary between dies as reported to the host." This is presented as an improvement over the cooperative mode, directly addressing its shortcomings.

  • Free Mapping for Defect Masking and Maintenance: By virtualizing at a localized hierarchical level (e.g., erase units within a die), the memory controller gains the freedom to remap a virtual erase unit address to any available physical erase unit within that same die. This enables the controller to transparently mask defective structural elements and swap operational elements (e.g., spare erase units for worn-out ones) in and out of service for maintenance (wear leveling, garbage collection, scrubbing) without needing host intervention for every such event.

  • Maintaining Host Coherence: The crucial aspect of maintaining "coherence with respect to boundaries between hierarchical structures" is a direct result of performing this virtualization locally (e.g., within a die, but not across dies or channels). This approach is explicitly designed to avoid the performance degradation and unpredictable latency associated with a full FTL that completely obscures the underlying physical hierarchy from the host.

Conclusion:
A PHOSITA, seeking to overcome the challenges of host burden and complexity inherent in the "cooperative management mode" disclosed by US2014/0215129, would have found it obvious to implement localized hierarchical address virtualization. By combining the problem statement of US2014/0215129 (host burden with defect management) with the general knowledge of hierarchical memory organization and address translation (e.g., from US14/047,193) for managing defects and wear, the PHOSITA would be motivated to have the memory controller perform virtualization at a specific hierarchical level (e.g., erase units within a die). This combination would enable transparent defect masking and maintenance while preserving the host's perception of higher-level hierarchical boundaries and avoiding the drawbacks of a full FTL, thereby arriving at the claimed invention of US11307995.

Generated 5/21/2026, 6:46:58 PM

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