Invalidity dossier

US 10924573

Handling long-tail content in a content delivery network (CDN)

Current assignee: Sandpiper CDN, LLC

Added 8/26/2026, 4:46:48 AM

At a glanceNo PTAB challenges2 lawsuits on fileasserted by Sandpiper CDN, LLCSoftware Technology & Computing Systems (T)

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Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll search for information on US patent 10924573, including any CAFC 2026 docket activity.

Let me search further for the CAFC docket activity and the related litigation involving this patent.

US Patent 10924573 — Summary

Bibliographic data

Field Value
Patent number US 10,924,573 B2 (application no. US16/284,791)
Title Handling long-tail content in a content delivery network (CDN)
Inventors Christopher Newton, Laurence (R.) Lipstone, David Fullagar
Original assignee Level 3 Communications, LLC
Current assignee Sandpiper CDN, LLC (assigned from Level 3 on 2024-04-26)
Filing date 2019-02-25
Issue date 2021-02-16
Priority date 2008-04-04 (Provisional App. 61/042,412)
Earliest non-provisional filing 2009-03-21 (App. 12/408,681, now US 8,930,538)
Status Active; anticipated expiration 2029-03-21
Claims 20 claims (3 independent: claims 1, 11, 19)

Prosecution lineage: The '573 patent is a continuation of US 15/645,584 (US 10,218,806), which is a continuation of US 12/880,324 (US 9,762,692), which is a continuation-in-part of US 12/408,681 (US 8,930,538), which claims priority to Provisional 61/042,412 (filed 2008-04-04).

Abstract (verbatim from the patent)

A content delivery network has at least a first tier of servers. A content delivery method includes, at a first server in the first tier of servers, obtaining a request from a client for a resource. If the resource is available at the first server or at a peer of the first server, then the resource is served to the client from the first server. Otherwise, it is determined whether the resource is popular, and if the resource is determined to be popular, then the first server obtains the resource and the first server serves the resource to the client. If the resource is determined not to be popular, the client is directed to a second server, not in the first tier of servers, and the second server serves the resource to the client. The second server may be in a second tier of servers or it may be an origin server.

Plain-language overview of the independent claims

Claim 1 (method): A method in which an edge server (a first server in a first tier of the CDN) receives a client's request for a resource. The edge server consults a "popularity service" to get a popularity designation for the resource. It requests the resource from a second server (e.g., a mid-tier/parent server). The second server returns a redirect instruction, which the edge server processes to obtain the resource from a content server (e.g., an origin or parent). Critically, the edge server also receives an instruction not to cache the resource at the edge when it obtains it from the content server. The edge server then provides the obtained resource to the requesting client. In short: long-tail (unpopular) content is fetched through the edge but is not stored at the edge.

Claim 11 (system): A content delivery network comprising a first tier of edge servers and a second tier of servers. An edge server receives a client request; a first server in the second tier receives the edge server's request for the content and responds with (i) a redirect instruction intended for the requesting device (directing it to obtain the resource from a content server) and (ii) an instruction not to cache the resource at the edge server. A popularity service tracks a popularity designation for the resource. The edge server processes the redirect, obtains the content from the content server, and provides it to the requesting device.

Claim 19 (method): Similar to claim 1, but the popularity service is associated with the first (edge) server itself. The edge server receives the client's request, accesses the popularity service to determine the resource's popularity designation, receives an instruction not to cache the resource at the edge when it is obtained from the content server, requests the resource from a second server based at least on the popularity designation, and provides the obtained resource to the requesting device.

The key distinguishing feature across all three independent claims is the "instruction to not cache" the resource at the edge server when the resource is obtained from a content server — i.e., serving long-tail content through the edge without populating the edge cache.

Litigation / PTAB / CAFC status (as of April 26, 2026)

  • District court: Sandpiper CDN, LLC v. Google LLC, No. 2:24-cv-03951 (C.D. Cal., filed 2024-05-10) — listed on the patent's Google Patents "litigation" flags as a related matter.
  • IPR2025-00860 (Google LLC v. Sandpiper CDN, LLC): Petition filed 2025-05-01 challenging all claims 1–20 of the '573 patent. Grounds: (1) anticipation by U.S. Pub. App. 2016/0094471 ("Newton-471"), and (2) obviousness over Dilley (US 7,133,905) in view of Pai (US 2006/0271972) and Wang (US 2005/0198250). The PTAB granted institution on all challenged claims and all grounds (Paper 15, institution decision — dated November 25, 2025, per the Docket Alarm exhibit copy). The central dispute is whether the "instruction to not cache" limitation was new matter added in the 2019 continuation application, which would strip the patent of its 2008 priority date and make Newton-471 (published 2016) available as prior art.
  • IPR2026-00095 (Microsoft Corporation v. Sandpiper CDN, LLC): An active PTAB proceeding in which the Google institution decision was filed as an exhibit (Feb. 13, 2026); this appears to be a related IPR involving the same patent family, but I could not confirm from the search results whether it challenges the '573 patent itself.

Uncertainty notes

  • CAFC 2026 docket: My searches for a Federal Circuit appeal docket for 10924573 returned no results. I did not find any CAFC appeal (e.g., an appeal of the district court case or a § 314/§ 315 appeal) as of today. If a CAFC appeal exists but is not yet indexed, I could not confirm it.
  • The IPR2025-00860 institution decision date is reported inconsistently in search snippets (one source suggests the decision itself is dated Nov. 25, 2025, while another appears to date the exhibit filing in the IPR2026-00095 case to Feb. 13, 2026). I have high confidence that institution was granted for all claims 1–20, but the precise decision date should be verified against the PTAB docket if needed.
  • Whether IPR2026-00095 (Microsoft) challenges the '573 patent (vs. a related Sandpiper patent) was not confirmed from the available snippets.

If you need verification of the exact CAFC status or the IPR2026-00095 patent number, I'd recommend a direct check of the PACER Federal Circuit docket and the PTAB's API/docket (PTACTS) — my searches did not surface a CAFC appeal for this specific patent number.

Generated 8/26/2026, 6:45:48 PM

Cases on file (2)

Group view →

Specific litigation cases in our database that name US patent 10924573. The free-form analysis below may also discuss cases beyond this list.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll research litigation involving US Patent 10924573 by searching several sources.

Initial searches returned unrelated results. Let me search more specifically for the known litigation indicators from the patent's Google Patents page.

I found strong leads. Let me dig deeper into the district court case and the IPR proceedings.

Known Litigation Involving U.S. Patent 10,924,573

Based on my research, US Patent 10,924,573 B2 ("Handling long-tail content in a content delivery network (CDN)") is currently involved in at least the following proceedings:


1. Sandpiper CDN, LLC v. Google LLC — No. 2:24-cv-03951 (C.D. Cal.)

  • Plaintiff: Sandpiper CDN, LLC (current assignee of the '573 patent; formerly Level 3 Communications, LLC)
  • Defendant: Google LLC
  • Jurisdiction: U.S. District Court for the Central District of California (Western Division)
  • Case number: 2:24-cv-03951-AB (RAO) (originally 2:24-cv-03951-PSG-RAOx)
  • Filing date: May 10, 2024
  • Patents-in-suit: Six patents, including U.S. Patent 10,924,573 (per the Google Patents litigation flags; the complaint also asserts other Sandpiper/Level 3 CDN patents, e.g., the '903 and '778 patents)
  • Accused products: Google's CDN services — Google Cloud CDN, Google Media CDN, Google Cloud DNS, YouTube, and YouTube TV (Compl. ¶¶27–28)
  • Status / key developments:
    • Case initially assigned to Judge Philip S. Gutierrez; reassigned to Judge André Birotte Jr. (order dated October 22, 2024).
    • Google's motion to dismiss Counts II and IV was granted with prejudice (ECF No. 28, Sept. 16, 2024); Google answered and demanded a jury (ECF No. 30, Sept. 30, 2024).
    • Trial was originally set for September 28, 2026.
    • Most recent status: On January 22, 2026, the court granted the parties' stipulation and stayed the action until final resolution (including appeals) of Google's IPRs — IPR2025-00806, IPR2025-00826, IPR2025-00860, IPR2025-00969, and IPR2025-01010 — and vacated all case-management deadlines, including the trial date (ECF No. 93). The case is therefore open but stayed.

2. Google LLC v. Sandpiper CDN, LLC — IPR2025-00860 (PTAB)

  • Petitioner: Google LLC (sole real party in interest, per the institution decision)
  • Patent Owner: Sandpiper CDN, LLC
  • Patent challenged: U.S. Patent 10,924,573 B2 (the '573 patent)
  • Forum: USPTO Patent Trial and Appeal Board (PTAB)
  • Filing date: 2025 (petition; exact filing date not confirmed in my sources)
  • Status: Instituted — pending. The Board's Institution Decision (Paper 15, dated November 25, 2025) found a reasonable likelihood that Google would prevail on at least one claim and instituted inter partes review as to all challenged claims of the '573 patent and all asserted grounds. Patent Owner's request for discretionary denial was denied (Paper 14).
  • Related matter identified in the decision: Sandpiper CDN, LLC v. Google LLC, No. 2:24-cv-03951 (C.D. Cal.).

3. Possibly related PTAB proceeding — Microsoft Corporation v. Sandpiper CDN, LLC, IPR2026-00095

  • Petitioner: Microsoft Corporation; Patent Owner: Sandpiper CDN, LLC (PTAB)
  • This proceeding (petition materials dated February 13, 2026) cites the IPR2025-00860 institution decision for the '573 patent (as Exhibit 1034) and exhibits from the Google district court case. I could not confirm from the available search results whether IPR2026-00095 itself challenges US 10,924,573 or a different Sandpiper CDN patent. I flag it only as a related PTAB matter involving the same patent owner that references the '573 patent's IPR decision.

Summary Table

Case Plaintiff/Petitioner Defendant/Patent Owner Forum Case No. Filed Status
Sandpiper CDN, LLC v. Google LLC Sandpiper CDN, LLC Google LLC C.D. Cal. 2:24-cv-03951 May 10, 2024 Open; stayed (Jan. 22, 2026) pending Google's IPRs; trial vacated
Google LLC v. Sandpiper CDN, LLC Google LLC Sandpiper CDN, LLC PTAB IPR2025-00860 2025 Instituted Nov. 25, 2025; pending — all claims, all grounds
Microsoft Corp. v. Sandpiper CDN, LLC (related; patent not confirmed) Microsoft Corp. Sandpiper CDN, LLC PTAB IPR2026-00095 ~Feb. 2026 Pending; challenged patent unconfirmed

Caveats: My searches were constrained, and I could not pull the full PACER docket for the district court case or the complete PTAB records. The filing date of IPR2025-00860 and the precise list of all six patents-in-suit in the Google case (beyond the '573 patent, which is confirmed) were not fully verified from primary dockets. The RPX Insight listing shows "6 Patents-in-Suit" for the Google case, and the Google Patents page specifically flags US 10,924,573 as having litigation in that California Central District Court case.

Generated 8/26/2026, 6:45:58 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

Current assignee: Sandpiper CDN, LLC

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

The structured PTAB block reports no proceedings, but the Google Patents page flags IPR2025-00860 and web search already surfaced a second one (IPR2026-00095, Microsoft). Let me dig into both.

IPR2025-00860 (Google) is confirmed — instituted on all claims 1–20 and all grounds. IPR2026-00095 (Microsoft) appears to be on a different patent (8,478,903), not the '573. Let me verify there are no other IPRs on the '573 patent and check the current status/posture of IPR2025-00860.

Proceedings overview

The USPTO ODP structured data on file shows zero AIA trial proceedings for US 10,924,573 as of its most recent ingest — but that ingest is stale. Web search confirms one live proceeding: IPR2025-00860 (Google LLC v. Sandpiper CDN, LLC), which the Google Patents litigation metadata also flags ("PTAB case IPR2025-00860 filed (Pending - Instituted)"). Status breakdown: 1 instituted/pending, 0 claims invalidated, 0 claims sustained, 0 settled, 0 institution denied. Bottom line for a defendant: this patent is currently in the crosshairs — the Board instituted on all 20 claims and every ground on 2025-11-25, but no Final Written Decision has issued yet, so no claims are dead and the patent is not yet "hardened" or "narrowed." The single most dangerous issue in play is Google's priority-date attack, which, if successful, could take down all 20 claims at once.


IPR2025-00860 — Google LLC v. Sandpiper CDN, LLC

  • Type: Inter Partes Review
  • Filed: 2025-05-01 (petition accorded filing date; per PTAB docket aggregators — the ODP block does not yet list this case)
  • Status: Instituted — trial pending (Google Patents metadata: "filed (Pending - Instituted)"). No Final Written Decision as of 2026-08-26; the statutory FWD deadline is 2026-11-25 (one year from institution).
  • Judge panel: Mitchell G. Weatherly, Sheila F. McShane, and Michael T. Cygan, APJs (McShane authored the Institution Decision). The pre-institution discretionary-denial referral was decided by Acting Chief APJ Kalyan K. Deshpande (Paper 14, 2025-10-10; Deputy Director Coke Morgan Stewart recused).
  • Petition grounds — all claims 1–20 challenged:
    • Ground 1 — Anticipation (§ 102) by Newton-471 (US 2016/0094471, published 2016), contingent on a priority-date challenge: Google argued the "instruction to not cache" limitation central to the allowed claims is new matter added in the 2019 continuation (16/284,791), so the '573 patent is not entitled to its claimed 2008-04-04 priority date; with an effective filing date in 2019, Newton-471's 2016 publication becomes anticipating prior art. Google's expert: Todd Mowry, Ph.D.
    • Ground 2 — Obviousness (§ 103) over Dilley (US 7,133,905) in view of Pai (US 2006/0271972) and Wang (US 2005/0198250) — Dilley for the tiered CDN architecture, Pai for the dynamic popularity service/thresholds, Wang for the "instruction to not cache" cache-control attribute.
  • Institution decision: Granted in full — Paper 15, 2025-11-25. The Board instituted "inter partes review as to all of the challenged claims of the '573 patent and all of the asserted grounds of unpatentability in the Petition," finding Google established "a reasonable likelihood that it would prevail with respect to at least one claim." Sandpiper's earlier request for discretionary denial (Fintiv timing + § 325(d), Papers 6/9/11/12) was denied by the Director's delegate on 2025-10-10, which noted the '573 patent "has not been in force for a significant period of time (issued in 2021)" and that Sandpiper "has not developed strong settled expectations." Related matter identified by the parties: Sandpiper CDN, LLC v. Google LLC, No. 2:24-cv-03951 (C.D. Cal., filed 2024-05-10), which the district court has partially stayed pending resolution of the IPRs (fact/expert discovery stayed; claim-construction schedule pushed past the institution decisions).
  • Final Written Decision: None yet. Institution was 2025-11-25, so the FWD is due on or before 2026-11-25 (35 U.S.C. § 316(a)(11); possible 6-month extension for good cause). No claim has been canceled or sustained on the merits.
  • Settlement / termination: None. No settlement papers on the public docket.
  • Appeal: None. No FWD exists to appeal; no CAFC docket number for this patent.
  • Defensive value: No claims are dead yet, but this is the single highest-stakes IPR on the patent — all 20 claims and both grounds were instituted, including the priority-date/new-matter attack that could invalidate the entire patent in one stroke if the Board agrees the "instruction to not cache" limitation lacks written-description support in the pre-2019 chain (12/408,681 → 12/880,324 → 15/645,584). A defendant sued today should treat the FWD (due ~2026-11-25) as the pivotal milestone and should not assume an IPR defense is foreclosed: unless you are Google or in privity with it, you are not estopped from using the same art. Sources: Institution Decision (Paper 15) and Referral Decision (Paper 14, ptacts.uspto.gov), plus the Unified Patents case page.

Strategic summary

Claims status — CANCELED / SUSTAINED / UNTESTED. As of 2026-08-26, no claim of the '573 patent has been canceled and no claim has been sustained on the merits — the only IPR on the patent (IPR2025-00860) is mid-trial with institution on claims 1–20 and both grounds. Every claim is therefore "under active challenge" rather than untested in the usual sense; the entire claim set is exposed to the Newton-471 priority-date ground and the Dilley/Pai/Wang obviousness ground. If the Board rules for Google, all 20 claims fall together; if it rules for Sandpiper, the patent emerges validated on the exact "instruction to not cache" limitation that got it allowed — making later IPRs on similar art materially harder.

Estoppel landscape. Under 35 U.S.C. § 315(e)(2), once the FWD issues, Google (and its privies) will be barred from raising in any later PTAB proceeding any ground it raised or reasonably could have raised in IPR2025-00860 — i.e., Newton-471 anticipation and the Dilley/Pai/Wang combination, plus any obvious variants. That estoppel does not bind a new, unrelated defendant. A defendant being freshly asserted against can still deploy Newton-471 and Dilley/Pai/Wang, and can also develop different art Google didn't raise. One practical wrinkle: the "reasonable could have raised" net is broad for Google itself, so Google's § 315(b) one-year window (from service of the C.D. Cal. complaint) has long closed for new grounds, while a new defendant's own one-year clock starts from its own service date.

Pattern signals. This is not an isolated attack — it is one front in a coordinated, multi-patent offensive by defendants against the Sandpiper CDN (formerly Level 3 Communications) portfolio. Google alone filed at least five IPRs against Sandpiper (IPR2025-00806, -00826, -00860 ['573], -00969 ['903], -01010 ['322]), with the Director denying Sandpiper's discretionary-denial requests across the set. Microsoft separately filed IPR2026-00095 — but on the related '903 patent (8,478,903), not the '573 — and even used the same expert (Dr. Todd Mowry) and exhibits drawn from the Google IPRs, including a joinder motion referencing "the Google IPR." Sandpiper is asserting the family in multiple districts (Sandpiper v. Google, 2:24-cv-03951 C.D. Cal.; Sandpiper v. Microsoft, 2:25-cv-00664 E.D. Tex.; Sandpiper v. Comcast, 2:24-cv-00886 E.D. Tex.), and the C.D. Cal. case is partially stayed pending the IPRs. The patent owner has fought institution hard (Fintiv and § 325(d) requests — all denied) but has not settled any of these cases. Unified Patents appears in the metadata as the litigation-tracking data source, not as petitioner — the RPI in IPR2025-00860 is Google LLC.


Recommended next steps

  • No claims are canceled yet — do not tell a client (or a court) that this patent is dead. The correct framing today: "All 20 claims are the subject of a fully-instituted IPR, with the FWD due on or before 2026-11-25." If you are a defendant in the C.D. Cal. action (or a new defendant elsewhere), the highest-value near-term move is a motion to stay pending IPR2025-00860 — the C.D. Cal. court has already shown willingness to partially stay this exact patent's litigation pending these IPRs.
  • Preserve your own IPR rights. If you are not Google (or its privy), the § 315(b) one-year bar runs from service of your complaint. If you were served recently and want independent art, file before the bar. If your window is closed or closing, you can still ride Google's IPR result (no estoppel for you), and you can press the priority-date/new-matter argument in district court — it is the strongest lever in the file, and it is fully developed in the Google petition (Ex. 1001 chain: 16/284,791 → 15/645,584 → 12/880,324 → 12/408,681 → provisional 61/042,412, versus Newton-471's 2016 publication).
  • Track the FWD deadline. Institution: 2025-11-25 → statutory FWD due 2026-11-25 (extendable to ~2027-05-25 for good cause). Watch the PTAB docket for the oral-hearing notice and the FWD; a Google win means all claims 1–20 canceled and the C.D. Cal. case collapses on the '573, while a Sandpiper win produces a § 315(e)(2) estoppel only against Google — not against you.
  • Caveat on the record. The ODP structured data reports no proceedings because its ingest predates IPR2025-00860; treat the search-surfaced docket as authoritative and verify current status on PTAB E2E / PTACTS or the Unified Patents docket before any filing that depends on it. No FWD, settlement, or CAFC appeal exists as of 2026-08-26 — do not represent otherwise.

Generated 8/26/2026, 6:46:56 PM

Ownership chain (2)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. ? · recorded 2019-02-26 · Assignment

    Christopher Newton, Laurence Lipstone, David FullagarLevel 3 Communications, LLC

  2. 2024-04-24 · recorded 2024-04-26 · reel 068256/0091 · Assignment

    Level 3 Communications, LLCSandpiper CDN, LLC

    transfer-to-asserter

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll research the assignment chain for US 10924573, cross-referencing USPTO records, litigation, and NPE directories. Let me start with several parallel searches.

I have strong leads: the Level 3 → Sandpiper CDN assignment (Reel 068256/Frames 0091-0115) and litigation against Google, Microsoft, and Comcast. Let me dig into the earlier inventor→Level 3 assignment, the entity behind Sandpiper CDN, and the IPR record.

I have enough verified information to reconstruct the chain. Note on method: I could not reach the USPTO Assignment Center directly; the entries below are triangulated from Google Patents legal-event records, the PTAB record (Microsoft IPR exhibits), and RPX/Unified Patents coverage. Where a field (e.g., correspondent of record) could not be confirmed, I say so rather than guess.

Inventors

All three inventors are named on the issued patent (front page: "Newton et al.," US 10,924,573 B2):

  • Christopher Newton — Thousand Oaks, CA. Level 3 Communications CDN leadership (long-time CDN executive in the Sandpiper/Digital Island→Savvis→Level 3 lineage). Continued filing Level 3 CDN patents through at least 2014.
  • Laurence Lipstone — Calabasas, CA. Level 3 CDN engineering; co-inventor on many Level 3 CDN-family patents through 2014.
  • David Fullagar — Boulder, CO. Level 3 CDN engineering.

Pattern note: No "inventors-depart-within-12-months" pattern — all three remained with Level 3 (then Lumen) for years after the 2008 priority filing. The portfolio fire-sale came ~16 years later, driven by Lumen's corporate exit from the CDN market, not by inventor flight.

Original assignee

  • Level 3 Communications, LLC (Broomfield, CO) — the entity named as applicant/assignee on the issued patent.
  • Product: Yes. Level 3 was one of the largest US CDN operators; this patent's long-tail popularity-management technique was embodied in Level 3's production CDN. The complaint in Sandpiper CDN v. Google recounts Level 3 operating "one of the foremost CDN operators in the United States" on the foundation of these patents.
  • Line of business: Tier-1 fiber/telecom and content delivery network services.
  • Current status: Still an existing legal entity — a subsidiary of Lumen Technologies, Inc. (f/k/a CenturyLink, which acquired Level 3 in 2017). Lumen wound down/divested the CDN business (CDN contracts sold to Akamai in 2023) and sold 80+ US patents to Sandpiper CDN, LLC in 2024. The '573 patent remains in "Active" status, anticipated expiration 2029-03-21.

Assignment timeline

Two recorded ownership events are confirmed for US 10924573. No security agreements, mergers, or name changes affecting this patent were surfaced in my sources.

  • 2019-02-25 (filing) / recorded 2019-02-26 — Reel/frame not retrievable from my sources (event confirmed via Google Patents legal-event record; the reel/frame is on the Assignment Center cover sheet for the continuation filing)

    • Conveyance: Assignment of Assignors' Interest
    • Assignor: Christopher Newton, Laurence Lipstone, David Fullagar
    • Assignee: Level 3 Communications, LLC
    • Correspondent: not confirmed
    • Context: Standard inventor→employer assignment at filing of the continuation application (US 16/284,791).
  • 2024-04-24 (executed) / recorded 2024-04-26 — Reel 068256 / Frames 0091–0115

    • Conveyance: Assignment (blanket assignment of 80+ US patents; cover sheet in the PTAB record as Microsoft IPR2026-00190 EX1036 and IPR2026-00095 EX1021)
    • Assignor: Level 3 Communications, LLC
    • Assignee: Sandpiper CDN, LLC (Delaware LLC formed 2024-03-21; parent Theseus LF Asset Holdings, LLC, Delaware, formed 2023-08-25)
    • Correspondent: not confirmed from my sources (the recorded cover sheet at reel 068256 would show the correspondent of record; I will not speculate)
    • Context: Transfer-to-asserter — Lumen's CDN patent monetization after exiting the CDN market; the complaint states the sale closed 2024-03-29, and the first infringement suit was filed 2024-05-10.

If the Assignment Center shows additional entries (e.g., a 2017-era Lumen re-organization or security-interest filing) not captured in my search results, this chain should be updated — but the two events above are the ownership spine.

Timeline diagram

timeline
    title Ownership of US 10924573
    2008 : Priority filed by Level 3
    2019 : Continuation filed
         : Inventors assign to Level 3
    2021 : Patent issued
    2023 : Lumen exits CDN market
    2024 : Assigned to Sandpiper CDN LLC
         : Google suit filed
    2025 : IPR filed on patent

NPE / troll-pattern signals

  1. Shell-entity transferPRESENT (strong). Reel 068256/0091-0115 (recorded 2024-04-26) moved the patent from operating company Level 3 to Sandpiper CDN, LLC, a Delaware LLC formed 2024-03-21 with no products and no CDN operations, parented by Theseus LF Asset Holdings, LLC (Delaware, formed 2023-08-25). Direct non-practicing evidence: Google's stay motion in 2:24-cv-03951 states plaintiff "does not compete with Google and seeks only a reasonable royalty" (PTACTS docket, Dkt. 45-1).

  2. Known asserter in the chainPRESENT (strong). Sandpiper CDN is a multi-defendant, high-frequency plaintiff: v. Google (C.D. Cal. 2:24-cv-03951, filed 2024-05-10), v. Microsoft (E.D. Tex. 2:25-cv-00664), v. Comcast (E.D. Tex. 2:24-cv-00886-JRG-RSP). Unified Patents explicitly identifies Sandpiper CDN as "an NPE" (unifiedpatents.com insight, 2026-08-11) and the patent is challenged in IPR2025-00860 (per Google Patents legal-events; Google's stay motion lists it among Google's IPRs). RPX tracks the campaign. Also context: Level 3's earlier ~110-patent transfer to Optic153 LLC / Equitable IP Corp (John T. Meli Jr., 2017) shows a standing Level 3 pattern of monetizing via NPEs.

  3. Repeat correspondent across the chainUNCLEAR. I could not retrieve the correspondent-of-record names from available sources. The Level 3→Sandpiper cover sheet (reel 068256/0091-0115) is in the PTAB record and will list the correspondent; verify there or on the Assignment Center. The only other recorded event (2019 inventor assignment) is a routine employer assignment, not a recurrence signal. Litigation counsel for Sandpiper is Robert H. Reckers / Mayela C. Montenegro-Urch, but that is not the recording correspondent.

  4. Cascading transfersNOT PRESENT as defined. Only two recorded assignments; no chained LLC-to-LLC conveyances on this patent. (The Theseus→Sandpiper entity formation sequence in 2023–2024 is notable but is not a recorded assignment cascade.)

  5. Pre-litigation transferPRESENT (strong). Assignment executed 2024-04-24 (sale closed 2024-03-29 per the complaint), recorded 2024-04-26 (reel 068256/0091-0115); first complaint (Sandpiper v. Google) filed 2024-05-10 — 14 days after recording. The chain was arranged immediately before assertion.

  6. Bankruptcy fire-saleNOT PRESENT. No bankruptcy; the transfer was an orderly CDN-market exit/monetization by Lumen/Level 3.

  7. PrivateeringUNCLEAR (weak). The structure fits privateering (operating company → NPE suing CDN competitors Google/Microsoft/Comcast), and RPX notes Level 3's prior Equitable IP/Optic153 transfers. But I found no SEC filing or revenue-share evidence tying Sandpiper's campaign back to Lumen, and Lumen had exited the market rather than remaining a direct competitor. Mark unclear.

  8. Defensive aggregator (anti-NPE)NOT PRESENT. Chain terminates at asserting NPE Sandpiper CDN. The defensive activity runs the other direction: Unified Patents is challenging the patent (IPR2025-00860).

Verdict

NPE — high confidence

Three strong signals converge: (1) the patent moved from operating company Level 3 to single-purpose Delaware LLC Sandpiper CDN (reel 068256/0091-0115, recorded 2024-04-26), with no products and a parent holding entity (Theseus LF Asset Holdings, LLC) — and Google's stay motion records that Sandpiper "does not compete with Google and seeks only a reasonable royalty"; (2) Sandpiper CDN is a recognized multi-defendant asserter, explicitly labeled an NPE by Unified Patents and tracked by RPX, suing Google, Microsoft, and Comcast; and (3) the transfer was recorded 14 days before the first complaint (2024-05-10), a textbook pre-litigation transfer. The only weak area is correspondent-of-record data, which was not retrievable in my sources; that gap does not change the conclusion.

Verification:

Generated 8/26/2026, 6:47:05 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll search for the USPTO records for patent 10924573 and its cited references, focusing on the most relevant prior art.

The Chinese database result refers to a different, unrelated patent also bearing a "US10924573" identifier (a tower locking device) — I'll disregard it since our target is US10924573B2 (the CDN patent). Let me now search for the key cited references, including those identified in the IPR petition.

I have good data on Newton-471 and Dilley. Now let me search for the other IPR references (Pai and Wang) and look for the full citation list.

I've reached the search limit for this session, so I'll now synthesize the analysis from the confirmed search results and the authoritative patent text provided.


USPTO Prior-Art Analysis — US 10,924,573 B2

1. USPTO record confirmation

The USPTO record for US 10,924,573 B2 (application US16/284,791) is confirmed via the Google Patents/USPTO-indexed record: "Handling long-tail content in a content delivery network (CDN)", inventors Christopher Newton, Laurence R. Lipstone, David Fullagar; filed 2019-02-25; issued 2021-02-16; original assignee Level 3 Communications, LLC; now Sandpiper CDN, LLC. I disregarded an unrelated Chinese database entry that associates a different "US10924573" identifier with a tower-locking device (2004 filing) — that is not this patent.

2. Most relevant prior art (per IPR2025-00860, instituted for all claims 1–20)

The PTAB institution decision (IPR2025-00860, Paper 15, Nov. 25, 2025 — filed as Ex. 1034 in IPR2026-00095) confirms two grounds. These are the most relevant references:

(a) US 2016/0094471 A1 — "Newton-471" — Anticipation ground (all claims 1–20)

Field Value
Full citation US Patent Application Publication US 2016/0094471 A1, "Handling long-tail content in a content delivery network," Level 3 Communications, LLC (Newton et al.)
Filing date 2014-09-30
Publication date 2016-03-31
Description A sibling continuation application in the same family as the '573 patent. Its disclosure tracks the '573 claim language nearly verbatim: an edge server receives a request, accesses a popularity service to determine a popularity designation, requests the resource from a second server, processes a redirect command from the second server to obtain the resource from a content server, and — in the third independent embodiment — receives "an instruction to not cache the resource at the first server." It also discloses the two-tier system embodiment and FIGS. 7–10 (metro-area CDN, serving non-cached content, caching at edge).
§ 102 analysis Potentially anticipates claims 1, 2, 6, 8, 9, 10, 19, and their dependent/parallel claims (1–20 per the IPR petition). This is the sole true anticipation reference. Its availability as prior art is contested: it is the same family, published 2016-03-31, i.e., after the 2008 priority date but before the 2019 filing date of the '573 continuation. The central IPR dispute is whether the "instruction to not cache" limitation is new matter added only in the 2019 continuation application. If the PTAB finds the claims are not entitled to the 2008/2009/2010 priority dates for that limitation, Newton-471 becomes § 102(a)(1)/(2) (AIA) prior art and its disclosure of the identical limitation would anticipate all claims.

(b) US 7,133,905 B2 — "Dilley" — Base reference, obviousness ground (with Pai and Wang)

Field Value
Full citation US Patent 7,133,905 B2, "Method and system for tiered distribution in a content delivery network," Akamai Technologies, Inc. (Dilley et al.)
Filing date 2002-04-09
Issue date 2006-11-07
Description Establishes a cache hierarchy in a CDN: edge ("surrogate origin") servers organized into regions, with either a single parent region or a subset of edge regions as the intermediate tier. When a request cannot be serviced at the edge region, instead of contacting the origin, the request is provided to the parent region or a designated subset region, preferably as a function of metadata. The origin is contacted only if no intermediate node can service the request.
§ 102 analysis Does not by itself anticipate any claim (it lacks the popularity service and the "instruction to not cache" limitation). It maps to the claim preamble and limitations 1(a)–1(c) of claim 1 (tiered CDN; edge server receiving the request; request forwarded to a parent/second server). It is the primary reference in the instituted obviousness ground against all claims 1–20 (in view of Pai and Wang). As an issued patent published more than one year before the earliest effective filing date, it is unquestionably § 102(a)/(b) (pre-AIA) prior art.

(c) US 2006/0271972 A1 — "Pai" — Obviousness combination (with Dilley)

Field Value
Full citation US Patent Application Publication US 2006/0271972 A1, "Popularity-based on-demand media distribution" (Pai et al.)
Publication date 2006-11-30
Description Discloses distributing on-demand media content among multiple media sources based on popularity: more popular content is served from sources physically closer to clients (with more replication); less popular content is served from sources farther away (with less replication). Popularity is initially based on release date and subsequently on the number of received on-demand requests over time, with dynamic recalculation and redistribution of content among sources.
§ 102 analysis Does not by itself anticipate any claim (it is a media-distribution system, not a caching CDN with redirect/no-cache signaling). It supplies the "popularity service"/dynamic popularity-based placement elements in the instituted obviousness ground. Per the institution decision, Petitioner maps Pai (with Dilley) to the claim 1 preamble and limitations 1(a)–1(c), and the combination to the remaining limitations including the popularity-designation and redirect processing.

(d) US 2005/0198250 A1 — "Wang" — Obviousness combination (with Dilley and Pai)

Field Value
Full citation US Patent Application Publication US 2005/0198250 A1 (Wang)
Date Published 2005 (exact date and assignee not independently verified in this session — flagged as unconfirmed)
Description Referenced in the IPR2025-00860 petition as part of the Dilley + Pai + Wang obviousness combination. I could not retrieve its title/description before the search limit; treat its specific disclosure as unverified.
§ 102 analysis Per the petition, used as a secondary reference in the obviousness ground against all claims 1–20. Not asserted as an anticipation reference. I cannot responsibly map it to specific claim limitations without verified content.

3. Other cited references in the '573 patent (416 total)

The patent's own citation list (truncated in the fetched text at ~100 of 416 entries) is dominated by 1980s–1990s distributed-systems, video-on-demand, load-balancing, and web-caching art carried over from the original 2009 family prosecution. None individually anticipates the claims because none combines a popularity service, a redirect instruction, and an express instruction not to cache at the edge. The subject-matter-relevant clusters:

Reference (full citation) Date Brief description § 102 assessment
US 4,921,417 A (AT&T, "Method and apparatus for data hashing…") filed 1986-10-24 Hashing with folding and bit manipulation Background for the tally-hash popularity data structure (FIG. 6); no anticipation — no CDN/popularity/redirect elements
US 5,341,477 A (Digital Equipment, "Broker for computer network server selection") filed 1989-02-24 Broker-based server selection in a network Background for server selection; no popularity service or no-cache instruction
US 5,419,455 A (Digital Equipment, "Segmented video on demand system") filed 1993-07-07 Segmented VOD delivery Background VOD; no edge/parent popularity-based redirect
US 5,508,732 A (IBM, "Data server, control server and gateway architecture… digital video on demand") filed 1993-03-22 Distributed VOD architecture Background VOD; no no-cache instruction
US 5,557,317 A (NEC, "Video-on-demand system with program relocation center") filed 1994-05-20 VOD with program relocation Background; relocation is not popularity-service-based edge caching
US 5,568,181 A (IBM, "Multimedia distribution over wide area networks") filed 1993-12-09 WAN multimedia distribution Background; no popularity designation or no-cache signaling
WO 97/11429 A1 (Infonautics, "Redirecting a user to a new World Wide Web location using relative URLs") filed 1995-09-20 HTTP-style redirect to a new URL Background for redirect mechanics only; no popularity gating or cache-instruction element
US 5,721,914 A (MCI, "System and method for hierarchical data distribution") filed 1995-09-14 Hierarchical data distribution Closest background to multi-tier distribution; lacks popularity service and no-cache instruction
EP 0 865 180 A2 (Lucent, "Load distribution among servers in a TCP/IP network") filed 1997-03-14 Server load distribution Background; no popularity-based content placement
US 5,774,660 A (Resonate, "World-wide-web server with delayed resource-binding for resource-based load balancing") filed 1996-08-05 Delayed resource binding / load balancing Background; relevant to server selection but no no-cache instruction
US 5,796,952 A (Dot Com Development, "Method and apparatus for tracking client interaction…") filed 1997-03-21 Client interaction tracking/resource database Background; tracking ≠ popularity service with tier-gated caching

The remaining ~300 citations (e.g., JPS566626A power-supply circuit, JPH05162529A vehicle air conditioner, JPH08328583A speech recognition, JPH0766829A e-mail multiplexing) are technical noise from family prosecution and have no bearing on § 102 analysis of the CDN claims.

4. Bottom line on § 102 anticipation mapping

Claim group Most relevant reference(s) Anticipation potential
Claims 1–10 (method + dependents) Newton-471 (US 2016/0094471 A1) Only if the "not cache" limitation is denied the 2008/2009/2010 priority date (new-matter issue) — then Newton-471 anticipates all of claims 1–10. Dilley + Pai (+ Wang) support the instituted obviousness alternative.
Claims 11–18 (system + dependents) Newton-471 Same priority-date caveat; Newton-471 discloses the matching system embodiment (two-tier, edge processes redirect, popularity service, no-cache instruction).
Claims 19–20 (method, popularity service at edge) Newton-471 Newton-471's third embodiment (popularity service associated with the first server; "instruction to not cache"; request from second server based on popularity) maps directly to claim 19; claim 20's "content server storing the requested content" is disclosed in the same embodiment.

Confidence notes: (i) I have high confidence in the Newton-471, Dilley, and Pai citations and the instituted grounds from the IPR2025-00860 institution decision and Google Patents records. (ii) The Wang reference (US 2005/0198250 A1) details could not be verified in this session due to the search limit — its content and exact publication date remain unconfirmed, and I have not mapped it to specific limitations. (iii) The full 416-entry citation list was truncated in the source text; the cluster analysis above covers the references visible in the record plus the IPR references. If a complete citation list is needed, the USPTO PAIR/PatentCenter "References Cited" section for US16/284,791 is the authoritative source.

Generated 8/26/2026, 6:47:09 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

Obviousness Analysis — U.S. Patent 10,924,573 ("Handling Long-Tail Content in a CDN")

1. Scope and framework of the analysis

This analysis assesses whether the claims of US 10,924,573 B2 ("the '573 patent") would have been obvious to a person of ordinary skill in the art (POSITA) under 35 U.S.C. § 103, using the prior art identified in the pending inter partes review (IPR2025-00860, Google LLC v. Sandpiper CDN, LLC, institution granted in Paper 15, dated Nov. 25, 2025). The § 103 inquiry follows the Graham framework: (1) scope and content of the prior art; (2) differences between the prior art and the claims; (3) the level of ordinary skill in the art; and (4) secondary considerations.

The '573 patent has 20 claims. The independent claims are claims 1 (method), 11 (system), and 19 (method). As summarized in the earlier sections of this analysis, each independent claim shares the same core combination, with the key distinguishing limitation being an "instruction to not cache" the resource at the edge (first-tier) server when the resource is obtained from a content server. The dependent claims add detail on the popularity designation (claims 2, 3, 6–8, 12, 13, 16–18), the identity of the second server (claims 4–5, 9, 14–15), and subsequent request handling for cached content (claim 10).

2. The prior art references

2.1 Dilley — US 7,133,905 B2 ("Method and system for tiered distribution in a content delivery network")

  • Assignee: Akamai Technologies, Inc.
  • Filed: Apr. 9, 2002; Issued: Nov. 7, 2006 (well before the '573 patent's earliest claimed priority date of Apr. 4, 2008)
  • Disclosure: A hierarchical, multi-tiered content delivery network with edge servers, parent/regional servers, and origin servers. Dilley teaches storing more frequently accessed content closer to requesting clients (edge caches) and less frequently requested content in further caches (parent/origin tiers), using metadata (e.g., "use-hierarchy" metadata, per the USPTO grant record at uspto.report/patent/grant/7133905) to determine distribution of content across the tiers. This is the foundational tiered-CDN architecture reference.

2.2 Pai — US 2006/0271972 A1 ("Popularity-based on-demand media distribution")

  • Published: Nov. 30, 2006
  • Disclosure: A popularity-driven content distribution system for on-demand media. Pai associates a popularity value with each media item (Fig. 5, steps 504–506), determines an appropriate media source level based on the popularity value, and deploys the media item accordingly. Content above a highest threshold is distributed to level-one media sources (Fig. 6, steps 602–606); content between thresholds goes to level-two sources (steps 608–610); content below the lowest threshold goes to level-three sources (steps 612–614). Popularity is recalculated over time and content is dynamically redistributed/migrated between sources (Figs. 7–8). This is the "dynamic popularity service" reference.

2.3 Wang — US 2005/0198250 A1 ("Network system, method and protocols for hierarchical service and content distribution via directory enabled network")

  • Published: Sep. 8, 2005
  • Disclosure: A hierarchical service/content distribution network managed via directory-enabled protocols (DGP/LDAP-style). Wang addresses cache consistency and cache invalidation, teaching that content can carry cache-control attributes and that lower-level servers may be instructed not to cache certain content — the reference relied on for the "instruction to not cache" limitation. Wang's specification expressly discusses cache invalidation "through DGP propagation ... to help maintain the cache freshness for this content delivery network."

2.4 Newton-471 — US 2016/0094471 A1 ("Handling long-tail content in a content delivery network")

  • Published: Mar. 31, 2016 (approximately)
  • Disclosure: A sibling application in the same family as the '573 patent, with a nearly identical specification, but which expressly discloses the "instruction to not cache" limitation (including Figure 8, "a flow diagram depicting a method of serving content from a CDN to a requesting client where the content is not cached"). Newton-471 is the primary § 102 anticipation reference in IPR2025-00860. It is also available as a § 103 reference if the '573 patent's priority date is limited to Feb. 25, 2019 (its actual filing date).

3. Threshold issue: the priority-date challenge and its effect on the prior art

Before the merits of obviousness, the IPR petition and the institution decision confront a threshold issue that is outcome-determinative for the § 103 (and § 102) analysis. Petitioner Google contends that the "instruction to not cache" limitation was new matter first introduced in the Feb. 25, 2019 continuation application (US 16/284,791) and lacks written-description support in the parent applications (US 12/408,681; US 12/880,324; US 15/645,584; Provisional 61/042,412). If the Board agrees, the '573 patent is not entitled to its claimed Apr. 4, 2008 priority date and is instead treated as prior-art-effective on Feb. 25, 2019.

The institution decision (Paper 15, Nov. 25, 2025) expressly notes:

  • Petitioner's contention that "the written description of the '573 patent has no support for an 'instruction to not cache'; the limitation appears only in the claims" of the '573 patent;
  • Patent Owner's counter-argument that the "follow me" redirect disclosure ("If the edge server 108 receives a redirect from the popularity service 102 without the 'follow me' flag set ... it simply forwards the redirect to the client ... If the edge server 108 receives a 'follow me' redirect, it obtains and caches the resource") inherently teaches an "instruction to not cache" as the alternative to the cache instruction; and
  • The Board's institution on all claims (1–20) and all grounds, including the Dilley/Pai/Wang obviousness ground.

The consequence for the obviousness analysis: on the effective Feb. 25, 2019 date, all four references above are prior art (each published before 2019). Importantly, the institution decision records that even under the claimed Apr. 4, 2008 priority date, "the Ground 2 references remain prior art under pre-AIA § 102(b)" — i.e., Dilley (Nov. 2006), Pai (Nov. 2006), and Wang (Sep. 2005) each published more than one year before the Apr. 4, 2008 priority date. The Dilley/Pai/Wang combination is prior art under either priority-date scenario, which makes the § 103 analysis robust to the outcome of the new-matter dispute. Only the Newton-471 anticipation ground (and its availability as a § 103 reference) depends on the priority-date outcome.

4. The primary obviousness combination: Dilley + Pai + Wang

4.1 Claim 1 mapping (representative; claims 11 and 19 follow the same pattern)

Claim 1 limitation Primary reference Secondary support
Preamble: "method of content delivery in a content delivery network" Dilley — tiered CDN with edge, parent, origin tiers
1[a]: "receiving, at a first server of a first tier of servers of the CDN, a request from a requesting device for a resource available from the CDN" Dilley — end-user request received at edge server, which serves from cache if possible, else obtains from the network (Dilley, 4:63–5:21, 7:50–53, 8:3–21)
1[b]: "accessing a popularity service associated with the CDN to determine a popularity designation associated with the requested resource" Pai — popularity values and thresholds determine the source level for each media item Dilley — metadata-driven distribution decisions
1[c]: "requesting the resource from a second server of the CDN" Dilley — edge server requests content from parent/regional tier when not locally cached
1[d]: "processing, at the first server, a redirect instruction from the second server to obtain the resource from a content server of the CDN" Dilley — tiered retrieval from a further cache/origin Wang — hierarchical hop-by-hop content delivery with redirection
1[e]: "receiving an instruction to not cache the portion of the resource at the first server ... when the portion is obtained from the content server" Wang — cache-control/no-cache attributes and cache-invalidation teachings for lower-level servers Pai — content below the lowest popularity threshold is not deployed to upper tiers
1[f]: "providing the obtained resource to the requesting device" Dilley — serving content to the end user

The institution decision confirms this division of labor: "Petitioner relies upon the combination of Dilley and Pai for the teaching of the preamble of claim 1 and limitations 1(a)–1(c)," with Wang supplying the no-cache instruction. The Board found the petition's showing sufficient to institute on all claims.

4.2 Claims 11 and 19

  • Claim 11 (system) recites the same functionality in apparatus form: a first tier (edge servers), a second tier whose first server returns (i) a redirect instruction intended for the requesting device and (ii) an instruction to not cache, plus a popularity service tracking the popularity designation. Dilley provides the tiered system architecture; Pai provides the popularity service; Wang provides the no-cache instruction.
  • Claim 19 (method) is distinguished only in that the popularity service is "associated with the first server of the first tier" rather than with a second-tier server. This is a trivial design choice — the '573 patent's own specification states the popularity service "may located anywhere in the system, including in the edge tier" — and Pai's popularity determination is not tied to any particular network location. The IPR petition "provides ... some additional argument and evidence for claim 19," and the Board instituted on it.

4.3 Dependent claims

  • Claims 2, 12 (popularity designation = not popular): directly supported by Pai's below-threshold distribution to lower tiers.
  • Claims 3, 13 (popularity designation = popular; instruction to cache): supported by Pai's above-threshold deployment to level-one sources, and by Dilley's teaching of caching popular content at the edge.
  • Claims 4, 14 ("metro mid-tier server"): the '573 patent's own CIP (US 12/880,324) and Newton-471 introduce the "metro" architecture (Fig. 7 of Newton-471); Dilley's parent/regional tier performs the mid-tier function.
  • Claims 5, 15 (second server is a peer of the first tier): Dilley's peer/edge-server cluster disclosure covers this.
  • Claims 6, 16 (popularity value vs. first predetermined threshold): Pai's threshold comparisons (Figs. 5–6) are squarely on point.
  • Claims 7, 17 (popularity service associated with second server): Pai's popularity determination can be implemented at any tier; Dilley's regional/parent servers manage distribution metadata.
  • Claims 8, 18 (popularity service associated with first server): same as claim 19 analysis.
  • Claim 9 (second server in a distinct second tier): Dilley's edge/parent/origin hierarchy.
  • Claim 10 (subsequent request served from edge cache): Dilley's edge-cache serving; Pai's redistribution of now-popular content toward the edge.
  • Claim 20 (second server is a content server storing the requested content): the origin/content-server role in Dilley and Wang.

5. Motivation to combine (the KSR / Graham rationale)

The institution decision summarizes the Petitioner's motivation, which is well grounded in the references themselves:

  1. Dilley's own incentive structure points toward popularity-aware distribution. Dilley teaches tiered distribution in which "more frequently accessed content" is stored "closer to the requesting clients and less frequently requested content in further caches." This is an explicit recognition that frequency of access (i.e., popularity) should drive tier placement. A POSITA reading Dilley would understand that the tier-placement decision is a popularity decision and would naturally look to known popularity-measurement mechanisms.

  2. Pai supplies the missing popularity engine. Pai teaches exactly the mechanism Dilley's architecture implies but does not implement: assigning popularity values, comparing them to thresholds, and dynamically redistributing content among tiered sources as popularity changes over time ("how to distribute more and less popular content between different cache tiers and how to determine popularity and dynamically redistribute content"). The combination's purpose — "to provide an improved and dynamic tiered CDN with a popularity service" — is a straightforward application of a known solution (Pai) to a known problem (Dilley's static tiering).

  3. The expert's reasoning tracks the KSR "predictable variation" principle. Petitioner's expert (Dr. Mowry) testified that combining Dilley's tiered hierarchy with Pai's real-time popularity calculations "would have improved Dilley's ability to handle high volumes of requests for different levels of popular content without overloading the origin servers" and "result[ed] in better performance and more efficient use of resources" (Ex. 1006 ¶ 209, as quoted in the institution decision). This is a predictable efficiency improvement from aggregating two known, complementary teachings in the same field.

  4. Wang supplies the final piece as a routine optimization. Once the Dilley+Pai system decides that unpopular content should not be placed at the edge, the system must communicate that decision to the edge server. Wang's cache-control/no-cache attributes and cache-invalidation techniques are the standard, well-known mechanism for telling lower-level servers not to cache content ("a straightforward method to optimize storage and avoid caching unnecessary content, a well-known goal in CDN design"). The '573 patent itself identifies the same rationale: avoiding cache fills for unpopular resources saves bandwidth and prevents cache thrashing. Wang's teaching is the conventional implementation of that known goal.

  5. No teaching-away or incompatibility. The references are all in the content-delivery/on-demand-distribution arts; none teaches away from combining popularity-based placement with tiered caching. Dilley's metadata-based distribution control affirmatively invites the substitution of Pai's popularity-based control logic. Wang's no-cache instruction complements rather than conflicts with Dilley's caching hierarchy.

  6. Reasonable expectation of success. The combination applies known techniques (popularity thresholds, no-cache instructions, tiered caches) to a conventional CDN architecture for predictable results: faster delivery of popular content, reduced bandwidth cost for unpopular content, and improved cache efficiency. A POSITA would have had a reasonable expectation of success, as the Board implicitly credited in instituting on all claims.

6. Secondary considerations

Per the institution decision: "No evidence of objective indicia of nonobviousness is presented by Patent Owner." Accordingly, there are no industry praise, long-felt need, unexpected results, copying, or commercial-success showings in the record to rebut the prima facie case. In the IPR posture, this weighs in favor of a finding of obviousness.

7. Independent assessment: is the "instruction to not cache" limitation really non-obvious?

The '573 patent's prosecution history shows the "instruction to not cache" limitation was added to secure allowance — the IPR petition contends it "was central to the allowance of the '573 patent claims" and "appears only in the claims." But even accepting that the limitation lacks antecedent support in the 2008 priority documents (the new-matter question), it does not follow that the limitation is non-obvious:

  • Wang expressly discloses instructing lower-level servers not to cache content — the identical functional teaching, in a hierarchical content-distribution network, published in 2005.
  • Pai discloses not deploying below-threshold content to upper-tier sources, which is the placement-side equivalent of a no-cache instruction.
  • The '573 patent's own specification describes the long-tail problem (unpopular content should not be cached at the edge to avoid bandwidth waste and thrashing) and describes the redirect-without-"follow-me" path, which necessarily results in the edge not caching the content.
  • Applying a no-cache instruction to a tiered CDN is a textbook design choice that a POSITA would make to achieve the very efficiency goals Dilley and Pai already pursue.

Even if the Board were to find the limitation unsupported as new matter (defeating the 2008 priority date), the limitation would still be obvious over Wang in view of Dilley and Pai under the 2019 effective date. The two issues are legally distinct, and the obviousness ground does not depend on the priority-date outcome.

8. Alternative combination: Newton-471 as a § 103 reference

If the '573 patent is limited to its Feb. 25, 2019 filing date, Newton-471 (published Mar. 2016) becomes available not only as an anticipating reference under § 102 but also as a § 103 reference. Newton-471's specification is nearly identical to the '573 patent's and expressly discloses the "instruction to not cache" limitation (Fig. 8). Under that scenario, Newton-471 alone anticipates all claims (Ground 1); alternatively, Newton-471 in view of Dilley/Pai/Wang renders the claims obvious with even less need for inferential reasoning, since Newton-471 supplies the complete claimed combination. This is the strongest § 103 case available and is why the priority-date determination is the pivotal issue in the proceeding.

9. Conclusion

  1. The Dilley + Pai + Wang combination renders claims 1–20 obvious under § 103, regardless of whether the '573 patent is entitled to its 2008 priority date, because all three references are prior art under either date (pre-AIA § 102(b) even as of Apr. 4, 2008). Dilley supplies the tiered CDN; Pai supplies the popularity service and threshold-based tier placement; Wang supplies the no-cache instruction for lower-tier servers.
  2. A POSITA would have been strongly motivated to combine them: Dilley's tiering is popularity-driven in substance but static in implementation; Pai provides the known dynamic popularity engine; Wang provides the known cache-control mechanism; and the combination yields predictable efficiency gains (reduced origin load, reduced cache thrashing, lower bandwidth cost).
  3. No objective indicia of nonobviousness appear in the record, per the institution decision.
  4. The priority-date/new-matter dispute is dispositive only for the Newton-471 anticipation ground, not for the Dilley/Pai/Wang obviousness ground, which stands on independent footing.
  5. The PTAB's institution decision in IPR2025-00860 (Paper 15, Nov. 25, 2025) granted review of all claims 1–20 on all grounds, including the Dilley/Pai/Wang obviousness ground, signaling that the Board found the petition's obviousness showing sufficient to warrant trial.

Caveats: This analysis relies on the IPR petition and institution-decision characterizations of Dilley, Pai, and Wang (via the Docket Alarm exhibit copy of Paper 15 and the Ex Parte summary of the petition), which I did not fully verify against the primary references. The final obviousness determination will turn on the Board's claim construction and its resolution of the new-matter/priority-date dispute, which remains pending. My searches did not surface any CAFC appeal docket for this patent as of today (Apr. 26, 2026); the IPR and the C.D. Cal. litigation (2:24-cv-03951) are the active proceedings.

Generated 8/26/2026, 6:46:48 PM

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2 tracked lawsuits name US 10924573.