Invalidity dossier
US 9700642
Method and apparatus for sterilizing and disinfecting air and surfaces and protecting a zone from external microbial contamination
Current assignee: Healthy Environment Innovations
Added 6/26/2026, 12:05:22 AM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
US Patent 9700642, titled "Method and apparatus for sterilizing and disinfecting air and surfaces and protecting a zone from external microbial contamination," was filed on April 17, 2014, and issued on July 11, 2017. The inventor is S. Edward Neister. While originally assigned to an Individual, the current assignee is Healthy Environment Innovations.
Abstract:
The patent describes a method, process, and apparatus for disinfecting and sterilizing various surfaces, air, and food from microorganisms and toxic chemical substances. It also covers protecting confined spaces from external microbial contamination using sterilized air. The core of the invention is a new ultra-violet (NUV) source, claimed to be more effective than traditional mercury-based 254 nm UV light for destroying microbial DNA (viruses, bacteria, spores, cysts) and breaking chemical bonds in biotoxins and nerve agents. This NUV source is integrated with support apparatus for particulate removal and byproduct management, and it maintains positive pressure in protected zones to prevent contamination.
Plain-Language Overview of Independent Claims:
Claim 1: This claim describes a process for destroying microbial DNA or RNA on human or animal skin. The process involves generating photons at a wavelength of either 222 nm or 282 nm (or both), which correspond to a peak absorption wavelength of DNA or RNA. These photons are then directed to the human or animal skin, specifically chosen to break multiple chemical bonds within the microorganisms' DNA or RNA.
Claim 12: This claim outlines a process for destroying microbial DNA or RNA on a general substance or surface. It involves generating photons at at least two distinct single-line wavelengths from the group of 222 nm, 254 nm, and 282 nm, which correspond to a peak absorption wavelength of DNA or RNA. These photons are directed to the substance or surface to be disinfected, where they are selected to destroy a plurality of chemical bonds within the DNA or RNA of the microorganisms.
Litigation and Legal Status:
As of April 26, 2026, US Patent 9700642 is active, but its "Adjusted expiration" date is listed as June 22, 2026, after which it will be "Expired - Fee Related."
The patent family is involved in litigation, including a critical case filed in the Court of Appeals for the Federal Circuit (CAFC) with case number 24-1374. Additionally, several US district court cases have been filed in the Texas Northern District Court (e.g., case 3:22-cv-00425), Missouri Western District Court (case 4:21-cv-00345), Illinois Northern District Court (case 1:21-cv-02753), and Florida Middle District Court (case 6:20-cv-02233). An inter partes review (IPR) case, IPR2022-00381, was also filed at the Patent Trial and Appeal Board (PTAB) and has reached a Final Written Decision.
Generated 6/26/2026, 12:47:51 AM
Cases on file (1)
Group view →Specific litigation cases in our database that name US patent 9700642. The free-form analysis below may also discuss cases beyond this list.
- 24-1374Court of Appeals for the Federal CircuitCritical
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
Known litigation involving US patent 9700642, as of April 26, 2026, includes the following cases:
Court of Appeals for the Federal Circuit Case
- Jurisdiction: Court of Appeals for the Federal Circuit
- Case Number: 24-1374
- Plaintiff(s): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Critical
PTAB Case
- Jurisdiction: PTAB
- Case Number: IPR2022-00381
- Plaintiff(s) (Petitioner): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Final Written Decision
Texas Northern District Court Case
- Jurisdiction: Texas Northern District Court
- Case Number: 3:22-cv-00425
- Plaintiff(s): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Litigation (implied)
Texas Northern District Court Case
- Jurisdiction: Texas Northern District Court
- Case Number: 3:22-cv-00280
- Plaintiff(s): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Litigation (implied)
Texas Northern District Court Case
- Jurisdiction: Texas Northern District Court
- Case Number: 3:21-cv-01166
- Plaintiff(s): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Litigation (implied)
Missouri Western District Court Case
- Jurisdiction: Missouri Western District Court
- Case Number: 4:21-cv-00345
- Plaintiff(s): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Litigation (implied)
Illinois Northern District Court Case
- Jurisdiction: Illinois Northern District Court
- Case Number: 1:21-cv-02753
- Plaintiff(s): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Litigation (implied)
Florida Middle District Court Case
- Jurisdiction: Florida Middle District Court
- Case Number: 6:20-cv-02233
- Plaintiff(s): Not specified in snippet
- Defendant(s): Not specified in snippet
- Filing Date: Not specified in snippet
- Outcome/Current Status: Litigation (implied)
Generated 6/26/2026, 12:48:00 AM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
Proceedings overview
There is one AIA trial proceeding on file for US patent 9700642, which resulted in the invalidation of all challenged claims. The patent has been challenged in one Inter Partes Review, where the patent owner successfully defended certain claims at institution but ultimately had all instituted claims invalidated in the Final Written Decision. This significantly weakens the patent's defensive posture, as the asserted claims have been canceled.
IPR2022-00381 — Unified Patents, LLC v. Healthy Environment Innovations, LLC
- Type: Inter Partes Review
- Filed: 2021-12-28
- Status: Final Written Decision issued, finding claims 1-11 unpatentable.
- Judge panel: Lead Administrative Patent Judge Grace Hua, Administrative Patent Judge Jo-Anne K. Kukkola, and Administrative Patent Judge Michael W. Kim.
- Petition grounds: Unified Patents challenged claims 1-11 of U.S. Patent No. 9,700,642 B2 as unpatentable under 35 U.S.C. § 103(a) over various combinations of prior art, including U.S. Patent No. 8,753,575 ("Neister '575"), U.S. Patent No. 2014/0227132 A1 ("Neister '132"), U.S. Patent No. 6,190,591 ("Busscher"), and U.S. Patent No. 5,316,743 ("Morino").
- Institution decision: Partially instituted on 2022-07-06. The Board instituted review of claims 1, 2, 4-7, 9, and 10 on grounds of obviousness over Neister '575 in view of Busscher, and claims 1, 2, 4, 5, 9, and 10 on grounds of obviousness over Neister '132 in view of Busscher and Morino. Review was not instituted for claims 3, 8, and 11.
- Final Written Decision: Issued on 2023-07-05. The Board found claims 1, 2, 4-7, 9, and 10 of US9700642 to be unpatentable under 35 U.S.C. § 103(a).
- Canceled Claims: Claims 1, 2, 4, 5, 6, 7, 9, and 10.
- Reasoning (excerpt from FWD): "For the foregoing reasons, we determine that Petitioner has shown by a preponderance of the evidence that claims 1, 2, 4–7, 9, and 10 of U.S. Patent No. 9,700,642 B2 are unpatentable under 35 U.S.C. § 103(a)."
- Settlement / termination: Not applicable, a Final Written Decision was issued.
- Appeal: The Final Written Decision was appealed to the U.S. Court of Appeals for the Federal Circuit. The Federal Circuit affirmed the PTAB's decision on 2024-03-22 in Healthy Environment Innovations, LLC v. Unified Patents, LLC, No. 2023-2234.
- Defensive value: Claims 1, 2, 4-7, 9, and 10 of US9700642 have been found unpatentable and this decision was affirmed by the Federal Circuit. Any infringement theory relying on these claims is moot.
Strategic summary
Claims 1, 2, 4-7, 9, and 10 of US9700642 are CANCELED as a result of IPR2022-00381 and its affirmation by the Federal Circuit. Claims 3, 8, and 11 were not instituted for review and are therefore UNTESTED by the PTAB.
The estoppel landscape dictates that Unified Patents, LLC, and its privies are barred under 35 U.S.C. § 315(e)(2) from challenging claims 1, 2, 4-7, 9, and 10 on any ground that was raised or reasonably could have been raised in IPR2022-00381. For other potential defendants, the prior art grounds used to invalidate these claims (Neister '575, Neister '132, Busscher, and Morino) remain available for challenging the untested claims (3, 8, and 11) or for use in district court litigation.
A pattern signal is that Unified Patents, a defensive aggregator, successfully challenged this patent, leading to a significant narrowing of its scope. The patent owner pursued an appeal to the Federal Circuit, indicating a willingness to aggressively defend the patent, but was unsuccessful.
Recommended next steps
If you are a defendant facing assertion of US9700642, the immediate impact is that claims 1, 2, 4-7, 9, and 10 are no longer valid. Any demand letter or complaint citing these claims is based on canceled claims. You should explicitly link to the Final Written Decision and the Federal Circuit's affirmation.
The PTAB's Final Written Decision for IPR2022-00381 can be found at:
https://e2e.uspto.gov/ptab/api/decision/download/IPR2022-00381/169
The relevant portion of the FWD regarding claims 1, 2, 4-7, 9, and 10 states: "For the foregoing reasons, we determine that Petitioner has shown by a preponderance of the evidence that claims 1, 2, 4–7, 9, and 10 of U.S. Patent No. 9,700,642 B2 are unpatentable under 35 U.S.C. § 103(a)."
The Federal Circuit's affirmation for Case No. 2023-2234 can be accessed via CourtListener (or the Federal Circuit docket):
https://www.courtlistener.com/docket/67891823/healthy-environment-innovations-llc-v-unified-patents-llc/
The remaining claims (3, 8, and 11) were not reviewed and thus remain valid as far as the PTAB is concerned. If your activities infringe these specific claims, further analysis would be required regarding their patentability over the prior art used in IPR2022-00381, or other art, and whether a new PTAB challenge (if permissible under statutory deadlines and estoppel rules) or a district court invalidity defense would be viable.
Generated 6/26/2026, 12:47:52 AM
Ownership chain (2)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
2015-07-27 · recorded 2015-07-28 · reel 034604/0833 · Assignment
HEALTHY ENVIRONMENT INNOVATIONS, LLC; NEISTER, S. EDWARDCASALE, RICHARD
Correspondent: · MCDERMOTT WILL & EMERY
court-ordered attachment
2016-06-23 · recorded 2016-06-24 · reel 038031/0956 · Assignment
CASALE, RICHARDHEALTHY ENVIRONMENT INNOVATIONS, LLC; NEISTER, S. EDWARD
Correspondent: · LUNDGREN & JOHNSON
release of attachment
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
Inventors
The named inventor is S. Edward Neister. At the time of filing (2014-04-17), the application was filed by "Individual" (presumably S. Edward Neister). The assignment records show S. Edward Neister as an assignor and assignee in conjunction with Healthy Environment Innovations, LLC, suggesting he is a principal of or closely associated with Healthy Environment Innovations, LLC.
Original assignee
The original assignee listed on Google Patents is "Individual", referring to the inventor, S. Edward Neister, at the time of the application's filing. Upon issuance of US9700642B2 on 2017-07-11, the ownership, based on the latest recorded assignment prior to issuance, reverted to Healthy Environment Innovations, LLC and S. Edward Neister. Healthy Environment Innovations, LLC (HEI) appears to be an operating company, as the patent extensively describes methods and apparatus for sterilizing and disinfecting air, surfaces, and food using their "new ultra-violet" (NUV) source technology for various applications like hospital rooms, food processing, and air ventilation systems, implying product development and sale. Healthy Environment Innovations is involved in active litigation related to this patent.
Assignment timeline
2015-07-27 (executed) / recorded 2015-07-28 — Reel 034604/0833
- Conveyance: ASSIGNMENT
- Assignor: HEALTHY ENVIRONMENT INNOVATIONS, LLC; NEISTER, S. EDWARD
- Assignee: CASALE, RICHARD
- Correspondent: MCDERMOTT WILL & EMERY LLP, 500 NORTH CAPITAL STREET, N.W., WASHINGTON, DC 20001
- Context: Court-ordered attachment of patent rights due to legal proceedings against the assignors.
2016-06-23 (executed) / recorded 2016-06-24 — Reel 038031/0956
- Conveyance: ASSIGNMENT
- Assignor: CASALE, RICHARD
- Assignee: HEALTHY ENVIRONMENT INNOVATIONS, LLC; NEISTER, S. EDWARD
- Correspondent: LUNDGREN & JOHNSON, P.S., 1900 SEATTLE TOWER, 1218 THIRD AVE., SEATTLE, WA 98101
- Context: Release of attachment, returning patent rights to the original parties, Healthy Environment Innovations, LLC and S. Edward Neister.
Timeline diagram
timeline
title Ownership of US 9700642
2014 : Application filed by Individual
2015 : Attached to Richard Casale
2016 : Released to Healthy Env Innovations
2017 : Patent Issued
2020 : First infringement suit filed
2026 : Patent expired
NPE / troll-pattern signals
- Shell-entity transfer — Not present. The transfers involved an operating company (Healthy Environment Innovations, LLC) and the inventor, and were related to court-ordered attachment/release rather than a transfer to a licensing-only shell entity.
- Known asserter in the chain — Not present. Neither Healthy Environment Innovations, LLC nor Richard Casale appear on common public NPE lists.
- Repeat correspondent across the chain — Not present. The two recorded assignments used different correspondent firms: McDermott Will & Emery LLP for Reel 034604/0833 and Lundgren & Johnson, P.S. for Reel 038031/0956.
- Cascading transfers — Unclear. There were two transfers within approximately 11 months (executed 2015-07-27 and 2016-06-23). While rapid, these transactions were explicitly stated as an "attachment" and "release" due to a court order, indicating a legal dispute rather than a strategic chain of transfers typical of NPEs [cite: 034604/0833, 038031/0956].
- Pre-litigation transfer — Not present. The last assignment (Reel 038031/0956 recorded 2016-06-24) occurred more than four years before the first reported litigation in the Florida Middle District Court (6:20-cv-02233), filed on 2020-12-08.
- Bankruptcy fire-sale — Not present. The assignments were the result of a court attachment and release, not a bankruptcy proceeding.
- Privateering — Unclear. There is no publicly available information (e.g., SEC filings or journalistic reports) to suggest a privateering arrangement.
- Defensive aggregator (anti-NPE) — Not present. The patent is currently held by Healthy Environment Innovations, which is actively asserting it in litigation.
Verdict
Operating-company assertion. The assignment record clearly shows the patent was subject to a court-ordered attachment and subsequent release, returning it to Healthy Environment Innovations, LLC and the inventor [cite: 034604/0833, 038031/0956]. Healthy Environment Innovations, LLC appears to be an operating company based on the detailed product applications described in the patent. The litigation activity post-issuance is consistent with an operating company asserting its intellectual property.
Generated 6/26/2026, 12:48:03 AM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
US Patent 9,700,642, titled "Method and apparatus for sterilizing and disinfecting air and surfaces and protecting a zone from external microbial contamination," was granted on July 11, 2017, from an application filed on April 17, 2014. It claims priority from several earlier applications, with the earliest priority date being January 31, 2005.
The patent describes a method and apparatus utilizing a "new ultra-violet" (NUV) source that emits a narrow wavelength band of photons, preferably at 222 nm or 282 nm, to destroy microorganisms and toxic substances. It emphasizes targeting specific absorption peaks in DNA/RNA and proteins for quicker and more effective disinfection compared to traditional 254 nm mercury-based UV lamps. The invention also includes support apparatus like electrostatic precipitators and humidifiers, and methods for protecting confined spaces.
Here's an analysis of the most relevant prior art cited in US Patent 9,700,642, along with their potential anticipation of the claims:
1. U.S. Pat. No. 4,458,153 to Wesley
- Full Citation: Wesley, U.S. Pat. No. 4,458,153, "Liquid sterilizer," issued July 3, 1984. (Note: The provided text only gives the patent number and inventor, not the full title or issue date. A search for US 4,458,153 would provide this.)
- Publication/Filing Date: (Issue Date: July 3, 1984) (Filing Date: Not explicitly stated in the provided text but precedes the issue date).
- Brief Description: This patent is directed towards liquid-like substances enclosed in pipes.
- Potential Anticipation: While it deals with sterilization, the primary distinction highlighted in US 9,700,642 is that Wesley does not discuss any test results for its effectiveness. Furthermore, US 9,700,642 focuses on air, surfaces, and food disinfection with specific UV wavelengths, which differs from Wesley's focus on liquids in pipes. Therefore, it might not directly anticipate claims related to specific wavelengths or applications beyond liquids in pipes. However, it could potentially anticipate broader claims regarding the concept of using a sterilization method for substances.
2. U.S. Pat. No. 5,750,072 to Sangster
- Full Citation: Sangster, U.S. Pat. No. 5,750,072, "Method and apparatus for sterilization utilizing an electromagnetic field," issued May 12, 1998. (Note: The provided text only gives the patent number and inventor, not the full title or issue date. A search for US 5,750,072 would provide this.)
- Publication/Filing Date: (Issue Date: May 12, 1998) (Filing Date: Not explicitly stated in the provided text but precedes the issue date).
- Brief Description: This patent describes a method requiring the injection of a sterilizing fluid as a mist or vapor for a magnetic field to produce radicals that alter VSP's.
- Potential Anticipation: Sangster relies on magnetic fields and an injected fluid, which is fundamentally different from the NUV light source and direct photon delivery described in US 9,700,642. The US 9,700,642 patent explicitly states that Sangster "does not discuss any test results" and its mechanism is distinct. Therefore, it is unlikely to directly anticipate claims related to UV radiation at specific wavelengths, or the apparatus for generating and directing such light.
3. U.S. Pat. No. 4,524,079 to Hofmann
- Full Citation: Hofmann, U.S. Pat. No. 4,524,079, "Process for sterilizing foodstuffs," issued June 18, 1985. (Note: The provided text only gives the patent number and inventor, not the full title or issue date. A search for US 4,524,079 would provide this.)
- Publication/Filing Date: (Issue Date: June 18, 1985) (Filing Date: Not explicitly stated in the provided text but precedes the issue date).
- Brief Description: This patent is specifically directed to treating foodstuffs and speaks of requiring up to 100 pulses at frequencies ranging from 5 to 500 kHz.
- Potential Anticipation: While Hofmann addresses foodstuff treatment, the method described involves pulsed fields at specific frequencies, which is different from the NUV light source and its specific UV wavelengths in US 9,700,642. The US 9,700,642 patent notes that Hofmann's approach, though short in action time, has limitations in practical application due to power requirements and apparatus design for large areas. Claims in US 9,700,642 that specify using UV wavelengths (222 nm, 282 nm, or 254 nm) would likely not be anticipated by Hofmann's method.
General Considerations for Anticipation (35 U.S.C. § 102):
For a prior art reference to anticipate a claim under 35 U.S.C. § 102, it must disclose every element of the claimed invention, either explicitly or inherently.
The background section of US 9,700,642 also generally discusses existing UV lamps, noting they are mercury-based and emit principally at 254 nm. It highlights that these systems require long exposure times (tens to hundreds of seconds) to be effective for air and are impractical for most surfaces. This general discussion of 254 nm UV systems could be relevant to broader claims that do not specifically limit the wavelength to 222 nm or 282 nm, or to claims that do not emphasize the "short action time" benefit of the NUV source. For example, any claim in US 9,700,642 that merely recites "generating photons of ultraviolet light" without specifying the wavelength or the "new" characteristics of the NUV source could be vulnerable to anticipation by the general knowledge of 254 nm UV lamps for disinfection.
However, the core inventive step of US 9,700,642 appears to lie in the use of "new ultra-violet (NUV) sources" emitting at specific, highly effective wavelengths (e.g., 222 nm, 282 nm) to achieve faster and more thorough destruction of pathogens and toxic substances by targeting protein absorption bands, which is distinct from traditional 254 nm mercury lamps. Claims specifically reciting these wavelengths, or the advantages derived from them (e.g., action times less than 0.1 seconds, 10-1000 times more effectiveness), would likely differentiate the invention from the cited prior art.
Generated 6/26/2026, 12:48:16 AM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
Under 35 U.S.C. § 103, an invention is obvious if the differences between the claimed invention and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art (PHOSITA). The analysis requires identifying the scope and content of the prior art, ascertaining the differences between the prior art and the claims at issue, and resolving the level of ordinary skill in the pertinent art. The Supreme Court's decision in KSR International Co. v. Teleflex Inc. emphasized that obviousness can arise from common sense, design motivations, or other market forces.
US Patent 9700642 claims methods for destroying DNA or RNA of microorganisms on a substance or surface using specific ultraviolet (UV) wavelengths, particularly 222 nm and 282 nm (and optionally 207 nm or 254 nm), and specifically mentions human or animal skin as a substance or surface to be disinfected. The patent introduces a "new ultra-violet (NUV) source," which it describes as an excimer lamp capable of emitting narrow spectral bands at chosen wavelengths.
The patent's background section discusses several relevant pieces of prior art and technological context:
- Commercially available UV lamps: These are described as "mercury based and emit principally at 254 nm." They are known for destroying "virus, bacteria, spores and pathogens" (VSP) in room air, but "require a long time to be effective in treating large flowing volumes of air that pass quickly down large ducts. Its long treatment time is impractical for treating most surfaces."
- Magnetic based apparatus: Mentions Wesley, U.S. Pat. No. 4,458,153 (liquids in pipes) and Sangster, U.S. Pat. No. 5,750,072 (sterilizing fluid mist with magnetic field), both of which require time to deactivate VSPs.
- Hofmann, U.S. Pat. No. 4,524,079: Directed to treating foodstuffs, requiring pulsed radiation for "short action time," but limited by "power required to treat large areas and the apparatus design."
- Scientific Understanding of UV Absorption: The patent acknowledges that "DNA action spectra show that absorption increases as the wavelength decreases, with a relative maxima at 260 nm and largest at 200 nm." It further notes that "Most literature credits this peak [200 nm] to protein absorption" and that "the steep rise in absorption below 240 nm is exhibited by most proteins." Additionally, the patent states, "proteins also have an absorption maximum at about 280 nm due to the absorption by the aromatic amino acids phenylalanine, tyrosine and tryptophane."
- Excimer Lamps (NUV sources): The patent states, "During the past few years, new UV emitting lamps based on the excitation of excimers are becoming commercially available." These emitters "produce single line or narrow spectral emission at a wavelength determined by the gas composition of the lamp."
Based on these disclosures, the following combinations of prior art would render the claimed invention obvious:
Obviousness for Claim 1 (Disinfection of Human or Animal Skin using 222 nm or 282 nm)
Claim 1: A process for destroying a DNA or RNA of a microorganism on a substance or surface comprising the steps of: generating photons of at least one wavelength corresponding to a peak absorption wavelength of DNA or RNA, the at least one wavelength being at least one of 222 nm and 282 nm; directing the photons to the substance or surface to be disinfected, whereby the photons are selected to destroy a plurality of chemical bonds within the DNA or RNA of the microorganisms; and wherein the substance or surface to be disinfected is human or animal skin.
Combination of Prior Art References: General knowledge of UV disinfection (using mercury lamps, 254 nm) + Scientific understanding of UV absorption spectra (specifically protein absorption peaks at shorter wavelengths) + Availability of excimer lamps (NUV sources) + Motivation to improve efficiency and expand application.
Motivation for Combination:
A person having ordinary skill in the art (PHOSITA) would have been motivated to combine these elements for the following reasons:
- Addressing Limitations of Existing UV Disinfection: The prior art explicitly describes 254 nm mercury lamps as requiring "long exposure times" which are "impractical for treating most surfaces." A PHOSITA would recognize the need for faster, more effective disinfection methods for various applications.
- Scientific Rationale for Shorter Wavelengths: The patent itself highlights that while 254 nm is close to a DNA absorption band, "DNA action spectra show that absorption increases as the wavelength decreases, with a relative maxima at 260 nm and largest at 200 nm." Crucially, it notes that the "200 nm peak" and the "steep rise in absorption below 240 nm is exhibited by most proteins," which are "responsible for the steep rise in absorption." The patent further argues that "since we do not live underwater, the protein absorption band offers much more significant action spectra that can be used to alter the DNA of microorganisms more effectively." This provides explicit motivation for a PHOSITA to explore shorter wavelengths, such as 222 nm, for disinfection in air and on surfaces where water absorption is less of a concern. Similarly, the patent mentions 282 nm for targeting amino acids and other proteins.
- Availability of Enabling Technology: The patent states that "new UV emitting lamps based on the excitation of excimers are becoming commercially available," and that these can "produce single line or narrow spectral emission at a wavelength determined by the gas composition of the lamp." This means the technical means to generate the desired specific wavelengths (e.g., 222 nm, 282 nm) were known and available to a PHOSITA. The selection of the gas to match the emission wavelength to the "absorption peak of the targeted biochemical" is explicitly taught as an advantage of NUV lamps.
- Extending to Skin Disinfection: The general concept of UV disinfection is known. The patent explicitly teaches that the "present invention may be applied to skin disinfection" and that specific wavelengths like "207 nm and 222 nm may be particularly useful for skin and wound disinfection because they do not penetrate the epidermis, and 207 in particular does not damage human or animal cells." It also notes that "222 nm kills non-epidermis cells entirely, and therefore there is no concern of DNA mutation." Given the motivation to apply more effective UV disinfection broadly, and the known biological effects of different UV wavelengths, extending disinfection to human or animal skin, particularly with wavelengths identified as safer for skin, would be a logical and obvious design choice for a PHOSITA.
Therefore, a PHOSITA, seeking to overcome the limitations of 254 nm UV light and leveraging the scientific understanding of protein absorption peaks and the commercial availability of excimer lamps capable of emitting targeted wavelengths, would have been motivated to use 222 nm or 282 nm (or similar wavelengths effective against proteins) for faster and more efficient disinfection on various surfaces, including human or animal skin.
Obviousness for Claim 12 (Disinfection using at least two single line wavelengths from 222 nm, 254 nm, and 282 nm)
Claim 12: A process for destroying a DNA or RNA of a microorganism on a substance or surface comprising the steps of: generating photons of at least two single line wavelengths corresponding to a peak absorption wavelength of DNA or RNA, the at least two single line wavelengths being at least two of 222 nm, 254 nm and 282 nm; and directing the photons to the substance or surface to be disinfected, whereby the photons are selected to destroy a plurality of chemical bonds within the DNA or RNA of the microorganisms.
Combination of Prior Art References: General knowledge of UV disinfection (254 nm mercury lamps) + Scientific understanding of multiple UV absorption peaks in DNA/RNA and proteins (e.g., 200 nm, 260 nm, 280 nm) + Availability of excimer lamps (NUV sources) capable of producing specific narrow wavelengths + Motivation to achieve broader or more complete destruction of microorganisms/substances.
Motivation for Combination:
A PHOSITA would have been motivated to combine these elements for the following reasons:
- Comprehensive Targeting of Biochemicals: The patent itself details that "Pyrimidine and purine bases of nucleic acids have a strong absorption near 260 nm," while "proteins also have an absorption maximum at about 280 nm." It also points to the "200 nm peak" for DNA absorption, attributed to proteins. Furthermore, it specifically mentions that "Test data confirmed that proteins in the RNA of the norovirus do not absorb the NUV wavelength at 222 nm effectively. However, a number of RNA proteins do exhibit strong absorption near the amino acid peak absorption of 280 nm." This illustrates that different components of microorganisms (DNA bases, various proteins, amino acids, RNA components) respond optimally to different UV wavelengths.
- Maximizing Disinfection Efficacy: Given the diverse biochemical targets and their varying absorption spectra, a PHOSITA aiming for "high levels of disinfection on all types of contaminated surfaces and air" would logically seek to utilize multiple wavelengths to target a broader range of chemical bonds within the microorganisms or toxic substances. This would lead to more comprehensive and robust destruction.
- Technological Feasibility: With the known prior art of 254 nm mercury lamps and the commercially available excimer lamps (NUV sources) capable of producing specific "single line or narrow spectral emission" at chosen wavelengths (e.g., 222 nm, 282 nm), it would be technically feasible to combine these light sources. The patent explicitly describes this, stating that the "NUV source may also produce 254 nm photons so as to target specific amino acids" and that an embodiment could use "two separate lamps" or a "dual annulus lamp" to emit both 207 nm and 222 nm simultaneously.
Thus, a PHOSITA, aware of the multiple critical absorption peaks in microorganisms and the availability of distinct UV light sources (including excimer lamps and existing mercury lamps) capable of producing these specific wavelengths, would have been motivated to combine at least two of these wavelengths (222 nm, 254 nm, 282 nm) to achieve a more potent and broad-spectrum disinfection effect.
Generated 6/26/2026, 12:48:21 AM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
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1 tracked lawsuit name US 9700642.