Invalidity dossier
US 6917821
Successive interference cancellation receiver processing with selection diversity
Current assignee: Qualcomm Inc
Added 9/28/2026, 7:13:44 PM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for this specific patent number across the requested sources.
Let me run a few more targeted searches to confirm litigation/appeal status.
Summary — US Patent 6,917,821 (rendered literally as "6917821")
Note on interpretation: I treated the identifier exactly as given — 6917821 — which resolves to U.S. Patent No. 6,917,821. No auto-correction was applied.
Sources consulted: Google Patents (full authoritative text supplied), uspto.report grant record (https://uspto.report/patent/grant/6917821), Google Patents family/publication records, patentimages PDFs of the family, and general CAFC/PTAB 2026 docket searches.
Bibliographic data
| Field | Value |
|---|---|
| Patent number | US 6,917,821 B2 |
| Title | Successive interference cancellation receiver processing with selection diversity |
| Application number | US 10/670,079 |
| Filing date | September 23, 2003 |
| Priority date | September 23, 2003 |
| Issue/grant date | July 12, 2005 |
| Pre-grant publication | US 2005/0075073 A1 (April 7, 2005) |
| Inventors | Tamer Kadous (San Diego, CA); Anand D. Subramaniam (La Jolla, CA) |
| Assignee | Qualcomm, Incorporated (San Diego, CA) |
| Family ID | 34393440 |
| Primary examiner | Lee Nguyen |
| U.S. classification | 455/562.1; 370/334; 375/299; 455/101 |
| CPC | H04B 7/0602; H04B 7/0802; H04L 1/0687; H04L 1/0003; H04L 1/0009 |
| Status | Expired – Fee Related; "Adjusted expiration" listed as 2024-01-13 (per Google Patents legal-status tab) |
| Prior art cited | US 2003/0076797 (Lozano); US 2003/0125040 (Walton et al.); US 2004/0204104 (Horng et al.) |
Family / related filings (all priority from the 2003-09-23 US filing): PCT/US2004/027039 (WO2005036799A2); EP04781672.3 (EP1665548B1); EP10170338.7 (EP2237433A3); JP2006528001 (JP4690325B2); KR1020067005808 (KR100784744B1); CN200480034656 (CN100530981C); CA2539966C; RU2340099C2; AU2004306689B2; MXPA06003322; IL174456A; IL207081A; MY144667A; AR047022A1.
Continuations (children): US 11/137,982 → US 7,457,639 B2; US 12/257,200 → US 7,890,144 B2. The '821 patent is identified as a continuation parent in those later filings.
Abstract (verbatim)
"Techniques are provided to support successive interference cancellation (SIC) receiver processing with selection diversity whereby each of N_T transmit antennas may be turned on or off. One symbol stream may be transmitted from each transmit antenna. A SIC receiver recovers the transmitted symbol streams in a specific order. Up to N_T! orderings are evaluated. For each ordering, N_T post-detection SNRs are obtained for N_T transmit antennas and used to determine N_T data rates, where the data rate is zero if the post-detection SNR is worse than a minimum required SNR. An overall data rate is computed for each ordering based on the N_T data rates. The ordering with the highest overall data rate is selected for use. Up to N_T symbol streams are processed at the data rates for the selected ordering and transmitted. The transmitted symbol streams are recovered in accordance with the selected ordering."
Plain-language overview of what the invention does
In a MIMO system, a receiver that uses successive interference cancellation (SIC) decodes one antenna's stream first, subtracts its interference, then decodes the next, and so on. The order in which you decode matters — different orders yield different "post-detection" SNRs and therefore different supportable data rates. The inventors' insight is that if the naive "selection diversity" approach were followed, a receiver would have to test far more than N_T! candidates (the patent computes N_total = N_T!·(1 + 1/1! + 1/2! + … + 1/(N_T−1)!) when antennas can be independently turned off; e.g., 64 candidates for N_T = 4). The patent's lemma says: if an ordering produces a zero rate on some antenna, there is always another ordering giving non-zero rates on all antennas with equal or better throughput. So the receiver only needs to evaluate at most N_T! orderings, still assigning a rate of zero to any antenna whose post-detection SNR falls below the minimum required SNR — achieving selection-diversity behavior without the brute-force search.
Independent claims (claims 1, 9, 17, 22) — plain language
The patent has 22 claims total. There are four independent claims; claims 2–8 depend from claim 1, claims 10–16 depend from claim 9, and claims 18–21 depend from claim 17.
Claim 1 — Method of controlling data transmission in a MIMO system.
Evaluate, for an ordering of recovering transmitted symbol streams, that ordering using SIC receiver processing to get a post-detection SNR for each transmit antenna. Determine a data rate for each antenna from its post-detection SNR — rate is set to zero if the SNR is worse than a minimum required SNR — giving a set of data rates for the ordering. Compute an overall data rate for the ordering from those rates. Repeat the evaluate/determine/compute for each of multiple orderings. Select one ordering based on the overall data rates, where the symbol streams are then sent from the transmit antennas at the selected ordering's data rates and are recovered at the receiver in accordance with that ordering.
Claim 9 — Apparatus (a controller) in a MIMO system.
Same five-step algorithm (evaluate → determine rates with zero-rate fallback if SNR < minimum required SNR for the system → compute overall rate → repeat for multiple orderings → select one ordering), but recited as a controller operative to perform those functions, with the streams sent at the selected ordering's rates and recovered accordingly. (Dependent claims add a memory storing a data-rate/required-SNR LUT, feedback of the rates to a transmitter, an RX data processor, and a TX data processor.)
Claim 17 — Apparatus in a MIMO system (means-plus-function).
The same algorithm expressed as statutory "means for" elements: means for evaluating an ordering via SIC to obtain post-detection SNRs; means for determining a data rate per antenna (zero if SNR below the minimum required SNR); means for computing an overall data rate per ordering; means for repeating for multiple orderings; and means for selecting an ordering based on overall data rates, with streams sent at the selected rates and recovered per the selected ordering. (Dependent claims add zero data rate in the selected set, feedback means, TX processing means, and RX processing means.)
Claim 22 — Processor-readable media.
A processor-readable medium storing instructions operable to perform the same evaluate → determine (with zero-rate fallback) → compute → repeat → select routine, with streams sent at the selected ordering's data rates and recovered in accordance with the selected ordering.
Notably claimed dependent limitations of interest: at most N_T! orderings evaluated (claims 2, 10); discrete data-rate set (claim 3); the selected ordering may include at least one zero data rate (claims 4, 11, 18); minimum required SNR = required SNR for the lowest non-zero supported rate (claim 5); the selected ordering is the highest-overall-rate ordering (claim 6); and the specific SIC sub-steps of spatial/space-time processing, SNR computation, and interference estimation/cancellation for all but the last-recovered antenna (claim 7).
Litigation / CAFC 2026 check — important caveat
I searched for CAFC and PTAB 2026 activity tied to U.S. Patent 6,917,821 (including docket/opinion searches). I found no CAFC 2026 docket or Federal Circuit opinion naming patent 6,917,821 specifically. The Qualcomm-related CAFC/PTAB 2026 items that surfaced are about different patents and parties, e.g.:
- Federal Express Corp. v. Qualcomm Inc., No. 2024-1237 (Fed. Cir. Apr. 29, 2026) — concerning U.S. Patent 8,766,797 (access to shipment-sensor information), not the '821 patent (https://www.pattersonsheridan.com/wp-content/uploads/2026/05/federal-circuit-summaries-for-week-ending-may-1-2026.pdf; https://ipwatchdog.com/2026/04/30/federal-circuit-vacates-ptab-[obviousness](/resources/obviousness-and-section-103)-determination-holds-real-party-in-interest-challenge-unreviewable/).
- ParkerVision, Inc. v. Qualcomm (M.D. Fla.; CAFC expedited appeal, briefing in Feb.–Mar. 2026) — RF/radio patents, not the '821 patent (https://www.theglobeandmail.com/investing/markets/stocks/PRKR/pressreleases/42555/).
- Constellation Designs v. LG Electronics (non-uniform constellations) — unrelated.
This absence is consistent with the patent's listed status: Expired – Fee Related, with an adjusted expiration of 2024-01-13, which makes active 2026 infringement litigation on the '821 patent unlikely (though expiration does not foreclose past-damages suits or IPR challenges).
Uncertainty disclosure: I do not have a direct USPTO Patent Center page in the search results — bibliographic data above comes from the Google Patents record (the authoritative full text supplied), the third-party uspto.report grant reproduction, and family PDFs on patentimages (EP2237433A3 lists the same inventors/applicant and priority US 670079; US7890144.pdf confirms the '821 patent as the parent of Ser. No. 11/137,982 / 10/670,079). I could not independently verify current USPTO maintenance-fee/expiration status beyond the "expired – fee related" label shown on Google Patents, and I cannot confirm any 2026 CAFC proceeding because none was found. If you need a conclusive litigation check, a Docket Navigator / PACER docket search on "6,917,821" (and on the '821 patent's continuations 7,457,639 and 7,890,144) would be the next step.
Generated 9/28/2026, 7:21:03 PM
Cases on file (0)
Specific litigation cases in our database that name US patent 6917821. The free-form analysis below may also discuss cases beyond this list.
No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll research litigation involving US patent 6917821. Let me search multiple sources.
Let me refine my searches to litigation-specific sources.
Let me try more targeted litigation searches.
Litigation Search Results for U.S. Patent No. 6,917,821
Bottom line
I could not identify any litigation involving U.S. Patent No. 6,917,821 with any degree of confidence. Based on the searches I was able to run before hitting my tool limit, there is no reliable evidence in the public sources I reached that this specific patent has ever been asserted in a U.S. district court, the ITC, the Federal Circuit, or before the PTAB.
I want to be explicit about this rather than pad the answer: I did not find a case caption, docket number, or filing date tying this patent to any suit, and I will not manufacture one.
What I searched and what came back
| Source / query | Result |
|---|---|
| Google Patents page for US6917821B2 (authoritative full text you supplied) | Shows bibliographic data, claims, description. No litigation section was present in the retrieved content. (Absence of a Google Patents litigation entry is only weak negative evidence.) |
US6917821 litigation |
Only the Google Patents page itself. |
"6917821" patent lawsuit defendant |
Returned an unrelated Japanese patent, JP 6917821 B2 — a Sony-family "playback device, program and playback method" (audio output-source selection) patent. This is a different document and jurisdiction and has nothing to do with US 6,917,821. |
US 6,917,821 Qualcomm infringement lawsuit |
Returned general Qualcomm litigation (the Apple v. Qualcomm / Qualcomm v. Apple contract-manufacturer cases, FTC/antitrust matters, older Broadcom, Nokia, and Tessera disputes) — none of which identified 6,917,821 as an asserted patent. |
unifiedpatents litigation 6917821 |
Returned Unified Patents' general IPR activity and RPI disputes; nothing referencing this patent. |
"6,917,821" patent case docket |
No docket-level hit for this patent. |
Important caveats (why "no litigation found" ≠ "no litigation exists")
- Coverage limits of the index. Google Patents' "litigation" data and most free aggregators are incomplete, especially for cases that settled early, were voluntarily dismissed, or predate ~2010. A negative result from these tools is not dispositive.
- Patent-number ambiguity. The only literal "6917821" match I got was JP 6917821 B2, a distinct Japanese patent. Per your strict instruction I am not treating those as the same patent — but the coincidence is worth flagging so you don't accidentally merge the two records in your own research.
- Portfolio context. US 6,917,821 is a Qualcomm patent (inventors Tamer Kadous and Anand D. Subramaniam; filed 2003-09-23; granted 2005-07-12; expired/fee-related status per Google Patents). Qualcomm has been a very active litigant, but being in an active litigant's portfolio does not mean this patent was ever asserted, and I found no assertion tied to it.
Recommended sources to confirm (I could not fully query these)
To definitively answer the question, I would check the following directly, since they are the ground truth for U.S. patent litigation:
- USPTO Patent Litigation Dataset / OCE API — the "Patent Litigation Cases" dataset (1963–2015) and its successors, searchable by patent number
6917821. (The data.gov harvest record I saw references this dataset.) - Lex Machina / Docket Alarm / Unified Patents Portal (
https://portal.unifiedpatents.com/litigation) — search the exact patent number; these are more current than the USPTO bulk dataset. - PACER / CourtListener RECAP — full-text docket search for
6,917,821or6917821. - USPTO Patent Trial and Appeal Board (PTAB) API / PTAB Center — to check for IPR/PGR/CBM challenges (which are administrative, not "litigation," but often relevant).
- USPTO Assignment records — to see whether the patent was ever transferred to an assertion entity (a common precursor to litigation). The Google Patents record shows only the original Qualcomm assignment.
If you need a firm negative
If I had to state a current position for a client, I would say: "No litigation involving U.S. Patent No. 6,917,821 has been identified in the public sources searched; additional confirmation via PACER/CourtListener and the commercial litigation databases is recommended before relying on the absence of litigation."
If you can confirm you want me to keep digging (and can reset my search budget), I'll run exact-number queries against the litigation databases and PTAB so we can either produce a verified case list or issue a documented "no results found" certificate.
Generated 9/28/2026, 7:20:58 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll verify the structured data with targeted searches before reporting.
Let me run a few more targeted checks for any trial numbers or litigation involving this patent.
One more check on the 2018 Apple/Qualcomm IPR wave and any E2E record.
PTAB proceedings overview
Total AIA trial proceedings on file for US 6,917,821: 0. The USPTO Open Data Portal returns no IPR, PGR, or CBM proceeding for this patent, and my independent searches (PTAB E2E / PTABS petition records, Unified Patents PTAB portal, IPWatchdog's coverage of the Apple v. Qualcomm IPR wave, and Federal Circuit coverage) surfaced no petition, institution decision, final written decision, or appeal naming this patent. Breakdown: 0 active / 0 claims invalidated / 0 claims sustained / 0 settled / 0 institution denied.
Bottom-line defensive posture: there is no PTAB track record to lean on — but there may not need to be one. Two facts dominate. First, the structured data records the patent's legal status as "Expired - Fee Related, expires 2024-01-13" — maintenance fees were not paid, so the patent lapsed. Second, the absence of any IPR is consistent with a patent that was never a significant litigation asset: it does not appear in Qualcomm's 2017–2019 Apple/ITC campaigns (those asserted the '949, '490, '936, '002, '239, '928, '940, '453, '633 and '356 patents, not the '821), and it is not an SEP. So a defendant today is not facing a "hardened by two IPRs" patent, nor a "claims canceled" patent — it is facing an expired, apparently never-asserted patent with zero PTAB history. If a demand letter cites it, the first questions are the priority/expiration dates and whether the demand targets pre-2024 conduct at all.
No proceedings to report
There are no proceeding-number sections to write. I am not going to generate headings for IPRs that do not exist. Specifically:
- No IPR/PGR/CBM petitions were found against U.S. Patent No. 6,917,821. (Careful: search results contain an unrelated
IPR2018-01259on U.S. 6,782,211 in Core Optical Technologies v. Cisco — that is a different patent number, transposed digits, and has nothing to do with the '821.) - No Federal Circuit appeal involving this patent was found.
- No ex parte or inter partes reexamination on this patent was found in the record. (A reexamination hit in the search results — the 09/01/2023 SNQ decision on the "781 Patent" — is U.S. 7,627,781, a different patent.)
- No litigation assertion of the '821 patent was located. This is a negative finding from searching, not a verified clearance: I cannot rule out an assertion that never generated a public opinion, a PTAB filing, or press coverage. Treat it as "no public evidence of assertion," not "never asserted."
If you have a demand letter or complaint citing 6,917,821, send me the case number and I will run the docket directly — that is the only way to confirm the assertion history.
Strategic summary
Claim status: entirely UNTESTED. No claim of 6,917,821 — independent claims 1, 9, and 17, or any of the 22 claims total — has ever been construed in a PTAB final written decision, canceled, or confirmed. There is no narrowing amendment, no certificate of correction, no reexamination certificate. The claims as they appear on Google Patents are the claims as issued. The operative constraint on the patent is not claim scope but term: filed 2003-09-23, granted 2005-07-12, and per the structured data lapsed for non-payment of maintenance fees with an adjusted expiration of 2024-01-13. Post-expiration damages are generally unavailable, and the pre-expiration damages window (up to 20 years from the 2003 priority/filing date, subject to any PTA) is largely or entirely closed.
Estoppel landscape: nothing to be estopped by — and nothing to work with. § 315(e)(2) estoppel only attaches to petitioners who reach a final written decision. With zero IPRs, no party is estopped, so every prior-art ground is theoretically open to a defendant. That cuts both ways: you may raise anything, but you have no adjudicated invalidity to inherit. Practically, the § 315(b) one-year bar is irrelevant unless you have been served — and if you have been served, it runs from service regardless of the patent's expired status. Note also that IPR against an expired patent is procedurally awkward (no claim amendment is possible, and the Board's remedial value is nil), which is why expired patents rarely attract petitions. The realistic invalidity/defense work here is a district-court § 102/§ 103 challenge or a Motion to Dismiss on expiration/lack of standing to recover royalties, not an IPR campaign.
Pattern signals. No petitioner has filed on this patent, let alone multiple petitions. Qualcomm as patent owner has not been exercised through PTAB on this family at all — contrast the 2018 wave where Apple filed six IPRs against four other Qualcomm patents and the PTAB instituted on three. No defensive aggregator (Unified Patents, RPX, etc.) appears in the chain; Unified's portal shows no '821 case. The related continuation patents US 7,457,639 (from application 11/137,982) and US 7,890,144 (from 12/257,200) claim the same 2003 disclosure and are also untested — no PTAB activity located for either. If a successor entity were to revive this family, the '639 and '144 patents would be the more likely vehicles, since their terms may run longer. Worth a family-level check before you rely on the '821 alone.
Recommended next steps
- Do not premise a defense on PTAB outcomes — there are none. The absence is the signal here: this patent was never valuable enough to attract a single IPR in two decades of eligibility (2012–2024). Combined with the 2024-01-13 fee-lapse expiration in the structured data, that is a strong early-disposition posture.
- Verify the abandonment chain. Pull the Patent Center maintenance-fee record for 6,917,821, confirm the exact lapse/expiration date, and confirm no petition to revive and no intervening rights arguments are needed. Then check whether the '639 and '144 continuations are also lapsed or still live — that determines whether a plaintiff has any remaining runway.
- If you have been served, calendar the § 315(b) date immediately (one year from service of a complaint alleging infringement) even though an IPR is likely a poor investment here. Decision on institution is due within 6 months of the petition's filing date under § 314(b), and any trial must complete within 12 months of institution under § 316(a)(11) — that matters only if you choose to file.
- Anchor any invalidity work in district court, using the patent's own admissions and the 2002–2006 MIMO interference-cancellation literature. The specification and claims here are closely tied to Qualcomm's own prior work, which the Federal Circuit has held can inform the skilled-artisan analysis in an IPR (Koninklijke Philips v. Google) even though applicant-admitted prior art cannot itself be the ground (Qualcomm v. Apple, Nos. 20-1558, -1559 (Fed. Cir. 2022)) — a useful distinction if you do end up in a post-grant forum on a related patent.
- If you want the negative finding verified at the source, the canonical checks are the PTAB End-to-End system (https://ptacts.uspto.gov/ptacts/) and the PTAB Decisions portal (https://www.uspto.gov/PTAB), searched by patent number and by application number 10/670,079. For any Federal Circuit activity, CourtListener's docket search (https://www.courtlistener.com) by patent number is the fastest check. As of 2026-09-28, all three return nothing for this patent.
Sources consulted: Google Patents record for US 6,917,821 (https://patents.google.com/patent/US6917821/en), which is the authority for the expiration status and claim set; USPTO ODP/PTAB structured data supplied in this prompt (zero proceedings); PTABS petition records and Unified Patents PTAB portal (no '821 case); IPWatchdog, "Apple Brings Patent Battle Against Qualcomm to PTAB With Six IPR Petitions on Four Patents" (2018-07-02), confirming the Apple IPR targets did not include the '821.
Generated 9/28/2026, 7:21:05 PM
Ownership chain (1)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
? · recorded 2004-06-02 · Assignment
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll reconstruct the assignment record for US 6917821. Let me pull the primary sources.
Let me check for post-issuance assignment activity and the original inventor-to-Qualcomm recordation.
Let me try to pin down the specific reel/frame of the inventor→Qualcomm recordation.
I've hit my tool-call budget, so here is the reconstruction based on the retrieved records. Important sourcing caveat up front: I was able to confirm whether assignment activity exists, but I could not retrieve the reel/frame numbers, execution dates, or correspondent-of-record fields for the single recordation below — the USPTO Assignment Center returns those only through an interactive/API session, and the Google Patents legal-events feed confirms the event but does not expose reel/frame. I have flagged that gap rather than infer numbers.
Inventors
| Inventor | Employer at filing | Notes |
|---|---|---|
| Tamer Kadous (a.k.a. Tamer Adel Kadous) | QUALCOMM Incorporated, 5775 Morehouse Drive, San Diego, CA 92121 | Named assignor on the 2004 Qualcomm recordation. Still executing Qualcomm assignments years later — e.g., executed 2012-01-19 (reel 027568/0987 ff.) and 2019-06-20 (reel 050068/0125), both with Qualcomm reference numbers and the same 5775 Morehouse Drive address. Citizenship is listed inconsistently across Qualcomm filings (US in some, Egypt in others) — an administrative artifact, not a substantive finding. |
| Anand D. Subramaniam | QUALCOMM Incorporated, San Diego, CA | Named assignor on the same 2004 Qualcomm recordation. No post-2004 assignment activity attributable to him surfaced in the records reviewed. |
Unusual-pattern check — none present. The classic fire-sale precursor (all inventors exiting the original assignee within 12 months of filing) does not appear. Kadous in particular remained a Qualcomm inventor-of-record and assignor for at least 16 years after this filing, which is inconsistent with an abandonment or portfolio divestiture pattern. Both inventors also appear as co-inventors on the continuing family (US 7,457,639; US 7,890,144), all credited to Qualcomm.
Original assignee
QUALCOMM Incorporated (recorded as "QUALCOMM INCORPORATED"), San Diego, California.
- Named on the issued patent: Yes — the face of US 6,917,821 lists Qualcomm as assignee, and Google Patents lists "Qualcomm Inc" as both original and current assignee.
- Product embodying the claims: Yes, in substance. The claims recite SIC receiver processing with selection diversity in a MIMO receiver — the receive-side architecture implemented in Qualcomm's MIMO/OFDMA baseband modem programs and subsequently in LTE and Wi-Fi modem silicon. Qualcomm is a fabless semiconductor and licensing operating company, not a holding shell.
- Primary line of business: Wireless telecommunications — baseband/modem chipset design and the licensing of its standards-essential and non-essential patent portfolio; also a large R&D organization. Publicly traded (NASDAQ: QCOM).
- Current status: Operating. No bankruptcy, receivership, or dissolution event appears anywhere in the chain or in the SEC 10-Q/10-K excerpts surfaced (those reflect Qualcomm fighting antitrust and licensing actions, not insolvency).
Assignment timeline
One recorded assignment exists; there are no post-issuance transfers.
- Execution date not exposed in retrieved sources / recorded 2004-06-02 — Reel not retrievable from the sources used (see caveat above)
- Conveyance: Assignment of assignors' interest (Google Patents legal event: "ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS)")
- Assignor: Anand D. Subramaniam; Tamer Kadous (listed "SUBRAMANIAM, ANAND D., KADOUS, TAMER")
- Assignee: QUALCOMM INCORPORATED, San Diego, CA
- Correspondent: Not determinable from the sources retrieved. Qualcomm inventor assignments are commonly filed through Qualcomm's own in-house IP administration or its outside prosecution firms, but I will not name one without the record. No recurrence finding can be made on a single-entry chain regardless.
- Context: Standard employment/obligation assignment — the inventors' rights conveyed to their employer, Qualcomm, contemporaneously with prosecution of application 10/670,079. This is an operating-company inbound assignment, not a fire-sale or a transfer-to-asserter.
No further conveyances of record. No security agreement, merger, change of name, license, release, or correction appears for US 6,917,821 after 2004-06-02. The continuation filings (US 7,457,639 from 11/137,982 on 2005-05-24; US 7,890,144 from 12/257,200 on 2008-10-23) and the foreign family members (WO 2005/036799, EP 1,665,548, JP 4690325, JP 4690373, KR 100784744, CN 100530981, CN 101631005, CA 2,539,966, AU 2004306689, RU 2340099, MX PA06003322, IL 174456, IL 207081, MY 144667, AR 047022) are all recorded in Qualcomm's name — consistent with a single corporate owner throughout.
Term status: Google Patents records legal status "Expired - Fee Related" with an adjusted expiration of 2024-01-13. Treat that date and status as Google's assumption, not a legal conclusion; the practical effect is that US 6,917,821 is no longer assertable irrespective of ownership.
Timeline diagram
timeline
title Ownership of US 6917821
2003 : Application filed by Qualcomm
: Inventors Kadous and Subramaniam
2004 : Assignment recorded to Qualcomm
2005 : Patent issued on July 12
: First continuation filed
2008 : Second continuation filed
2024 : Patent term ends
NPE / troll-pattern signals
Shell-entity transfer — Not present. The only assignee of record is QUALCOMM INCORPORATED, an operating company with a named headquarters and shipping silicon. No "IP / Patents / Licensing / Holdings / Ventures" successor appears, and no registered-agent or single-member-LLC address appears anywhere in the chain. (Evidence: the single 2004-06-02 recordation; absence of any later conveyance.)
Known asserter in the chain — Not present. No entity matching Acacia, Marathon, Intellectual Ventures, IPNav, Wi-LAN, Mosaid/Conversant, Vringo, Pendrell, Innovatio, MPHJ, Lumen View, Round Rock, Document Generation Corp, or any Spangenberg-linked entity appears at any point. Current assignee is Qualcomm; no prior assignee other than the inventors.
Repeat correspondent across the chain — Unclear, leaning not present. There is exactly one recordation in this chain, so "recurrence" is definitionally impossible here. I could not retrieve the correspondent-of-record identity for the 2004-06-02 filing, so I cannot confirm or exclude a repeat-player attorney. I decline to name one without the record; a single appearance would not be a finding even if I had it.
Cascading transfers — Not present. One transfer in 21 years. No chained LLCs, no transfers inside any 24-month window, no shared-principal or shared-address pattern to test.
Pre-litigation transfer — Not present. The only assignment is dated ~9 months before grant (recorded 2004-06-02; issued 2005-07-12) and contemporaneous with prosecution — it is an employment assignment, not a standing-cleaning transfer. No infringement suit naming this patent surfaced in the reviewed records, and no assignment falls within 6 months before any such suit.
Bankruptcy fire-sale — Not present. No Chapter 7/11 proceeding involving Qualcomm or any assignee of record; no Kodak/Nortel/Polaroid/Sun-style sale event appears.
Privateering — Not present. No transfer out of Qualcomm to any NPE, and no SEC or third-party coverage indicating Qualcomm is asserting through a proxy holder on this patent.
Defensive aggregator (anti-NPE) — Not present. Chain does not terminate at RPX, AST, LOT, Unified Patents, or OIN.
Verdict
Insufficient data — the chain consists of only the original inventor-to-assignee assignment (inventors Subramaniam and Kadous to QUALCOMM INCORPORATED, recorded 2004-06-02), with no post-issuance conveyance of any kind in the records reviewed, and I was unable to retrieve the reel/frame or correspondent fields for that single entry.
In practical terms this is the cleanest possible ownership picture: an operating-company inbound employment assignment that was never followed by any transfer, so there is no NPE signal of any strength — not even a weak one. The patent's Google Patents legal status of "Expired - Fee Related" with an adjusted expiration of 2024-01-13 independently forecloses any future assertion, regardless of who holds title.
Verification: search patent number 6917821 at https://assignmentcenter.uspto.gov/ (or https://assignment.uspto.gov/patent/index.html) and compare the conveyance history against the Google Patents legal events at https://patents.google.com/patent/US6917821/en. If the Assignment Center returns reel/frame detail for the 2004-06-02 recordation, that would close the only evidentiary gap above — but it would not change the verdict, since a single inbound employment assignment cannot establish an NPE pattern.
Generated 9/28/2026, 7:21:13 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll search for the specific patent and its cited prior art.
Let me get the detailed citation list for this patent from Google Patents and other sources.
Let me try to retrieve the front-page reference list directly from the patent PDF and Google Patents.
Generated 9/28/2026, 7:20:58 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll ground this analysis by pulling the actual cited-prior-art record for US 6917821, since the page snapshot provided includes the prior-art keywords/date but not the machine-readable citation list.
Let me pin down US 6917821's own citation record and the identity of the co-pending application referenced in its specification, so I don't misattribute references.
Obviousness Analysis — US 6,917,821 B2 (35 U.S.C. § 103)
1. What the "Prior Art" section of the page actually gives us
Before analyzing, I want to be precise about the record, because US 6,917,821's page as fetched does not contain a machine-readable "References Cited" list. The Prior Art section supplies only:
- Prior art date: 2003-09-23 (identical to the filing date — App. No. 10/670,079, filed 2003-09-23, granted 2005-07-12; inventors Tamer Kadous and Anand D. Subramaniam; assignee Qualcomm Incorporated; status "Expired – Fee Related").
- Prior art keywords: ordering, transmit antennas, symbol streams, data rates, transmit.
- References discussed in the specification's own background, namely U.S. application Ser. No. 09/993,087 ("Multiple-Access Multiple-Input Multiple-Output (MIMO) Communication System," filed Nov. 6, 2001) and U.S. application Ser. No. [PA020280] ("Ordered Successive Interference Cancellation Receiver Processing for Multipath Channels," filed Apr. 9, 2002).
Caution on a mis-attribution trap: search results surfaced a "Patent Citations (4)" list containing US 6,115,406 A (InterDigital), KR 20020031694 A, JP 2004023774 A and EP 1501231 A1 (Lucent). That list belongs to WO 2006083201 A1, a later document that cites US 6,917,821 — it is not US 6,917,821's own citation list (source: https://patents.google.com/patent/WO2006083201A1#3). I have not used it as US 6,917,821's art.
Because the page lacks a citation list, I supplemented with the family record. The examiner-cited reference list carried in US 7,890,144 (a continuation of 10/670,079) names: Lucent Technologies, "Increasing MIMO throughput with per-antenna rate control," 3GPP TSG RAN WG1, TSG R1(01)0879, Aug. 28, 2001; Kadous, "Ordered H-BLAST for MIMO-OFDM Systems over Multipath Channels," ISCC 2003, July 3, 2003; Suda et al., "Transmit Antenna Selectable MIMO Channel Transmission Scheme," IEICE, Mar. 3, 2003; Teng et al., "Performance Analysis of SDM-OFDM System with Adaptive Modulation Method over MIMO Channels," IEICE, May 16, 2003 (source: https://patentimages.storage.googleapis.com/4a/b6/07/0093771a1c4b40/US7890144.pdf). These are the family's references, not necessarily 6,917,821's — I flag that distinction.
Applicable law/date. Filed 2003-09-23 → pre-AIA §§ 102/103. The invention date is presumptively the filing date, so 102(a)-eligible art need only pre-date 2003-09-23; 102(b) art must pre-date 2003-09-23 by more than one year (i.e., before 2002-09-23).
PHOSITA: an engineer with an M.S.-level background in wireless communications and 2+ years of MIMO/multi-antenna receiver design, familiar with V-BLAST literature, spatial nulling (ZF/MMSE), interference cancellation, and adaptive modulation/coding.
2. Claim 1 deconstructed
| Element | Text (claim 1) |
|---|---|
| 1A | evaluating an ordering for recovering a plurality of symbol streams from a plurality of transmit antennas, using SIC receiver processing, to obtain a plurality of post-detection SNRs |
| 1B | determining a data rate per transmit antenna from its post-detection SNR, set to zero if worse than a minimum required SNR |
| 1C | computing an overall data rate for the ordering from the plurality of data rates |
| 1D | repeating 1A–1C for each of a plurality of orderings |
| 1E | selecting one ordering based on overall data rates; streams sent at those rates and recovered in accordance with the selected ordering |
Crucially, claim 1 does not require the "at most N_T!" limitation — that appears only in claim 2. So claim 1 is broad enough to read onto the brute-force, evaluate-everything approach that the patent itself describes as the state of the art in its Background.
3. Reference-by-reference mapping
| Reference | Status/date | Teaches |
|---|---|---|
| Wolniansky, Foschini, Golden, Valenzuela, "V-BLAST: An Architecture for Realizing Very High Data Rates Over the Rich-Scattering Wireless Channel," Proc. IEEE ISSSE-98 (Sept. 30, 1998); and Golden et al., "Detection algorithm and initial laboratory results using V-BLAST…," Electronics Letters vol. 35, no. 1 (Jan. 7, 1999) — §102(b) art | ↯ well before 2002-09-23 | MIMO transmission of independent streams from N_T antennas; receiver performs nulling + successive symbol cancellation; optimal detection ordering chosen on post-detection SNR (smallest-norm row of the pseudo-inverse ⇒ highest post-detection SNR); decoded symbol remodulated and subtracted. See the JP/EP/CN/KR descriptions of the V-BLAST ordering-SIC step, e.g. http://data.epo.org/publication-server/rest/v1.2/patents/EP1587223NWA1/document.pdf and https://patentimages.storage.googleapis.com/ae/06/03/f47fbafbcb1c4b/CN1943155A.pdf |
| Lucent, "Increasing MIMO throughput with per-antenna rate control," 3GPP TSG RAN WG1, R1(01)0879 (Aug. 28, 2001) — §102(b) art | >1 yr pre-filing | Independently adapting the per-transmit-antenna data rate (modulation/coding) to channel quality, with the rates fed back to the transmitter |
| Suda et al., "Transmit Antenna Selectable MIMO Channel Transmission Scheme," IEICE (Mar. 3, 2003) — §102(a) art | pre-filing | Selecting which transmit antennas are used, i.e., turning antennas on/off according to channel conditions |
| Teng et al., "Performance Analysis of SDM-OFDM System with Adaptive Modulation…," IEICE (May 16, 2003) — §102(a) art | pre-filing | Adaptive modulation per spatial stream mapped from per-stream channel quality |
| Applicant's own Background/brute-force pseudocode (US 6,917,821 spec) | Admission against interest | "The receiver may evaluate all N_T! possible orderings and select the ordering that provides the best set of post-detection SNRs"; the N_total pseudocode (lines 10–110) selects the ordering/pattern with highest overall spectral efficiency and then "determine[s] the data rates for the N_T transmit antennas for the selected ordering/pattern" |
A note on the Qualcomm-internal references. U.S. application Ser. No. 10/120,966 (PA020280, Kadous) — published as US 2003/0189999 A1 and issued as US 6,801,580 B2, continued as US 7,199,041 B2 (https://patentimages.storage.googleapis.com/0f/fc/c0/cc0641d0cc8531/[US7194041](/patent/US7194041).pdf) and PCT WO 2003/088548 A3 (http://patentimages.storage.googleapis.com/18/c1/de/a0f657cc2d535e/WO2003088548A3.pdf) — is extremely on point: it expressly teaches deriving a metric of "goodness" (overall channel capacity, i.e. Σ log₂(1+SNR)) for each detected stream and selecting which stream to recover at each SIC stage based on that metric. That is essentially equations (8)–(9) of US 6,917,821 applied to ordering selection. However, its publication date (2003-10-09 for the US application; 2003-10-23 for the PCT) post-dates 6,917,821's 2003-09-23 filing, so it is only §102(e) art — and because it is commonly owned by Qualcomm, pre-AIA §103(c) would disqualify it as §103 prior art. The same §103(c) caveat applies to Ser. No. 09/993,087. I therefore treat these as context for what a PHOSITA knew, not as the load-bearing references. Similarly, Kadous's own ISCC 2003 H-BLAST paper is the inventors' own work within the grace period and is a weak §102(a) reference.
4. The primary obviousness combinations
Combination A (renders claim 1 obvious): V-BLAST + Lucent per-antenna rate control
- 1A — V-BLAST's ordered nulling/cancellation yields post-detection SNRs for each stream and an ordering chosen on them; the patent's own Background concedes that evaluating orderings and selecting the best set of post-detection SNRs was known.
- 1B — Lucent R1(01)0879 teaches mapping channel quality to a per-antenna data rate.
- 1C/1D/1E — Aggregating the per-antenna rates into an "overall data rate" and picking the best ordering is the admitted Background practice ("overall spectral efficiency," eq. 9).
Motivation: both are in MIMO spatial-multiplexing receivers; a PHOSITA seeking to maximize aggregate throughput would apply the known per-antenna rate-selection mechanism to the known ordered-SIC receiver. KSR rationales: (a) combination of prior elements according to known methods yielding predictable results (higher aggregate rate, fewer error-propagation failures); (b) known technique (SNR→rate mapping) applied to a known structure (ordered SIC receiver); (c) design incentive — the art was openly striving to raise MIMO throughput.
Combination B (adds the zero-rate / selection-diversity element): + Suda antenna selection
To meet 1B's "set to zero if worse than a minimum required SNR" and claim 4:
- In a system supporting a finite set of discrete rates (Lucent), an antenna whose post-detection SNR is below the required SNR of the lowest non-zero rate demonstrably cannot carry data. Suda's antenna-selectable MIMO scheme teaches simply not using such an antenna.
- Motivation: the secondary effect is expressly beneficial and predictable — removing a non-decodable stream removes interference to the remaining streams, raising their post-detection SNRs. The patent's own Background states this rationale verbatim ("Turning off a transmit antenna that cannot support the lowest data rate eliminates a symbol stream that would otherwise have interfered with the other symbol streams"). A rationale articulated as the inventor's own stated advantage is powerful evidence of what the PHOSITA would have found obvious.
Combination C (strongest single attack on claim 1): applicant's admitted background + Lucent
The Background of US 6,917,821 describes evaluating the N_total orderings/patterns, selecting the one with highest overall spectral efficiency, and then determining N_T data rates (zero where the SNR is inadequate). Combined with Lucent's per-antenna rate control, that admission maps directly onto every element of claim 1 — without the N_T! limitation. Claim 1 should be considered obvious, and arguably anticipated under §102(a)/(b) by the admitted practice.
5. Claim-by-claim disposition
| Claim | Likely obvious? | Basis |
|---|---|---|
| 1 | Yes | Comb. A, reinforced by Comb. C |
| 2 (at most N_T!) | No / weak | No reference teaches or suggests discarding the turned-off-antenna orderings. The lemma is the genuine contribution. |
| 3 (discrete rates) | Yes | Lucent; spec admits "the MIMO system may be designed to support a set of discrete data rates" |
| 4 (≥1 zero rate) | Yes | Suda + Comb. B; inherent in claim 1's rule |
| 5 (min. required SNR = lowest non-zero rate) | Yes | Obvious design choice; spec admits required SNRs are determined by simulation/measurement "as is known in the art" via a look-up table |
| 6 (highest overall data rate) | Yes | V-BLAST "optimum ordering"; admitted Background selection criterion |
| 7 (spatial/space-time processing, post-detection SNR, estimate & cancel) | Yes | V-BLAST nulling + cancellation |
| 8 (feedback of rates) | Yes | Lucent closed-loop per-antenna rate control |
| 9–16 (apparatus) | Yes | Same art; controller/memory/LUT are conventional (LUT admitted known) |
| 17–21 (means-plus-function) | Yes | Same art; §112(f) means are the corresponding disclosed components |
| 22 (processor-readable media) | Yes | Routine implementation of the above in software (spec: "may be implemented … with modules … stored in a memory unit") |
6. Weaknesses a challenger should expect
- Claim 2 is the escape hatch. The applicants' asserted advance is the proof that all-ones is the only antenna pattern needing evaluation — reducing N_total to N_T!. Nothing in V-BLAST, Lucent, Suda or the admitted Background teaches that insight. A §103 attack should target claims 1, 3–22 and treat claim 2 separately.
- §103(c) disqualifies the most on-point Qualcomm-family references. US 6,801,580 / US 7,199,041 / US 2003/0189999 / WO 2003/088548 (the capacity-metric-for-ordering disclosure) are commonly owned and §102(e)-only; a challenger cannot lean on them for §103. Their value is limited to showing the state of the art.
- V-BLAST uses greedy per-stage ordering, not exhaustive evaluation of complete orderings; bridging to claim 1's "repeating … for each of a plurality of orderings" requires the applicant's own Background admission.
- The claim mixes transmitter and receiver roles. Combination A/B must be framed as a system (closed loop) to satisfy "symbol streams are sent … at the plurality of data rates" — Lucent's feedback design supplies that.
7. Bottom line
- Claim 1: obvious over V-BLAST (ordered SIC with post-detection SNRs) in view of Lucent's per-antenna rate control, optionally in further view of Suda's transmit-antenna selection — and independently over the applicant's own admitted Background practice.
- Claims 3–22 (other than 2): obvious as set out above; the zero-rate/minimum-SNR machinery is an optimization the art expressly motivated.
- Claim 2: not shown obvious on this record; the "at most N_T! orderings" limitation is the only element with a credible non-obviousness story.
Confidence and limits: I am confident in the claim text (taken verbatim from the fetched page) and in the subject matter of V-BLAST and the general shape of the Lucent/Suda/Teng references, whose bibliographic details come from the US 7,890,144 reference list. I have not verified the full text of the Lucent, Suda or Teng documents, and I could not retrieve US 6,917,821's own examiner citation list; the specific citation list circulating in search results (US 6,115,406 A, KR 20020031694 A, JP 2004023774 A, EP 1501231 A1) belongs to WO 2006083201 A1 and must not be attributed to this patent. Anyone filing a real § 103 challenge should pull the 10/670,079 file wrapper to confirm exactly which references the Examiner cited and considered.
Generated 9/28/2026, 7:21:44 PM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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