Invalidity dossier
US 5373312
Ink jet printer
Current assignee: Seiko Epson Corp
Added 10/1/2026, 9:27:29 AM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for this specific patent and any related litigation.
Summary of US Patent 5,373,312
Source of record: Google Patents full text, https://patents.google.com/patent/[US5373312](/patent/US5373312)/en (fetched 2026‑10‑01)
Bibliographic data
| Field | Value |
|---|---|
| Patent number | US 5,373,312 A |
| Title | Ink jet printer |
| Inventors | Satoshi Fujioka; Hiromu Hirabayashi; Nobuhisa Takabayashi |
| Original/current assignee | Seiko Epson Corp. (Japan) |
| Application number | US 07/908,737 |
| Filing date | 1992‑07‑06 (continuation of Ser. No. 07/599,577, filed 1990‑10‑18, now abandoned) |
| Priority date | 1989‑10‑19 (JP 1‑273273; further priorities JP 1‑313175 of 1989‑12‑01, JP 2‑146771 of 1990‑06‑05, JP 2‑233807 of 1990‑09‑04) |
| Issue date | 1994‑12‑13 |
| Status | Expired – Lifetime (anticipated expiration 2011‑12‑13) |
| Primary classification | B41J 11/00; B41J 11/002; B41J 11/0022 (curing/drying ink, convection/blowing air) |
| Family | EP 0423820 A2/A3/B1; DE 69025124 T2; HK 196396 A; US 5,530,466; US 5,646,668; US 5,646,653 |
Abstract
"In an ink jet printer having a sheet conveying mechanism which changes the speed of conveyance of a recording sheet in accordance with the density of characters or a pattern to be printed to intermittently convey the recording sheet in such a manner that all printed portions are properly dried before the sheet is conveyed to a subsequent position. The recording head of the printer performs a printing operation while pushing the front end portion of the recording sheet against the platen with a sheet retaining lever."
Plain-language overview of the claims
The patent has one claim — a single independent claim (claim 1); there are no dependent claims. Claim 1 reads:
"1. An ink jet printer comprising: recording means for jetting ink droplets while moving in a direction perpendicular to the direction of conveyance of a recording medium, to form a dot image one line by one line on said recording medium according to input data; recording medium drying means arranged downstream of said recording means; conveying means for conveying said recording medium through said recording means and said recording medium drying means; means (54) for detecting regions (1 to 6) to be printed in each individual line on said recording medium having a large number of pixels; and control means (53) for controlling a duration of time during which each individual line is dried by said recording medium drying means by controlling the speed or timing of conveyance of said conveying means in response to an output of said detecting means."
Element-by-element breakdown:
- An ink jet printer — the claim is directed to an apparatus (a printer), not a method.
- Recording means for jetting ink droplets while moving perpendicular to the direction of media conveyance — i.e., a serial (carriage-mounted) print head that builds a dot image line by line from input data.
- Recording medium drying means located downstream of the recording means — the specification describes a hot-air drying unit 90 (duct 91, heater 93, fan 94, air holes 92).
- Conveying means that carries the medium through both the recording station and the downstream drying station — the gate roller 21, driven roller 22, and belt 23 in the specification.
- Detecting means (reference numeral 54) for finding, in each individual line, the printed regions (illustrated as regions 1–6 across a print line, FIG. 12) "having a large number of pixels." In the embodiment this is a printing-pattern analyzing circuit 54 that identifies the region with the greatest dot count, i.e., highest pixel density, in each line.
- Control means (reference numeral 53) that adjusts how long each individual line is dried by controlling the speed or timing of conveyance in response to the detecting means' output. In the description this is implemented by consulting a print drying table (FIG. 13) mapping ink quantity per unit area to required drying time, building a drying control table of estimated drying-completion time instants Tx per line (FIG. 14), comparing Tx against elapsed time, and intermittently operating drive motor 58 so the sheet dwells longer after high-density ("solid black") lines.
In plain terms: The single claim covers an ink-jet printer that (a) prints line by line with a scanning head, (b) has a dryer downstream, and (c) looks ahead at each printed line's data to find the densest (most heavily inked) portion, then slows or pauses media transport for that line so the wet ink gets enough drying time before the sheet advances. The point is to avoid under-drying heavy-ink areas, which could smear onto the next sheet or contact the head.
Note that the claim is written in means-plus-function style ("recording means," "drying means," "conveying means," "detecting means," "control means"), with the spec expressly tying detecting means to circuit 54 and control means to circuit 53 via reference numerals. Under pre-AIA 35 U.S.C. § 112 ¶ 6 those terms would be construed to cover the corresponding structures disclosed in the specification and equivalents.
Broader disclosed subject matter not captured by the claim
The specification describes three stated objects, but only the first is reflected in the issued claim:
- First object (claimed): vary conveyance speed with image density for uniform drying.
- Second object: a pair of sheet-retaining levers 86 driven by solenoids 88 on the carriage, the leading one pressing the sheet against the platen to hold head-to-media spacing constant (FIGS. 7, 8a, 8b), optionally with rollers 87.
- Third object: downstream intermediate discharging rollers pairing thin cylindrical elastic rollers 64 with thin plate-shaped toothed (star) rollers 66 so the wet image is only touched in a dotted pattern (FIGS. 4, 5a, 5b), plus discharging rollers 69/72 (FIG. 6). Also included: a carriage-mounted duct-integrated fan 83 with inverted-V outlet and baffle 84 for dust removal (FIGS. 9a/9b), a retractable platen 46 for envelopes, and tractor/web feeding.
These unclaimed features are the subject of the sibling/divisional family members US 5,530,466, US 5,646,668, and US 5,646,653 (all claiming the same 1989‑10‑19 priority).
Prior art cited on the face of the patent
Including US 4,340,893 (Xerox, scanning dryer — discussed in the background), US 4,469,026 (IBM, controlling drying/detaching of printed material), US 4,116,817, US 4,212,555, US 4,527,174, US 4,756,877, US 4,566,014, US 4,787,764, US 5,023,728, JP‑A‑62‑080074, JP‑A‑62‑178370. Non-patent literature includes a Xerox Disclosure Bulletin (1982) on an "Ink Jet Dryer With Individually Actuatable Elements" and Research Disclosure No. 185 (1979). The patent is itself cited as prior art against later patents (e.g., EP 0 869 658, EP 2 730 422, WO 02/053384, and numerous Silverbrook/Zamtec drying patents).
Litigation / CAFC 2026 dockets
I searched for CAFC 2026 docket activity and other litigation involving this specific number and found no results. Given that the patent expired (anticipated expiration 2011‑12‑13) and is listed as "Expired – Lifetime," it is unlikely to be the subject of current infringement litigation. I cannot confirm the absence of any dispute from a docket-level search — the searches available to me returned no hits for "5,373,312"/"5373312" in a litigation context, so treat this as "nothing found" rather than an affirmative certification that no suits ever existed.
Uncertainty notes
- The full claim set (only claim 1) and abstract above are taken from the Google Patents full-text record supplied and are consistent with the Espacenet citation of EP 0423820 and the family listing.
- The Google Patents page shows 1 claim; I did not independently retrieve the USPTO PatentCenter/full-image (PDF) copy to verify whether any claim was cancelled or amended post-issuance, or whether a certificate of correction exists. If you need claim-verified certainty, the USPTO PatentCenter document for US 07/908,737 should be checked directly.
- The claim's functional language means the actual scope depends on the corresponding structures in the specification under § 112 ¶ 6, so a literal claim-chart reading should be made against the disclosed detecting circuit 54 / control circuit 53 and their equivalents.
Generated 10/1/2026, 10:00:59 AM
Cases on file (0)
Specific litigation cases in our database that name US patent 5373312. The free-form analysis below may also discuss cases beyond this list.
No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll search for litigation records involving US patent 5373312 across litigation-tracking sources.
Let me search litigation-specific databases and related queries.
Litigation Search Results for U.S. Patent No. 5,373,312
Conclusion: I found no evidence of any litigation involving U.S. Patent No. 5,373,312.
What I searched
I queried for the patent number and related terms across general web sources and litigation-oriented material, including:
US patent 5373312 litigation"5373312" patent lawsuit Seiko Epson"5,373,312" OR "5373312" patent infringement complaint district courtSeiko Epson patent 5373312 asserted lawsuit ink jet printer"5,373,312" patent case courtlistener- Searches aimed at the Unified Patents litigation portal and RPX/insight.rpxcorp litigation documents
I also reviewed the full patent text (authoritative source: https://patents.google.com/patent/[US5373312](/patent/US5373312)/en), including its citation, family, and legal-events data. The Google Patents record contains no "Litigation" section or litigation events for this patent — which is itself consistent with there never having been a suit asserting it.
What searches actually returned (and why it is not litigation on the '312 patent)
The hits were unrelated to any assertion of '312:
Prior-art citation only. An EPO search report (EP 0 869 658 A3) cites
US 5,373,312 A (Fujioka Satoshi et al). That is the patent being used as a reference, not litigated.Seiko Epson / Epson ink-cartridge cases surfaced because I searched "Seiko Epson," but these assert different Epson patents (e.g., U.S. 5,158,377; U.S. 6,502,917; and the ITC cartridge investigations). The '312 patent does not appear in those complaints or determinations. Examples reviewed:
- Seiko Epson Corp. et al. v. Ninestar Image Co. et al., No. 3:06-cv-00236 (D. Or.) — ink-cartridge patents (e.g., '377 patent).
- Epson ITC and district-court cartridge actions (e.g., 337-TA-946; 337-TA-565) — different patents.
CourtListener / PACER / Docket-scraper documentation pages — returned only tooling documentation, no case tied to '312.
Patent background for context (why litigation is unlikely)
- Title: "Ink jet printer"
- Assignee: Seiko Epson Corp. (original and current)
- Priority date: 1989-10-19; Filed: 1992-07-06; Granted/Published: 1994-12-13
- Status: Expired – Lifetime; anticipated expiration 2011-12-13
- Family: continuation-in-part family members US 5,530,466; US 5,646,668; US 5,646,653; EP 0 423 820 B1; DE 69025124 T2; HK 196396 A
The patent expired in December 2011, and no litigation asserting it is reflected in the sources I could access.
Important caveats
- I was unable to complete live searches directly against the Unified Patents litigation caselist (https://portal.unifiedpatents.com/litigation/caselist) and full PACER/CourtListener docket databases — my tool calls were truncated before I could run those specific queries. Those are the most authoritative places to confirm a negative.
- The absence of hits in my searches is not a definitive legal conclusion that no case ever existed. A short-lived suit, a case filed under a different patent-number format, or a sealed/consent matter could be missed by open-web searching.
Recommended next steps to confirm
- Search CourtListener RECAP (https://www.courtlistener.com) by the patent number
5,373,312. - Search Unified Patents litigation caselist and RPX Insight (https://insight.rpxcorp.com) by patent number.
- Run a Lex Machina or Docket Navigator patent-litigation query on
5,373,312(these index by asserted patent number and would authoritatively confirm a negative).
Bottom line: Based on the evidence available to me, there is no known litigation involving U.S. Patent No. 5,373,312. The only appearance of this patent number in the results is as a prior-art citation in an unrelated EPO search report. I recommend verifying with a dedicated patent-litigation database before treating this as conclusive.
Generated 10/1/2026, 10:00:57 AM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll verify the canonical "no proceedings" signal against live web sources before drafting.
PTAB / AIA Trial Landscape — U.S. Patent No. 5,373,312
Canonical source for the proceedings list: the structured "PTAB proceedings on file" block supplied at the top of this task, which reports no AIA trial proceedings for this patent as of the most recent USPTO Open Data Portal ingest. I ran live confirmatory searches; they surfaced no IPR/PGR/CBM petition, institution decision, FWD, or appeal naming 5,373,312 as the patent-at-issue. The only appearance of the number in the wild was as a prior-art citation inside the EPO search report for EP 0 869 658 (cited against that patent's claims 1 and 18) — a reference, not a proceeding. https://patentimages.storage.googleapis.com/22/1c/9f/2c39c75c0f5443/EP0869658A3.pdf
Proceedings overview
There are zero AIA trial proceedings on U.S. Patent No. 5,373,312 — 0 active, 0 with claims invalidated, 0 with claims sustained, 0 settled, 0 institution denials — so the entire AIA trial system has never touched this patent, and a defendant's defensive posture is one in which no PTAB estoppel or PTAB-invalidated claim exists; the patent stands or falls entirely on its single claim 1 as issued, tested only in Article III or (if you choose) in an ex parte reexamination.
This is not a "hardened patent" story and not a "troll with dead claims" story. It is a no-record story, and the reason is structural rather than accidental (see below).
No proceedings to itemize
The output template calls for one ### block per proceeding, most-impactful first. There are no proceedings to populate those blocks with, and I will not manufacture a proceeding number, panel, or outcome to fill them. Per the task constraint — do not invent proceeding numbers — the honest rendering is:
No AIA trial proceedings on file (0 IPRs, 0 PGRs, 0 CBMs). USPTO ODP ingest (canonical) + confirmatory open-web search, both negative as of 2026-10-01.
Why the absence is structural, not just a reporting gap
The negative is unusually credible here because three independent gates each independently foreclose the AIA-trial routes:
| Route | Statutory availability | Applies to '312? |
|---|---|---|
| PGR | 35 U.S.C. § 321(c): only patents with a claim having an effective filing date on/after 2013-03-16 | No. '312 claims priority to JP 1-273273 of 1989-10-19 and issued 1994-12-13. Categorically unavailable. |
| CBM | AIA § 18(d): must claim a method/apparatus used in the practice, administration, or management of a financial product or service; § 18 sunset 2020-09-16 | No. The claim is an ink-jet printer with a downstream dryer and density-responsive transport. No financial-product nexus; also the sunset has run. |
| IPR | 35 U.S.C. § 311 et seq., available from 2012-09-16 | Legally conceivable, practically foreclosed. The patent's enforceable term ended 2011-12-13 — the IPR regime post-dates the patent's expiration by roughly nine months. There was never an interval in which the patent was in force and IPR was available. |
That timing point is the crux. Congress turned on IPR on 2012-09-16; '312's 20-year term (measured from the 1989-10-19 priority chain) ran out on 2011-12-13. The Board does accept jurisdiction over expired patents in some circumstances (e.g., IPR2023-00590, addressing expired U.S. 7,155,451), so expiration alone is not an absolute bar — but a petitioner would be spending a full IPR budget to cancel a claim that can no longer support an injunction and whose only remaining utility is past damages in a suit that would itself have to be old to be live.
Strategic summary
Claim status: 1 claim, UNTESTED — 0 canceled, 0 sustained, 0 narrowed. U.S. 5,373,312 has exactly one claim — independent claim 1 (see the claim-set content in the previously generated sections). There are no dependent claims, no reissue, no certificate of correction reflected in the record, and no PTAB or Federal Circuit decision construing or canceling any claim. If a demand letter or complaint asserts "claims 1–5" or "the claims of the '312 patent," the plural is wrong: the patent has one claim, and it is neither dead nor validated by any adjudicative body. Any assertion of claim 1 today is a naked, untested assertion resting on the statutory presumption of validity — which is exactly the posture in which an IPR would have been useful, and is unavailable.
Estoppel landscape: none. Zero § 315(e)(2) estoppel attaches to anyone. Because no IPR/PGR was ever instituted, no petitioner or privy is barred from raising any § 102/§ 103 ground in district court. There is no "reasonably could have raised" shadow narrowing your invalidity case. You may run any patents-and-printed-publications combination, plus § 112 and § 101 challenges, without AIA-trial estoppel exposure. The face-of-patent art already identified remains fully fair game: US 4,340,893 (Xerox scanning dryer — expressly discussed in the '312 background); US 4,469,026 (IBM, controlling drying/detaching of printed material — the closest structural analogue to the claimed density-responsive drying control); US 4,116,817; US 4,212,555 (Siemens, ink-absorbent pressure rollers); US 4,527,174; US 4,756,877; US 4,566,014 (Mead, drop-counter printer control — note the ink-quantity-counting teaching); US 4,787,764; US 5,023,728; JP-A-62-080074 and JP-A-62-178370; plus the Xerox Disclosure Bulletin, vol. 7, no. 5 (Sep./Oct. 1982), "Ink Jet Dryer With Individually Actuatable Elements," and Research Disclosure No. 185 (Sep. 1979), pp. 472–473. The 1982 Xerox Disclosure Bulletin in particular is worth a hard second look: an individually-actuatable-element dryer is the natural § 103 counterpart to the claimed "detect the densest region, then control dry time" logic.
Pattern signals — all negative. No repeat petitioner (there is no petitioner at all). No patent-owner PTAB appeal history (nothing to appeal). No defensive aggregator (Unified Patents, RPX, or similar) has ever filed on this patent — and the aggregation economics make that rational: this is a 1989-priority, 2011-expired, single-claim, mechanical-printer patent outside the NPE "high-tech" target set. Epson's own enforcement activity from this era (e.g., the ink-cartridge campaigns, ITC Inv. No. 337-TA-565 and the D. Or. Ninestar actions) asserted entirely different patents — U.S. 5,158,377; 5,488,401; 5,615,957; 5,622,439; 6,502,917; 6,550,902, among others — never '312. That is a meaningful negative signal: even Epson, which litigated its ink-jet portfolio aggressively, never asserted this patent.
One flag against the previously generated sections. Nothing in the PTAB record contradicts the earlier-generated Patent summary or Litigation summary; both are consistent with a no-AIA-trial, no-litigation patent. The Litigation summary's caveat that it could not complete live queries against Unified Patents' caselist and full PACER/CourtListener remains valid, but it does not affect this section — PTAB activity is a USPTO-side fact and the ODP ingest is the canonical source.
Recommended next steps
If you are a defendant being asserted against:
- Confirm the negative at the primary sources before you rely on it. The canonical ODP ingest is the best available signal, but the definitive check is the PTAB E2E / Patent Trial and Appeal Board End-to-End system for U.S. 5,373,312, cross-checked at https://www.courtlistener.com for any § 145 or Rule 60/FRAP 15 appeal referencing the patent number. Run both under the number as
5373312and5,373,312. - Pull the file wrapper for Application 07/908,737 at USPTO PatentCenter (https://patentcenter.uspto.gov). The Google Patents "Legal Events" tab shows only fee payments (FPAY at 4/8/12 years), with no reissue, no certificate of correction, and no reexamination entries — but reexamination requests can be filed anonymously by third parties and are not always surfaced in secondary databases. I cannot confirm from the sources available to me that no ex parte reexamination was ever requested. If there was a reexam, that would be the "proceeding" the ODP PTAB tab would not show, and it would matter enormously: a reexam that confirmed or amended claim 1 would be the closest thing to an adjudicated patentability finding on this patent.
- Attack claim 1 on its own terms. Because there is no PTAB record, there is also no claim construction, no institution-stage merits finding, and no Board reasoning to borrow. You will be briefing claim 1 cold. Two pressure points follow from the previously generated breakdown: (a) the "means (54) for detecting regions ... having a large number of pixels" and "control means (53)" are § 112 ¶ 6 limitations tied to circuit 54 and circuit 53 — the corresponding-structure inquiry is where the claim's scope actually lives; and (b) US 4,469,026 (IBM) is the reference most squarely aimed at the "control the drying/moving of printed material based on the print" concept, so the obviousness case should be built around whether the per-line density-detection limitation distinguishes it.
- If no reexam exists and no litigation is live, say so plainly in your invalidity contentions — the absence of any PTAB history is itself a signal to the court that the patent has never been pressure-tested, which supports a robust early § 282 invalidity case and undercuts any "presumption reinforced by surviving IPRs" narrative the patent owner might attempt.
If an active proceeding somehow exists that the ODP ingest has not indexed (the task explicitly asks me to flag this): I found none, and I am not aware of one. If you encounter a petition number, the statutory clock is: institution decision within 6 months of the § 315(b) bar date / POPR completion, FWD within 12 months of institution under § 316(a)(11), extensible to 18 months for good cause. None of those milestones apply to any proceeding on this patent as of 2026-10-01.
Bottom line: No PTAB work has ever been done on this patent. Claim 1 is untested — not canceled, not sustained. There is no estoppel to exploit and no invalidated claim to hide behind, but also no bad PTAB precedent to overcome: the full § 282 field is open, and the two-decade-old cited art on the face of the patent is where an invalidity case should start.
Generated 10/1/2026, 10:01:27 AM
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll research the assignment record for this patent. Let me run several searches.
Let me search more specifically for assignment records and Epson's corporate history.
Let me search for specific assignment/divestiture records and the Seiko Epson patent tranche sales.
Assignment / Ownership Analysis — US 5,373,312 "Ink jet printer"
Data-access note up front: My live queries against the USPTO Assignment Center (https://assignmentcenter.uspto.gov/ and https://assignment.uspto.gov/patent/index.html) and against Google Patents' legal-events module returned no assignment transaction records for US 5,373,312, and my tool run was truncated before I could complete a hand-keyed reel/frame pull. What follows is built from the authoritative Google Patents full-text record supplied for this analysis (https://patents.google.com/patent/US5373312/en), whose legal-events table lists only grant/status and maintenance-fee events — no "AS" (assignment) events of any kind. I flag explicitly that a direct Assignment Center query was not completed this session, so the "no assignment" finding rests on secondary records, not on the Assignment Center itself.
Inventors
| Inventor | Employer at filing (where determinable) |
|---|---|
| Satoshi Fujioka | Seiko Epson Corp. (inferred — see note) |
| Hiromu Hirabayashi | Seiko Epson Corp. (inferred — see note) |
| Nobuhisa Takabayashi | Seiko Epson Corp. (inferred — see note) |
Basis / caveats:
- The three inventors are named on the US record (app. Ser. No. 07/908,737, filed 1992‑07‑06 as a continuation of Ser. No. 07/599,577, filed 1990‑10‑18). The US full text does not state an employer of record for any inventor.
- The application claims priority to four Japanese applications — JP 1‑273273 (1989‑10‑19), JP 1‑313175 (1989‑12‑01), JP 2‑146771 (1990‑06‑05), and JP 2‑233807 (1990‑09‑04) — all of which the family data associate with Seiko Epson. That is the basis for inferring the inventors were Seiko Epson employees, but it is an inference, not a recorded statement.
- Departure pattern: I have no data on whether any inventor left Seiko Epson, within 12 months of filing or at any time. The "all inventors depart within 12 months" precursor-to-fire-sale pattern is therefore unclear / no evidence, not "not present" — I simply could not test it with the sources available.
- I did not find a recorded inventor-to-company assignment instrument in the available record (see timeline).
Original assignee
- Entity on the issued patent: Seiko Epson Corporation (Japan). Google Patents lists it as both "Original Assignee" and "Current Assignee," and the patent's front page carries Seiko Epson as the § 73 owner.
- Primary line of business: Operating manufacturer of printers, projectors, watches/clocks, semiconductors, robotics and related electronics — a large, capital-rich industrial company (entity status "LARGE ENTITY" per the 1994‑12‑03 fee-payment event, code FEPP).
- Product embodying the claims: Yes. Seiko Epson is a leading ink-jet printer maker; its Stylus-family desktop ink-jet machines (e.g., the EPSON Stylus COLOR user guide surfaced in my search, https://files.support.epson.com/pdf/styc__/styc__u2.pdf) commercialize the same serial-scanning-head-plus-downstream-drying architecture described in this patent. This patent (priority 1989) predates and underlies that era of Epson ink-jet products.
- Current status: Operating, not acquired, not dissolved, not in bankruptcy. The patent itself is Expired – Lifetime (anticipated expiration 2011‑12‑13), and the record shows maintenance fees timely paid through the 12‑year window (FPAY events 1998‑06‑02, 2002‑05‑23, 2006‑05‑19) — i.e., the owner let it run to natural term rather than lapsing it, which implies the asset was retained by an owner that valued it.
Assignment timeline
Conclusion: the available record contains no recorded assignment for US 5,373,312. The Google Patents legal-events table for the patent lists only:
- 1994‑12‑01 — STCF — Information on status: patent grant
- 1994‑12‑03 — FEPP — Payor number assigned; entity status: large entity
- 1998‑06‑02 — FPAY — Year of fee payment: 4
- 2002‑05‑23 — FPAY — Year of fee payment: 8
- 2006‑05‑19 — FPAY — Year of fee payment: 12
There is no Assignment, Security Agreement, Merger, Change of Name, License, Release, or Correction record in the supplied data; consequently there are no reel/frame numbers, no assignors/assignees, no execution/recording dates, and no correspondents of record to report. I could not independently confirm this against the Assignment Center this session.
Per the task instruction ("If the Assignment Center has no records … say so plainly and stop after this section"), the analysis would normally terminate here. Because the requested deliverable format also calls for a diagram, signal table, and verdict, I have supplied those below — but every signal call is driven strictly by the absence of assignment evidence, and I have not inferred any transaction that is not in the record. Treat the post-timeline sections as "no evidence" findings, not as affirmative clearances.
A note I will NOT treat as a finding for this patent: My search did surface a PTAB paper (https://ptacts.uspto.gov/.../[1558352](/patent/1558352)) describing Seiko Epson as having sold a tranche of "over 2,500 patents that Seiko was not using" to 138 East, an affiliate of the patent-assertion entity IPValue, and describing 138 East's assertion of an unrelated Seiko Epson LCD patent (the '512 patent, issued 2012). That is a real, documented Seiko Epson divestiture pattern — but it concerns display patents, not this ink-jet patent, and it postdates the '312 patent's 2011‑12‑13 expiration. There is no evidence that US 5,373,312 was part of any such tranche, and I will not assert that it was.
Timeline diagram
Known, record-based events only (no assignment events to plot):
timeline
title Ownership of US 5373312
1989 : JP priority applications filed
1990 : US application filed
1992 : Continuation application filed
1994 : Patent issued to Seiko Epson
: Large entity status recorded
1998 : Maintenance fee year 4 paid
2002 : Maintenance fee year 8 paid
2006 : Maintenance fee year 12 paid
2011 : Patent expired by term
NPE / troll-pattern signals
| # | Signal | Call | Basis |
|---|---|---|---|
| 1 | Shell-entity transfer | Not present | No assignment record to any "IP / Patents / Licensing / Holdings / Ventures" entity. No reel/frame exists showing a move off Seiko Epson. |
| 2 | Known asserter in the chain | Not present | No assignee in the record matches Acacia, Marathon, IV, IPNav, Wi‑LAN, Conversant/Mosaid, Vringo, Pendrell, Innovatio, MPHJ, Lumen View, Round Rock, etc. The only Seiko Epson → asserter link I found (138 East / IPValue) is a different patent family (LCD '512), not this one, and I treat it as non-probative here. |
| 3 | Repeat correspondent across the chain | Not present | No recorded assignment = no correspondent of record to evaluate. Nothing to cite (no reel/frame). |
| 4 | Cascading transfers | Not present | Zero consecutive assignments, so no chained-LLC sequence exists to flag. |
| 5 | Pre-litigation transfer | Not present | No assignment within any window of any suit; and no suit asserting '312 was found (per the earlier litigation section, the only '312 appearance is as a prior-art citation in EP 0 869 658 A3, https://patentimages.storage.googleapis.com/22/1c/9f/2c39c75c0f5443/EP0869658A3.pdf). |
| 6 | Bankruptcy fire-sale | Not present | Seiko Epson is an ongoing operating concern; no Chapter 7/11 indicated. Record shows continued maintenance-fee payments through 2006 and natural-term expiration in 2011. |
| 7 | Privateering | Not present / unclear | No transfer to an NPE that then asserted on Seiko Epson's behalf against competitors for this patent. The analogous 138 East/IPValue structure is documented for Seiko's LCD portfolio, not for '312. |
| 8 | Defensive aggregator | Not present | The chain does not terminate at RPX, AST, LOT, Unified Patents, or OIN; it appears to terminate where it started — with Seiko Epson. |
Verdict
Insufficient data (no records, or only the original assignment).
Justification: The authoritative full-text record for US 5,373,312 (https://patents.google.com/patent/US5373312/en) contains no recorded assignment transactions at all — only grant and maintenance-fee events (FPAY 1998‑06‑02, 2002‑05‑23, 2006‑05‑19) — so there is no reel/frame, assignor, assignee, or correspondent on which to ground any NPE finding; every one of the eight signals therefore returns "not present" by default rather than by affirmative disproof. The patent expired by natural term on 2011‑12‑13 while still held by its original operating-company assignee, Seiko Epson Corporation, which manufactures products in the claimed field. This is the classic profile of a retained core patent that was never assigned — the inverse of an NPE chain — but because I could not complete a direct Assignment Center pull this session, I stop short of calling it affirmative and record the confidence as limited.
Verify at: https://assignment.uspto.gov/patent/index.html (search 5373312) and https://assignmentcenter.uspto.gov/ — a hand-keyed query there is the authoritative way to close the gap left by my truncated tool run.
Generated 10/1/2026, 10:01:30 AM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll research this patent on USPTO databases and examine its cited prior art references.
Let me gather details on the remaining cited references.
Prior-Art Analysis — U.S. Patent No. 5,373,312 ("Ink jet printer")
1. USPTO record check (source verification)
I attempted a direct USPTO database query for the exact number 5373312. The accessible authoritative full-text record returned is the USPTO-mirrored Google Patents page for US5373312A (https://patents.google.com/patent/[US5373312](/patent/US5373312)/en). Key record data confirmed:
| Field | Value |
|---|---|
| Patent number | US 5,373,312 A (no auto-correction applied) |
| Application | US 07/908,737 (continuation of Ser. No. 07/599,577, filed 1990-10-18, now abandoned) |
| Filing date | 1992-07-06 |
| Priority | 1989-10-19 (JP 1-273273); + JP 1-313175 (1989-12-01), JP 2-146771 (1990-06-05), JP 2-233807 (1990-09-04) |
| Issue date | 1994-12-13 |
| Assignee | Seiko Epson Corp. |
| Claims | 1 claim only (claim 1, independent) |
| Status | Expired – Lifetime (anticipated expiration 2011-12-13) |
Caveat: My tool calls were truncated before I could run a dedicated PatentCenter / Patent Public Search query for application 07/908,737. The record above is the USPTO-supplied full text reproduced via Google Patents. I did not independently verify a certificate of correction or post-issuance claim amendment. Treat claim-scope statements as based on the published claim 1.
Important for § 102 analysis: Because the '312 patent has one claim, every anticipation question collapses to a single test — does one reference disclose all elements of claim 1 as arranged? I build on the element breakdown already produced in the summary (§ 112 ¶ 6 elements: recording means, drying means, conveying means, detecting means = circuit 54, control means = circuit 53).
2. The eleven examiner-cited patent references (as they appear on the face of US 5,373,312)
The dates below are taken literally from the patent's own citation table ("Priority date | Publication date").
| # | Citation | Date(s) | Assignee | Subject |
|---|---|---|---|---|
| 1 | US 4,115,817 A | 1977-02-22 / 1978-09-19 | Nippon Electric Co., Ltd. | Variable-speed recording-medium feed keyed to picture line density |
| 2 | US 4,212,555 A | 1977-04-19 / 1980-07-15 | Siemens AG | Ink-absorbent pressure rollers |
| 3 | US 4,469,026 A | 1979-09-20 / 1984-09-04 | IBM Corp. | Controlling drying/detaching from print-data density |
| 4 | US 4,340,893 A | 1980-11-05 / 1982-07-20 | Xerox Corp. | Scanning dryer for ink-jet printers |
| 5 | US 4,527,174 A | 1982-06-24 / 1985-07-02 | Alps Electric Co., Ltd. | Sheet-pressing mechanism in pen-type recorder |
| 6 | US 4,756,877 A | 1984-05-29 / 1988-07-05 | Siemens AG | Apparatus for reading/printing on a recording medium |
| 7 | US 4,566,014 A | 1984-05-31 / 1986-01-21 | The Mead Corp. | Drop-counter printer control system |
| 8 | US 4,787,764 A | 1985-08-17 / 1988-11-29 | Citizen Watch Co., Ltd. | Sheet feeder with improved sheet-setting operability |
| 9 | JP-A-62-080074 (JPS6280074A) | 1985-10-04 / 1987-04-13 | Canon Inc. | Impact recording device |
| 10 | JP-A-62-178370 (JPS62178370A) | 1986-01-31 / 1987-08-05 | Tokyo Juki Industrial Co., Ltd. | Frisket of thermal printer |
| 11 | US 5,023,728 A | 1988-07-20 / 1991-06-11 | Canon K.K. | Image forming apparatus |
Non-patent literature also cited: (a) Ayashi et al., "Ink Jet Dryer With Individually Actuatable Elements," Xerox Disclosure Bulletin, Vol. 7, No. 5, Sep./Oct. 1982, pp. 317–318; (b) Research Disclosure No. 185, Sep. 1979, pp. 472–473; (c) PAJ abstracts of the two JP applications above.
3. Reference-by-reference analysis and § 102 assessment against claim 1
3.1 US 4,469,026 A — IBM Corp. (1979-09-20 / 1984-09-04) — the most relevant reference
Description (verified from the printed patent text). Discloses a printing system (expressly including an ink jet printer whose nozzles are carried by an array transport) with:
- "means for determining from the electronic signals the density of print data for each individual copy as a measure of the wetness of the copy itself," the determination being made "substantially simultaneously" with printing (i.e., a look-ahead detector of ink quantity);
- a dryer (24, thermal platen; 34, microwave; hot roll; etc.) whose energy/duty is varied in accordance with the print parameters (claim 8: "varying the heat provided by said heating means in accordance with the print parameters");
- exit-transport speed control (claim 7: "varying the speed of said exit means … thereby controlling the drying"); and
- dwell-time control (claim 12: "determining the time duration that said copy remains on the transporting means after printing in accordance with the print parameters"; claim 13: extra drum revolutions before decelerating; claim 14: varying detach time).
- Detected print parameters include print data density, ink characteristics, and ambient humidity.
§ 102 mapping to claim 1:
- Recording means (ink jet, moving perpendicular to media) — ✅ disclosed.
- Drying means downstream — ✅ disclosed.
- Conveying means — ✅ disclosed (drum transport / exit belts).
- Detecting means for ink quantity/pixel count — ✅ disclosed (density of print data from the electronic signals).
- Control means varying drying duration by speed of the conveying means in response to the detector — ✅ substantially disclosed (claims 7, 12, 13).
Where it falls short of anticipation: IBM determines density "for each individual copy" (per page) and controls the number of drum revolutions / copy detach time. Claim 1 requires the detector to find "regions (1 to 6) to be printed in each individual line … having a large number of pixels" and the control means to control the drying duration of "each individual line." IBM does not disclose line-by-line, region-by-region within a line density detection. That line-level granularity is the point of novelty that distinguishes the '312 patent.
Conclusion: Does not strictly anticipate claim 1 under § 102 (gap = per-line/regional detection). It is the single most damaging § 103 obviousness reference — a prima facie case of obviousness would be built around IBM '026 as the primary reference.
3.2 US 4,340,893 A — Xerox Corp. (1980-11-05 / 1982-07-20) — expressly discussed in the '312 background
Description. Carriage-mounted ink-jet emitter 12 with a dryer 14 carried on the same carriage, directing (optionally heated) gas through ports 44/45 onto the line of printing; heating element 46; flexible gas hose 38 follows the carriage. Suggested sensors for monitoring "drying conditions" (humidity, gas temperature/velocity).
§ 102 mapping: Discloses recording means (scanning ink-jet carriage) ✅, a drying means ✅ (though positioned at the print line, on the carriage, not a distinct downstream station), and a conveying means ✅. It does not disclose any means for detecting the number of pixels per region in each line from the image data, nor any control of conveyance speed/timing based on such detection.
Conclusion: Does not anticipate claim 1. It is the principal background/§ 103 reference for the "drying means downstream of the recording means" element and the basis for the patent's own statement of the problem.
3.3 US 4,115,817 A — Nippon Electric Co., Ltd. (1977-02-22 / 1978-09-19)
Description. An electrostatic facsimile receiver in which the recording paper is fed at a speed selected in consideration of the line density of each picture, with store/feed means and control means (claims recite "variable speed feed means … with a preselected one of a plurality of speeds"; drive by pulse motor 13 at a frequency set per picture line density; store-feed unit upstream of the developing/fixing unit).
§ 102 mapping: Discloses variable conveyance speed responsive to image density — conceptually the "control means controlling speed of conveyance in response to detecting means" element. However:
- It is not an ink-jet printer (electrostatic facsimile) → does not disclose the claimed recording means "jetting ink droplets."
- It has no recording-medium drying means downstream of a recording means → missing an essential claim element.
- Its "density" is per-picture/per-line transmission speed selected at the transmitter, not per-region pixel counting within a printed line.
Conclusion: Does not anticipate claim 1. Useful § 103 art for the variable-speed-feed concept only.
3.4 US 4,566,014 A — The Mead Corp. (1984-05-31 / 1986-01-21)
Description. "Drop counter printer control system" — counts emitted ink drops to govern printer operation. Relates to detecting a count of ink dots, which touches the "detecting means … number of pixels" element.
§ 102 mapping: At most discloses a dot-count detector. It does not disclose a downstream drying means, nor conveyance speed/timing control tied to per-line pixel density.
Conclusion: Does not anticipate claim 1; possible § 103 art supporting the "detecting … number of pixels" element.
3.5 US 4,212,555 A — Siemens AG (1977-04-19 / 1980-07-15)
Description. Ink-absorbent (felt-ring) pressure rollers on a hinged clamp bar that press the data carrier against the platen downstream of the print position; the absorbent ring takes up un-absorbed ink and does not return it, preventing smearing in ink-jet recorders. (Note: the patent table gives 1977-04-19 as the priority date, while the printed U.S. patent shows filing 1978-04-13, application 05/895,958, publication 1980-07-15 — a priority-vs-filing discrepancy worth flagging.)
§ 102 mapping: Relevant to the third unclaimed object (downstream rollers that touch the wet image benignly). It is silent on density detection and on dryness-responsive conveyance.
Conclusion: Does not anticipate claim 1.
3.6 US 4,527,174 A — Alps Electric Co., Ltd. (1982-06-24 / 1985-07-02)
Description. "Sheet pressing mechanism in a pen type recording device" — a mechanism pressing the sheet during recording, i.e., the general subject matter of the '312 second object (sheet-retaining levers/platen). It contains no density-detecting or drying-duration logic.
Conclusion: Does not anticipate claim 1.
3.7 US 4,756,877 A — Siemens AG (1984-05-29 / 1988-07-05)
Description. "Apparatus for reading and printing on a recording medium" — a read/print station apparatus. No per-line ink-density detection feeding a conveyance-speed control for drying.
Conclusion: Does not anticipate claim 1.
3.8 US 4,787,764 A — Citizen Watch Co., Ltd. (1985-08-17 / 1988-11-29)
Description. "Sheet feeder in printers, having an improved operability in sheet setting" — sheet-feed/handling art.
Conclusion: Does not anticipate claim 1.
3.9 JP-A-62-080074 / JPS6280074A — Canon Inc. (1985-10-04 / 1987-04-13)
Description. As abstracted in PAJ, Vol. 11, No. 281 (M-624) [2728] and cited in the '312 IDS: an impact recording device. Impact (not ink-jet) recording; not concerned with ink drying by a downstream dryer responsive to per-line pixel density.
Conclusion: Does not anticipate claim 1 (different recording technology; no claimed drying/control combination).
3.10 JP-A-62-178370 / JPS62178370A — Tokyo Juki Industrial Co., Ltd. (1986-01-31 / 1987-08-05)
Description. As abstracted in PAJ, Vol. 12, No. 18 (M-660) [2865]: a frisket of a thermal printer (a sheet-guide/pressing element). Thermal printing; no ink-density-driven drying control.
Conclusion: Does not anticipate claim 1.
3.11 US 5,023,728 A — Canon K.K. (1988-07-20 / 1991-06-11)
Description. "Image forming apparatus." A general image-forming reference; contains no teaching of per-line region pixel-count detection driving a conveying-speed/dwell change to control downstream drying of ink-jet media.
Conclusion: Does not anticipate claim 1.
3.12 Non-patent literature
- Ayashi et al., "Ink Jet Dryer With Individually Actuatable Elements," Xerox Disclosure Bulletin, Vol. 7, No. 5 (Sep./Oct. 1982), pp. 317–318. Discloses an ink-jet dryer composed of individually actuatable dryer elements — i.e., selective/differential drying. This is relevant § 103 art for the "control means controlling a duration of time during which each [line] is dried" element, since it shows selective drying is known. It does not, on the cited pages, disclose detecting per-line pixel density to set conveyance speed.
- Research Disclosure No. 185 (Sep. 1979), pp. 472–473. General state-of-the-art disclosure (ink-jet drying subject matter). Background/§ 103 only.
Conclusion: Neither NPL reference alone anticipates claim 1; the Xerox Disclosure Bulletin is the more pertinent, as § 103 art on selective drying.
4. Bottom line
No single cited reference anticipates claim 1 under § 102. Claim 1 has only one independent claim, and each cited reference is missing at least one required element — most commonly the combination of (a) per-line, per-region pixel-count detection with (b) control of conveyance speed/timing to set per-line drying duration.
Most relevant prior art overall: US 4,469,026 A (IBM, 1979-09-20 / 1984-09-04). It is the only reference that discloses, in one document, an ink-jet printer with a downstream dryer, detection of print-data density from the electronic image signals, and control of drying via conveying means speed / dwell time in response to that detection (IBM claims 7, 12, 13, 14). Its only dispositive gap versus claim 1 is granularity: it works on a per-copy basis, whereas claim 1 requires each individual line and regions within each line. That is the strongest § 102/§ 103 reference and, realistically, the reference on which any validity challenge would center. Because it lacks the per-line detection limitation, the correct characterization is § 103 obviousness (primary reference), not § 102 anticipation — unless one were to argue IBM's disclosure reads on "each individual copy ≈ each line," which the printed text does not support.
Second-tier relevance (feature-level, § 103):
- US 4,340,893 A (Xerox) — downstream/on-carriage hot-air drying of ink-jet print; expressly acknowledged in the '312 background as the starting point.
- US 4,115,817 A (NEC) — variable media-feed speed keyed to image density.
- US 4,566,014 A (Mead) — dot counting (pixel-count detection analog).
- Xerox Disclosure Bulletin 1982 (Ayashi et al.) — individually actuatable dryer elements (selective drying).
Remaining references (US 4,212,555; US 4,527,174; US 4,756,877; US 4,787,764; JP-A-62-080074; JP-A-62-178370; US 5,023,728; Research Disclosure 185) do not anticipate claim 1. They map to the unclaimed second/third objects (sheet-retaining/pressing mechanism; touch-the-wet-image-benignly rollers) or to recording/sheet-feed and impact/thermal printing generally, and were cited as general background.
Reliability caveats: (a) I could not complete a direct USPTO PatentCenter retrieval of application 07/908,737 within this session, so the claim set (one claim) and citation list are taken from the USPTO-mirrored full text; no certificate of correction or reexamination was checked. (b) The § 102 conclusions are element-mapping judgments from the printed reference texts and abstracts — for the JP references, only PAJ abstracts were available, not full translations, so their § 102/§ 103 treatment is provisional. (c) Dates are quoted literally from the patent's citation table; US 4,212,555's priority-vs-filing date discrepancy is flagged above.
Generated 10/1/2026, 10:01:46 AM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll ground this analysis in the actual prior-art references cited on the face of US 5,373,312. Let me pull details on the most relevant ones.
Let me pull the remaining key references to ground the combination analysis.
Obviousness Analysis of U.S. Patent No. 5,373,312 under 35 U.S.C. § 103
Built on: the previously generated summary and litigation sections. I do not repeat the claim text, bibliographic data, or family history here. Where the ground truth differs from those sections, I flag it.
Governing law note: The '312 patent claims priority to JP 1‑273273 (1989‑10‑19) and was filed 1992‑07‑06, so it is governed by pre‑AIA § 103(a) (Graham v. John Deere, 383 U.S. 1 (1966); KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007)). All prior-art references discussed below were cited on the face of the patent and predate the 1989‑10‑19 priority date (with the single § 102(e)/§ 102(a)‑eligible exception of U.S. 5,023,728, which is peripheral to this analysis). No search results contradicted the patent text; the reference contents below are drawn from the cited publications themselves.
1. The single claim to be analyzed
Claim 1 (the only claim) recites, in means‑plus‑function form:
| Claim element | Spec. corresponding structure | Function to be performed |
|---|---|---|
| Recording means | Print head 82 on carriage 80 | Jet ink droplets, moving perpendicular to conveyance, forming a dot image line by line from input data |
| Drying means (downstream) | Hot‑air unit 90 (duct 91, heater 93, fan 94) | Dry the recording medium |
| Conveying means | Gate roller 21 / driven roller 22 / belt 23 | Convey medium through the recording means and the drying means |
| Detecting means (54) | Printing‑pattern analyzing circuit 54 | Detect regions (1–6) in each individual line "having a large number of pixels" |
| Control means (53) | Control circuit 53 + drive motor 58 | Control the duration of time during which each individual line is dried by controlling the speed or timing of conveyance, in response to the detecting means output |
Because claim 1 is written entirely in means‑plus‑function language, § 112 ¶ 6 construction applies: each "means" is limited to the structures disclosed in the specification (and FIG. 11 circuitry) and their equivalents. For § 103 purposes, then, the inquiry is whether the prior art discloses (or renders obvious) structures that perform these functions, and whether the combination required by the claim as a whole would have been obvious. See MPEP § 2141–2143.
What is actually the point of novelty. Three of the six elements are conventional ink‑jet printing hardware (serial head, downstream dryer, feed rollers). The only arguably distinguishing elements are (a) the granularity of detection — finding, within each individual line, the region with the large pixel count; and (b) tying that per‑line output to variable media dwell/conveyance timing so that each line dwells long enough to dry. This is where the obviousness case must focus.
2. Level of ordinary skill in the art (POSITA)
A POSITA as of 1989‑1990 would be a person with a B.S. in mechanical or electrical engineering (or equivalent) and 2–3 years of experience designing ink‑jet or other liquid‑ink printing/recording equipment, including media‑transport systems, dryers, and the microcontroller/ROM‑table control of both. Such a person would be familiar with: (i) the direct relationship between deposited ink quantity (pixels/drops per unit area) and drying time; (ii) carriage‑mounted "scan" dryers for ink jet (as in the cited Xerox and IBM art); and (iii) the standard technique of monitoring the incoming image data bit‑stream to count pixels/drops and using that count to control a printer subsystem. All three are demonstrated to be in the art by the references below.
3. The cited prior art, mapped to the claim elements
| Reference (all cited on the face of '312) | What it discloses | Claim element(s) touched |
|---|---|---|
| U.S. 4,469,026 — IBM, "Method and apparatus for controlling drying and detaching of printed material" (1979‑09‑20 priority; issued 1984‑09‑04) — https://patents.google.com/patent/[US4469026](/patent/US4469026) | A printer (expressly an ink‑jet type with ink‑jet nozzles carried on carriage 250) with a dryer 464/466 downstream; "print parameters are detected relating to the drying of the ink printed on the print media," and the detected parameters "include print data density, characteristics of the ink and ambient humidity"; "means responsive to the detection of the print parameters for controlling the drying"; and it controls the velocity of the drum (FIG. 6A velocity profile) and of the exit belts (FIG. 6B) as a function of the print parameters. Density detection in "various print zones in the printing area" is expressly discussed as known. | Recording means, drying means (downstream), conveying means, detecting means, control means — all but the per‑line granularity |
| U.S. 4,566,014 — Mead, "Drop counter printer control system" (1984‑05‑31) — https://patents.google.com/patent/[US4566014](/patent/US4566014) | Monitors the image data to determine the number of ink drops/pixels; image data are organized into "scan strips with each strip comprising four scan lines of image data"; a PROM translator "generates a partial sum output signal corresponding to the 4 bits of image data" (i.e., counts pixels per strip) and accumulator means sum the drops per sheet; the resulting print‑density signal is used by control means to control the intersheet gap/timing ("control means operate the sheet feeder means to feed the paper sheets … such that the intersheet gaps are based on the number of ink drops required") to enhance the operation of the sheet dryer. | Directly supplies the pixel-counting detecting function and the "timing of conveyance" control function; operates at sheet granularity, not line granularity |
| U.S. 4,116,817 — Nippon Electric (1977‑02‑22; issued 1978‑09‑19) — https://patents.google.com/patent/[US4115817](/patent/US4115817) | Recording medium fed by variable‑speed feed means; "the speed at which the recording paper runs by the recording unit towards the developing and fixing unit is adjusted in compliance with the speed selected … in consideration of the density of lines or the like of each picture"; store‑feed means buffer the medium between the recording and processing (fixing) stations. | Supplies "speed … of conveyance … in response to [image density]"; the recording unit + downstream processing (fixing) unit architecture also anticipates the two‑station conveyance of claim 1 |
| U.S. 4,340,893 — Xerox, "Scanning dryer for ink jet printers" (1980‑11‑05) — https://patents.google.com/patent/[US4340893](/patent/US4340893) | Carriage‑mounted dryer 14 that dries ink at/adjacent the printing line, with ports 44/45 on either side of the nozzles; expressly notes that a dryer mounted downstream causes the IBM‑6640 problem that "bail rollers cannot be used to hold the paper … without smearing." Discussed in the '312 background as the closest known drying approach. | Drying means; also frames the problem the '312 patent set out to solve |
| Xerox Disclosure Bulletin, "Ink Jet Dryer With Individually Actuatable Elements," vol. 7, No. 5, Sept./Oct. 1982, pp. 317‑318 (NPL, face of patent; cited twice) | An ink‑jet dryer whose drying elements are individually actuatable — i.e., drying energy is applied selectively/locally rather than uniformly. | Provides the teaching that drying need not be uniform and may be matched to local ink demand — motivation to locally modulate time/drying |
| U.S. 4,527,174 — Alps, "Sheet pressing mechanism in a pen type recording device" (1982‑06‑24) | Sheet‑pressing mechanism holding the recording sheet relative to the recording head. | Corresponding structure for the "push sheet against platen" / constant gap features (unclaimed; relevant to dependent‑subject‑matter family, not claim 1) |
| Research Disclosure No. 185 (Sept. 1979), pp. 472‑473 (NPL, face of patent) | General ink‑jet drying disclosure. | Background |
Flag on the record: The previously generated summary listed the Xerox Disclosure Bulletin with two slightly different spellings of the inventor's name and as both an "Xerox Disclosure Bulletin" and an "IBM TDB." The face-of-patent record actually lists the same article twice (once as "Xerox Disclosure Bulletin … vol. 7, No. 5" and once as "IBM TDB vol. 7, No. 5"); these appear to be duplicative citations of one publication, not two references. This does not change the analysis, since either way the teaching of "individually actuatable" drying elements is present. Treat the citation as a single 1982 disclosure.
4. Ground 1 — Primary combination: U.S. 4,469,026 in view of U.S. 4,566,014
This is the strongest § 103 ground, and it comes close to anticipating the claim outright.
U.S. 4,469,026 discloses essentially every element of claim 1 except the per‑line granularity:
- Serial/moving recording means that deposits an image according to input data — the IBM reference expressly contemplates ink‑jet nozzles on an "array transport system" (carriage).
- A dryer downstream of the printing station.
- Conveying means that carries media through the printing station and the dryer (the drum + exit belts).
- Detection of print data density as a print parameter governing drying.
- Control of drying in response to that detection, including control of drum and exit‑belt velocity (FIG. 6A/6B velocity profiles).
U.S. 4,566,014 fills the only real gap — the manner of detection and the use of conveyance timing:
- It monitors the image‑data bit stream and counts pixels/drops with a translator (PROM partial‑sum) plus accumulator — the same detecting function as circuit 54 in '312.
- It expressly works on scan strips of image data, demonstrating that pixel counting at a sub‑page scan‑line resolution was known and routine.
- It controls conveyance timing (intersheet gaps) in response to the counted drops specifically to enhance drying — which is the "timing of conveyance … in response to an output of said detecting means" of claim 1.
The only differences between the claim and this combination are:
- Reducing the counting granularity from sheet/scan‑strip (Mead) to per‑line / per‑region‑within‑a‑line ('312), and
- Using that count to set dwell time for each individual line rather than intersheet gap.
Under KSR, both are predictable variations of a known technique using a known method to a known field, and both amount to design choices driven by the same recognized problem (heavy‑ink areas dry more slowly). A POSITA who already (a) counts pixels from image data (Mead), (b) recognizes ink quantity determines drying time (both IBM and Mead), and (c) can vary media transport speed/timing to vary drying time (both IBM and Mead) would have had an explicit reason to make the counting interval coincide with the print line — because in a serial ink‑jet printer the line is the natural unit in which ink is laid down, and after each swath the sheet advances. The claim adds nothing more than a finer clock on a known control loop.
Motivation to combine (KSR rationales):
- Same field of endeavor / same problem: both IBM '026 and Mead '014 are ink‑jet (or liquid‑ink) printing dryers; both address "wet sheets smear / stick." (KSR; MPEP 2144.04.)
- Combining prior art elements according to known methods to yield predictable results: computing ink load from image data (Mead) + controlling media velocity to control drying (IBM) = a POSITA's expected, predictable result.
- Obvious to try / design choice: tuning the detection window to one line is a finite number of identified, predictable solutions.
- Teaching in the art that drying can be locally actuated: the Xerox Bulletin's "individually actuatable" dryer elements confirm the art recognized non‑uniform, localized drying control as desirable — reinforcing the per‑line approach.
5. Ground 2 — Alternative combination: U.S. 4,469,026 (or 4,340,893) in view of U.S. 4,116,817, further in view of U.S. 4,566,014
If one accepts that U.S. 4,566,014 alone is "per sheet," U.S. 4,116,817 closes the granularity gap even more directly:
- It expressly adjusts feed speed of the recording medium "in compliance with the … density of lines … of each picture." That is denominated at the line level, not the sheet level. So a POSITA is taught the very concept of line‑density‑responsive conveyance speed to obtain correct processing (there, fixing) downstream.
- Its architecture — a recording unit followed forwardly by a processing unit with buffer/store‑feed means between them — is structurally analogous to the print‑head‑then‑dryer architecture and, importantly, shows that buffering/retiming media between a recording station and a downstream treatment station was known. That is precisely the "intermittently convey … at intervals corresponding to the printing densities" mechanism recited by the '312 patent.
- Combine with U.S. 4,340,893 (Xerox), which supplies the ink‑jet carriage + downstream/in‑line hot‑air or radiant drying environment and frames the smearing problem, and U.S. 4,566,014 for pixel‑counting from image data.
The combination of IBM '026 + NEC '817 + Mead '014 therefore supplies, in aggregate: (i) ink‑jet recording head, (ii) downstream dryer, (iii) feed mechanism through both, (iv) detection of image density per line/region, and (v) control of conveyance speed/timing to vary drying dwell in response. That is claim 1.
Motivation to combine: NEC '817 and IBM/Mead are all in the recording‑medium transport / image‑reproduction arts and all address varying the handling of the recording medium in response to the image's density so that a downstream process (fixing or drying) is completed properly. MPEP § 2144.04 and In re ICON Health & Fitness, 496 F.3d 1374 (Fed. Cir. 2007), support combining references where the improvement is the mere combination of features already present in the prior art to achieve a predictable improvement in a known problem.
6. Ground 3 — "Obvious to try" at the control level
Even setting aside specific structural references, the claimed control scheme is a textbook "obvious to try" scenario:
- The print drying table (FIG. 13) and drying control table (FIG. 14) are nothing more than a lookup table mapping ink quantity → drying time plus a running sum of required completion times. Lookup tables and accumulators were ubiquitous in the cited art (Mead's PROM translator/accumulator; IBM's microprocessor flow charts).
- Once a POSITA knows the drying time for a line (a known function of ink quantity, per IBM), the only remaining choice is whether to hold the sheet still (dwell) or re‑time transport to allow enough drying before advancing. That is a binary design choice with a predictable outcome — exactly the kind of "predictable variation" KSR holds obvious.
7. What the patentee's likely rebuttal would be (and why it likely fails)
Rebuttal A — "Granularity is the invention." The patentee would argue the cited art detects and controls at the page/drum level and never within a line, and that no reference teaches identifying "the region having the largest number of dots in each line." This is the strongest argument. But it is answered by (i) NEC '817's express line‑density‑responsive feed speed; (ii) the recognition (IBM '026) that ink density (not just total volume) governs drying; and (iii) KSR's directive that varying a parameter's granularity is an obvious design choice absent a teaching away. At most this argument narrows the case to a secondary‑consideration fight.
Rebuttal B — "Drum vs. sheet transport." IBM '026 and NEC '817 use drums/continuous webs; '312 uses intermittent stepping. But Mead '014 is a sheet‑fed system that controls intersheet timing — closer to '312 — and claim 1 is agnostic as to drum vs. sheet ("conveying means"). The claim's "speed or timing" language is deliberately broad enough to read on both continuous and intermittent transport.
Rebuttal C — "Drying completeness measurement." The claim's control is open‑loop (table‑based estimate from image data), matching the cited art's approach; the patent does not claim closed‑loop humidity/temperature feedback, so there is no extra structure to distinguish.
Secondary considerations (unlikely to help):
- Commercial success: I found no evidence tying commercial success to this specific claim; and even if the Epson Stylus line succeeded, success is attributable to many features and to Epson's overall engineering, not to per‑line dwell control. No nexus shown.
- Long‑felt need / failure of others: The '312 background itself concedes that downstream dryers (JP 56‑156536/1979; U.S. 4,340,893) were known and that the "problem" was specifically that heavy‑density areas did not dry — i.e., the problem and its partial solutions were already recognized, weakening any "long‑felt need" argument that the art had failed.
- Licensing / industry praise: No evidence found (consistent with the litigation section finding no suits/assertions).
8. Bottom line
| Ground | References | Independent claim 1 obvious? | Confidence |
|---|---|---|---|
| 1 (primary) | U.S. 4,469,026 (IBM) + U.S. 4,566,014 (Mead) | Yes — IBM supplies recording means, downstream dryer, conveying means, density detection, and density‑responsive conveyance/drying control; Mead supplies image‑data pixel counting and conveyance‑timing control expressly to enhance drying. Only the per‑line granularity is arguably missing, and that is a predictable design choice under KSR. | High (~75‑80%) |
| 2 (alternative) | U.S. 4,340,893 + U.S. 4,116,817 + U.S. 4,566,014 | Yes — NEC '817 supplies line‑density‑responsive feed speed; Xerox supplies the ink‑jet/downstream‑dryer environment; Mead supplies image‑data pixel counting and timing control. | Moderate‑High (~65‑75%) |
| 3 (obvious to try) | Any of the above, viewed at the control‑loop level | Yes — lookup‑table + accumulator + variable transport are all known; the only step is choosing the dwell time. | Moderate |
Most probable examiner/specification position: Claim 1 would very likely be rejected as obvious over U.S. 4,469,026 in view of U.S. 4,566,014, and optionally further in view of U.S. 4,116,817 and the Xerox Disclosure Bulletin (1982). The patent's survival would rest narrowly on the per‑line detection granularity ("regions (1‑6) … in each individual line"), which is a genuine but narrow point of novelty that would be vulnerable under KSR's design‑choice doctrine unless the patentee could show unexpected results — for which I found no support in the record.
Caveats / uncertainty:
- I analyzed only the face‑of‑patent references as instructed; I did not run a full independent prior‑art search, so additional (e.g., EPO‑cited or later‑found) art could strengthen or weaken these grounds. The EPO search report data and the "Cited By" list on the Google Patents page were not exhaustively mined for additional § 103 combinations.
- I did not independently verify the full text of every cited reference against its original printed version (particularly the Xerox Disclosure Bulletin and Research Disclosure No. 185, which I could not retrieve in full); my characterizations of those two are based on their titles/abstracts as reflected in the patent's own citation record and should be treated as lower‑confidence than the U.S. patents, whose specifications I did retrieve (URLs cited above).
- Claim 1's means‑plus‑function form means a § 103 rejection must be grounded in the corresponding structures (circuits 53/54, motor 58, unit 90) or their equivalents; I applied that framing but a full § 112 ¶ 6 claim chart against each reference's disclosure is the recommended next step for a formal rejection.
- Per the prior litigation section, no litigation or IPR history exists for this patent that would supply a judicial obviousness determination; this analysis is therefore an ex‑parte‑style assessment only.
Generated 10/1/2026, 10:01:56 AM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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