Invalidity dossier

US 5148185

Ink jet recording apparatus for ejecting droplets of ink through promotion of capillary action

Current assignee: Seiko Epson Corp

Added 10/1/2026, 8:29:53 AM

At a glanceNo PTAB challengesNo litigation on fileConsumer Durables

Active provider: DeepSeek · deepseek-flash

Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll research US patent 5148185 and check for any CAFC 2026 litigation activity.

Let me verify the full claim set and confirm there's no 2026 CAFC activity.

US Patent 5,148,185 — Research Summary

Important sourcing note: I was able to retrieve the Google Patents full text and claim excerpts via search, but I did not find any CAFC 2026 docket entry, appeal, or ITC/PTAB proceeding involving this specific patent. Details below are flagged where my confidence is limited.


Bibliographic data (as listed on Google Patents / Justia)

Field Value
Patent number US 5,148,185 (US5148185A)
Title "Ink jet recording apparatus for ejecting droplets of ink through promotion of capillary action"
Application no. US 07/677,024
Filing date 1991-03-28
Issue/publication date 1992-09-15
Assignee Seiko Epson Corporation (original and current)
Inventors Nobumasa Abe; Kiyoharu Momose; Koji Watanabe; Yuichi Nakamura; Tsuneo Handa; Mitsutaka Nishikawa
Priority date (Google) 1986-06-10 (see discrepancy note below)
Legal status Expired – Lifetime (anticipated expiration 2009-09-15)
Related filings Continuation of 07/499,233 (filed 1990-03-26, abandoned); division of 07/060,206 (filed Jun. 10, 1987), which issued as US 4,914,562 on 1990-04-03. Later continuations: US 5,367,324 (from 07/942,902) and US 5,650,807 (from 08/342,074).
Classification B41J 2/045, B41J 2/14, B41J 2/16, B41J 2/21 (drop-on-demand thermal/bubble-jet)

Discrepancy to flag: Google Patents lists the priority/prior-art date as 1986-06-10, but the specification text states the grandparent application Ser. No. 07/060,206 was filed Jun. 10, 1987. I cannot reconcile these two dates from the sources I retrieved; one likely reflects an unstated foreign (Japanese) priority or a transcription issue. Treat the exact earliest priority date with caution.


Abstract (verbatim)

"A thermal ink jet recording apparatus includes a plurality of heating elements which serve as pressure generating members spaced apart from a plurality of nozzles. A reservoir, which stores ink prior to ejection through the nozzles, is formed between a nozzle plate and the pressure generating members and has a first cross-sectional area. A gap formed between a pair of substrates upon which the pressure generating members are disposed has a second cross-sectional area. An additional reservoir for storing ink is in fluid communication with the gap and has a third cross-sectional area. The first cross-sectional area is smaller than the second cross-sectional area and the second cross-sectional area is smaller than the third cross-sectional area for promoting capillary action in ejecting droplets of ink through the plurality of nozzles."


Plain-language overview of the claims

Independent claim 1 — Method of ejecting ink (verified text via Justia):
A method of ejecting ink droplets from multiple nozzles of an ink jet recording apparatus that includes a nozzle plate carrying those nozzles. The method comprises: (a) storing ink in a second reservoir having a third cross-sectional area; (b) supplying that ink to a first reservoir through a slit in a supporting member, the slit having a second cross-sectional area, with the second reservoir in fluid communication with the slit; (c) storing the ink that passes through the slit in the first reservoir, which has a first cross-sectional area; and (d) applying pressure to the ink in the first reservoir to eject droplets through the nozzles. The core limitation is the tapered cross-sectional-area relationship: first area < second area < third area, which sets up a capillary gradient that draws ink toward the nozzles.

Apparatus claims (dependent set, claims ~2–17):
The remaining claims are apparatus claims tied to the same structure (a thermal ink jet recording head). From the claim excerpts I retrieved (EveryonePatent), they recite features such as:

  • A nozzle plate with a uniform-thickness nozzle portion and a stepped portion, where the step forms the first reservoir between the nozzle plate and the front surfaces of the substrates carrying the heating elements (e.g., claims referencing "claim 6" and "claim 12").
  • The heating elements on adjacent substrates being vertically offset from one another (claims referencing "claim 4," "claim 9," "claim 11").
  • The plurality of nozzles disposed above the front surfaces of the substrates (claim 14).
  • Heating elements formed from Ta-N-SiO₂ or Ta-SiO₂ (per the summary of the invention).

Caveat: The full claim set was not returned in my retrievals. I can confirm claim 1 is an independent method claim, and that numerous dependent apparatus claims exist referencing claims 2, 3, 4, 6, 9, 11, 12, and 14. I could not verify with high confidence whether there is a single independent apparatus claim (likely claim 2) or more than one, nor the exact wording of the apparatus-side independent claim(s). Anyone needing the precise independent-claim language should pull the patent's official claims directly from USPTO PatentCenter or the Google Patents "Claims" tab.


Disclosure highlights (context from the specification)

  • Eliminates the barriers between adjacent nozzles used in Canon/HP-type heads (avoids crosstalk restrictions on nozzle pitch).
  • Uses a stepped nozzle plate with air-vent holes; the three-tier cross-section (G < W < R) creates capillary action instead of a protective film.
  • Addresses cavitation damage to heating elements via four approaches: (i) shaped heaters that avoid bubble collapse at the geometric center (donut, S-, C-shapes), (ii) subdivided/parallel-path heaters, (iii) a ≥5 µm protective film over the heater center, and (iv) maintaining ink at ≥~70 °C.
  • Uses time-sharing drive with staggered energization (Tint ~30–40 µs) to prevent crosstalk, plus offset nozzles to compensate for the time delay.
  • Claims ink compositions (surface-active agents, wetting agents) for blot-free printing on wood-free paper, and a preheat/postheat paper approach.

CAFC 2026 docket / litigation check

  • No CAFC 2026 (or any-year) appeal or docket entry for US 5,148,185 was found. Targeted searches for the patent number combined with "Federal Circuit," "CAFC," and "2026" returned no relevant hits.
  • This is consistent with the patent being expired since 2009-09-15, which makes 2026 appellate activity essentially implausible.
  • Do not conflate with the "'518 patent." Recent 2025–2026 PTAB/IPR materials (e.g., Kaifi LLC v. Amazon.com, EDTX 2:24-cv-00542, IPR petition dated Feb. 26, 2025) refer to a different, unrelated patent colloquially called "the '518 patent." That proceeding does not involve US 5,148,185.
  • Epson's active ink-cartridge enforcement campaigns (ITC §337 investigations, district court suits) involve other Epson patents (e.g., 6,502,917; 8,794,749; 8,793,116; 5,615,957; 7,011,397), not 5,148,185.

Uncertainty statement

I have high confidence in the bibliographic fields, abstract, and claim-1 text (they come directly from the patent record). I have moderate confidence in the characterization of the dependent apparatus claims (built from partial claim excerpts). I have no authoritative evidence of any CAFC 2026 — or any — litigation involving this specific patent, and I could not retrieve the complete independent apparatus claim(s). For legal purposes, verify the claim language and litigation status against the official USPTO PatentCenter record and PACER/CAFC dockets rather than relying on this summary.

Generated 10/1/2026, 10:13:19 AM

Cases on file (0)

Specific litigation cases in our database that name US patent 5148185. The free-form analysis below may also discuss cases beyond this list.

No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll research litigation involving US patent 5148185 across patent litigation databases.

Let me search more targeted litigation databases.

Let me try more targeted searches on specific litigation databases.

Litigation Search Results for U.S. Patent No. 5,148,185

I found no litigation specifically asserting U.S. Patent No. 5,148,185.

I searched multiple sources (Google Patents, general litigation aggregators, RPX/insight, CourtListener/RECAP, ITC filings, and Epson enforcement actions) and did not identify any district court, ITC, PTAB, or CAFC proceeding in which the '185 patent was asserted or challenged as an identified patent-in-suit.

What I did find (and why it is NOT the '185 patent)

Several searches surfaced Seiko Epson (the assignee of the '185 patent) enforcement actions, but none of them list the '185 patent as an asserted patent. For example:

  • ITC Inv. No. 337-TA-XXX (Epson ink cartridges, 2025) — asserts the '347, '508, '037, '150, and '539 patents — not the '185 patent.
  • ITC Inv. No. 337-TA-565 (Epson, instituted 2006) — asserts the '957, '439, '377, '148, '472, '401, '917, '902, '422, '053, and '397 patents — not the '185 patent.
  • Epson v. Ninestar (D. Or., 06-CV-236-BR; 06-CV-477) — inequitable conduct/Walker Process disputes over the '377, '148, '917, '902, and '422 patents.
  • Seiko Epson v. Nu-Kote Int'l (E.D. Cal. 95-2734; Fed. Cir. 190 F.3d 1360) — design and utility patents including the Suzuki patents, but not the '185 patent.
  • Seiko Epson v. Coretronic/Optoma (N.D. Cal. C 06-6946 MHP) — '392, '899, '158 projector patents.
  • Numerous Epson v. aftermarket-cartridge sellers suits (e.g., '917, '749, '116 patents).

These are Epson cases, and they demonstrate Epson's general enforcement activity, but the '185 patent does not appear in the asserted-patent lists.

Important contextual notes about the '185 patent

Interpreting the identifiers literally, the record for US 5,148,185 shows:

  • Assignee: Seiko Epson Corp (original assignee and current listed assignee).
  • Priority date: 1986-06-10; filed: 1991-03-28; granted/published: 1992-09-15.
  • Status: Expired – Lifetime (anticipated expiration 2009-09-15).
  • Prosecution chain (from the patent's own description): The '185 patent is a continuation of application Ser. No. 07/499,233 (filed Mar. 26, 1990, now abandoned), which was a division of Ser. No. 07/060,206 (filed Jun. 10, 1987), which issued as U.S. Pat. No. 4,914,562 on Apr. 3, 1990. The '185 patent also has continuation/divisional progeny (e.g., applications leading to US 5,367,324 and US 5,650,807, listed in the Google Patents "priority to" events).

The fact that the '185 patent expired in 2009 and sits within a mid-1980s Seiko Epson thermal-ink-jet family is consistent with my finding of no recorded litigation specifically on this patent.

Caveats on completeness

  • I could not complete an exhaustive, systematic query of the Unified Patents litigation portal, Docket Navigator, or PACER for the exact string "5,148,185" before exhausting my search steps; my conclusion is based on the sources I was able to reach.
  • Litigation databases often index patents by asserted-claim listings, and older (pre-2000) suits may be poorly digitized. It is possible a suit exists in which the '185 patent was pleaded but that is not discoverable through the sources I searched.
  • I found no record — not even an allegation — of the '185 patent being litigated; I did not find a case and then discard it.

Bottom line: Based on the searches performed, no litigation involving U.S. Patent No. 5,148,185 is known. If you need a definitive PACER/Docket Navigator negative-clearance check, that would require a paid-database query keyed to the exact patent number plus its full family (including '562, '324, and '807), which I could not complete here.

Generated 10/1/2026, 10:13:12 AM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

I'll verify the canonical "no proceedings" signal against public sources before writing up.

No hits. Let me run a couple more targeted checks (CourtListener / PTAB E2E style queries and the sibling patents) to make sure I'm not missing an unindexed filing.

Proceedings overview

Total AIA trial proceedings on US 5,148,185: zero. The canonical structured "PTAB proceedings on file" block (USPTO Open Data Portal) returns no IPR, PGR, or CBM for this patent, and my independent web checks (PTAB E2E/PTAB decisions searches, Google Patents family queries, CourtListener/Federal Circuit queries, and searches on the sibling patents US 4,914,562, US 5,367,324, and US 5,650,807) surfaced nothing contradicting that. Breakdown by status is therefore 0 active / 0 claims invalidated / 0 claims sustained / 0 settled / 0 institution denials — no claim of the '185 patent has ever been canceled, narrowed, or even tested at the Board. Defensively this is not "the patent is hardened" and it is not "claim 1 is dead"; it is a null record, which matters far less than it otherwise would because the patent expired on 2009-09-15 and any infringement claim is now time-barred (see Strategic summary).

No proceedings to itemize

Because the source-of-truth list is empty, there is no proceeding number, petitioner, panel, FWD, or appeal to report. I will not manufacture one. The three standard AIA vehicles are independently foreclosed or moot here:

  • PGR — unavailable: it applies only to patents with an effective filing date on or after 2016-03-16 / issued from a post-AIA application. The '185 patent issued 1992-09-15 from an application chain rooted in 1987.
  • CBM — unavailable: the claims are directed to thermal ink-jet hardware and ink chemistry, not a "financial product or service" under AIA § 18(d)(1).
  • IPR — theoretically the only vehicle, and it remains available for expired patents (the Board applies Phillips-style construction in that posture), but no petition has ever been filed. Note the practical gate: § 315(a)(1) bars a petitioner who previously filed a DJ of invalidity, and § 315(b) is triggered only by service of a complaint — which, per the earlier litigation section, has never happened for this patent.

Strategic summary

Canceled vs. sustained vs. untested. The entire claim set — independent method claim 1 plus all dependent apparatus claims — is untested. There is no FWD, no adverse judgment, no statutory disclaimer, and no certificate of cancellation on this patent. Nothing at the PTAB has narrowed the '185 patent, so a defendant cannot point to an IPR disposition, cannot invoke SAS-style all-claims rulings, and has no free bite at the claim-construction apple in an Article III forum. Equally, there is no estoppel baggage from a prior petitioner to navigate.

Estoppel landscape — none exists. § 315(e)(2) is triggered only by a final written decision. With no FWD there is no estoppel against anyone, and correspondingly no prior-art ground has been "used up." If this patent were still assertable, every § 102/§ 103 ground would remain open to a fresh petitioner or a district court defendant, including the HP Journal (May 1985) and the Canon/HP head art the specification itself characterizes as prior art, plus JP Laid-Open 59-71869, which the specification expressly distinguishes. But see the expiry point below: that openness is academic.

Pattern signals. No petitioner has ever filed on this patent, so there is no serial-petition / General Plastic pattern. Seiko Epson has never had to defend a PTAB trial on it, and there is no Unified Patents or other defensive-aggregator filing on the '185 or on its siblings ('562, '324, '807) that I could locate. Epson's PTAB/litigation exposure has consistently been on its ink-cartridge families (e.g., the '957, '439, '377, '148, '472, '401, '917, '902, '422, '053, '397 patents asserted in ITC Inv. No. 337-TA-565), not on this 1980s-era thermal head family. That is the correct read of the silence: this is not a "well-asserted patent that never attracted an IPR," it is a patent that was never modern-enforcement-relevant at all.

The controlling point for a defendant today. US 5,148,185 expired 2009-09-15 and was marked "Expired – Lifetime." Under 35 U.S.C. § 286, damages reach back only six years from the filing of suit; the last day on which pre-expiration infringement could have accrued was 2009-09-15, so any damages suit had to be on file by roughly 2015-09-15 to reach it. As of 2026-10-01, there is no live infringement exposure and no prospective injunctive exposure on this patent. A demand letter citing US 5,148,185 is therefore not an IPR question — it is a demand letter that should be answered on expiry and limitations grounds alone.

Recommended next steps

  • If you have been contacted about the '185 patent: do not commission an IPR. The patent expired 2009-09-15; a pre-suit letter should assert expiration and the § 286 six-year bar (last possible accrual 2009-09-15, suit deadline ~2015-09-15). Confirm the expiry and fee history against USPTO PatentCenter for application 07/677,024 before responding.
  • If you want a definitive negative-clearance check on AIA trials: re-query PTAB E2E (https://ptab.uspto.gov/) by patent number 5,148,185 and by application 07/677,024, and cross-check the USPTO PTAB Decisions page (https://www.uspto.gov/patents/ptab/decisions). The ODP feed I was given is authoritative, but re-running the E2E query is cheap and gives you a timestamped negative.
  • Parallel non-AIA check worth doing once: I found no ex parte reexamination certificate for the '185 patent, but reexam records (unlike AIA trials) are inconsistently indexed in free sources, so confirm via PatentCenter's "Reexamination Certificate" tab rather than relying on my search. (Note: an unrelated Seiko Epson reissue was surfaced for US 5,136,690 — do not conflate the two.)
  • Do not conflate this patent with the colloquially named "'518 patent" appearing in 2025–2026 PTAB materials (e.g., Kaifi LLC v. Amazon.com, EDTX 2:24-cv-00542, IPR petition dated 2025-02-26; and Snap/Nokia filings concerning a US 7,519,814-adjacent family). Those are different patents. US 5,148,185 has no PTAB or Federal Circuit footprint of any kind.

Cross-reference note / open item: the earlier "Patent summary" section in this file flags that the dependent-claim language for this patent could not be verified with high confidence, including whether there is a single independent apparatus claim or more than one. That uncertainty normally matters because an IPR FWD would let you map canceled-vs-surviving claims precisely. Here it does not affect the conclusion, because there is no FWD, no claim has ever been construed or canceled, and the patent is expired — but if you ever need the claim set, pull it from USPTO PatentCenter rather than from excerpt aggregators. I also continue to flag the unreconciled 1986-06-10 (Google "prior art date") vs. 1987-06-10 (specification's stated filing date for grandparent 07/060,206) discrepancy; it is irrelevant to PTAB posture but relevant to any § 102 date analysis.

Generated 10/1/2026, 10:13:40 AM

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll research the assignment record for US 5,148,185. Let me search the USPTO Assignment Center and cross-reference sources.

I'll note up front a sourcing limitation: my direct query of the USPTO Assignment Center was cut off mid-session, so the negative finding below rests on (a) the Google Patents "Legal Events / Assignee" record, which lists no assignment events for this patent, and (b) the identical original-and-current assignee listing. That is strong but indirect evidence; I flag it rather than present it as a direct Assignment Center pull.


Inventors

Inventor Employer at filing (determinable)
Nobumasa Abe Seiko Epson Corporation (assignment runs to Seiko Epson; see note)
Kiyoharu Momose Seiko Epson Corporation
Koji Watanabe Seiko Epson Corporation
Yuichi Nakamura Seiko Epson Corporation
Tsuneo Handa Seiko Epson Corporation
Mitsutaka Nishikawa Seiko Epson Corporation

Pattern notes:

  • A six-inventor corporate R&D team is the norm for a 1980s Japanese thermal-inkjet development program — consistent with an employer-owned invention rather than an individual or startup filing.
  • External corroboration: PatentLeaderboard lists Mitsutaka Nishikawa as holding 7 US patents, all at Seiko Epson (first granted 1990, most recent 2007) — a career in-house engineer, not a founder-inventor who would take an assignment back. There is no evidence of inventors departing within 12 months of filing or of an inventor-held residual interest.
  • Caveat (flagged, not asserted): I could not independently confirm whether any of the six were formally employed by S-MOS Systems, Inc., Seiko Epson's US semiconductor subsidiary, at filing. A different Epson application in the family chain (app. 08/990,414) records a two-step chain "inventor → S-MOS Systems, Inc. → Seiko Epson Corporation," showing Epson used S-MOS as a US assignment conduit in this era. I found no such S-MOS link documented for the '185 patent, so I do not attribute it here.

Original assignee

Seiko Epson Corporation (Japan) — original assignee and current listed assignee on the issued patent.

  • Primary line of business: Operating manufacturer — printers/inkjet, watches, semiconductor and electronic devices. A large, publicly traded, product-shipping company.
  • Did it ship a product embodying the claims? Yes, in the broad sense. Seiko Epson commercialized inkjet recording hardware in this era; the '185 family is a thermal (bubble-jet) inkjet development, distinct from the piezoelectric "Micro Piezo" architecture Epson later standardized on. I state this carefully: I did not verify a specific product model that reads on these claims, only that the assignee is a genuine operating manufacturer of the relevant technology class.
  • Current status: Operating, not acquired, not dissolved, not in bankruptcy.

Assignment timeline

Finding: No post-issuance assignment records were located for US 5,148,185.

The Google Patents legal-events list for this patent shows only priority-chain, grant, and expiration events — no Assignment, Security Agreement, Merger, Change of Name, License, or Release entries. The original assignee and the current assignee are both Seiko Epson Corp, with no intermediate entity. Consistent with the constraint that many patents have no recorded post-issuance assignments, I report that plainly rather than manufacture links:

Event Date Evidence
Original assignment (inventors → Seiko Epson) ~1987 (filing of grandparent 07/060,206) Implied by uniform "Seiko Epson" assignee; exact reel/frame not retrievable
No recorded post-issuance transfer 1992–2009 Google Patents legal events show none
Expiration 2009-09-15 Google Patents ("Expired – Lifetime")

Because no reel/frame numbers surfaced, I will not fabricate assignor/assignee/correspondent fields. Per the task instructions, I state the negative plainly and stop the chronology here.

Timeline diagram

timeline
    title Ownership of US 5148185
    1987 : Parent app filed by Seiko Epson
    1990 : Parent issued as US 4914562
    1990 : Continuation app 07 499 233 filed
    1991 : This app 07 677 024 filed
    1992 : US 5148185 issued to Seiko Epson
    2009 : Patent expired

NPE / troll-pattern signals

  1. Shell-entity transfer — Not present. No assignment to any "IP / Patents / Holdings / Ventures" LLC exists on the record; current assignee remains Seiko Epson Corp, an operating manufacturer.
  2. Known asserter in the chain — Not present. No assignee at any point matches Acacia, Marathon, IV, IPNav, Wi-LAN, Mosaid/Conversant, Vringo, Pendrell, Round Rock, etc. Current assignee is Seiko Epson.
  3. Repeat correspondent across the chain — Not present / not assessable. There is no chain to compare: no assignment recordings were located, so no correspondent attorney is on record. (No recurrence to flag.)
  4. Cascading transfers — Not present. Zero recorded transfers, let alone chained LLCs within 24 months.
  5. Pre-litigation transfer — Not present. No litigation and no transfer; the two conditions the signal requires are both absent.
  6. Bankruptcy fire-sale — Not present. Seiko Epson is an operating, solvent public company; no Chapter 7/11.
  7. Privateering — Not present. No transfer to an NPE to assert on Epson's behalf; no such NPE in the chain.
  8. Defensive aggregator (anti-NPE) — Not present. The chain does not terminate at RPX, AST, LOT, Unified, or OIN; it terminates at the operating original assignee.

Verdict

Insufficient data (interpreting the rubric literally: the record contains only the original assignment to the operating assignee). This is a non-NPE, non-asserted outcome, not an evidentiary gap in the troll sense — the patent is owned by its operating-company original assignee Seiko Epson Corporation, shows no recorded post-issuance transfers on Google Patents legal events, was never asserted in any litigation I could find, and expired 2009-09-15. The absence of any assignment reel/frame or repeat correspondent means there is simply no ownership chain to assess for NPE patterning.

Verification link: USPTO Assignment Center search page — https://assignmentcenter.uspto.gov/ (legacy interface: https://assignment.uspto.gov/patent/index.html — query by patent number 5148185). A definitive negative-clearance pull of any assignment records, and of the full family ('562, '324, '807), should be run directly against this portal, since my direct Assignment Center query did not complete.

Contradiction flagged for the record: the previously generated summary correctly identified an unreconciled date issue — Google Patents lists a priority/prior-art date of 1986-06-10, while the specification states grandparent app. 07/060,206 was filed 1987-06-10. This does not affect the ownership finding (Seiko Epson throughout), but it does affect the earliest-priority date and should be resolved against the official file before any legal use.

Confidence: High that Seiko Epson was and remains the sole owner of record (no transfer events appear in any source consulted). Moderate on the exact original-assignment execution date and reel/frame, which I could not retrieve and have therefore left unstated rather than estimated.

Generated 10/1/2026, 10:13:44 AM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll research the prior art cited on the face of US 5,148,185. Let me run several targeted searches.

Let me try to retrieve the actual "References Cited" list from the patent record and citing/cited documents.

US 5,148,185 — Prior-Art / "References Cited" Analysis

Date of this analysis: April 26, 2026 (per current task). Note the previously generated summary used a different operational date (2026-10-01); the substance is unaffected, but I flag the inconsistency.

1. Confirmation of the target patent (exact number only)

I searched specifically for US 5,148,185 and confirmed the record. I did not substitute any similar number. The following near-number hits appeared and are NOT the target:

  • AU 5148185 A — "Method of and arrangement for transmitting messages in a digital radio transmission system" (digital radio, unrelated).
  • JP U 5148185 / JPS61167694U — a Japanese utility model for an illuminated display (unrelated).
  • U.S. 5,148,164 — an unrelated patent appearing adjacent in an index listing.

The target is:

Field Value
Patent US 5,148,185 (US5148185A)
Title "Ink jet recording apparatus for ejecting droplets of ink through promotion of capillary action"
Application US 07/677,024
Filed 1991-03-28
Issued 1992-09-15
Assignee Seiko Epson Corporation
Inventors Nobumasa Abe; Kiyoharu Momose; Koji Watanabe; Yuichi Nakamura; Tsuneo Handa; Mitsutaka Nishikawa
Continuation of Ser. No. 07/499,233 (filed 1990-03-26, abandoned)
Division of Ser. No. 07/060,206 (filed Jun. 10, 1987 → US 4,914,562)
Google "prior art date" 1986-06-10
Status Expired – Lifetime (anticipated 2009-09-15)

2. Important sourcing caveat on the front-page "References Cited" list

I could not retrieve the official examiner "References Cited" block (the U.S. Patent Documents / Foreign Patent Documents list printed on the face of US 5,148,185) from the sources reached in this run. Search results repeatedly returned the bibliographic header, classification, and family data but not the front-page citation table. My tool run also hit the step limit before I could complete a PatentCenter/patentimages pull of the printed front page.

Consequently, I am separating the following into:

  • (A) references I could tie to the patent record, and
  • (B) references I could not verify and therefore will not assert.

I will not invent inventor names, dates, or § 102 mappings for references I could not confirm.

3. Prior art references identified with reasonable confidence

(A1) The references expressly cited in the specification itself (these are disclosed/relevant prior art, whether or not they also appear on the front page). The background section states:

"Conventional ink jet recording apparatus and methods are described in the May, 1985 issue of the Journal of the U.S. Hewlett-Packard Company … as well as in U.S. Pat. Nos. 4,359,079; 4,463,359; 4,528,577; 4,568,593 and 4,587,534."

Ref. Type Date basis Brief description (per the '185 specification) Potential § 102 relevance
Hewlett-Packard Journal, May 1985 issue Printed publication May 1985 (predates any priority date) Describes conventional thermal ink-jet apparatus: Ni-electroformed nozzle plate with minute projecting portions establishing the gap height; substrate/nozzle-plate adhesive bonding; wood-free paper use. § 102(a)/(b) printed publication. Discloses a thermal ink-jet head with a nozzle plate over a heater substrate, but does not disclose the claimed first<second<third cross-sectional-area capillary gradient. Anticipates only the most generic background, not claim 1. Better viewed as § 103 art.
U.S. Pat. No. 4,359,079 U.S. patent not independently verified in this run Listed as conventional ink-jet recording method/apparatus. § 102(a)/(b) candidate. I could not verify its filing/issue date or content, so I will not assert an anticipation mapping.
U.S. Pat. No. 4,463,359 U.S. patent not independently verified in this run Listed as conventional ink-jet recording method/apparatus. Same caveat as above.
U.S. Pat. No. 4,528,577 U.S. patent not independently verified in this run Listed as conventional ink-jet recording method/apparatus. Same caveat.
U.S. Pat. No. 4,568,593 U.S. patent not independently verified in this run Listed as conventional ink-jet recording method/apparatus. Same caveat.
U.S. Pat. No. 4,587,534 U.S. patent not independently verified in this run Listed as conventional ink-jet recording method/apparatus. Same caveat.

(A2) Foreign prior art expressly discussed:

Ref. Type Date basis Brief description Potential § 102 relevance
Japanese Laid-Open Patent No. 59-71869 (JP Sho 59-71869) Foreign published application not independently verified; Sho 59 = 1984, so pre-dates the priority date Per the '185 specification, discloses time-sharing driving of heating elements with a pitch dependency (pitch P ≈ 130 μm); the '185 patent distinguishes itself by operating at Tint ≥ 40 µs independent of pitch. § 102(a)/(b) foreign printed publication as to the time-sharing-staggered-driving feature. Discloses staggered energization but not the three-tier cross-sectional capillary structure of claim 1.

(A3) The two "background" heads illustrated in FIGS. 1–2 are attributed in the specification to Canon Kabushiki Kaisha (barrier/well configuration, U.S. publication of the day) and Hewlett-Packard Company (protective thin-film layer). These are described as prior-art constructions, not as specific numbered patent citations.

4. What I could NOT verify (explicitly flagged)

  • The complete front-page U.S. patent citation list (the examiner/applicant "References Cited" table) for US 5,148,185.
  • The foreign patent document list on the front page.
  • Exact filing and issue dates for U.S. Pat. Nos. 4,359,079; 4,463,359; 4,528,577; 4,568,593; 4,587,534, and for JP 59-71869. I did not confirm these, and I will not fabricate them.

If you require the authoritative list, it must be pulled from the printed front page of US 5,148,185 via USPTO PatentCenter or the Google Patents "Citations / Cited By" tabs. My run could not complete that retrieval.

5. Family members — NOT § 102 prior art

The following appeared in the search as same-family members (from foreign search-report annexes), and are not available as § 102 prior art against the '185 claims (same family/inventors/assignee, and mostly post-dating):

Member Date (per search annex) Note
US 4,914,562 1990-04-03 Parent (from Ser. No. 07/060,206)
US 5,367,324 1994-11-22 Continuation (from 07/942,902)
US 5,650,807 1997-07-22 Continuation (from 08/342,074)
DE 3717294 A1 1987-12-17 Foreign counterpart of the parent
JP 63183855 A 1988-07-29 Foreign counterpart (Kokai)
JP 2671300 B2 1997-10-29 JP grant counterpart

Note: US 5,367,324 was cited as an "X" reference against a later EPO application (EP 99 11 2392 / EP 0 970 812 A1) — i.e., the Seiko Epson family is prior art to others, not the reverse.

6. Substantive § 102 assessment — bottom line

Mapping against claim 1, the independent claim is a method whose core limitation is the tapering cross-sectional-area relationship (first area < second area < third area), i.e., the reservoir/slit/second-reservoir capillary gradient:

  • None of the identified references (the HP Journal, the five U.S. patents, or JP 59-71869) is confirmed to disclose that three-tier area relationship. On the record retrieved, no identified reference anticipates claim 1 under § 102.
  • The HP Journal and FIGS. 1–2 heads are the closest structural art but describe barriers between nozzles (the very thing the '185 patent eliminates) and adhesive-bonded nozzle plates — these are § 103 fodder, not § 102 anticipatory art.
  • JP 59-71869 is pertinent to the staggered/time-sharing drive feature (limitation found in the dependent claims) but is pitch-dependent and is distinguished in the specification.
  • References post-dating the 1986/1987 priority date (e.g., the 1990 '562 patent and later family) are not § 102(a)/(b) prior art to claim 1; the '562 parent could at most be a § 102(e) reference, but since it shares the same inventive entity and priority chain it is not "by another" and does not anticipate.

7. Contradiction / discrepancy flagged (building on prior sections)

The previously generated sections correctly flagged the priority-date discrepancy: Google Patents lists the prior-art date as 1986-06-10, while the '185 specification states the grandparent application Ser. No. 07/060,206 was filed Jun. 10, 1987. The DE 3717294 (published 1987-12-17) and JP 63183855 (published 1988-07-29) counterparts are consistent with a mid-1987 U.S. filing plus a possible Japanese priority claim. This materially affects the § 102 cutoff: a reference dated between June 1986 and June 1987 would be § 102(a)/(b) art only if the effective date is June 1986, and would not be prior art if the effective date is June 1987. I cannot resolve which date controls from the sources retrieved — treat the exact § 102 cutoff with caution.

Recommendation for a definitive answer: pull the printed front-page "References Cited" table for US 5,148,185 from USPTO PatentCenter (or Google Patents' Citations tab) and the file wrapper, then verify each reference's date against the confirmed earliest priority date. My conclusion that no retrieved reference anticipates claim 1 under § 102 stands on the record available, but it is not a substitute for the official citation list, which I could not retrieve in this run.

Generated 10/1/2026, 10:13:50 AM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll ground the §103 analysis in the prior art identified on the patent page and verify the cited references before combining them.

Now let me verify the remaining cited references and the Japanese prior art.

Obviousness Analysis — U.S. Patent No. 5,148,185 under 35 U.S.C. § 103

Scope note: This builds on the two prior sections (Patent summary; Litigation summary). I do not repeat the bibliographic table, the abstract, or the litigation negative-clearance findings. Where I rely on those, I cross-reference. Two items from the prior work are load-bearing here and are flagged again below: (1) the priority-date discrepancy (Google lists 1986-06-10; the specification's own text says the grandparent 07/060,206 was filed Jun. 10, 1987), and (2) the claim-set uncertainty (claim 1 is a verified independent method claim; the independent apparatus claim(s) were not fully retrieved).

I have also verified as much of the cited prior art as my searches allowed; confidence levels are stated per reference.


I. Timing framework (which art is "prior art")

Because this patent is pre-AIA and has a multi-generation chain (continuation of 07/499,233 → division of 07/060,206), the critical date depends on entitlement:

  • If the subject matter of a given claim is supported by and entitled to the grandparent filing (1987-06-10), the critical date for §102(b)/§103 is 1986-06-10 → everything dated before that is statutory prior art.
  • If entitled to the Google-listed 1986-06-10 date (most plausibly a Japanese §119 priority that the specification does not name), the §102(a)/(e) window opens 1986-06-10.

Either way, the references discussed below (1982–1986) predate both candidate critical dates, so they qualify as prior art. Caveat: because the specification text and the Google priority field disagree (flagged in the Patent summary section and unreconciled), I treat any reference issued in the narrow window roughly May–June 1986 (e.g., U.S. 4,587,534) as qualifying only if the 1987 critical date governs. Verify the actual §119 priority document before relying on that reference in a formal rejection.


II. Person of ordinary skill in the art (POSITA)

A POSITA here would be a mechanical/electrical engineer (or applied physicist) with ~3–5 years' experience in drop-on-demand thermal ("bubble-jet") ink-jet printhead design, including: thin-film resistive heater fabrication, Ni-electroformed nozzle plates, ink-supply/refill fluid mechanics (capillary and Laplace-pressure behavior), and the drive electronics used to energize heater arrays. This is a well-populated art by 1985–1986 (Canon, Hewlett-Packard, Xerox, Epson all active), which matters for the KSR "predictable results" analysis.


III. Prior art of record (the "Prior Art" section of this page)

The Google Patents page identifies the field via the prior-art keywords "ink," "cross," "jet recording," "ink jet," "cross-sectional area." Two observations: "cross" almost certainly reflects cross-talk (the interference problem the patent claims to solve without barriers), and "cross-sectional area" reflects the capillary-gradient limitation of claim 1. The references cited in the specification's Background are:

Ref. What it discloses (as verified / as characterized) Confidence
Hewlett-Packard Journal, May 1985 HP's thermal ink-jet printhead: Ni-electroformed nozzle plate with minute projecting portions setting a gap height; substrate with heaters/electrodes; barriers between nozzles; adhesive bonding; wood-free paper. The primary structural reference. High (patent's own description)
U.S. 4,463,359 (Ayata et al., Canon) Pulse-shaped drive signals for ink-jet ejection; fundamental bubble-jet operation. Repeatedly cited across the Canon family (e.g., EP0838779A1, US5721620, US5249062). High (verified)
U.S. 4,359,079 (Kawamabe) Thermal ink-jet "variable density"/gray-scale recorder — multiple drops per location. (Note: one secondary source renders this as "4,353,079"; I record the discrepancy rather than auto-correct.) Moderate
U.S. 4,587,534 Titled "Liquid Injection Recording Apparatus"; concerns energy-generating members and an area ratio (a/b) of energy-applied areas to discharge ports. Maps to the '185's "heater area = 3–20 × nozzle aperture area." Moderate (searchlight.law/doc/US4587534)
U.S. 4,528,577 Cited in the '185; I could not verify its disclosure in my searches. Low — do not rely without a pull
U.S. 4,568,593 Cited in the '185; my searches returned an unrelated later "593" patent (US 6,394,593). Unverified. Low — do not rely without a pull
JP Laid-Open 59-71869 Discussed in the '185 text itself: requires nozzle pitch P ≈ 130 µm and exhibits the "region S" instability. The patent distinguishes it on that basis. High (patent's own characterization)

Honest gap: None of the cited references, as characterized on this page, expressly discloses the three-tier cross-sectional-area ordering (G·L < W·L < R·L) that is the stated point of novelty in claim 1. That limitation — not the general printhead architecture — is where a §103 challenge is won or lost, and it likely requires either a secondary reference on capillary feed paths or a reliance on official notice of capillary fluid mechanics. I flag this as the principal evidentiary weak point in any obviousness case.


IV. The claims at issue

  • Claim 1 (independent method): store ink in a second reservoir (third cross-sectional area) → supply through a slit in a supporting member (second area) → store in a first reservoir (first area) → apply pressure to eject through the nozzles. The only distinctive limitation is the relationship first area < second area < third area, i.e., a capillary gradient toward the orifices.
  • Dependent apparatus claims (per the prior section, referencing claims 2, 3, 4, 6, 9, 11, 12, 14): stepped nozzle plate forming the first reservoir over heater front surfaces; vertically offset heaters on adjacent substrates; nozzles above the substrate front surfaces; Ta-N-SiO₂ / Ta-SiO₂ heaters; and the cavitation-damage mitigations (donut/S/C-shaped heaters; parallel-path/subdivided heaters; ≥5 µm protective film; ≥70 °C operation) and the time-sharing drive / offset-nozzle features.

Because the independent apparatus claim text was not fully verified (prior section, "Caveat"), the apparatus analysis below is framed at the feature level and should be re-run against the actual claim language.


V. Grounds of rejection (combinations)

Ground I — Claim 1 (and the apparatus independent claim) over HP Journal in view of a capillary-feed/stepped-passage reference (e.g., US 4,528,577 or US 4,568,593, if they teach a stepped/channeled ink-feed path), or over HP Journal + the fluid-mechanics knowledge in the art

  • HP Journal supplies every structural element except the area ordering: nozzle plate, substrate, heaters, electrodes, an ink reservoir feeding the nozzles, and a defined gap height between nozzle plate and substrate (the "minute projecting portions").
  • The only missing element is the monotonic increase of cross-sectional area from orifice → slit → main reservoir. A POSITA knows Laplace/capillary pressure scales inversely with channel cross-section (ΔP ∝ γ·cosθ / r). Thus a designer who wants ink drawn toward the nozzle and a stable meniscus would predictably taper the feed path — increasing cross-section away from the nozzle — to establish a capillary gradient. That is a "known technique used to improve a similar device in the same way" (KSR, rationale B).
  • Motivation: The claimed benefit (capillary-assisted ejection/refill) is the reason one would build a stepped reservoir; HP Journal itself relies on refill of the gap between firings, and HP's own Ni-electroformed "projecting portions" exist to control that gap height — a direct design incentive to shape the ink path.
  • Weakness: Because no single cited reference states the 1<2<3 inequality, the examiner would need to cite a secondary reference disclosing a stepped/tapered ink supply path or take official notice of capillary principles. If neither is available, claim 1 survives Ground I on the record as presented.

Ground II — Crosstalk/barrier-elimination over HP Journal in view of JP 59-71869 and US 4,463,359

  • The '185's stated advance is eliminating the barriers between nozzles (Barriers 71 in the Canon head; HP's channel walls) that limit nozzle pitch. HP Journal discloses those barriers and their crosstalk function; JP 59-71869 discloses the pitch constraint (≈130 µm, per the '185's own discussion).
  • US 4,463,359 (Ayata/Canon) discloses pulse-shaped drive signals governing bubble nucleation/collapse — i.e., control over when each heater fires. A POSITA seeking to remove physical barriers but avoid crosstalk would naturally turn to temporal separation of adjacent firings (the '185's Tint ≈ 30–40 µs), because driving heaters non-simultaneously is the known alternative to physical isolation.
  • Motivation (KSR rationale D): Industry pressure for higher print density (dots per inch) directly motivates removing the pitch-limiting barriers and substituting a drive-timing solution.

Ground III — Over HP Journal in view of US 4,587,534 (heater-to-nozzle area ratio)

The '185 specifies each heater is 3–20 × the nozzle aperture area. A reference teaching an energy-area-to-discharge-port area ratio (US 4,587,534's "a/b") renders this a predictable design parameter ("result-effective variable" optimization). This is a dependent-claim / dependent-feature argument, not a standalone attack on claim 1.

Ground IV — Dependent cavitation-mitigation claims

The four mitigations (shaped heaters avoiding central bubble collapse; subdivided/parallel-current heaters; ≥5 µm central protective film; ≥70 °C ink) are each separately known expedients in the resistive-heater/cavitation art. A POSITA facing cavitation erosion of a thin-film resistor would predictably try (a) relocating the collapse point away from the geometric center, (b) dividing the resistor into parallel current paths of equal area, (c) adding a thick cavitation-resistant protective layer, or (d) raising ink temperature to slow collapse. The '185 itself concedes that a ≥5 µm film is a threshold ("less than 5 µm … does not lessen cavitation damage") — a classic obvious-to-optimize range. These features are individually vulnerable to §103 when combined with a cavitation-wear reference.

Ground V — Ink-composition and preheat/postheat features

Adding an ionic or non-ionic surfactant to aqueous ink to control blotting/permeability on wood-free paper, plus routine wetting agents, antiseptics, and pH adjusters, is a predictable formulation exercise — the '185 even recites critical-micelle-concentration limits and preferred wt% ranges, which read as routine optimization ("obvious to try" under KSR). Likewise, preheating/postheating the recording medium to fix swollen ink droplets is a conventional drying/fixing measure. These claims are the weakest members of the set against §103.


VI. Why a POSITA would combine (KSR rationales, consolidated)

  1. Known elements, known methods: All the building blocks (nozzle plate + stepped reservoir, substrate gap, heaters, capillary ink feed, pulse drive, surfactants) existed; the combination is an assembly of familiar elements yielding predictable results.
  2. Design incentive: Higher DPI cannot be achieved with pitch-limiting barriers, so removing them and adding a capillary-gradient feed + temporal crosstalk control is the natural path.
  3. Predictable use of a known technique: Tapering a fluid channel to create a capillary gradient is textbook; applying it to an existing printhead feed gap is the "same way to improve a similar device."
  4. Optimization of a result-effective variable: The numeric ranges (G = 15–80 µm; W = 100–500 µm; heater = 3–20 × aperture; film ≥5 µm; Tint = 30–40 µs; ≥70 °C) are framed as ranges to be tuned, inviting an obviousness attack on those dependent claims.

VII. Possible rebuttals (secondary considerations / teaching away)

  • Unexpected result: The '185 reports a quantified life improvement — from ~7×10⁸ to ~1×10⁹ dots for shaped/parallel-path heaters — which, if shown to be unexpected relative to the closest art, could rebut obviousness for those dependent claims. The burden is on the patentee to show the result was unexpected, not merely beneficial.
  • Teaching away: An obviousness case must confront the fact that the barrier was understood as the mechanism for crosstalk prevention; one could argue the art taught toward barriers and away from barrier-less, timing-based separation. The counter is that temporal separation (pulse-drive control) was itself known (US 4,463,359), so the "away" is weak.
  • Criticality of the 1<2<3 ordering: If any numerical boundary is argued to be critical (e.g., Tbc ≈ 30–40 µs dividing stable/unstable ejection), that is an obviousness argument grounded in a result-effective variable — strong for the challenger.

VIII. Bottom line and confidence

  • Claim 1 and the apparatus independent claim are the strongest candidates for a §103 attack, but only via a combination and only if the challenger can supply (i) a reference or official notice for the 1<2<3 cross-sectional-area gradient, and (ii) an acceptable motivation (capillary feed + higher density + barrier removal). On the reference list literally shown on this page, that specific limitation is not expressly disclosed, which is the key vulnerability of the rejection.
  • The dependent claims are materially weaker (more obvious): the heater-area ratio, the cavitation mitigations, the drive timing, and the ink-surfactant formulations are each predictable variations known in the art.
  • Confidence: High that HP Journal + Canon pulse-drive art establishes the general printhead environment and crosstalk solutions. Moderate on the heater-area-ratio reference (US 4,587,534). Low on US 4,528,577 and US 4,568,593 — I could not verify their disclosures, so I have not built a ground on them and specifically warn against citing them without pulling the documents.
  • Unresolved factual questions that must be closed before filing any formal rejection: (1) the true §119 priority date (1986-06-10 vs. the 1987-06-10 grandparent filing) — this controls whether June-1986 references qualify; and (2) the exact text of the independent apparatus claim, which the prior section could not verify.

Sources cited: Google Patents full text, https://patents.google.com/patent/[US5148185](/patent/US5148185)/en ; US 4,587,534 characterization via https://patents.searchlight.law/doc/US4587534 ; Canon pulse-drive (US 4,463,359) corroboration via EP0838779A1 / US5249062 / US5721620 family texts; gray-scale reference (US 4,359,079) referenced in EP0259541.

Generated 10/1/2026, 10:14:15 AM

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