Invalidity dossier
US 10970995
System for monitoring event related data
Current assignee: Power Mobile Life, LLC, Fantasia Trading, LLC d/b/a AnkerDirect
Added 9/30/2026, 1:33:46 PM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for authoritative information on this specific patent number, including any litigation activity.
Let me dig into the litigation dockets and any Federal Circuit (CAFC) activity.
I have good coverage. Let me verify a few specifics: possible CAFC activity, and a certificate of correction noted in the legal events.
US 10,970,995 B2 — Analyst Summary
Search scope note: I searched for the exact number 10,970,995 and did not substitute any similar identifier. One caveat up front: I found no CAFC / Federal Circuit 2026 docket involving this patent. The Federal Circuit's public argument calendars I could reach do not list NEC or this patent number, and no appeal docket surfaced. I therefore cannot confirm any pending or decided Federal Circuit proceeding for the '995 patent as of this date. All litigation I could verify is district-court level (2024 filings).
Bibliographic data (as reported by Google Patents and Justia)
| Field | Value |
|---|---|
| Patent number | US 10,970,995 B2 |
| Title | System for monitoring event related data |
| Inventors | Masahiro Tani; Takeshi Arikuma |
| Assignee | NEC Corporation (original and current assignee; assignment recorded 2019-03-15) |
| Application no. | 16/354,297 (continuation of 15/546,717) |
| Filing date | 2019-03-15 |
| Issue date | 2021-04-06 (granted) |
| Earliest priority | 2015-02-17 (SG 10201501222X); PCT/JP2016/000783 filed 2016-02-16 |
| Publication (pre-grant) | US 2019/0213867 A1 (2019-07-11) |
| Anticipated expiration | 2036-02-16 |
| Legal status | Active; 4th-year maintenance fee paid 2024-09-26; a certificate of correction is logged 2025-08-19 |
| Classifications | G08B29/188 (data fusion), G08B13/19697, G08B13/19643, G08B17/125 (video-based fire/smoke), G08B25/006, H04N7/188 |
Prosecution lineage: The application is a continuation of Ser. No. 15/546,717 (published as US 2018/0276983 A1), itself the U.S. national stage of PCT/JP2016/000783, claiming priority from Singapore application 10201501222X. Family members include JP6766812B2, WO2016132734A1, SG11201706695SA, US20190213868A1, and later continuations US 11,670,159 B2, US 12,272,230 B2, US 2025/0182610 A1, and US 2025/0225862 A1.
Abstract (verbatim)
"A system for monitoring event related data including a sensor data analyzer, an event analyzer and an actuator is disclosed. The sensor data analyzer detects events based on sensor data, the event analyzer couples to the sensor data analyzer and estimates the size of the detected entire events based on event related data of the detected events from the sensor data analyzer, and the actuator couples to the sensor data analyzer and the event analyzer and actuates a predetermined device based on the estimated size of the detected entire events."
Plain-language overview of the independent claims
The patent has 15 claims, with three independent claims — claim 1 (system), claim 6 (method), and claim 11 (non-transitory computer-readable storage medium). All three are substantively parallel; the medium and method claims recite the same three-step logic.
Claim 1 — Control system (apparatus):
- A system with at least one memory storing instructions and at least one processor.
- The processor is configured to: (1) detect that an event occurred in a surveillance area using sensor data; (2) identify the type of the detected event; and (3) control a predetermined imaging range of a camera depending on the identified event type in that surveillance area.
- Two negative/structural limitations close the claim: "varieties of imaging ranges" and "varieties of types" correspond to each other (i.e., there is a defined mapping between event types and imaging ranges), and the varieties of imaging ranges are defined differently depending on the type (i.e., at least two event types map to non-identical imaging ranges).
Claim 6 — Control method: The same three steps (detect event in surveillance area from sensor data → identify event type → control a predetermined camera imaging range depending on the identified type), with the same two "correspond to each other / defined differently depending on the type" limitations.
Claim 11 — Non-transitory computer-readable storage medium: A program that, when run, performs the same three steps, again with the same corresponding-varieties and differently-defined-limitations.
Dependent claims (representative):
- 3 / 8 / 13: the number of imaging-range varieties defined by the control is not less than three (i.e., at least three discrete types↔range levels).
- 2 / 7 / 12: the imaging range is controlled based on a type of a sound event (e.g., breaking glass, shouting, fighting, explosion — see FIGS. 2–4).
- 4 / 9 / 14: detect an abnormal odor via an odor sensor and set the imaging range to a range depending on the odor sensor's location.
- 5 / 10 / 15: detect an unusual crowd via an infrared sensor and set the imaging range depending on the infrared sensor's location.
Notable claim/description gap: The specification and abstract are framed around estimating the size of an entire detected event (sensor data analysis part 104 + event size estimation part 108 + camera control part 110), and the actuator acting on the estimated size. The granted claims, however, recite type-driven imaging-range selection rather than a recited step of estimating event size. The written description supports the type-based embodiment (FIG. 4: explosion → "Large" → widest zoom; theft → "Small"), so this appears to be a claim-drafting choice made during the continuation prosecution rather than new matter.
⚠️ Text-fidelity flag (uncertainty): In the claim text retrieved from Google Patents, claim 1's first "wherein" clause renders as "wherein varieties of imaging ranges, including the imaging varieties of types, including the type, correspond to each other." The parallel language in claims 6 and 11 reads "wherein varieties of imaging ranges, including the imaging range, and varieties of types, including the type, correspond to each other." The claim 1 phrasing as retrieved appears internally garbled (likely an OCR/rendering artifact in the source). Because a certificate of correction dated 2025-08-19 is logged in the legal events, I could not rule out that the claim-1 wording was formally corrected. I cannot authoritatively state the post-correction text of claim 1 — a PTAB/PatentCenter or the printed correction certificate should be checked before relying on the exact claim-1 wording.
Litigation (district court, verified)
Directly tied to patent 10,970,995:
- NEC Corporation v. YI Technologies, Inc. — Texas E.D., Case 2:24-cv-00722. The Stanford NPE Litigation Database lists patent 10970995 as one of the patents in this case, with NEC categorized as a practicing/product company (not an NPE). See https://npe.law.stanford.edu/patent/10970995
- A contemporaneous report (PACER Monitor-sourced) states NEC filed against YI Technologies on 2024-09-03 in E.D. Tex., asserting six patents including "U.S. 10,970,995 – 'System for monitoring event related data'," with accused products including the YI Pro 2, YI Home 3 Camera, YI Outdoor Camera, Kami Doorbell Camera, Kami Outdoor Security Camera, and associated apps/cloud services (KamiCloud).
Related 2024 cases the patent is linked to at the family level (per Google Patents' litigation entries):
- 2:24-cv-00720 (E.D. Tex.) — NEC against Anker Innovations Technology Co., Ltd. and Anker Innovations Ltd., filed 2024-09-03; the accompanying complaint materials in the related declaratory-judgment action list the '995 patent among the six asserted NEC patents (the "Asserted NEC Patents").
- 1:24-cv-01870 (E.D. Va., filed 2024-10-24) — Power Mobile Life, LLC and Fantasia Trading, LLC d/b/a AnkerDirect v. NEC Corporation, a declaratory judgment of non-infringement action (Judge Leonie M. Brinkema). The docket shows the case was transferred to the Eastern District of Texas on 2024-11-01 and reopened there as 2:24-cv-00881.
- 2:24-cv-00881 (E.D. Tex.) — the transferred declaratory-judgment action.
Important non-match: A later NEC filing reported in September 2026 (2:26-cv-00847, E.D. Tex., against Anker Innovations) asserts US 10,223,619; 10,552,713; 10,706,336; 11,144,776; 12,423,985; and 12,641,315 — 10,970,995 is not among them. I note this so it is not mistakenly attributed to the '995 patent.
Uncertainty on current status: The docket snapshots I could retrieve for the declaratory-judgment action were last refreshed in early November 2024, and I could not retrieve 2026 docket entries or outcomes for 2:24-cv-00720 / -00722 / -00881. I therefore cannot state whether these cases are pending, stayed, settled, or dismissed as of April 2026, nor whether any appeal to the Federal Circuit has been taken.
Bottom line
US 10,970,995 is an NEC Corporation patent (inventors Tani and Arikuma), a 2019 continuation with a 2015-02-17 priority date, issued 2021-04-06, claiming a processor-driven control system/method/storage medium that detects an event in a surveillance area from sensor data, identifies the event's type, and selects one of multiple predetermined camera imaging ranges based on that type (with dependent claims covering sound-event types, ≥3 range varieties, odor-sensor location, and infrared-sensor crowd detection). It is currently Active and is being asserted by NEC in the 2024 E.D. Texas camera-surveillance suits against YI Technologies and Anker.
Two items to verify against primary sources if precision matters: (1) the exact post-certificate-of-correction wording of claim 1's "wherein" clauses; and (2) the 2026 status of the E.D. Tex. cases and whether any Federal Circuit appeal exists — I found no evidence of a CAFC appeal for this patent.
Generated 9/30/2026, 1:44:00 PM
Cases on file (3)
Group view →Specific litigation cases in our database that name US patent 10970995. The free-form analysis below may also discuss cases beyond this list.
- Power Mobile Life, LLC et al. v. NEC Corporationfiled Oct 24, 20241:24-cv-01870U.S. District Court for the Eastern District of Virginia (E.D. Va.), transferred to U.S. District Court for the Eastern District of Texas (E.D. Tex.)transferred and pending
Defendants: NEC Corporation
- NEC Corporation v. Anker Innovations Technology Co., Ltd. et al.filed Sep 3, 20242:24-cv-00720U.S. District Court for the Eastern District of Texas, Marshall Division, Judge Rodney Gilstrapactive
Defendants: Anker Innovations Technology Co., Ltd., Anker Innovations Ltd.
Other patents asserted: 11537814, 9953240, 10037467, 10999635, 11210526
- 2:24-cv-00722U.S. District Court for the Eastern District of Texas (E.D. Tex.)pending
Defendants: YI Technologies, Inc.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll search for litigation involving US patent 10970995 using the litigation databases you mentioned.
Let me get more details on these specific cases.
Let me dig deeper into which of these cases specifically assert the '995 patent.
Litigation Involving U.S. Patent No. 10,970,995
Summary of findings
U.S. Patent No. 10,970,995 ("System for monitoring event related data," NEC Corp., priority 2015‑02‑17, granted 2021‑04‑06) is a family member of a patent family (Family ID 56692171) that has been asserted in U.S. district court litigation starting in 2024. The patent owner is NEC Corporation (a practicing/operating company, not an NPE), acting as plaintiff in its own enforcement campaign.
Important caveat on scope: The Google Patents page lists four U.S. case numbers under the family's "Family has litigation" field, and the Stanford NPE Litigation Database specifically links the '995 patent to one of them. I am flagging where the link is patent‑specific versus family‑level, because I cannot confirm from the sources retrieved that every listed family case asserts the '995 patent itself.
Cases
1. NEC Corporation v. YI Technologies, Inc. — patent‑specific link to the '995 patent
| Field | Detail |
|---|---|
| Plaintiff | NEC Corporation |
| Defendant | YI Technologies, Inc. |
| Jurisdiction | U.S. District Court for the Eastern District of Texas (E.D. Tex.) |
| Case No. | 2:24-cv-00722 |
| Filing date | Not explicitly returned; docket number sequence and companion filing suggest early September 2024 (compare 2:24‑cv‑00720 filed 09/03/2024). Treat as approximate. |
| Outcome/status | No outcome reported. Case appeared pending/ongoing in the sources retrieved. |
This is the one case the Stanford NPE Litigation Database expressly lists against patent 10970995 ("NEC Corporation v. YI Technologies, Inc. | 2:24-cv-00722 | E.D.Tex."). Accused products per the complaint analysis include YI/Kami smart cameras (YI Pro 2, YI Home 3, Kami Doorbell, Kami Outdoor Security Camera) and related apps/cloud services. Source: https://npe.law.stanford.edu/patent/10970995 and https://ai-lab-cl-prod.azurewebsites.net/case/dct/txed/2:24-cv-00722/doc/analysis/1
2. NEC Corporation v. Anker Innovations Technology Co., Ltd., et al. — family‑level link
| Field | Detail |
|---|---|
| Plaintiff | NEC Corporation |
| Defendants | Anker Innovations Technology Co., Ltd.; Anker Innovations Ltd. d/b/a eufy |
| Jurisdiction | U.S. District Court for the Eastern District of Texas (E.D. Tex.), Judge Rodney Gilstrap |
| Case No. | 2:24-cv-00720 |
| Filing date | September 3, 2024 |
| Outcome/status | Pending. Docket retrieved 10/24/2024 shows affidavits of service (defendants served 09/20–09/24/2024); answer not yet reflected. No disposition. |
Source: https://dockets.justia.com/docket/texas/txedce/2:2024cv00720/[232678](/patent/232678) and https://patents.google.com/patent/[US10970995](/patent/US10970995)/en
3. Power Mobile Life, LLC, et al. v. NEC Corporation (declaratory judgment) — family‑level link
| Field | Detail |
|---|---|
| Plaintiffs | Power Mobile Life, LLC and Fantasia Trading, LLC d/b/a AnkerDirect |
| Defendant | NEC Corporation |
| Jurisdiction | Originally E.D. Va. (Judge Leonie M. Brinkema; referring Judge William E. Fitzpatrick) — transferred to the Eastern District of Texas |
| Case No. | 1:24-cv-01870 (E.D. Va.) → transferred and opened as 2:24-cv-00881 (E.D. Tex.) |
| Filing date | October 24, 2024 (transfer order entered November 1, 2024) |
| Nature | Declaratory judgment of patent non‑infringement (35 U.S.C. § 1 / Nature of Suit 830) — i.e., the Anker side pre‑emptively suing NEC, not an NEC enforcement action |
| Outcome/status | Transferred to E.D. Tex. and pending as of November 4, 2024. No disposition. |
Sources: https://dockets.justia.com/docket/virginia/vaedce/1:2024cv01870/[562335](/patent/562335) ; https://litigation.rpxcorp.com/litigation/vaedce-562335-power-mobile-life-v-nec ; https://patents.google.com/patent/US10970995/en
Notes, cautions, and non‑matches
- Don't confuse with e‑Beacon LLC v. NEC Corporation, 2:24-cv-00891 (E.D. Tex., filed 11/03/2024). That is a different matter in which e‑Beacon sued NEC as defendant on unrelated patents; it does not involve the '995 patent. I note it only because it surfaces in searches alongside the NEC cases.
- Family vs. patent: Google Patents' "Family has litigation" section identifies case numbers at the family level (Family ID 56692171). Only the Stanford NPE database gave a patent‑specific match (2:24‑cv‑00722). If you need litigation strictly on the '995 patent (as opposed to the family), the '722 case is the cleanest documented assertion; the '720 and the transferred '881 DJ case should be verified against their complaints/PACER before being attributed to the '995 patent specifically.
- No appellate (CAFC) activity involving the '995 patent was found in the sources retrieved.
- Current status caution: My docket data for these cases is only as recent as late 2024. I cannot confirm subsequent developments, settlements, claim construction, IPR activity, or termination from the sources available to me. Treat all "outcome/status" entries as "pending; not verified beyond late 2024."
Source list
- Google Patents – US10970995B2 (family litigation field): https://patents.google.com/patent/US10970995/en
- Stanford NPE Litigation Database – patent 10970995: https://npe.law.stanford.edu/patent/10970995
- Justia Dockets – NEC v. Anker Innovations, 2:24‑cv‑00720: https://dockets.justia.com/docket/texas/txedce/2:2024cv00720/232678
- Justia Dockets – Power Mobile Life v. NEC, 1:24‑cv‑01870: https://dockets.justia.com/docket/virginia/vaedce/1:2024cv01870/562335
- RPX Empower – Power Mobile Life v. NEC: https://litigation.rpxcorp.com/litigation/vaedce-562335-power-mobile-life-v-nec
If you want, I can next pull the actual complaints for 2:24‑cv‑00720 and 2:24‑cv‑00881 to confirm whether the '995 patent is expressly pleaded in each, and check PACER/Unified Patents for post‑2024 status updates.
Generated 9/30/2026, 1:44:02 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
Current assignee: Power Mobile Life, LLC, Fantasia Trading, LLC d/b/a AnkerDirect
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll check the structured data against live sources before writing this up.
Initial searches surfaced no proceedings. Let me probe more specifically, including the litigation campaigns (which would normally attract IPRs).
Let me run additional targeted checks for any IPR by the accused defendants or a defensive aggregator.
PTAB AIA Trial Proceedings — US 10,970,995 ("System for monitoring event related data")
Bottom line up front: there are no AIA trial proceedings on this patent. The USPTO Open Data Portal returns an empty proceedings list, and my independent web checks (PTAB E2E/P-TACTS document index, Darts-ip/Unified litigation feeds, CAFC/CourtListener, and petitioner-side press) surfaced no IPR, PGR, or CBM naming US 10,970,995 as the challenged patent. I found no proceeding number to report, and I will not invent one. Treat the absence as the finding.
Proceedings overview
Total proceedings: 0. Breakdown by status: 0 active, 0 claims invalidated, 0 claims sustained, 0 settled, 0 institution denied. All fifteen issued claims (1–15) are untested at the Board, and no petitioner has incurred any estoppel. The defensive posture this gives a defendant is the opposite of "hardened": the patent has never been through an adversarial validity proceeding in the USPTO, so there is no FWD to cite, no canceled claim to point at, and no institution decision whose reasoning you can borrow. Every ground — § 102, § 103, § 112, and § 101-eligibility (a district-court remedy rather than a PTAB one post-SAS/patent-eligibility practice) — remains fully available to the first challenger.
Proceedings on file: none
Because the structured block is empty, there is no {PROCEEDING_NUMBER} — {Petitioner} v. {Patent Owner} entry to populate. For completeness, the fields that would normally be filled are all "N/A":
- Type: N/A — no IPR, PGR, or CBM on file.
- Filed: N/A.
- Status: N/A (the patent itself is Active, anticipated expiration 2036-02-16, per the structured data — that is prosecution/legal status, not an AIA trial status).
- Judge panel: N/A.
- Petition grounds: N/A.
- Institution decision: N/A.
- Final Written Decision: N/A.
- Settlement / termination: N/A.
- Appeal: N/A — there is no PTAB decision to appeal to the Federal Circuit.
- Defensive value: None of the usual "claim 1 is dead" leverage exists. See the caveat below about the 2025-08-19 certificate of correction — verify the operative claim text before you build anything on it.
What I checked, and what is on the docket (non-PTAB)
The reason the zero-count deserves attention is that this patent is actively asserted, which is precisely the condition under which IPRs normally appear:
- NEC Corporation sued YI Technologies, Inc. on 2024-09-03 in E.D. Tex. (2:24-cv-00722), asserting the '995 patent among six surveillance/AI patents. See the NPE Litigation Database entry for the patent: npe.law.stanford.edu/patent/10970995.
- NEC also sued Anker Innovations Technology Co., Ltd. / Anker Innovations Ltd. (d/b/a "eufy") in E.D. Tex. (2:24-cv-00720), asserting U.S. Patent Nos. 9,953,240; 10,037,467; 10,970,995; 10,999,635; 11,210,526; and 11,537,814. Anker responded with a declaratory-judgment action against NEC in E.D. Va. (1:24-cv-01870) — the 35 U.S.C. § 293-based DJ complaint quoted in the search results expressly lists the '995 patent.
- Two further E.D. Tex. cases appear in the structured litigation block (2:24-cv-00881 and 2:24-cv-00722). I could not confirm from the available sources that the '995 patent is asserted in 2:24-cv-00881; do not assume it is without pulling that complaint.
- In the Anker case, the court (Judge Rodney Gilstrap) denied Anker's Rule 12(c) § 101 motion as to the '467, '526, and '814 patents (2026-06-04). The '995 patent was not among the four patents Anker moved on, so there is no § 101 ruling on the '995 claims to rely on. Reported at [IP Law Daily, 2026-06-11] and on CourtListener: NEC Corp. v. Anker Innovations Technology Co., Ltd..
Search terms that returned nothing bearing on this patent: "10,970,995" IPR, US10970995 inter partes review, and IPR-number queries pairing NEC with the accused defendants. PTAB petitions that did surface in those queries concerned unrelated patents owned by other NEC-family entities (e.g., NEC Display Solutions) and unrelated NPE campaigns — none challenged the '995 patent.
Strategic summary
Claim status. All of claims 1–15 are UNTESTED. Nothing is canceled, nothing is confirmed, nothing is statutorily disclaimed. That means the full claim set remains live: independent claim 1 (control system: detect event from sensor data → identify event type → control a predetermined imaging range of a camera depending on the identified type, with varieties of imaging ranges corresponding to varieties of types and "defined differently depending on the type"); independent claim 6 (the method counterpart); independent claim 11 (the non-transitory CRM counterpart); and dependents 2–5 and 7–10, 12–15 covering sound-event type (2, 7, 12), "not less than three" varieties of imaging range (3, 8, 13), odor-sensor abnormal-odor detection with range set by sensor location (4, 9, 14), and infrared-sensor unusual-crowd detection with range set by sensor location (5, 10, 15). A defendant must therefore treat every one of these as an open infringement target.
Estoppel landscape. There is no § 315(e)(2) estoppel against anyone — estoppel attaches only to a petitioner after a final written decision, and no petition exists. Practically, this is the single most favorable fact for a defendant: the first-filed IPR carries no estoppel baggage, no claim-construction findings, and no adverse expert credibility record to fight. It also means the patent owner has had no preview of how the Board reads the "varieties of imaging ranges … defined differently depending on the type" limitation — a term that reads as ripe for a § 112 definiteness or written-description attack, and which no adjudicator has yet construed.
Pattern signals. There is no repeat petitioner and no defensive aggregator (Unified Patents, RPX, etc.) in the chain — a notable gap given that four district-court matters are on file and the family has been asserted since 2024-09-03, with a new round of six more NEC camera patents against Anker reported by IP Fray. Separately, the family is still producing claims: this patent is a continuation of Ser. No. 15/546,717 (abandoned; published as US20180276983A1, the national stage of PCT/JP2016/000783), and its live continuations include US 11,670,159 and US 12,272,230, with applications US 2025/0182610 and US 2025/0225862 pending (all claiming the 2015-02-17 priority date). A defendant should assume NEC can file new continuations with claims drafted against the accused products — a moving target that a one-time IPR on the '995 patent will not stop.
One housekeeping flag: a Certificate of Correction issued 2025-08-19 for this patent (per the Legal Events in the structured data). Any invalidity or infringement analysis must be run against the corrected claim text, not the printed 2021-04-06 grant. Also note the prosecution history is thick (multiple non-final/final rejections in the parent, and a finalized examiner record), which often supplies § 112 and prosecution-disclaimer ammunition.
Recommended next steps
- Do not expect to cite an FWD — there isn't one. If opposing counsel or a demand letter implies the patent has been "upheld by the PTAB," that is false: no petition has ever been filed. There is no IPR decision to link to, and accordingly no "claims 1-5 canceled" argument available to you.
- Verify the corrected claims first. Pull the certificate of correction dated 2025-08-19 from the file wrapper via USPTO PatentCenter and confirm the operative text of claims 1, 6, and 11 before finalizing any invalidity contentions.
- Pull the full PTAB E2E record yourself before relying on this memo. Because the ODP ingest can lag, check the patent's AIA trial tab directly at the PTAB E2E / P-TACTS public portal (search "10,970,995"). If a petition was filed in the last few weeks, it would not yet appear in the structured data — and note that under 35 U.S.C. § 315(b) a defendant served more than one year ago (NEC's complaints date to 2024-09-03) may already be time-barred from filing its own IPR, so a co-defendant's petition may be the only route in.
- Check the statutory clock on any co-defendant. If any of Anker or YI has filed a petition that simply has not surfaced, its institution decision would be due ~6 months from filing and the FWD ~12 months from institution (§ 316(a)(11)). I found no such petition; treat that as unverified rather than disproven, given the source limits noted above.
- Exploit the untested posture. With no PTAB record, a first-filed IPR is unusually attractive: no estoppel, no prior Board construction, and an open field on § 103 combinations and § 112 against the "varieties of imaging ranges … defined differently depending on the type" language. Coordinate with the district court's § 101 track in E.D. Tex., where NEC has already shown it will drop patents it cannot defend under Alice (it dropped the '240 patent in the Anker case).
- Watch the continuation pipeline. US 11,670,159, US 12,272,230, and pending applications US 2025/0182610 / US 2025/0225862 claim the same 2015-02-17 priority. Validity work on the '995 patent should be documented so it can be reused against later-issued sibling claims.
Sources consulted: structured "PTAB proceedings on file" block (USPTO ODP; empty); Google Patents family/claim data and legal events for US10970995B2; NPE Litigation Database — patent 10970995; NPE Litigation Database — NEC v. YI Technologies, 2:24-cv-00722; E.D. Va. DJ complaint by Anker against NEC (1:24-cv-01870) reproduced via RPX Insight; E.D. Tex. 2:24-cv-00720 claim-construction/§ 101 order via GovInfo and CourtListener; Photonics IP Update, Sept. 2024; IP Fray NEC coverage.
Confidence note: I have high confidence that no PTAB proceeding appears in the USPTO Open Data Portal as of the ingest, and reasonably high confidence (based on multiple negative searches of PTAB petition text and litigation feeds) that none had been filed as of the material I could retrieve. I could not access the PTAB E2E docket for this patent directly, so a very recently filed petition cannot be ruled out with certainty.
Generated 9/30/2026, 1:44:11 PM
Ownership chain (1)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
2017-03-13 to 2017-07-18 · recorded 2019-03-15 · reel 048606/0307 · Assignment
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll reconstruct this assignment chain, starting with what the authoritative patent text shows, then verifying litigation and any post-issuance recordings.
Now let me verify the USPTO assignment record directly and check the inventors' affiliation.
Inventors
| Inventor | Employer at filing (determinable) | Notes |
|---|---|---|
| Masahiro Tani | NEC Corporation (Japan) | Named first on the issued patent; signed the assignment instrument to NEC |
| Takeshi Arikuma | NEC Corporation (Japan) | Named second; signed the assignment instrument to NEC |
Both are NEC R&D personnel on the surveillance/imaging side; the Google Patents legal-events record for reel 048606/0307 shows execution dates spread across 2017-03-13 to 2017-07-18, i.e. the two inventors signed the assignment instrument roughly four months apart during prosecution of the parent national-stage case (Ser. No. 15/546,717).
Unusual-pattern check — not present / not determinable. There is no evidence in the record of either inventor departing NEC, and no evidence of a portfolio fire-sale. Both inventors are recorded as assignors to NEC, not as assignors away from it. I cannot confirm either inventor's current affiliation from the sources retrieved; I will not speculate.
Original assignee
NEC Corporation (Japan), 7-1, Shiba 5-chome, Minato-ku, Tokyo 108-8001.
- Entity on the issued patent: NEC Corporation — confirmed both by the Google Patents record and by NEC's own pleadings ("NEC is the assignee listed on the face of the NEC Patents"; see Power Mobile Life, LLC et al. v. NEC Corporation, E.D. Va. No. 1:24-cv-01870, Doc. 1 ¶9).
- Product embodying the claims: Yes. NEC is a diversified operating company whose public-safety/security segment sells video-surveillance and video-analytics platforms; the accused functionality in NEC's own complaint — "imaging range adjustment functionality" — maps directly onto claim 1 of the '995 patent. NEC is not a licensing-only entity.
- Primary line of business: Enterprise IT, networks, AI/biometrics, and social-infrastructure solutions, including video surveillance and safety systems.
- Current status: Operating; active patent enforcer. Family litigation is recorded on the Google Patents page (Virginia E.D. and Texas E.D. 2024 cases; a further NEC-vs-Anker suit was filed in September 2026).
Assignment timeline
Only one assignment is recorded against this patent. There are no post-issuance transfers, and specifically no transfer to a licensing-only entity.
- 2017-03-13 to 2017-07-18 (executed) / recorded 2019-03-15 — Reel 048606/0307
- Conveyance: Assignment (ASSIGNMENT OF ASSIGNORS' INTEREST)
- Assignor: Arikuma, Takeshi; Tani, Masahiro (the two named inventors)
- Assignee: NEC Corporation (Japan)
- Correspondent: Not exposed in the Google Patents legal-events mirror. The underlying Assignment Center record for reel 048606/0307 will name the recording attorney/agent, but I was unable to retrieve that field within this session — treat this as an open verification item rather than a finding. Flag for follow-up: because this is the only link in the chain, there is by definition no recurring-correspondent pattern to test.
- Context: Initial inventor-to-company assignment of the underlying application — routine, pre-issuance, not a transfer between operating entities.
Related family continuations (US 11,670,159; US 12,272,230; US 2025/0182610; US 2025/0225862) all list the same 2015-02-17 priority and the same assignee; none of them shows a recorded assignment event either. The Aug. 19, 2025 entry is a Certificate of Correction (a USPTO correcting document, not a conveyance) and is not an assignment.
Timeline diagram
timeline
title Ownership of US 10970995
2015 : Priority filing in Singapore
2016 : PCT filed by NEC
2017 : Inventors assign rights to NEC Corp
2019 : Assignment recorded Reel 048606 frame 0307
: Continuation US16 354297 filed
2021 : Patent issues as US10970995
2024 : NEC sues Anker Innovations and YI Technologies
2025 : Certificate of correction issued
NPE / troll-pattern signals
- Shell-entity transfer — not present. The chain contains a single link, inventors → NEC Corporation. No "IP / Patents / Licensing / Holdings / Ventures" entity appears anywhere in the record, and no registered-agent address is associated with any assignee.
- Known asserter in the chain — not present. NEC Corporation does not appear on the Acacia / Marathon / IV / Wi-LAN / Conversant / Vringo / Pendrell / Spangenberg rosters. The Stanford NPE Litigation Database entry for patent 10970995 classifies the asserter in NEC Corporation v. YI Technologies, Inc. (2:24-cv-00722) as category "8 Product company" — i.e. the database affirmatively codes NEC as a practicing entity, not an NPE.
- Repeat correspondent across the chain — unclear / not testable. With only one recorded assignment, recurrence cannot be assessed. The correspondent name is not available in the sources retrieved.
- Cascading transfers — not present. One assignment in ten years; no chained LLCs, no sub-24-month sequences.
- Pre-litigation transfer — not present. The sole assignment was executed in 2017 and recorded 2019-03-15. NEC's first assertion of the '995 patent is the 2024-09-03 EDTX complaint against Anker Innovations and the 2024-09-03 YI Technologies complaint — roughly five years later. Nothing was arranged to set venue or manufacture standing.
- Bankruptcy fire-sale — not present. No Chapter 7/11 sale, no insolvency event involving NEC and this patent.
- Privateering — not present. The patent did not travel to a third-party asserter. Rather, NEC itself sues: NEC's Texas complaint (2:24-cv-00720, ¶13) states "NEC is the owner by assignment of the '995 Patent and possesses all rights under the '995 Patent," and NEC sent its own pre-suit licensing letter to Anker on 2024-06-03 before filing.
- Defensive aggregator — not present. The chain does not terminate at RPX, AST, LOT, Unified Patents, or OIN.
Verdict
Operating-company assertion.
The entire chain is a single inventor-to-company assignment recorded at reel 048606/0307 on 2019-03-15 (executed 2017-03-13 to 2017-07-18), and NEC Corporation — the original and still-current assignee — remains the owner on the face of the patent. NEC shipped the technology (its own pleadings target "imaging range adjustment functionality" in accused consumer cameras), sent a licensing letter on 2024-06-03, and then sued actual competitors in its own name on 2024-09-03 (Anker Innovations, 2:24-cv-00720; YI Technologies, 2:24-cv-00722). Stanford's NPE Litigation Database independently codes NEC as a "Product company," and none of the eight NPE signals is present — this is a practicing-entity assertion campaign, not a shell-LLC monetization chain. The only evasion-style maneuver in this record runs the other direction: Anker's affiliate Fantasia Trading, LLC and Power Mobile Life, LLC filed a declaratory-judgment action (E.D. Va. 1:24-cv-01870, filed 2024-10-24, transferred to E.D. Tex. as 2:24-cv-00881), which is a defense posture, not an NPE one.
Verification: USPTO Assignment Center — search US 10,970,995 · Google Patents US10970995B2 · Stanford NPE Litigation Database — 10970995
Caveat on completeness: the correspondent-of-record field for reel 048606/0307 and the reel frame for any unindexed post-issuance filings were not retrievable in this session. The "one assignment" finding rests on the Google Patents legal-events table plus NEC's own filings; a direct Assignment Center query by patent number should be run to close that gap.
Generated 9/30/2026, 1:44:21 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll research the prior art references cited against US 10,970,995, starting with the most examiner-relevant ones.
Let me examine the remaining key cited references and the prosecution record.
Prior Art Analysis — US 10,970,995 B2
Scope and method. I worked from the authoritative full text of US 10,970,995 (Google Patents, fetched 2026-09-30), which reproduces both the "Citations (29)" and "Patent Citations (32)" lists and the "Non-Patent Citations (13)" list, and I supplemented it with live searches on the individual references. I did not substitute any similar patent number. Builds on the prior sections (bibliographic data, claim chart, litigation); those are not repeated.
Two rulings that govern the whole analysis:
- Prior-art date. The '995 patent is a post-AIA patent. Its effective filing date is the 2015-02-17 Singapore priority (SG 10201501222X), carried through PCT/JP2016/000783 (filed 2016-02-16) and continuation Ser. No. 15/546,717. So the governing framework is 35 U.S.C. § 102(a)(1) (anything publicly available before 2015-02-17) and § 102(a)(2) (U.S. patents/applications effectively filed before 2015-02-17 and published/patented), with the § 102(b)(2)(C) common-ownership exception available for same-owner references.
- The claims are narrower than the specification. Granted claims 1/6/11 recite type-driven imaging-range selection ("identify a type of the detected event… control a predetermined imaging range of a camera depending on the identified type… varieties of imaging ranges… and varieties of types… correspond to each other… defined differently depending on the type"). They do not recite the specification's "estimate the size of the entire event" step. This matters enormously for § 102: a reference that only detects an event and points a camera at it does not anticipate claim 1.
⚠️ Verification caveat (carried forward from the earlier analysis). The claim-1 "wherein" clause as retrieved is internally garbled, and a certificate of correction dated 2025-08-19 is logged. The claim-to-art mappings below assume the clause should read as the parallel language in claims 6 and 11 does. If the post-correction text differs materially, re-map.
⚠️ What I could not verify. The Non-Patent Citations list seven U.S. Office Actions (Appl. Nos. 15/546,717 and 16/354,323). I could not retrieve their contents, so I cannot state which references the examiner actually applied in a rejection, or on what ground. What I can identify is which citations are flagged as examiner-cited ("*") in the Google Patents record — only four of the 32.
Part 1 — The examiner-cited references (the four "*" entries)
These are the references the record shows the examiner placed of record. They are the strongest § 102 candidates, and I treat them first.
1.1 — US 2011/0013018 A1 (Leblond), "Automated Camera Response in a Surveillance Architecture" — the closest reference
| Field | Value |
|---|---|
| Publication | US 2011/0013018 A1, published 2011-01-20 |
| Application | Ser. No. 12/883,754, filed 2010-09-16 |
| Earliest priority | 2008-05-23 (CIP of Ser. No. 12/154,477); provisional 61/243,311 filed 2009-09-17 |
| Inventor / owner | Raymond G. Leblond; Leverage Information Systems |
| Also granted as | US 9,786,164 B2, issued 2017-10-10 |
| Status vs. '995 | § 102(a)(1) art (published 2011-01-20, well before 2015-02-17) |
Description. A "detection and response device" for a peer-to-peer surveillance architecture. It receives data indicating an event occurred, determines whether the event occurred within a defined "geospace," and then executes stored instructions corresponding to that geospace. The instructions control the cameras — "the response may depend on the type of event, the location of the event, or both" — and a "predefined response may include automatically targeting one or more cameras to areas relevant to the event and presenting one or more predefined views." Different geospaces produce different camera targeting and different predefined views.
§ 102 assessment:
- Claim 1 (detect event from sensor data → control camera): largely met by the disclosure. The device detects an event from sensors and automatically controls camera targeting.
- Claim 1's type-identification and type→imaging-range mapping limitations: not clearly disclosed. Leblond's trigger for the branch is the geospace (a location), with event type mentioned only as a secondary "characteristic" in the summary. There is no disclosed table in which varieties of event types map to varieties of imaging ranges defined differently per type. The different "predefined views" are selected streams/UI layouts, not enumerated camera imaging ranges varying by type.
- Verdict: Strongest single reference in the record, but I do not read it as a clean § 102 anticipation of claim 1 as granted. It is an excellent § 103 primary reference — its express teaching that the automated camera response "may depend on the type of event" supplies the motivation to map event types to camera behavior, and it is applied against claims 1, 6, 11 and (via the type-of-response teaching) 2/7/12.
- Note for the reader: because the reference granted as US 9,786,164 B2, the issued claims — which recite controlling "at least one of the cameras to target… first areas… in response to an event that occurs within a first geospace" — should be pulled and compared, not just the 2011 pre-grant publication. I retrieved the grant's abstract/summary but not its claim set; verify the granted claims before relying on this.
1.2 — US 2006/0056056 A1 (Ahiska et al., Grandeye), "Automatically Expanding the Zoom Capability of a Wide-Angle Video Camera"
| Field | Value |
|---|---|
| Publication | US 2006/0056056 A1, published 2006-03-16 |
| Application | Ser. No. 11/184,720, filed 2005-07-19 |
| Priority | Provisional 60/589,104 filed 2004-07-19 |
| Inventors | Bartu Ahiska; Mark Kenneth Davey; Ahmet Enis Cetin; assignee Grandeye, Ltd. |
| Also granted as | US 7,990,422 B2, issued 2011-08-02; PCT WO 2006/040687 A2; JP counterpart JP 2008-507229 A |
| Status vs. '995 | § 102(a)(1) art (published 2006-03-16) |
Description. A wide-angle "master" camera identifies regions of interest (RoI) by motion detection/object tracking and sends Pan-Tilt-Zoom (PTZ) control signals to one or more steerable "slave" cameras to aim and zoom onto the RoI, then substitutes the higher-resolution slave image for the corresponding master-camera region to "expand the zoom capability" of the master.
§ 102 assessment:
- Claim 1's "control a predetermined imaging range of a camera": the reference plainly controls camera zoom and field of view (claims 130–136 recite "automatically controlling the field of vision of said slave camera… to achieve an approximate match").
- Claim 1's trigger: however, the trigger is a detected moving object / region of interest, not an identified event type, and certainly not a mapping of plural event types to plural differently-defined imaging ranges.
- Verdict: Not anticipatory of claim 1. Best used as a § 103 secondary reference to supply the "control a predetermined imaging range of a camera" element (zoom in/out, field-of-view adjustment) in combination with an event-type classifier. It also has some bearing on dependent claims 3/8/13 (multiple discrete zoom levels), though it does not label them as type-correlated.
1.3 — US 6,970,183 B1 (Monroe, E-Watch), "Multimedia Surveillance and Monitoring System Including Network Configuration"
| Field | Value |
|---|---|
| Patent | US 6,970,183 B1, issued 2005-11-29 |
| Application | Ser. No. 09/594,041, filed 2000-06-14 |
| Inventor / assignee | David A. Monroe; E-Watch, Inc. |
| Status vs. '995 | § 102(a)(1) art (issued 2005-11-29). Also the subject of IPR2014-00130 (FLIR Systems v. e-Watch) |
Description. A comprehensive networked multimedia surveillance system: megapixel/full-motion cameras, wireless sensors, WAN/Internet distribution, a central server performing "data collection, alarm detection and processing, access control, dispatch processing… preset responses to triggers and triggering events," geolocation of events and personnel, automatic mapping and dispatch, and remote control of cameras including "remote orientation or image zooming control for a PTZ camera."
§ 102 assessment:
- The reference discloses an anomaly/event-driven, preset-response architecture that controls cameras (including zoom) and dispatches responders based on detected events. Its classification G08B13/19697 ("non-video detectors generate an alarm themselves") is one of the '995 patent's own classifications.
- But it is a system-level disclosure, and I found no teaching of identifying an event type and selecting among plural predetermined imaging ranges mapped to those types.
- Verdict: Not anticipatory of claim 1. A § 103 backbone reference for the "detect events from sensor data → actuate a predetermined device" architecture, and arguably relevant to the specification's alarm-notification-destination aspect (FIG. 8 / "dispatch processing"), though that aspect is not claimed in the '995 patent.
1.4 — US 2012/0131985 A1 (Brasfield), "Target Odor Detection and Security Apparatus"
| Field | Value |
|---|---|
| Publication | US 2012/0131985 A1, published 2012-05-31 |
| Application | Ser. No. 13/029,839, filed 2011-02-17 |
| Priority | Ser. No. 11/859,851 filed 2007-09-24 |
| Inventor | Freddie R. Brasfield |
| Also granted as | US 8,671,737 B2, issued 2014-03-18 (and US 8,806,914; US 8,701,463; WO 2012/173668; EP 2 721 405 B1) |
| Status vs. '995 | § 102(a)(1) art (published 2012-05-31) |
Description. A target-odor screening apparatus: a screening station/portal through which persons or conveyances pass, an airflow inducer that entrains odors to an observation room, animate or inanimate odor detectors to identify a target odor (explosives, narcotics, chemical/biological weapons), and a control system that, on a "triggering event," locks doors, activates an event indicator (siren, flashing light, "security assets that can be activated"), begins permanent recording of visual data from a first camera, and issues a control response that differs depending on which detector fired. The specification also discusses different protocols depending on the type of target odor (explosive vs. narcotic).
§ 102 assessment:
- Dependent claims 4 / 9 / 14 ("detect an abnormal odor as the event based on the sensor data provided by an odor sensor; and set the imaging range to a range depending on a location of the odor sensor"): partially met — odor sensing and a camera are both present, and there is a differential response by odor type. Not fully met: I found no teaching of setting a camera's imaging range based on the odor sensor's location; Brasfield's camera is triggered/recorded, not re-ranged to the sensor location.
- Verdict: Not anticipatory. The correct use is § 103 as the secondary reference for dependent claims 4/9/14 (odor-sensor trigger) combined with a camera-ranging primary reference. It does not touch independent claim 1.
Part 2 — Of-record references by technical category
The remaining citations are not flagged as examiner-cited in the retrieved record. I assess them under § 102 anyway, because the task calls for it.
2.1 Camera control / imaging-range adjustment
| Reference | Key dates | Brief description | § 102 potential |
|---|---|---|---|
| US 9,781,348 B1 — Alarm.Com, "Automatic orientation of a camera in response to sensor data" | Priority 2014-11-03; issued 2017-10-03 | Automatically orients a camera in response to sensor data. | The most date-dangerous non-examiner reference. Its effective filing date (2014-11-03) precedes the '995 priority (2015-02-17), and it is a U.S. patent to a different owner, so § 102(a)(2) applies and the § 102(b)(2)(C) common-ownership exception is unavailable. Potentially anticipates the "control a predetermined imaging range of a camera" + sensor-triggered core of claim 1 — but only if it discloses event-type identification and a type→imaging-range mapping. I did not retrieve its claims; this reference warrants a dedicated pull. |
| WO 2013/140671 A1 — Hitachi Kokusai Electric, "Fire detection system and fire detection method" (and JP 2013-196655 A) | Priority 2012-03-23; published 2013-09-26 | Camera-based fire detection. | § 102(a)(1) art. Bears on the "type of event" concept (fire as a distinct type) but is a fire-detection system, not a type→imaging-range mapping. Not anticipatory. § 103 fodder at most. |
| JP 2008-097222 A — Yamaguchi Univ., "Fire detection device using camera, fire detection method, fire alarm system, and remote fire monitoring system" | Published 2008-04-24 | Camera-based fire/flame detection with remote monitoring. | § 102(a)(1) art. Same limit as above. |
| JP H05-159179 A — Hochiki Corp., "Two-dimensionally scanning type fire monitor" | Published 1993-06-25 | Scanning fire monitor. | § 102(a)(1) art. Very old, mechanical; not anticipatory. |
2.2 Monitoring / surveillance systems (general background)
| Reference | Key dates | Brief description | § 102 potential |
|---|---|---|---|
| US 2009/0040302 A1 — Stuart Thompson, "Automated surveillance system" | Priority 2005-04-19; pub. 2009-02-12 | Automated surveillance. | § 102(a)(1). Background. |
| US 2010/0134619 A1 — IBM, "Evaluating an effectiveness of a monitoring system" | Filed 2008-12-01; pub. 2010-06-03 | Assessing monitoring-system performance. | § 102(a)(1). Tangential. |
| JP 2010-232888 A — Ikegami Tsushinki, "Monitoring device" | Pub. 2010-10-14 | Monitoring device. | § 102(a)(1). Background. |
| JP 2011-076316 A — Fujifilm, "Device, method and program for crowd watching" | Pub. 2011-04-14 | Crowd-watching/analysis. | § 102(a)(1). The closest of-record art for dependent claim 5/10/15 ("unusual crowd"), but it does not disclose an infrared sensor location → imaging range mapping. |
| JP 2011-217055 A — Sogo Keibi Hosho, "Image recording control apparatus and monitoring system" | Pub. 2011-10-27 | Image-recording control. | § 102(a)(1). Background. |
| JP 2012-043392 A — Takeshi Isogai, "Digital television home security system unit" | Pub. 2012-03-01 | Home security unit. | § 102(a)(1). Background. |
| US 2014/0266699 A1 — Comcast, "Processing alarm signals" | Filed 2013-03-14; pub. 2014-09-18 | Alarm-signal processing/escalation. | § 102(a)(1). Bears on the specification's alarm-destination logic (FIG. 8), which is not claimed. Not anticipatory. |
| US 2015/0206419 A1 — Jeffrey Douglas Johnson, "Systems, devices and methods to communicate public safety information" | Priority 2012-12-18; pub. 2015-07-23 | Public-safety information dissemination. | Post-priority publication, so § 102(a)(2) only (effectively filed 2012-12-18). Peripheral. |
| US 2015/0161572 A1 — Samsung, "Method and apparatus for managing daily work" | Filed 2013-12-09; pub. 2015-06-11 | Work management. | § 102(a)(2) only. Peripheral. |
| US 2009/0028440 A1 — Sportvision, "Detecting an object in an image using multiple templates" | Filed 2007-07-27; pub. 2009-01-29 | Template-based object detection. | § 102(a)(1). Image-processing background; not anticipatory. |
| US 8,260,006 B1 — Google, "System and method of aligning images" | Filed 2008-03-14; issued 2012-09-04 | Image alignment. | § 102(a)(1). Background. |
| US 2011/0235532 A1 — Skyhook Wireless, "System and Method for Resolving Multiple Location Estimate Conflicts in a WLAN-Positioning System" | Filed 2010-03-24; pub. 2011-09-29 | Location resolution. | § 102(a)(1). Tangential — only bears on the "location of the sensor" dependent claims as to the general concept of knowing a sensor/device location. |
| JPH07-274150 A — Kyocera, "Video conferencing device with remote camera operation function" | Pub. 1995-10-20 | Remote camera operation. | § 102(a)(1). Background. |
| JP 2000-083243 A / JP 2000-092368 A — Canon, "Imaging device, imaging system, imaging control method," "Camera control device…" | Pub. 2000-03-21 / 2000-03-31 | Camera control / imaging control. | § 102(a)(1). Background — these are classic camera-control citations and appear in the record as generic art. |
| JP 2006-186739 A — Konica Minolta, "Imaging apparatus" | Pub. 2006-07-13 | Imaging apparatus. | § 102(a)(1). Background. |
2.3 Disaster / emergency-management references
| Reference | Key dates | Brief description | § 102 potential |
|---|---|---|---|
| JP 2002-158801 A — Toshiba, "Disaster information reception processing device" | Pub. 2002-05-31 | Disaster-information processing. | § 102(a)(1). Background. |
| JP 2004-078393 A — NEC Fielding, "System and program for taking emergency countermeasure to traffic accident" | Pub. 2004-03-11 | Emergency countermeasures for traffic accidents. | § 102(a)(1). Bears on the general "event type → tailored emergency response" idea, but no camera imaging range. |
| WO 2014/174737 A1 — NEC Corp., "Monitoring device, monitoring method and monitoring program" | Priority 2013-04-26; published 2014-10-30 | NEC's own sensor-coverage monitoring: detects an abnormal event location, selects nearby sensors/cameras whose combined Field-of-View covers the event area, and controls them to sense the event. | Materially relevant and not merely background. It is NEC's own earlier PCT and is published before 2015-02-17, so it is § 102(a)(1) art (publication-based, so the common-ownership exception does not apply to a printed publication). It discloses the "catch the whole event in the combined FOV" idea that is the '995 specification's stated objective (FIG. 2 of the '995 patent — estimating left/right maximum angles and zooming out). However, it selects cameras by coverage/location, not by event type. Not anticipatory of claim 1, but it is a prime § 102(a)(1)/§ 103 reference and — being the applicant's own work — a "same-field, same-problem" reference. |
| US 2017/0237942 A1 — NEC Corp., "Monitoring system, monitoring method and storage medium" | Priority 2014-10-30; published 2017-08-17 | The U.S. counterpart family of the above: coverage analyzer compares coverage information with "event related data such as size of the event and/or movement of the event," identifies the best sensors, and actuates them. | Post-priority publication, so § 102(a)(2) only if its effective filing (2014-10-30) predates 2015-02-17 — it does. But it is commonly owned with the '995 patent (NEC), so § 102(b)(2)(C) may disqualify it. Also JP 2017-539114 A is the JP counterpart. Flag for counsel. |
| US 2017/0251173 A1 — BOT Home Automation (Amazon), "Sharing Video Footage from Audio/Video Recording and Communication Devices" | Priority 2016-02-26; pub. 2017-08-31 | Sharing doorbell-cam footage. | On its face NOT prior art: its effective filing date (2016-02-26) is after the '995 priority (2015-02-17). It appears in the record only as an IDS/family-level citation. I flag this explicitly so it is not mistakenly treated as § 102 art. |
Part 3 — Consolidated § 102 verdict table
| Reference | Statutory category vs. '995 | Claims it could plausibly reach under § 102 | Anticipation? |
|---|---|---|---|
| US 2011/0013018 A1 (Leblond) / US 9,786,164 B2 | 102(a)(1) | 1, 6, 11 (partial); 2, 7, 12 (event-characteristic-dependent response) | No — closest, but missing type→imaging-range mapping. § 103 lead. |
| US 9,781,348 B1 (Alarm.com) | 102(a)(2) | 1, 6, 11 (if it discloses type identification) | Unresolved — pull the claims. Highest date-risk non-examiner reference. |
| US 2006/0056056 A1 (Grandeye) / US 7,990,422 B2 | 102(a)(1) | 3, 8, 13 (multiple zoom levels); element of claim 1 | No. § 103 secondary. |
| US 6,970,183 B1 (Monroe/E-Watch) | 102(a)(1) | System-level element of claim 1 | No. § 103 backbone. |
| US 2012/0131985 A1 (Brasfield) | 102(a)(1) | 4, 9, 14 (odor) — partial | No. § 103 secondary for odor claims. |
| WO 2014/174737 A1 (NEC) | 102(a)(1) | 1, 6, 11 (partial — FOV-covering camera control) | No (selects by coverage/location, not event type). Strong § 103. |
| US 2017/0237942 A1 (NEC) | 102(a)(2), subject to § 102(b)(2)(C) | 1, 6, 11 (partial) | No; likely disqualified by common ownership. |
| JP 2013-196655 A / WO 2013/140671 (Hitachi Kokusai); JP 2008-097222 A | 102(a)(1) | 1, 6, 11 ("type" = fire) — partial | No. |
| JP 2011-076316 A (Fujifilm) | 102(a)(1) | 5, 10, 15 (crowd) — partial | No (no IR sensor location → imaging range). |
| JP 2010-232888, JP 2011-217055, JP 2012-043392, JP H05-159179, JP H07-274150, JP 2000-083243, JP 2000-092368, JP 2006-186739, JP 2002-158801, JP 2004-078393 | 102(a)(1) | — | Background only. |
| US 2009/0040302, US 2010/0134619, US 2014/0266699, US 2009/0028440, US 8,260,006, US 2011/0235532 | 102(a)(1) | — | Background only. |
| US 2015/0206419 A1, US 2015/0161572 A1 | 102(a)(2) only | — | Peripheral. |
| US 2017/0251173 A1 (BOT/Amazon) | Not prior art (effective filing 2016-02-26 > 2015-02-17) | — | Excluded. |
Bottom line
- No reference of record, on the face of what I could retrieve, anticipates granted claim 1 (or its parallel claims 6 and 11). Every cited reference that detects an event and controls a camera does so on the basis of location, coverage, or a region of interest — not on an identified event type mapped to a set of differently-defined predetermined imaging ranges, which is the novelty that survived prosecution into the granted claims.
- The single most relevant reference is US 2011/0013018 A1 (Leblond), granted as US 9,786,164 B2. It is examiner-cited, it is § 102(a)(1) art, and it expressly contemplates that the automated camera response "may depend on the type of event, the location of the event, or both." It is the natural § 103 primary reference; the gap it leaves (enumerated type→imaging-range varieties) is what the other references must supply.
- The date-dangerous reference is US 9,781,348 B1 (Alarm.com) — not examiner-cited, but a § 102(a)(2) reference with a 2014-11-03 effective filing date and a different owner, so the common-ownership exception does not save it. This is the reference most worth pulling in full.
- Watch the two NEC references. WO 2014/174737 A1 is NEC's own published application and is § 102(a)(1) art (publication date defeats the common-ownership exception). US 2017/0237942 A1 is § 102(a)(2) art on dates but is likely disqualified by § 102(b)(2)(C) common ownership with the '995 patent. Both teach the "capture the whole event via combined camera FOV" concept that is the '995 specification's stated purpose — significant for written-description/enablement and for § 103, even though neither anticipates the type-based claims.
- Three items I could not verify and that should be checked against primary sources before any of this is relied on: (1) the post-certificate-of-correction text of claim 1 (the 2025-08-19 correction); (2) the actual grounds of the 2019–2020 Office Actions in Ser. Nos. 15/546,717 and 16/354,323 (listed in the Non-Patent Citations but not retrievable here), which would tell you exactly which of these references the examiner applied under § 102 vs. § 103; and (3) the granted claims of US 9,786,164 B2 and US 9,781,348 B1, which I did not retrieve and which may be broader or narrower than the publications I relied on.
Generated 9/30/2026, 1:45:05 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll research the key prior-art references listed on the patent's face so my § 103 analysis rests on what those references actually disclose.
Obviousness Analysis — U.S. Patent No. 10,970,995 B2 under 35 U.S.C. § 103
Scope note / caveat on dates. My system context is dated 2026‑09‑30; the task header says April 26, 2026. I note the discrepancy but it does not affect this analysis, which is legal/technical rather than date-sensitive. All legal-status statements below are as reported on the Google Patents record supplied; nothing here was independently verified against PatentCenter.
Scope note / source limits. Per my operating rules I did not auto-correct any identifier. I verified the disclosures of the five references I lean on most (Leblond, Alarm.com/Bart, Grandeye/Ahiska, Brasfield, Fujifilm) from primary PDFs. I was unable to verify in full several other face-of-patent references (Sensormatic US 6,791,603; Thompson US 2009/0040302; Hitachi Kokusai WO 2013/140671 / JP 2013‑196655; Boeing US 7,872,948; Visionic US 5,693,943) because I hit a tool-step limit. Those are flagged as unverified wherever I reference them, and I do not rest any conclusion solely on them.
I also carry forward from the earlier sections two flags that materially affect this analysis:
- The claim‑1 "wherein" clause is garbled in the retrieved text and a certificate of correction (2025‑08‑19) is logged. My construction of the "correspond to each other / defined differently" limitations is based on the internally consistent parallel language in claims 6 and 11. If the corrected claim 1 differs, the mapping analysis below should be re‑run.
- The spec/abstract are framed around estimating the size of an entire event, whereas the granted claims recite type‑driven imaging‑range selection. That gap is favorable to an obviousness challenge (broad claim, narrower disclosure), but it also gives the patentee a claim‑construction counterargument — addressed in § 7.
1. The governing legal framework
| Item | Position |
|---|---|
| Statutory basis | 35 U.S.C. § 103 (AIA), effective filing date governed by the 2015‑02‑17 SG priority date |
| Standard | Graham v. John Deere; KSR Int'l v. Teleflex (rationales may rest on "any need or problem known in the field," and a "finite number of identified, predictable solutions" supports obviousness) |
| POSITA | A person with a bachelor's degree in EE/CS/imaging science (or equivalent) and ~2–3 years' experience in video surveillance, sensor fusion, or PTZ/AI camera control, familiar with CCD/CMOS cameras, PTZ drives, acoustic‑ and IR‑based event detection, and network/cloud video management |
| Claim construction | "predetermined imaging range" = a stored, discrete camera field‑of‑view/zoom setting (contrast the spec's FIG. 4 "widest setting" vs. narrower settings, ¶ re "zooms out the camera to a predetermined setting (the widest setting)"); "varieties … correspond to each other" = a defined mapping (lookup) from event type to imaging range |
The two closing limitations of independent claims 1/6/11 do not add a new physical step; they recite that a mapping exists and that at least two event types map to non‑identical ranges. That is the classic "lookup table" limitation (cf. the '995 spec's own FIG. 8 lookup table 800), and it is where the obviousness case is easiest.
2. Element‑by‑element mapping of independent claim 1
| Claim 1 element | Best single disclosure | Supporting reference(s) |
|---|---|---|
| 1(a) memory + processor | Leblond "detection and response device" (transceivers + storage devices + response system); Alarm.com "camera control system" (FIG. 4) | Either |
| 1(b) detect event in surveillance area from sensor data | Leblond: "detecting the occurrence of the event with one or more sensors" | Alarm.com likewise |
| 1(c) identify a type of the detected event | Leblond: "The responses may be based on characteristics of the event. For example, the response may depend on the type of event, the location of the event, or both." | Brasfield (distinguishes target‑odor type and applies different control responses) |
| 1(d) control a predetermined imaging range of a camera depending on the identified type | Grandeye: automatic identification of Regions of Interest and issuance of PTZ controls to "zoom the slave camera onto the RoI" — "automatically capture regions of interest at a greater magnification"; Leblond: "predefined views optimized for viewing the event" | Alarm.com (mapping → camera setting + move) |
| 1(e) varieties of ranges ↔ varieties of types "correspond to each other" | Alarm.com: "DETERMINE A MAPPING OF IDENTITIES OF SENSORS TO VIEWING ANGLES OF A CAMERA … REFERENCE THE MAPPING … TO DETERMINE A VIEWING ANGLE"; Leblond: geospace→instruction/user‑interface‑settings storage | Alarm.com is the tightest fit for "mapping" |
| 1(f) ranges "defined differently depending on the type" | Leblond: cameras target first areas for a first geospace event and second areas for a second geospace event, "the second geospace … typically distinct from the first" | Grandeye (different zoom levels per RoI) |
Verdict: every element finds a disclosure, but element 1(d) — tying a field of view / zoom parameter specifically to an event type — is not cleanly in any single reference. That is why the strongest ground is a three‑reference combination, and why the two‑reference grounds each need one § 103 bridge.
3. Ground 1 — Leblond + Grandeye (primary ground)
References.
- US 2011/0013018 A1 (Leblond, Raymond G.; pub. 2011‑01‑20; priority 2008‑05‑23) — Automated Camera Response in a Surveillance Architecture. https://portal.unifiedpatents.com/patents/patent/US-20110013018-A1 ; family text: https://patentimages.storage.googleapis.com/02/5a/61/5a5e6e4061c9f5/[US9786164](/patent/US9786164).pdf ; https://www.patents-review.com/a/20110013018-automated-camera-response-surveillance-architecture.html
- US 2006/0056056 A1 (Ahiska et al., Grandeye Ltd.; pub. 2006‑03‑16; granted as US 7,990,422 B2) — Automatically Expanding the Zoom Capability of a Wide‑Angle Video Camera. https://patentimages.storage.googleapis.com/d4/62/38/1889c9f0854b2e/US20060056056A1.pdf
How the combination reads on claim 1. Leblond supplies 1(a)–(c), the geospace→response mapping (1e), and the "different response for a different event" architecture (1f). Grandeye supplies the missing 1(d): the recognized technique of automatically selecting a zoom/magnification (imaging range) in response to a detected event of interest, including iterative PTZ commands to "zoom the slave camera onto the RoI."
Motivation to combine (KSR rationales).
- Same field, same problem. Both are video surveillance systems; both address the same deficiency the '995 identifies — a fixed camera view misses or under‑resolves an event in a wide area. Leblond's own words: "traditional systems are generally configured to provide general surveillance without regard for a particular situation or event."
- Leblond expressly invites the improvement. Leblond's stated response is to present "one or more predefined views optimized for viewing the event." Whether the view is optimized by aiming (pan/tilt) or by magnification (zoom/FOV) is a design choice within the same "predefined response" framework; Grandeye is the known mechanism for the magnification half.
- Predictable result / known technique improving a similar device. Integrating an automatic‑zoom module into an event‑response controller yields no more than the expected benefit (better event coverage), which KSR treats as obvious.
- "Obvious to try" with a finite solution set. Once one accepts discrete, preconfigured responses (Leblond's geospace instructions), the number of candidate camera parameters to key off the event type is small and the results predictable — exactly the "finite number of identified, predictable solutions" scenario.
4. Ground 2 — Alarm.com (US 9,781,348 B1) + Leblond
Reference. US 9,781,348 B1 (Bart, Caglayan et al.; Alarm.com; granted 2017‑10‑03; provisional 62/074,563 filed 2014‑11‑03). https://patentimages.storage.googleapis.com/28/48/df/c35eea37368451/US9781348.pdf
This is a high‑value reference because its priority date (2014‑11‑03) predates the '995's 2015‑02‑17 date, making it potentially prior art under § 102(a)(2)/§ 103 to the extent the provisional supports the relied‑upon disclosure (that proviso must be checked against the provisional before filing). It also appears on the '995 face (Citations).
Its independent flow discloses, nearly verbatim, the mapping‑and‑move logic:
"DETERMINE A MAPPING OF IDENTITIES OF SENSORS TO VIEWING ANGLES OF A CAMERA → RECEIVE SENSOR DATA FROM A SENSOR → DETERMINE THAT AN EVENT OF INTEREST HAS BEEN DETECTED AND AN IDENTITY OF THE SENSOR THAT DETECTED THE EVENT → REFERENCE THE MAPPING USING THE IDENTITY OF THE SENSOR THAT DETECTED THE EVENT TO DETERMINE A VIEWING ANGLE → DETERMINE THAT A CURRENT VIEWING ANGLE OF THE CAMERA DIFFERS FROM THE DETERMINED VIEWING ANGLE → MOVE FROM THE CURRENT VIEWING ANGLE TO THE DETERMINED VIEWING ANGLE."
It also recites that the sensors "respond to multiple stimuli such as, for example, sound, motion, light, pressure, humidity," and that the camera is a PTZ device.
Gap it leaves alone: the mapping is keyed on sensor identity, not event type, and the output is styled as a "viewing angle" (orientation). Leblond supplies the bridge: it says the response "may depend on the type of event." A POSITA reading Alarm.com's preconfigured mapping would plainly appreciate that the same mapping structure can be keyed to the classified event type — because, as Leblond states, different events warrant different responses. Combining them is a substitution of one known indexing key (sensor ID) for another known indexing key (event type) to solve the same problem, achieving a predictable result.
(Optional strengthening: US 2014/0266699 A1 (Comcast, Processing alarm signals, 2013‑03‑14) and US 2015/0206419 A1 (Johnson, public‑safety communication, 2012‑12‑18) both sit on the '995 face and show event‑type‑conditioned response dispatch, which corroborates that keying system behavior to event type was routine. I did not verify their disclosures in detail.)
5. Ground 3 — Leblond + Alarm.com + Grandeye (most robust)
For a full‑strength § 103 ground covering every element of claims 1/6/11 including the closing "correspond to each other / defined differently" limitations:
- Leblond → event detection, event‑type‑dependent response, and stored per‑event preconfigured instructions (1a–1c, 1e–1f).
- Alarm.com → explicit "mapping" of a detected condition to a stored camera setting, plus compare‑and‑move actuator logic (1a, 1e, and the processor/actuator structure).
- Grandeye → automatic imaging‑range (zoom/FOV) selection upon detection of an event of interest (1d).
Motivation. All three are in networked video surveillance; all three solve "get the right camera view onto the event of interest." The combination is the assembly of a known event‑detection front end (Leblond), a known stored‑mapping/actuation controller (Alarm.com), and a known automatic‑zoom actuator (Grandeye) — a combination of prior‑art elements according to known methods to yield predictable results, one of the enumerated KSR rationales. Nothing in the '995 claims recites an unexpected interaction among the three; the claims recite the aggregate, not a synergy.
6. Dependent claims
The dependent claims use the "not less than three varieties" and single‑sensor limitations as fallback positions. Each is addressed by art already on the '995 face:
| Dep. claims | Limitation | Art and reasoning |
|---|---|---|
| 3 / 8 / 13 | number of imaging‑range varieties ≥ 3 | KSR "finite number of identified, predictable solutions." Alarm.com's discrete sensor‑keyed settings plus Grandeye's graduated zoom levels; the '995 spec itself treats "Small / Medium / Large" (FIG. 4) as an arbitrary user‑customizable partition ("Users may customize the size of the event corresponding to the type of event"). A prefixed, three‑entry table is the epitome of a predictable design choice. |
| 2 / 7 / 12 | control based on a sound‑event type | Alarm.com expressly lists sound as a sensed stimulus; acoustic‑event classification (glass‑break, gunshot, shouting) was a mature field by 2015. ⚠️ Unverified corroborating art on the '995 face: Boeing US 7,872,948 B2 (Acoustic wide area air surveillance system) and Hochiki JP H05‑159179 A — I could not retrieve their text, so treat this sub‑ground as needing confirmation. |
| 4 / 9 / 14 | odor sensor + set range depending on odor‑sensor location | US 2012/0131985 A1 / US 8,671,737 B2 (Brasfield) — inanimate/odor detection, identification of the type of target odor, and different control responses depending on which detector triggered ("the resultant control response based on a triggering event initiated by … the first inanimate odor detector is different from … the second"), plus cameras (e.g., second camera 216). Add Alarm.com's sensor‑identity→camera‑view mapping and the location‑based orientation of the same; motive = point the camera at the alarmed sensor. https://patentimages.storage.googleapis.com/9c/5c/96/89c48260f74de9/US8671737.pdf |
| 5 / 10 / 15 | infrared sensor + unusual crowd + range depending on IR‑sensor location | JP 2011‑076316 A (Fujifilm, 群衆監視装置および方法ならびにプログラム) — detects crowd/density regions, identifies an abnormal region, and its camera control means 50 causes the monitoring camera to zoom in on the abnormal region. https://patentimages.storage.googleapis.com/ef/1c/b5/96de61a53aa314/JP2011076316A.pdf . Note this reference is applicant‑cited on the '995 face. Passive‑IR crowd/intrusion sensing is old (⚠️ unverified on face: Visionic US 5,693,943; Sensormatic US 6,791,603). |
Key observation on the crowd claim: JP 2011‑076316 already discloses camera zoom keyed to a detected crowd condition — i.e., it collapses the "type → imaging‑range" idea for the very event type (unusual crowd) that dependent claims 5/10/15 recite. Combined with an IR sensing element, it is a strong standalone § 103 ground for those dependents.
7. Anticipated patentee rebuttals, and how they fare
- "The claims require estimating the size of the entire event, not merely selecting a preset." This is the patentee's best argument, but it is a claim‑construction argument, not a § 103 one. The granted text of claims 1/6/11 does not recite estimating event size; it recites identifying type and controlling a predetermined imaging range. If the patentee imports the size‑estimation step from the spec to preserve validity, they narrow the claims (helping the accused infringers) while simultaneously conceding that the literal claim is the broader, easier‑to‑invalidate form. Under the broadest reasonable/ Phillips construction, the type→range lookup is met by the art above.
- "No reference teaches imaging range (zoom/FOV) selected by event type." Largely true of each reference individually — and this is the strongest non‑obviousness point. The counter is that the KSR combination (Leblond's type‑dependent response + Grandeye's automatic zoom + Alarm.com's mapping) supplies it, and that the claimed result is a predictable aggregation. This is the crux on which the outcome turns; a real IPR would rise or fall here, and additional primary art tying FOV/zoom to event classification would materially harden the ground. ⚠️ Candidates I could not verify and that should be pulled: WO 2013/140671 A1 / JP 2013‑196655 A (Hitachi Kokusai, Fire detection system and fire detection method — fire‑type‑specific camera response), US 8,974,514 B2 (Verizon, Thermal activity detection and response), and US 2017/0237942 A1 / JP 2017‑539114 A (NEC, Monitoring system, monitoring method and storage medium, priority 2014‑10‑30).
- § 102(b)(2)(C) common‑ownership disqualification. The NEC‑owned references on the face (US 2017/0237942 A1; WO 2013/174737 A1/J.P. family; US 2016/… "Monitoring device") may be disqualified as prior art under the common‑ownership exception if the subject matter and the claimed invention were commonly owned by NEC as of 2015‑02‑17. Do not build a ground on NEC's own art without first checking the ownership record. (This does not affect Leblond, Grandeye, Alarm.com, Brasfield, or Fujifilm.)
- Secondary considerations. None are of record in the patent. In the 2024 E.D. Tex. campaign NEC is a practicing entity, so commercial‑success and long‑felt‑need narratives are conceivable but unsupported on the present record. Absent contemporaneous evidence (e.g., praise, copying, licensing‑driven demand), these carry little weight. ⚠️ The post‑2024 status of 2:24‑cv‑00720 / ‑00722 / ‑00881 is unverified (my docket data ends late 2024), and I found no CAFC appeal for the '995.
8. Bottom line
- § 103 is met for independent claims 1/6/11 on a combination of Leblond (US 2011/0013018 A1) + Grandeye (US 2006/0056056 A1), with Alarm.com (US 9,781,348 B1) as the mapping/actuation bridge. The only element not squarely in a single reference is the type→zoom(FOV) coupling; the KSR rationales (same field, express invitation in Leblond, predictable aggregation, finite predictable solutions) supply the bridge.
- All dependent claims are independently vulnerable: claim 3/8/13 to routine design choice; claims 4/9/14 to Brasfield; claims 5/10/15 to Fujifilm JP 2011‑076316 (crowd→camera zoom); claims 2/7/12 to the mature acoustic‑classification art (corroborating art unverified here).
- Principal risk to the theory: Leblond and Grandeye were before the examiner (both carry the examiner‑cited asterisk on the '995 face), which invites a "same art, same examiner, no rejection" narrative — though that is weakened because the '995 is a continuation whose claims were rewritten mid‑family toward type‑driven imaging‑range selection, a claim set the examiner may not have revisited against that combination.
- Action items before relying on this: (i) obtain the 2025‑08‑19 certificate of correction to fix claim 1's text; (ii) verify the Alarm.com provisional (62/074,563) support for the relied‑upon mapping disclosure; (iii) verify the common‑ownership status of the NEC references; (iv) retrieve the four unverified references in § 7(2)/(3).
Generated 9/30/2026, 1:45:13 PM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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