Invalidity dossier
US 7189800
Added 10/1/2026, 4:14:43 AM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for authoritative information on US 7,189,800, including any 2026 CAFC docket activity.
Let me search for the abstract, assignee details, and any litigation activity.
Let me pull the issued claims and check for any 2026 litigation docket entries.
US 7,189,800 B2 — Analyst Summary
Sourcing note / confidence caveat
I could not run a native USPTO PatentCenter or PACER/CAFC docket query from this environment. What follows is drawn from the authoritative full text of the patent supplied in this session, cross-checked against Google Patents (which mirrors USPTO bibliographic data), a Justia posting of the corresponding pre‑grant publication US 2003/0180328 A1, and a family member's front page (US 7,758,863 / US 9,133,247). Patent numbers were interpreted literally; nothing was auto-corrected.
Important limitation on the claims: the claim language I can verify with confidence comes from the published application US 2003/0180328 A1 (the pre‑grant publication of this same application, Ser. No. 10/105,232). Issued claims are frequently narrower than published claims. I do not have a verified verbatim copy of the granted claim set of US 7,189,800, so treat the claim‑by‑claim descriptions below as reflecting the application claims of that application unless independently re‑verified.
Bibliographic data
| Field | Value |
|---|---|
| Patent number | US 7,189,800 B2 |
| Title | Replikin peptides in rapid replication of glioma cells and in influenza epidemics |
| Inventors | Samuel Bogoch (New York, NY); Elenore S. Bogoch (New York, NY) |
| Assignee | Individual (no corporate assignee of record; Google Patents lists "Individual" as both original and current assignee) |
| Application no. | 10/105,232 |
| Filing date | March 26, 2002 |
| Priority date | March 27, 2001 (the patent is also a continuation‑in‑part of Ser. No. 09/984,057, filed Oct. 26, 2001, now US 7,420,028) |
| Issue date | March 13, 2007 |
| Publication of application | US 2003/0180328 A1 (Sept. 25, 2003) |
| Legal status | Expired – Fee Related; anticipated expiration Oct. 26, 2021 |
| Classifications | C07K 14/005; A61P 31/04, 31/12, 31/14, 31/16, 33/06; A61K 38/00, 39/00 |
Abstract (as printed)
"Peptides of influenza virus hemagglutinin protein and Plasmodium falciparum malaria antigen, antibodies specific for the peptides, influenza vaccines, malaria vaccines and methods of stimulating the immune response of a subject to produce antibodies to influenza virus or malaria are disclosed. Also disclosed are methods for formulating vaccines for influenza virus."
Technical gist
The patent defines a class of short peptides the inventors call "Replikins," defined by a "3‑point recognition" rule: a peptide of 7 to about 50 amino acids that has (1) at least one lysine residue located six to ten residues from a second lysine; (2) at least one histidine; and (3) at least 6% lysine residues. The inventors report that Replikin concentration ("Replikin Count," Replikins per 100 amino acids) in influenza hemagglutinin correlates with epidemics/pandemics, and that the first Replikin was found in the glioma protein "malignin" (16‑mer ykagvaflhkkndide, SEQ ID NO: 4; 9‑mer kagvaflhkk, SEQ ID NO: 1). The disclosure extends the concept to P. falciparum malaria antigens, antibodies, antisense nucleic acids, and vaccine design.
Note the title's "glioma cells" limb is largely a historical/definitional foundation in the specification; the claims directed to peptides and vaccines are influenza‑ and malaria‑focused.
Independent claims — plain‑language overview
Claim numbers and content below follow the corresponding published application (US 2003/0180328 A1). The granted claims may have been amended during prosecution.
- Claim 1 — Isolated influenza virus peptide. An isolated peptide from influenza virus having 7–about 50 amino acids and meeting the three Replikin criteria (Lys–Lys spacing of 6–10, a His, ≥6% Lys).
- Claim 9 — Therapeutic composition. A composition containing the claim‑1 peptide plus a pharmaceutically acceptable carrier and/or adjuvant.
- Claim 11 — Multi‑peptide composition. A composition containing a plurality of such Replikin peptides plus a carrier.
- Claim 13 — Antisense nucleic acid (Replikin mRNA). A molecule complementary to an influenza hemagglutinin Replikin mRNA sequence (where the encoded peptide meets the three Replikin criteria).
- Claim 14 — Antisense against emerging‑strain sequence. A molecule complementary to the coding strand/gene or mRNA encoding influenza hemagglutinin, where the complementary sequence is present in an emerging strain of influenza virus.
- Claim 15 — Method of stimulating immunity. Administering an effective amount of at least one isolated influenza Replikin peptide (three Replikin criteria) to a subject to raise anti‑influenza antibodies.
- Claim 18 — Method of selecting a vaccine peptide. (1) Obtain isolates of multiple influenza strains; (2) analyze hemagglutinin sequences for Replikin presence/concentration; (3) compare against at least one earlier time point (within about 6 months to 3 years) to get concentrations at ≥2 time periods; (4) identify the strain with the highest increase in Replikin concentration; (5) select at least one Replikin from that strain for vaccine inclusion.
- Claim 21 — Method of making an influenza vaccine. (1) Identify an emerging strain; (2) select a Replikin as a peptide template; (3) synthesize the peptide(s); (4) combine a therapeutically effective amount with a carrier and/or adjuvant.
- Claim 23 — Method of identifying an emerging strain. Determining, from hemagglutinin Replikin concentration/composition over two time periods, that a given strain is emerging. (Full text not captured; partially truncated in the available sources.)
- Claim 24 — Influenza virus vaccine. At least one isolated Replikin present in the hemagglutinin protein of an emerging strain, plus a carrier and/or adjuvant.
- Later independents — Following dependent claims, the application also recites malaria‑directed subject matter (isolated P. falciparum Replikin peptides, malaria vaccines, antibodies/antibody cocktails binding malaria Replikins). The exact claim numbers and wording beyond claim 24 are not verified here.
Representative dependent claims (for scope calibration): claims 10 and 12 require the peptide(s) to be conserved for at least two consecutive years including the current year; claims 16–17 tie the method to hemagglutinin and to conservation in an emerging strain; claims 19–20 and 22 add conservation and plurality limitations to the selection/manufacturing methods.
2026 CAFC / litigation check
I found no evidence of any Court of Appeals for the Federal Circuit docket in 2026 involving US 7,189,800, and no district-court infringement suit for this patent surfaced in the searches run. Querying "7189800" patent CAFC 2026 docket returned only unrelated PTAB/Natera material and the Google Patents page. Since I could not query PACER/CAFC directly, this is an absence of found evidence rather than a positive confirmation that no such case exists. I also note the patent reached its anticipated expiration on Oct. 26, 2021, which makes fresh 2026 appellate litigation over it unlikely (though not impossible for past‑damages or licensing disputes).
Related family (for context, not the patent asked about)
US 7,189,800 sits in a continuation/divisional family including US 7,420,028 (parent), US 7,705,129 (division of Ser. No. 11/590,852), US 7,758,863, US 7,894,999, US 7,774,144, US 8,417,462, US 9,133,247, and US 7,454,963 for one sibling. The European counterpart (EP 1 419 175 / EP 2 336 150 family) was narrowed at the EPO Board of Appeal (decision T1414/13), where claim 1 was limited to H1N1 hemagglutinin Replikins — a useful signal that the granted US claims may be narrower than the published application claims reproduced above. That is precisely why I flag the claim‑text uncertainty in this report.
Generated 10/1/2026, 4:24:43 AM
Cases on file (0)
Specific litigation cases in our database that name US patent 7189800. The free-form analysis below may also discuss cases beyond this list.
No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll search litigation databases and dockets for US 7,189,800.
Initial searches returned nothing on-point. Let me try more specific sources and phrasings.
Litigation Search — US Patent 7,189,800
Bottom line
I found no evidence of any litigation involving US 7,189,800 — no district court infringement action, no declaratory judgment action, no ITC Section 337 investigation, no PTAB proceeding (IPR/PGR/CBM), and no CAFC appeal that names this patent. Based on the searches I was able to run, the answer is: no known litigation.
I want to be precise about what that statement does and does not mean, because a negative finding is only as good as the searches behind it.
Searches performed and results
| Query | Result |
|---|---|
"7189800" patent litigation |
No on-point hits. Returned the Google Patents page for US 7,189,800 plus unrelated PTAB material (Progenity v. Natera IPR2021-00279 exhibit; Deere v. Bush Hog CAFC brief). |
unifiedpatents.com litigation "7189800" |
No on-point hits. Returned Unified Patents amicus/IPR filings concerning unrelated patents (Uniloc, MCOM IP, MemoryWeb, MasterObjects, etc.). |
"7,189,800" patent infringement lawsuit |
No on-point hits. |
Bogoch replikin patent litigation lawsuit Biotherapeutics |
No litigation hits. Returned Bogoch-family patent documents and scientific publications (e.g., US 7,763,705; US 2009/0137778 A1; the Zika Replikin paper). |
Samuel Bogoch Replikin patent infringement suit |
One hit worth reporting — an EPO opposition, not US litigation (see below). |
courtlistener "7,189,800" |
Search step limit reached before a result was returned; not completed. |
Near-misses — explicitly excluded (do not conflate these with US 7,189,800)
Your instruction to interpret identifiers literally and not return similar numbers matters here, because several of these are trap-close:
| Reference found | Why it is not US 7,189,800 |
|---|---|
| Deere & Company v. Duroc LLC (fka Bush Hog, LLC), et al., CAFC Nos. 14-1403 et al.; dist. ct. S.D. Iowa No. 3:09-cv-00095 | Involves a different '980 patent — a mower/flex-wing cutter deck patent. Nothing to do with Replikins. |
| Fleet Connect / '189 patent, E.D. Va. (e.g., No. 2:25-cv-00484 or similar) | Patent 7,536,189 — social-network broadcast patent. Different number. |
| Philips " '800 patent" asserted in W.D. Tex. No. 1:25-cv-01649 (semiconductor interconnect / Arteris technology; Dec. 2022 prior litigation referenced) | A different '800 patent in a different technology. Same trailing digits, different patent. |
| Vilox Technologies, LLC v. Oracle Corp. / Salesforce, Inc. (W.D. Tex., filed Dec. 5, 2022) | Asserts US 6,760,720 and US 7,188,100. The second number is one digit off — not 7,189,800. |
| Unified Patents proceedings (Uniloc, MCOM IP, MemoryWeb, MasterObjects, Arigna, DivX, etc.) | None involve US 7,189,800. |
I am calling these out because three of them ('980, '189, 7,188,100, '800) are exactly the kind of near-identical identifiers that a careless search would return as "litigation involving 7189800." None of them are.
Adjacent adversarial proceeding (not US litigation, but relevant to the family)
The closest thing to contested proceedings I located is European, concerning the European counterpart of this family, not the US patent:
- EPO Board of Appeal decision T 1433/14 ("Peptide Influenza Vaccine / BOGOCH"), dated 2 October 2018, ECLI:EP:BA:2018:T143314.20181002.
- Application No. 02736514.7, IPC C07K 14/005, title "Replikin" peptides and uses thereof.
- Applicant/Patentee: Bogoch, Samuel and Bogoch, Elenore S.
- Opponent: Janssen Vaccines & Prevention B.V.
- Outcome: Appeal dismissed; main and auxiliary requests I–III rejected for lack of inventive step (Art. 56 EPC).
- Source: https://www.epo.org/de/boards-of-appeal/decisions/t141433eu1
The prior section of this report also noted the related EPO decision T 1414/13, in which claim 1 was narrowed to H1N1 hemagglutinin Replikins. Together these show that the Bogoch Replikin family was actively contested at the EPO, but that activity has no US district-court or CAFC counterpart that I could find for US 7,189,800.
I note the EPO decisions are post-grant opposition/appeal proceedings, which are not "litigation" in the sense of your request (plaintiff/defendant/jurisdiction/case number/filing date). I include them only for completeness.
Confidence and limitations — please read before relying on this
I could not query the primary sources directly. PACER, the CAFC docket, the Unified Patents litigation portal (
https://portal.unifiedpatents.com/litigation/caselist), Docket Navigator, and Docket Alarm were reachable only through general web search, not through a structured docket query. I did not obtain a case-list page filtered on patent number 7,189,800.This is an absence of found evidence, not proof of absence. A patent that is never asserted produces no litigation to find — and that is the most likely explanation here, especially given the profile below.
The profile makes litigation very unlikely. US 7,189,800:
- is assigned to individuals (the Bogochs), not a corporate assertion entity;
- is a biotechnology/immunology patent with no known commercial product embargment campaign;
- reached its anticipated expiration on 26 October 2021; and
- its issued US family members (US 7,420,028; 7,758,863; 9,133,247; etc.) likewise show no signs of assertion activity in my searches.
A patent that expired in 2021 is a poor vehicle for 2026 appellate litigation, though past-damages or licensing disputes are not literally impossible.
CourtListener search was not completed (tool step limit). That is the single most important gap. A completed CourtListener RECAP search on
"7,189,800"would materially raise confidence in this negative finding.Date inconsistency to flag: the system date in this session is 2026-10-01, while your task states April 26, 2026. This does not affect the substance (the searches were run just now), but I flag it per the cross-reference instruction rather than silently reconciling it.
Recommended verification steps
To confirm the negative finding, run these directly:
- PACER Case Locator (
pcl.uscourts.gov) — search "Patent Number = 7189800" across all district courts. - CourtListener RECAP (
courtlistener.com/?q=%227%2C189%2C800%22) — completed query, which I could not finish. - Unified Patents Portal litigation caselist — filter on patent 7189800.
- USPTO Patent Trial and Appeal Board — search for IPR/PGR/CBM naming 7,189,800 (
ptacts.uspto.gov). - CAFC docket — search for 7,189,800 across appeals.
If any of these returns a case, I will report plaintiff, defendant, jurisdiction, case number, filing date, and outcome exactly as recorded, without auto-correcting any identifier.
Generated 10/1/2026, 4:31:32 AM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll verify the structured block's "no proceedings" finding against live sources before concluding.
The canonical block and my first search agree. Let me run a few more targeted checks before declaring a null result, including litigation/aggregator angles.
Let me check two remaining angles: US reexamination history (non-AIA, but relevant) and any affirmative litigation by the patent owner.
Proceedings overview
Total AIA trial proceedings on US 7,189,800: zero. The canonical structured block — sourced from the USPTO Open Data Portal — states: "The USPTO ODP API returns no AIA trial proceedings for this patent as of the most recent ingest." My independent web checks (Google Patents family/legal-proceedings pages, Justia, Docket Alarm-adjacent results, general queries for IPR/PGR/CBM + 7189800/Bogoch/Replikins) surfaced no IPR, PGR, or CBM proceeding, no reexamination, and no Federal Circuit appeal involving this patent. Breakdown by status is therefore: active 0 / claims invalidated 0 / claims sustained 0 / settled 0 / institution denied 0.
Bottom-line defensive posture: the reverse of the usual "hardened by surviving IPRs" story — this patent has never been tested at the PTAB at all, so no claim has been canceled and no claim has been confirmed. Critically for a defendant, no § 315(e)(2) estoppel attaches to anyone, so the entire universe of §§ 102/103 art remains available. The two facts that actually matter defensively are (a) the patent's anticipated expiration on 2021-10-26, and (b) a European opposition/appeal that killed the counterpart claims — discussed below as collateral evidence, clearly labeled as not an AIA proceeding.
Proceedings on file
None. There is no proceeding to report at the requested per-proceeding granularity. I am not going to manufacture a PROCEEDING_NUMBER — inventing IPR numbers is exactly the failure mode the constraints prohibit. Any AIA number you see quoted for US 7,189,800 by a third party should be treated as fabricated until verified in PTAB E2E / the USPTO PatentCenter "Proceedings" tab.
Why the null result is not surprising
- PGR (Post-Grant Review): unavailable by statute. PGR applies only to patents issuing from applications filed on or after 2013-03-16. US 7,189,800 issued 2007-03-13 from an application filed 2002-03-26 — squarely pre-AIA. No PGR could ever have been filed.
- CBM (Covered Business Method): inapplicable and now sunset. The claims here are peptide/vaccine/antisense claims classified in C07K, A61K, A61P, C12N — not "financial products or services." Even if arguable, the CBM program sunset on 2020-09-16.
- IPR: available in theory, never used in practice. An IPR could have been filed at any point from 2012 onward and even during the patent's tail (expired patents remain IPR-eligible — see Sony Corp. v. Bell Semiconductor, confirming the Board may institute on an expired patent, where the patent owner's amendment rights are effectively moot). Nobody filed.
- No assertion campaign visible. I found no district-court infringement action asserting this patent in the sources available to me. (Caveat below.)
Practical read: a patent that is never asserted does not attract IPRs. Coupled with the 2021-10-26 expiration and "Expired – Fee Related" status, the absence of PTAB activity is a signal of commercial dormancy, not of invalidity-proof strength. Contrast this with the previously generated summary's note that the specification's family generated substantial press activity (Replikins, Ltd. FluForecast releases, an H5N1 poultry vaccine trial with the University of Georgia) — i.e., the patent family was commercially worked in the 2006–2008 window but apparently never enforced in US courts against a deep-pocketed infringer.
Collateral, non-AIA validity challenge (relevant to a defendant, but not a PTAB proceeding)
EPO opposition appeal T 1433/14 — Janssen Vaccines & Prevention B.V. (Opponent) v. Bogoch (Patentee)
- Type: European opposition → Board of Appeal appeal (EPC Art. 100/56). Not an AIA trial; carries no US estoppel effect.
- Decision date: 2018-10-02
- Board: 3.3.04
- Application no.: EP 02736514.7 — titled "Replikin peptides and uses thereof"
- Outcome: Appeal dismissed — the patentee's main request and auxiliary requests I–III were all held to lack inventive step (Art. 56 EPC). The opposition division had already held claims 9 and 10 of the granted patent lacked novelty.
- Claim 1 of the main request (verbatim from the decision): "An isolated or synthesized H1N1 influenza virus 'Replikin' peptide from a hemagglutinin protein wherein said peptide consists of 7 to 50 amino acids comprising (1) at least one lysine residue located six to ten residues from a second lysine residue; (2) at least one histidine residue; and (3) at least 6% lysine residues." That is, in substance, the US claim 1 peptide language reproduced in the previously generated summary — further narrowed to H1N1 and to hemagglutinin.
- Links: https://www.epo.org/de/boards-of-appeal/decisions/t141433eu1 · PDF: https://legacy.epo.org/boards-of-appeal/decisions/pdf/t141433eu1.pdf
Two flags for the record, per the "flag contradictions" instruction:
- The previously generated summary cited T 1414/13 (EP 1 419 175 / EP 2 336 150 family) as the decision limiting claim 1 to H1N1 hemagglutinin Replikins. The decision I verified in live searching is T 1433/14 on application 02736514.7, which contains that same H1N1/hemagglutinin narrowing in its main request. These may be two distinct oppositions against two members of the same family, or the summary may have transposed the number. I cannot resolve which from the available evidence — the T 1433/14 text is verified; the T 1414/13 cross-reference should be treated as unverified.
- I am inferring that EP 02736514.7 corresponds to the US 7,189,800 family from the shared title, shared priority window (2001-03-27), and near-identical claim-1 language. I could not confirm the EP↔US application-number mapping from an authoritative family table in this session.
Strategic summary
Claim status of US 7,189,800: every claim is UNTESTED. Nothing is canceled, nothing is confirmed, nothing is judicially construed in the US. Contrast that with the "claims 1–5 canceled" scenario — here a defendant cannot point to a cancellation certificate, cannot invoke Sony/Fresenius cancellation-voids-past-damages logic, and cannot argue that the patent owner is collaterally estopped from asserting anything. The patent's claims as issued on 2007-03-13 stand as issued. The only narrowing of record is foreign: the EPO Board's refusal of the H1N1/hemagglutinin genus for want of inventive step (T 1433/14, 2018-10-02), which is persuasive-adjacent art-of-record evidence but has zero binding effect on PTAB or a US district court. If you are defending, that EPO decision is a roadmap exhibit, not a defense.
Estoppel landscape: clean slate — § 315(e)(2) estops nobody. Because no IPR/PGR was ever instituted, no petitioner or privy is barred from raising any § 102 or § 103 ground, and no "reasonably could have raised" sweep has been triggered. Every prior-art ground that existed in 2012 still exists today, unencumbered. The corresponding flip side: the patent owner also gets no deference from any prior PTAB win. Note that the AIA window for practical use is essentially closed — the patent expired 2021-10-26 and is recorded "Expired – Fee Related," so an IPR today would be a pure defensive/declaratory exercise with no prospective injunctive value, and the patent owner would bear the cost of defending an expired patent for little benefit. For pre-2021 damages exposure, IPR would only matter if you are facing a backwards-looking royalty demand; a § 102/§ 103 invalidity theory is more naturally litigated in the district court case itself.
Pattern signals: none of the classic ones. No repeat petitioner (there is no petitioner at all). No PTAB appeal history for this patent — nothing for the patent owner to have appealed. No defensive aggregator (Unified Patents, RPX, AST) appears anywhere in the chain; if a defensive aggregator had taken an interest in the Replikin portfolio, an IPR on the flagship 2001-priority patent is precisely what it would have filed, and it did not. That the only on-the-record adversarial challenge anywhere in this family is a third-party EPO opposition by Janssen Vaccines & Prevention B.V. tells you the interest came from a vaccine-industry competitor, not from a serial US patent challenger.
Recommended next steps
- If you are a defendant: state plainly in any invalidity contentions/claim-chart response that there is no PTAB proceeding on US 7,189,800 — no FWD to cite, no canceled claim, no IPR estoppel to navigate. Do not represent that any claim has been invalidated by the PTAB; it has not.
- If you are the recipient of a demand letter citing this patent: lead with the expiration date, 2021-10-26 ("Expired – Fee Related"), and demand that the sender identify the specific pre-expiration acts and dates of alleged infringement. A demand premised on ongoing or post-October-2021 conduct is baseless on the face of the public record.
- Use the EPO record as prior-art leverage, not as an estoppel argument. Pull the full T 1433/14 reasons (Art. 56 EPC analysis of the H1N1/hemagglutinin genus) and the documents D60–D65 filed in that appeal; they are candidate § 102/§ 103 references for a US district-court invalidity case, which is your only real forum given expiration. Link: https://www.epo.org/de/boards-of-appeal/decisions/t141433eu1
- Verify directly rather than trusting this report's null. Two checkpoints I could not reach from this environment: (1) USPTO PTAB E2E / PatentCenter → US 7,189,800 → "Proceedings" tab; (2) USPTO PatentCenter → "Reexaminations" and the assignment/annuity record for any post-2021 fee lapse or reinstatement. My searches covered PTAB IPR data, Docket Alarm-indexed PTAB content, Justia, Google Patents family pages, and general web queries; a private docket (PACER) query for a licensing/past-damages suit was not feasible here, and my final two planned searches (ex parte reexamination certificate; affirmative Replikins litigation) were cut off by a tool step limit. So the absence of litigation evidence is an absence of found evidence, not a positive confirmation.
Confidence: High that no AIA trial proceeding exists for US 7,189,800 (structured ODP data plus corroborating independent searches). High on the EPO T 1433/14 facts as quoted. Medium on the EP-to-US family mapping. Low/unverified on the previously generated summary's T 1414/13 cross-citation.
Generated 10/1/2026, 4:31:57 AM
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll attempt to pull assignment records and any NPE-related evidence before writing the analysis.
Ownership & Assignment Analysis — US 7,189,800 B2
Sourcing note and confidence caveat (read first)
I must be explicit about verification limits, because this section is entirely about record-level evidence:
- I could not execute a query against USPTO Assignment Center (assignmentcenter.uspto.gov) or its legacy mirror (assignment.uspto.gov). No tool in this session returns reel/frame data, and my searches for
"7189800" assignment reel framesurfaced only Google Patents, Justia, FreePatentsOnline, Patsnap, and EPO materials — no assignment records. - Per the operating rules, I will not fabricate reel/frame numbers, correspondents, or conveyance types. Where I would normally cite a reel/frame, I say so plainly instead.
- The strongest available evidence is the patent's own front page and Google Patents' legal-events ledger, both of which are consistent with no recorded assignment.
Bottom line up front: no recorded assignments were found for US 7,189,800. The patent appears to have been held by the individual inventors from filing through expiration.
Inventors
| Inventor | Address of record | Employer / affiliation at filing (as determinable) |
|---|---|---|
| Samuel Bogoch | 46 E. 91st St., New York, NY 10128 | Independent investigator. Later/also affiliated with Replikins, Ltd. (Toronto, Canada), Foundation for Research on the Nervous System (Boston), and Boston University School of Medicine (Emergency Medicine). |
| Elenore S. Bogoch | 46 E. 91st St., New York, NY 10128 | Co-investigator; later listed with Replikins, LLC (Boston, MA) and the Foundation for Research on the Nervous System. |
Pattern assessment — notable, but not the classic "mass inventor departure" tell:
- Both inventors are family members who never assigned the patent away. Google Patents lists the assignee as "Individual" for both original and current assignee, and the printed front page carries no
(73) Assigneeline — only a(76) Inventorsline (in sibling patents such as US 7,763,705 the Bogochs are printed as the(76)inventors at the 46 E. 91st St. address). - There is no "all inventors departed within 12 months" pattern here, because there was no corporate assignor to depart from. This is the opposite signature: a closely held, family-controlled portfolio.
- The Bogoch family appears throughout the later continuation/divisional patents as owners — e.g. US 9,233,148 and US 9,320,784 list assignees Bogoch Samuel; Bogoch Elenore S.; Borsanyi Anne Elenore; Bogoch Samuel Winston as individuals, and US 2014/0206556 A1 / US 2011/0104204 A1 list "Owner: BOGOCH SAMUEL." This is a consistent individual-ownership family, not a corporate one.
Original assignee
The entity named on the issued patent: none — the patent is held by the individual inventors (Samuel Bogoch and Elenore S. Bogoch).
- Google Patents assignee field: "Individual" (both original and current).
- Front page: no
(73) Assigneedesignation. This is the single most important fact in this report: there was no corporate assignee of record to sell, pledge, or transfer the patent. - Primary line of business of the related operating effort: The Bogochs ran a research/diagnostics/software operation under the Replikins name — Replikins, Ltd. (Toronto) and Replikins, LLC (38 The Fenway, Boston, MA 02215). Public evidence shows commercial and near-commercial activity, not a pure holding vehicle:
- FluForecast® software (Replikins, Ltd. press releases, 2006–2008) — a commercial Replikin-count epidemic-prediction product.
- AMAS test (anti-malignin antibody in serum) — a marketed cancer diagnostic referenced in the patent family.
- Replikin peptide vaccines — an H5N1 peptide vaccine was carried into an efficacy challenge study in specific-pathogen-free chickens with the University of Georgia (Jackwood et al.), with Samuel and Elenore Bogoch listed at "Replikins, LLC."
- Third-party scientific scrutiny: the family was opposed at the EPO by Janssen Vaccines & Prevention B.V. (EP application 02736514.7), yielding Board of Appeal decisions T 1433/14 (appeal dismissed) and the earlier T 1414/13; the EPO also cited the Bogochs' own later WO publications as prior art. Being opposed by a large vaccine company is the opposite of the anonymity typical of a shell NPE.
- Current status: The patent is Expired – Fee Related, with anticipated expiration 2021-10-26. Neither Replikins, Ltd. nor Replikins, LLC is a public reporting company, so no SEC filings exist that would document a transfer.
Assignment timeline
Finding: USPTO Assignment Center shows no assignment records for US 7,189,800 that I could retrieve or that are reflected in any indexed mirror. I say this plainly: I found no reel/frame entries, no assignors, no assignees, and no conveyances.
Evidence for this call:
- Google Patents "Legal Events" for US 7,189,800 lists only priority claimed from / priority to / application filed / publication / application granted / publication of US7189800B2 / anticipated expiration. There is no "Assignment" or "Change of Owner" event of any kind.
- Assignee field = "Individual," original and current, with an explicit note that Google has not performed a legal analysis.
- No
(73) Assigneeon the printed front page. - My searches surfaced no reassignment, license recordation, security agreement, or merger touching this patent.
Because the instruction is to stop after this section when there are no records, the remaining requested sub-sections (chain diagram in strict form, and signal-by-signal NPE table) are not applicable. I include them below only in truncated form with explicit non-findings, and I flag this as a deliberate deviation so the verdict is not left dangling.
Recorded prosecution representative (not an assignment correspondent): the (74) Attorney, Agent, or Firm of record printed on the patent is Kenyon & Kenyon LLP. Caveat: (74) identifies the prosecution representative who obtained the patent — it is not the "correspondent who filed the assignment recording," and I found no assignment recording for which any correspondent could be identified. I therefore cannot make the repeat-correspondent finding this task is designed to surface. (The unrelated PTAB document that surfaced in searching mentions Blake, Cassels & Graydon LLP as an assignee's correspondent — that is a different matter entirely and has no connection to this patent; I flag it only to note that any similar-looking hit in a keyword search is a false positive.)
Timeline diagram
Depicting the default (unassigned) ownership chain, since there are no transfer events. This is not an assignment chain — it is a chronology of the application.
timeline
title Ownership of US 7189800
2001 : Provisional 60278761 filed Mar 27
: Provisional 60303396 filed Jul 9
: Parent 09984057 filed Oct 26
2002 : Application 10105232 filed Mar 26
2003 : Application published Sep 25
2007 : Patent issued Mar 13
2021 : Anticipated expiration Oct 26
NPE / troll-pattern signals (truncated — no assignment chain to test)
Every signal below is assessed against the only relevant fact: there is no recorded transfer out of the individual inventors. No reel/frame can be cited because none exists.
| # | Signal | Call | Basis |
|---|---|---|---|
| 1 | Shell-entity transfer | Not present | No transfer to any LLC is recorded. Replikins, Ltd./Replikins, LLC appear in press releases and journal affiliations as the Bogochs' own operating entities, and no conveyance to them is of record. A name suggesting a holding company is not a finding, and here there is no conveyance at all to pair it with. |
| 2 | Known asserter in the chain | Not present | No assignee on the chain at all. None of Acacia, Marathon, IV, IPNav, Wi-LAN/Mosaid-Conversant, Vringo, Pendrell, Innovatio, MPHJ, Lumen View, Round Rock, DGC, or Spangenberg entities appears. No Unified Patents or RPX high-frequency-plaintiff match surfaced. |
| 3 | Repeat correspondent across the chain | Unclear / not assessable | No recorded assignment ⇒ no assignment correspondent. The (74) prosecution firm of record is Kenyon & Kenyon LLP, which is an ordinary full-service IP firm, not an NPE recording mill. Single appearance; not a finding. |
| 4 | Cascading transfers | Not present | Zero transfers, therefore no chained LLCs and no shared-correspondent pattern. |
| 5 | Pre-litigation transfer | Not present | No transfer, and no infringement suit naming US 7,189,800 was located. |
| 6 | Bankruptcy fire-sale | Not present | No assignor entity and no bankruptcy record. The inventors are individuals. |
| 7 | Privateering | Not present | Requires an operating-company→NPE transfer; none exists. |
| 8 | Defensive aggregator | Not present | The chain does not terminate at RPX / AST / LOT / Unified / OIN. The patent simply expired in the hands of the inventors. |
Inverse-signal worth recording: the only adversarial patent-office event I found in this family is a third-party EPO opposition by Janssen Vaccines & Prevention B.V. (T 1433/14, appeal dismissed 2018-10-02; earlier T 1414/13, claim 1 limited to H1N1 hemagglutinin Replikins). An NPE typically attracts defensive challenges from accused infringers; here the challenger is a large operating vaccine developer challenging a micro-entity's patents — the pattern of a small, genuinely practicing innovator being opposed, not of a troll.
Verdict
Insufficient data — no recorded assignments.
Justification: the patent's front page carries no (73) Assignee, Google Patents records "Individual" as both original and current assignee with no assignment legal event whatsoever, and no indexed source surfaces a reel/frame transfer, security interest, license recordation, or merger for US 7,189,800. With no chain to analyze, none of the eight NPE signals can be marked "present," and the only documented adversarial event — Janssen Vaccines & Prevention B.V.'s EPO opposition (T 1433/14; T 1414/13) — points toward a small family-owned research enterprise (Replikins, Ltd. / Replikins, LLC; FluForecast software; AMAS diagnostic; H5N1 peptide vaccine trials) rather than a patent assertion vehicle. I flag that I could not query USPTO Assignment Center directly, so this verdict rests on the corroborating absence of any assignment event across the sources I could reach; a direct Assignment Center lookup by patent number is the recommended confirmation step.
Verification link: https://assignmentcenter.uspto.gov/ (search patent number 7189800; legacy UI at https://assignment.uspto.gov/patent/index.html)
Note on the earlier section's confidence caveat: consistent with the Patent Summary, the granted claim scope is still unverified verbatim in this session — that caveat is unaffected by anything found here. Nothing in this ownership analysis contradicts the prior section; the individual-inventor ownership finding in fact reinforces the prior note that no corporate assignee appears on this patent.
Generated 10/1/2026, 4:31:59 AM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll research the prior art cited against US 7,189,800. Let me start with several targeted searches.
Let me get the front-page "References Cited" of the patent and the Justia record.
Prior-Art Analysis — US 7,189,800 B2
Sourcing status (read first)
I ran a live web search but hit the tool's step ceiling before I could open a USPTO PatentCenter / Global Dossier "References Cited" view or the patent's own front-page PDF. So I want to be precise about what is verified and what is not:
| Question | Status |
|---|---|
| Is 7189800 the Bogoch Replikin patent? | Verified — US 7,189,800 B2, "Replikin peptides in rapid replication of glioma cells and in influenza epidemics," App. 10/105,232, inventors Samuel Bogoch & Elenore S. Bogoch, filed Mar. 26, 2002, priority Mar. 27, 2001, issued Mar. 13, 2007. |
| Did I retrieve 7189800's own front-page "(56) References Cited" list? | No. Not verified. Flagged below. |
| Did I retrieve a family reference list? | Yes — from sibling patent US 7,894,999 B2 "Systems and methods for identifying Replikin Scaffolds" (same inventors). This is a proxy only and I have labeled it as such. |
| Did I retrieve the references cited inside 7189800's own specification? | Yes — from the authoritative full text supplied in this session. These are verbatim. |
| Near-number traps excluded? | Yes. US 7,188,100 (Vilox/Oracle), US 7,536,189, the Deere " '980" mower patent, and the Philips " '800" patent are not US 7,189,800 and are not used below. |
Bottom line on confidence: everything in Section B comes from the patent text itself and is reliable. Everything in Section C is a family proxy and must be re-verified against the actual front page of 7,189,800 before it is relied on.
A. What the patent itself is (verification of the target)
- Number: US 7,189,800 B2 (interpreted literally; no auto-correction)
- App. No.: 10/105,232
- Filing date: March 26, 2002
- Priority: March 27, 2001 (also a continuation-in-part of Ser. No. 09/984,057, filed Oct. 26, 2001)
- Issue date: March 13, 2007
- Pre-grant publication: US 2003/0180328 A1 (Sept. 25, 2003)
- Assignee: Individual (Bogochs)
Critically, for a pre-AIA case, the § 102 critical dates are:
- § 102(a)/(e): before the invention / before the reference's effective U.S. filing date
- § 102(b): more than one year before the U.S. filing date → on or before March 26, 2001
Those dates drive the analysis in Section D.
B. References cited within the 7,189,800 specification (verbatim; high confidence)
These are the citations appearing in the body of the patent as supplied:
B-1. U.S. Pat. No. 6,242,578 B1 (Bogoch) — cited at the passage on conservation of the glioma Replikin: "the constancy of affinity of the glioma Replikin for antimalignin antibody isolated by immunoadsorption from 8,090 human sera … (e.g., FIG. 5 and U.S. Pat. No. 6,242,578 B1)." Bogoch's own earlier cancer-diagnostic/malignin patent. Issued June 5, 2001.
B-2. U.S. Pat. No. 5,866,690 (Bogoch) — cited for methods: "An anti-Replikin antibody response has been quantified by immunoadsorption of serum antimalignin antibody to immobilized malignin (see Methods in U.S. Pat. No. 5,866,690)." Bogoch's own earlier antimalignin-antibody (AMAS) patent. Issued February 2, 1999.
B-3. U.S. Pat. No. 4,946,778 — cited at: "techniques described for the production of single chain antibodies (U.S. Pat. No. 4,946,778) can be adapted to produce Replikin-specific single chain antibodies." The classic single-chain binding-molecule patent (Ladner et al.). Issued August 7, 1990.
Non-patent literature cited in the specification:
| Reference | Subject | Date |
|---|---|---|
| Kohler & Milstein, Nature 256:495–497 | hybridoma/monoclonal antibody technique | 1975 |
| Kosbor et al., Immunology Today 4:72 | human B-cell hybridoma technique | 1983 |
| Cole et al., Monoclonal Antibodies and Cancer Therapy, Alan R. Liss, Inc., pp. 77–96 | EBV hybridoma technique | 1985 |
| Morrison et al., Proc. Nat. Acad. Sci. USA 81:6851–6855 | chimeric antibodies | 1984 |
| Huse et al., Science 246:1275–1281 | Fab expression libraries | 1989 |
| Webster, R. G., J. Immunol. 97(2):177–183 | antigenic "flooding" by non-Replikin epitopes | 1966 |
| Webster et al., J. Infect. Dis. | (truncated in the supplied text) | — |
| Stuart-Harris et al., Edward Arnold Ltd., London | influenza reference text | 1985 |
The PubMed / NLM sequence database is also repeatedly cited as the source of the hemagglutinin sequences that were scanned (this matters for § 102 — see D-6).
C. Patent citations in the family (PROXY — not verified as 7,189,800's own list)
The following "U.S. Patent Documents" list appears on the Justia record for US 7,894,999 (a Bogoch sibling). It is not the front page of 7,189,800. Its presence of "7189800 … Bogoch et al." as an entry is itself proof that this is a later patent's list, not 7,189,800's own. Treat as indicative of family overlap only.
| Ref | Date | Type |
|---|---|---|
| US 5,104,854 (Schlesinger et al.) | Apr. 14, 1992 | U.S. patent |
| US 5,231,167 (Zanetti) | Jul. 27, 1993 | U.S. patent |
| US 5,280,113 (Rademacher) | Jan. 18, 1994 | U.S. patent |
| US 5,679,352 (Chong) | Oct. 21, 1997 | U.S. patent |
| US 5,866,690 (Bogoch) | Feb. 2, 1999 | U.S. patent (also in 7189800 spec) |
| US 6,023,659 (Seilhamer) | Feb. 8, 2000 | U.S. patent (sequence-database) |
| US 6,070,126 (Kokolus) | May 30, 2000 | U.S. patent |
| US 6,090,406 (Popescu et al.) | Jul. 18, 2000 | U.S. patent |
| US 6,242,578 (Bogoch) | Jun. 5, 2001 | U.S. patent (also in 7189800 spec) |
| US 6,256,647 (Toh) | Jul. 3, 2001 | U.S. patent (bioinformatics) |
| US 6,470,277 (Chin) | Oct. 22, 2002 | U.S. patent |
| US 6,484,166 (Maynard) | Nov. 19, 2002 | U.S. patent |
| US 6,638,505 (Bogoch) | Oct. 28, 2003 | U.S. patent |
| US 7,267,942 (Peiris) | Sep. 11, 2007 | U.S. patent |
| US 2002/0120106 A1 (Bogoch) | Aug. 29, 2002 | published app. |
| US 2002/0151677 A1 (Bogoch) | Oct. 17, 2002 | published app. |
| US 2003/0180328 A1 (Bogoch) | Sep. 25, 2003 | published app. of 7,189,800 itself |
| US 2003/0194414 A1 (Bogoch) | Oct. 16, 2003 | published app. |
| US 2005/0129715 A1 (Paterson et al.) | Jun. 16, 2005 | published app. |
| US 2005/0202415 A1 (Bogoch) | Sep. 15, 2005 | published app. |
| US 2005/0271676 A1 (Sette et al.) | Dec. 8, 2005 | published app. (epitope prediction) |
| US 2006/0024669 A1 (Bogoch) | Feb. 2, 2006 | published app. |
| US 2007/0128217 A1 (ter Meulen et al.) | Jun. 7, 2007 | published app. (influenza antibodies) |
| JP 2000-253876 | Sep. 2000 | foreign patent doc |
NPL on that same list (likely the closest antigenic-art on the proxy list):
- Atassi, M. Z. et al., "A novel approach for localization of the continuous protein antigenic sites by comprehensive synthetic surface scanning: Antibody and T cell activity to several influenza hemagglutinin synthetic sites," Immunological Communications, 1984, 13(6):539–551, Marcel Dekker, XP009062995.
- Brown, L. R. et al., "Recognition of the influenza hemagglutinin by Class II MHC-restricted T lymphocytes and antibodies," J. Immunol., Oct. 15, 1991, 147(8):2677–2684, XP002371257.
- Ben-Yedidia, T. et al., "Intranasal administration of peptide vaccine protects human/mouse radiation chimera from influenza infection," International Immunology, 1999, 1043–1051, XP000914818.
I cannot verify these three appear on 7,189,800's front page; they appear on the sibling's. I flag them because they are the most anticipatorily dangerous items on the list if they were of record.
D. § 102 anticipation analysis, reference by reference
Framing note. None of these references is a "smoking gun" 102 anticipation unless it discloses every element of a claim — including the 3-point recognition limitation as actually claimed: (1) a Lys located 6–10 residues from a second Lys; (2) at least one His; (3) ≥6% Lys; within a 7-to-about-50 residue peptide, and (for claim 1) from influenza virus. A reference that merely discloses hemagglutinin peptides or an influenza vaccine does not anticipate unless a disclosed sequence inherently satisfies the motif. This is the shared weakness of every § 102 candidate below.
D-1. US 5,866,690 (Bogoch) — issued Feb. 2, 1999
- Status as prior art: Qualifies under § 102(a) and § 102(b). Even though it is the inventors' own patent, § 102(b) contains no "by another" requirement, and Feb. 2, 1999 is well before March 26, 2001.
- Subject: Bogoch's antimalignin-antibody / malignin methods (the AMAS lineage).
- Potentially anticipates: Any claim reciting the glioma Replikin per se, or antibodies binding it, and the diagnostic/passive-immunity claims — if the granted claims reach the malignin sequences. It does not anticipate the influenza/malaria-specific peptide claims, the hemagglutinin-replikin antisense claims, or the "emerging strain" selection methods, because those subject matters are absent.
- Confidence: Moderate on scope; the reference is confirmed to be of record in 7,189,800's own text.
D-2. US 6,242,578 (Bogoch) — issued June 5, 2001
- Status as prior art — important nuance: June 5, 2001 is after the March 26, 2001 § 102(b) critical date, so it is not § 102(b) art. And because the inventive entity (Bogoch) is not "another," it is likely not § 102(e) art either. It is probably not a § 102 anticipation reference at all against 7,189,800; it is background/corroboration in the specification.
- Potentially anticipates: None, on the above timing analysis. Flag if the granted claims' priority chain differs.
D-3. US 4,946,778 — issued Aug. 7, 1990
- Status as prior art: § 102(b), comfortably.
- Subject: Single-polypeptide-chain binding molecules (scFv).
- Potentially anticipates: Only a claim drawn to a Replikin-specific single-chain antibody per se, and only if the claim lacked any structural limitation to Replikin. The claims as published (US 2003/0180328 A1) recite antibodies that "specifically bind to a Replikin," which is a structural limitation not disclosed by '778. Unlikely to anticipate.
D-4. The bioinformatics/sequence-database patents — US 6,023,659 (Seilhamer, Feb. 8, 2000); US 6,256,647 (Toh, Jul. 3, 2001); US 6,470,277 (Chin, Oct. 22, 2002); US 6,484,166 (Maynard, Nov. 19, 2002)
- Status as prior art: Seilhamer and Toh are § 102(a)/(b)-eligible on their issue dates. Chin and Maynard issued after the March 26, 2002 filing and are at best § 102(e) art (by another, if effectively filed earlier) — verify effective filing dates.
- Subject: Sequence-database/bioinformatics disclosures (my descriptions here are low-confidence; I could not open their front pages).
- Why they matter: This is the classic anticipation theory in Replikin-type prosecutions — i.e., that a published hemagglutinin sequence in a public database (the same PubMed/GenBank records the patent admits scanning) inherently contains a subsequence meeting the 3-point test, so an "isolated peptide" claim reads on a database entry. Whether this succeeds turns on (i) whether database disclosure counts as a "printed publication" disclosing the isolated peptide, and (ii) whether the motif is inherent in the disclosed sequence.
- Potentially anticipates: Claim 1 and its composition/method dependents (claims 9, 11, 15 in the published set), if a specific disclosed hemagglutinin sequence inherently satisfies Lys–Lys(6–10) + His + ≥6% Lys. Not the antisense claims (13, 14) or the vaccine-selection/manufacturing methods (18, 21, 23), which require the strain-comparison steps.
- Confidence: Low-to-moderate. Must be verified.
D-5. Atassi et al. 1984; Brown et al. 1991; Ben-Yedidia et al. 1999 (NPL)
- Status as prior art: All are § 102(b) printed publications relative to the March 2001 priority.
- Subject: Synthetic influenza hemagglutinin peptide epitopes and their antibody/T-cell activity (Atassi); T-cell/antibody recognition of HA (Brown); protective intranasal influenza peptide vaccine (Ben-Yedidia).
- Potentially anticipates:
- Ben-Yedidia (1999) is the most relevant to the vaccine and method-of-stimulating-immunity claims (published claims 15–17 and 24): it discloses an influenza peptide vaccine that raises protective immunity. It likely anticipates only if the specific peptides used inherently meet the Replikin motif, and it does not disclose the Replikin selection methodology (claims 18, 21, 23).
- Atassi (1984) could anticipate an isolated hemagglutinin peptide claim only if a disclosed synthetic HA peptide carries the Lys–Lys(6–10) spacing, a His, and ≥6% Lys. Its antigenicity/T-cell teachings otherwise bear on § 103 more than § 102.
- Confidence: Low on anticipation; these are stronger as § 103 (obviousness) references than as § 102 references.
D-6. PubMed/NLM hemagglutinin sequence collection (admitted in the specification)
- Status: Statutorily a "printed publication"/public-database disclosure predating the priority date as to each isolate.
- Potentially anticipates: This is the single most dangerous § 102 basis for the isolated-peptide claims (claim 1 and dependents), because the patent itself admits visually scanning "over four thousand sequences" from PubMed. If a pre-2001 isolate sequence inherently contains a Replikin motif, claim 1 could be anticipated. The antisense and selection-method claims would survive.
- Confidence: This is an inference about a prosecution theory, not a verified rejection on the record.
D-7. US 7,267,942 (Peiris); US 2005/0271676 (Sette); US 2007/0128217 (ter Meulen); US 6,638,505 (Bogoch); US 2005/0129715 (Paterson)
- Status: Peiris (2007), ter Meulen (2007) and, at minimum, the 2005 publications are later than 7,189,800's filing date and cannot be § 102(a)/(b) art. They are, at most, § 102(e) art only if effectively filed before March 26, 2002 — and several (ter Meulen/Crucell; the Sette epitope work) are directed at epitope prediction or influenza antibodies, not at the Replikin motif.
- Potentially anticipates: On the dates alone, none as § 102(a)/(b). Re-verify effective filing dates before using any as § 102(e). Peiris (SARS coronavirus) and the Bogoch later publications are cited for § 103 / family-context, not anticipation.
- Confidence: Moderate on dates; low on subject-matter descriptions.
E. Ranked assessment — most relevant prior art
- US 5,866,690 (Bogoch), Feb. 2, 1999 — the only reference confirmed to be of record in this patent that is also § 102(b) art. Most relevant if any granted claim reaches the glioma/malignin Replikin or its antibodies. (High confidence it is of record; moderate confidence it anticipates.)
- Public hemagglutinin sequence databases (PubMed/NLM), admitted in the spec — the strongest theoretical § 102 basis for the isolated-peptide claims, because it supplies influenza-specific sequences meeting, or nearly meeting, the motif. (Inference, not a verified rejection.)
- US 6,023,659 (Seilhamer) / US 6,256,647 (Toh) — sequence-database art eligible under § 102; the representative vehicle for a "database inherently discloses the peptide" rejection. (Low-moderate confidence; verify.)
- Ben-Yedidia et al. 1999 — influenza peptide vaccine; most relevant to the vaccine and immunization-method claims. (Low confidence as § 102; stronger as § 103.)
- Atassi et al. 1984 — hemagglutinin synthetic peptides; § 103 relevance primarily. (Low confidence as § 102.)
- US 4,946,778 — only relevant to a bare scFv claim. (Does not anticipate.)
- US 6,242,578 (Bogoch), Jun. 5, 2001 — of record in the spec but post-dates the § 102(b) bar; likely not prior art at all.
F. Contradictions and gaps to flag
- Proxy-list caveat (principal limitation). Section C is the reference list of US 7,894,999, not of 7,189,800. The list contains "7189800 … Bogoch et al.," which confirms it belongs to a later family member. Do not cite Section C as 7,189,800's own front-page art without opening the PatentCenter "References Cited" tab for App. 10/105,232.
- Claim-number uncertainty (carried forward). The prior sections flagged that the granted claim set was not verified. That directly colors the § 102 analysis: I have assigned anticipation targets using the published application claim numbers (US 2003/0180328 A1). If the granted claims were narrowed during prosecution — as they were in the European counterpart (the earlier section noted narrowing to H1N1 hemagglutinin Replikins at the EPO) — then several of the reference-to-claim mappings above would shift.
- Date inconsistency (carried forward). The prior litigation section flagged that the session date is 2026-10-01 while the task date is April 26, 2026. This task states April 26, 2026. The discrepancy does not change any § 102 analysis, since the patent expired (anticipated) Oct. 26, 2021.
- EPO decisions. The earlier sections cite T 1414/13 (claim 1 narrowed to H1N1 HA Replikins) and T 1433/14 (Janssen Vaccines opposition; appeal dismissed, Art. 56 EPC). These are not § 102 US prior art, but the T 1414/13 narrowing is the best available external evidence that US claim scope may likewise be narrower than the published application — which would reduce the anticipatory reach of the sequence-database references.
Recommended verification steps (to close the gaps)
- Open USPTO PatentCenter → App. 10/105,232 → "References Cited" and capture the verified (56) list; replace Section C with it.
- Pull the granted claims from PatentCenter and re-run the § 102 mapping in Section D against the actual claim language.
- For each § 102(e) candidate (Chin, Maynard, Peiris, ter Meulen), pull the effective U.S. filing date to confirm or eliminate § 102(e) status.
- Confirm whether US 5,866,690 was applied by the examiner, and on which claims, by reading the prosecution history (file wrapper) for App. 10/105,232.
Generated 10/1/2026, 4:32:28 AM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll analyze obviousness under § 103. Let me first try to pull the actual prior-art references cited on the patent page and any examiner-cited art.
Let me pull the "References Cited" front page of the patent and the EPO decision's prior-art list, which are the two best-grounded prior-art sources on this page.
Let me get the actual front-page "References Cited" of US 7,189,800 itself, plus the two EPO prior-art documents (Gelder 1995, Gerhard 1991) that were central to the European opposition.
Obviousness Analysis — US 7,189,800 B2 under 35 U.S.C. § 103
0. Scope, sources, and a caution about the "Prior Art section"
What the page actually gave me. The fetched Google Patents page for US 7,189,800 contains, under "Prior art," only two things: a derived keyword list (seq, replikin, influenza virus, replikins, influenza) and the Prior art date 2001-03-27. That keyword list is a Google Patents artifact, not an examiner's reference list, so it is not usable as § 103 art.
To get an actual reference set I retrieved the front pages of the same-specification Bogoch family members (US 7,452,963; US 7,758,863; US 9,133,247), which post-date and cite US 7,189,800 and share its disclosure, and the EPO Board of Appeal record for the European counterpart. The family front pages list, inter alia: US 4,132,769 (Osther); US 5,104,854 (Schlesinger); US 5,231,167 (Zanetti); US 5,280,113 (Rademacher); US 5,679,352 (Chong); US 5,866,690 (Bogoch); US 6,023,659 (Seilhamer); US 6,070,126 (Kokolus); US 6,242,578 (Bogoch); US 6,256,647 (Toh); US 6,638,505 (Bogoch); EP 0 108 564; DE 3,628,658; WO 89/07112; WO 96/32106; WO 96/32166; WO 00/1351; WO 01/04135; JP 10-212300; JP 2000-253876, plus the non-patent literature Bogoch et al., Cancer Detection & Prevention 12:313–320 (1988); Gelder et al., J. Virol. 69(12):7497–7506 (1995); Gerhard et al., J. Virol. 65(1):364–372 (1991); and Webster, J. Immunol. 97(2):177–183 (1966).
Sources: https://patentimages.storage.googleapis.com/72/b5/a0/2009ef6cb92087/US7452963.pdf ; https://patentimages.storage.googleapis.com/e5/39/77/8b57be4d89dec7/US7758863.pdf ; https://legacy.epo.org/boards-of-appeal/decisions/pdf/t141433eu1.pdf
Caveat carried forward from the earlier sections (still unresolved). I still do not have a verifiably verbatim copy of the granted claim set of US 7,189,800. The claim numbering below follows the pre-grant publication US 2003/0180328 A1 / the EP 2 335 150 equivalent, as in my earlier summary. Where granted-claim amendment matters to the § 103 result, I say so. If the granted claim 1 was narrowed to H1N1 hemagglutinin Replikins — as the EPO counterpart was (T 1414/13) — the H1N1-specific attack in Ground 1B below becomes the operative one.
(Date note: the session clock reads 2026-10-01 while the task states April 26, 2026; flagged, not reconciled, per the cross-reference rule. It does not affect the analysis.)
1. The § 103 framework actually applied
Obviousness is a question of law on the Graham facts: scope and content of the prior art; differences between the art and the claims; PHOSITA level; and secondary considerations. Graham v. John Deere, 383 U.S. 1 (1966). Under KSR Int'l v. Teleflex, 550 U.S. 398 (2007), the art need not contain an explicit teaching-suggestion-motivation; a combination of known elements is obvious where it does no more than yield predictable results, where there is "a finite number of identified, predictable solutions," or where the variation is "obvious to try." But KSR still requires an articulated reason with a rational underpinning, and In re Cyclobenzaprine, 833 F.3d 1322 (Fed. Cir. 2016), and In re Kubin, 561 F.3d 1351 (Fed. Cir. 2009), require a reasonable expectation of success — not mere "try it and see."
The evidentiary problem for any § 103 attack on this patent is that the claims blend (i) structural definitions of molecules (peptides meeting the 3-point rule), (ii) immunological method steps (administer/synthesize/adjuvant), and (iii) a quantitative surveillance metric ("Replikin" count per 100 aa, highest increase over 6 months–3 years). Grounds (i) and (ii) are attackable on the family's own cited art; ground (iii) is where the patent is strongest.
2. The asserted claims, reduced to elements
| Claim (pub. numbering) | Type | Elements that need art |
|---|---|---|
| 1 | Isolated influenza peptide | isolated; influenza; 7–50 aa; Lys–Lys 6–10 apart; ≥1 His; ≥6% Lys |
| 9 | Composition | claim-1 peptide + pharmaceutically acceptable carrier/adjuvant |
| 11 | Composition | plurality of claim-1 peptides + carrier |
| 13 | Antisense | complement to HA Replikin mRNA (motif-defined) |
| 14 | Antisense | complement to HA coding strand/mRNA of an emerging strain |
| 15 | Method | administer ≥1 claim-1 peptide to stimulate antibodies |
| 18 | Method | obtain isolates → analyze HA Replikin presence/concentration → compare ≥2 time points (6 mo–3 yr) → identify highest increase → select Replikin |
| 21 | Method | identify emerging strain → select Replikin as template → synthesize → combine with carrier/adjuvant |
| 23 | Method | identify emerging strain from HA Replikin concentration/composition over two periods |
| 24 | Vaccine | isolated Replikin of an emerging strain + carrier/adjuvant |
| later independents | Malaria | isolated P. falciparum Replikins; vaccines; antibodies |
3. The prior-art universe, characterized
| Ref. | What it teaches (for § 103 purposes) | Status |
|---|---|---|
| Gelder 1995, J. Virol. 69(12):7497–7506 | The human CD4⁺ T-cell repertoire directed at influenza A HA after natural infection — maps short linear HA peptides as immunologically active epitopes | §102(b); the EPO's D4 |
| Gerhard 1991, J. Virol. 65(1):364–372 | Antigenic-site/epitope mapping of influenza HA with mAbs; identifies discrete HA peptide regions as the targets of antibody responses | §102(b); the EPO's D8 |
| Bogoch et al. 1988, Cancer Det. & Prev. 12:313–320; Bogoch, Trans. Am. Soc. Neurochem. 7(1):239 (1976); Natl. Cancer Inst. Monogr. 46:133–137 (1977) | Malignin/recognin; a short glioma-derived peptide is itself an epitope that raises anti-malignin antibody (the patent's own FIG. 3 rests on this) | §102(b) as to the 2001/2002 filing |
| US 5,866,690 (Bogoch, 1999) | Immunoadsorption/detection of antimalignin antibody; malignin as immobilized antigen | §102(b) |
| US 6,242,578 B1 (Bogoch, 2001) | Anti-malignin antibody across 8,090 sera; malignancy-associated antibody | Same inventive entity — problematic as art; usable only for what it evidences about the field, not as a 102(b) reference |
| US 4,132,769 (Osther); US 5,104,854 (Schlesinger); US 5,231,167 (Zanetti); US 5,280,113 (Rademacher); US 5,679,352 (Chong); US 6,023,659 (Seilhamer); US 6,070,126 (Kokolus); US 6,256,647 (Toh) | Enzymatic/synthetic peptide synthesis and purification, peptide immunogens, and sequence-analysis tools — the "how to make the molecule" art | §102(b) for the pre-3/27/2001 items |
| WO 89/07112; WO 96/32106; WO 96/32166; WO 00/1351; WO 01/04135; EP 0 108 564; DE 3,628,658; JP 10-212300; JP 2000-253876 | Peptide/antigen formulation, adjuvants, antisense/oligonucleotide delivery, viral-sequence analysis | §102(b) |
| Webster 1966, J. Immunol. 97(2):177–183 | Whole-protein antigens "flood" the immune system and can preempt responses to a sub-epitope — cited by the applicant itself as the rationale for using short peptides | §102(b) |
| Public influenza HA sequences (the patent admits it "visually scan[ned]" HA sequences "published in the National Library of Medicine 'PubMed' data base … over the past century") | The complete primary structure of HA for all four common strains, year by year | Admitted public art |
| WHO/CDC biannual surveillance & vaccine reformulation (patent's own background) | Serological surveillance of HA/NA; annual strain selection for vaccines; antigenic shift/drift | Admitted prior art |
Two structural observations drive the entire analysis:
- The patent concedes that the HA sequence universe was public and finite. The specification states the inventors "visually scan[ned]" published HA sequences "year by year over the past century," and that "data banks comprising nucleotide and/or amino acid sequences can also be scanned by computer for the presence of sequences meeting the 3 point recognition requirements." That is a self-inflicted admission under In re O'Farrell / the "obvious to try" line: the claimed molecules are selected from a known, finite, catalogued set by applying a stated, mechanical screen.
- The patent's own definition of the screen is arbitrary in its quantitative cutoffs — Lys–Lys spacing of exactly 6–10; ≥6% Lys in 7–50 aa. There is no art-based reason these particular numbers (rather than, say, 4–12 or 8%) are critical. Arbitrary parameter selection is a classic § 103 vulnerability (In re Woodruff; In re Papesch).
4. GROUND 1 — Claims 1, 9, 11 (peptide and composition)
1A. The broad "any influenza Replikin" claim
Combination: Gelder 1995 + Bogoch 1988/1976/1977 (the motif) + public HA sequences, optionally + Webster 1966.
- Gelder 1995 teaches that discrete short peptides within influenza HA are immunologically active and that their identity can be mapped. It supplies the "short HA peptide is a meaningful antigenic unit" teaching.
- Bogoch's own pre-2001 work supplies the structural teaching: a short peptide bearing the Lys-spacing/His/lysine-rich signature is an epitope sufficient by itself to raise antibody. The applicant cannot disclaim this; FIG. 3 of the patent rests entirely on the proposition that a synthetic 16-mer of this class raised abundant antibody in rabbits.
- Public HA sequences supply the actual residues.
- Webster 1966 supplies the motivation to prefer the short sub-epitope over the whole protein.
Motivation to combine: The field had a recognized, unmet need for strain-matched influenza immunogens (the patent's own background bemoans that only HA/NA activity classification existed). A PHOSITA looking at a known, fully sequenced HA protein and holding a known motif reported to mark immunogenic, replication-associated peptides would apply the motif to the HA sequence. That is a screening step over a finite, catalogued sequence set with a stated rule — the paradigm of predictable, obvious-to-try work under KSR.
Reasonable expectation of success: High as to producing the peptide (solid-phase synthesis was routine; the cited synthesis/enzymatic patents and Chong, Toh, etc. confirm it) and reasonable as to immunogenicity, because Bogoch's own art had already shown a peptide of this class raises antibody.
Weak point: The examiner evidently accepted that the motif itself (a structural correlate of rapid replication) was not taught. If the granted claim 1 recites the motif as the point of novelty, this ground must be recast as 1B.
1B. The narrow H1N1 claim (the operative ground if granted claim 1 is strain-limited)
If granted claim 1 was limited to H1N1 hemagglutinin Replikins — as the EP counterpart was narrowed in T 1414/13 (claim 1 to an H1N1 HA peptide; auxiliary request III to the single SEQ ID NO: 141) — then the argument strengthens, because the genus-selection objection disappears: the claim reaches a handful of specific sequences that are literally printed in the public H1N1 HA sequences, and the EPO Board in T 1433/14 ultimately held this subject matter lacked inventive step over D4 (Gelder) and D8 (Gerhard). Where a claimed peptide's structure is a subsequence of a disclosed protein, the "invention" reduces to recognizing a property; new properties of old structures are not patentable weight (In re Wilder), and the identification step is the very screen the applicant admits was mechanical.
Conclusion on Ground 1: strong for the H1N1-limited scope; moderate-to-strong but examiner-resistant for the broad genus, because the broad claim's only point of novelty is the arbitrary 3-point metric.
5. GROUND 2 — Claim 15 (method of stimulating immunity) and Claim 24 (vaccine)
Combination: Gelder 1995 + Gerhard 1991 + Bogoch 1988 + Webster 1966 + a routine adjuvant/carrier art (WO 96/32106; WO 00/1351; EP 0 108 564).
- Gerhard 1991 supplies the humoral correlate of Gelder: specific HA peptide regions are the antibody targets.
- Webster 1966 supplies the reason to immunize with the short peptide rather than the whole HA (avoiding epitope flooding) — the applicant itself cites it.
- The carrier/adjuvant element (alum, Freund's, mineral gels) is admitted in the specification to be conventional ("Various adjuvants may be used … including but not limited to Freund's (complete and incomplete), mineral gels, such as aluminum hydroxide…").
- The "1 mg dosage" and "0.1 µg–10 mg" ranges are routine optimization (In re Aller; In re Boesch), and the specification itself states the skilled practitioner can "readily determine the dosage."
Motivation: One of ordinary skill, having (a) a known immunogenic short HA peptide and (b) a known disadvantage of whole-protein HA immunogens, would administer the peptide with a conventional adjuvant.
Where the art is thinnest: the "emerging strain" limitation in claim 24. None of Gelder/Gerhard/Bogoch-1988 teaches selecting the Replikin of a strain whose Replikin concentration is rising. That element is supplied by the surveillance art in Ground 3, and the two grounds must be combined — which is where claim 24 partly escapes.
6. GROUND 3 — Claims 18, 21, 23 (surveillance, manufacture, emerging-strain identification)
Combination: WHO/CDC biannual surveillance & reformulation (admitted background) + antigenic-drift literature (Stuart-Harris et al. 1985, cited by the applicant) + a routine sequence-analysis tool (Toh US 6,256,647; Seilhamer US 6,023,659) + the motif (Ground 1).
- The framework (collect isolates year over year; score HA; pick the strain to put in next season's vaccine) is admitted prior art in the patent's own background: "Vaccine formulations are changed twice yearly at international WHO and CDC meetings. Vaccine formulations are based on serological evidence of the most current preponderance of influenza virus strain in a given region."
- The only new element is substituting a sequence-based "Replikin count" for a serological "preponderance" score. Under KSR, substituting one known measurement for another in an otherwise known process, to obtain the same qualitative output (which strain is gaining), is an obvious design choice — unless the new metric is non-obvious. And that is the whole case: claims 18/21/23 stand or fall with the non-obviousness of the Replikin metric, not with any independent contribution.
- The remaining steps of claim 21 (synthesize the peptide; add carrier/adjuvant) are admitted conventional.
Countervailing point (real): There is a colorable argument that the prior art recognized only antigenic change and gave no reason to track a Lys/His-density parameter, so that the metric was an unrecognized parameter (In re O'Farrell cuts the other way where the art gives no direction at all). The patent's showing that a 4–10 fold Replikin increase preceded epidemics in all four strains over ~100 years is the kind of unexpected, newly characterized correlation that could rebut a prima facie case. This is the patentee's best § 103 argument on these claims.
7. GROUND 4 — Claims 13, 14 (antisense)
Combination: known antisense/oligonucleotide art (WO 96/32166; EP 0 108 564; the Huse Fab-library/oligonucleotide art cited in-spec) + public HA nucleotide sequences + the motif.
Once (i) the HA nucleotide sequence is public and (ii) antisense as a technique is routine, designing a complement to the sub-segment encoding a motif-defined peptide is arithmetic. This is a good § 103 ground.
But the patent has a real defense here: In re Deuel, 51 F.3d 1552 (Fed. Cir. 1995) holds that the existence of a general method for isolating a gene, plus knowledge of the protein, does not render a specific DNA sequence obvious absent the sequence itself. Claim 13/14 reach complements to selected Replikin sub-sequences. If the granted claims are limited to particular SEQ ID NOs of the Replikin-encoding region, Deuel is a substantial obstacle. If the granted claims reach any complement to any motif-defined HA sub-segment, Deuel is distinguishable (the full-length sequence was known, so the sub-segment is not the "unknown sequence" Deuel protected) and the claim is likely obvious.
8. GROUND 5 — The malaria claims
Combination: the 3-point motif (Ground 1 art) + public P. falciparum merozoite-surface/parasitophorous-vacuole antigen sequences.
The specification concedes the antigen sequences were known and available. The malaria claims are the weakest of the set against § 103, because (a) the same motif screen is applied to another publicly-sequenced organism, and (b) the patent itself concedes the P. falciparum "Replikin decoys" (lysine-rich, histidine-lacking) exist in the same proteins — a fact discoverable by the same mechanical screen. No new structural insight is needed. Expect a strong obviousness case here.
9. The motivation-to-combine synthesis (answering the "KSR rational underpinning" requirement)
A PHOSITA in March 2001, possessed of:
- the complete, public HA sequence corpus (admitted),
- a known short-peptide immunogenicity paradigm in influenza (Gelder 1995; Gerhard 1991),
- a known peptide motif reported to mark immunogenic, replication-associated peptides (Bogoch 1976/1977/1988; US 5,866,690), and
- a known reason to distrust whole-protein immunogens (Webster 1966, cited by the applicant),
would have had both the capability and the motivation to run the motif screen across the HA corpus, synthesize the hits, and test them with conventional adjuvants. That is express KSR rationale — "a finite number of identified, predictable solutions" — not a hindsight reconstruction. The teaching of the number 6–10 and 6% is the vulnerability: those cutoffs are selection criteria with no disclosed criticality, i.e., "a result-effective variable" chosen arbitrarily, which In re Woodruff / In re Papesch treat as an obvious expedient.
10. The patentee's rebuttal case (secondary considerations) — and the honest score
The patentee has a genuine Graham factor-four argument on the method/framework claims only:
- Unexpected results: a 4–10 fold Replikin increase tracking every epidemic/pandemic of all four strains from 1902–2001 (FIGS. 7–8). If corroborated (and it was, on the record, by the applicant's later work), this is a strong indicium.
- Long-felt need: the specification's core premise (no chemical structure had been identified as a quantitative epidemic/pandemic warning) was a real, acknowledged gap.
- Failure of others: conventional serological surveillance could not predict which strain would dominate.
But note the limits: (a) secondary considerations must be commensurate with claim scope — the broad "any Replikin" peptide claims cannot ride on evidence generated for the surveillance metric; (b) the corroborating data are largely the inventors' own (the closely related and self-cited publications), which weakens the "independent confirmation" weight.
European corroboration cuts against the patent: the EPO Board of Appeal, T 1433/14 (2 Oct. 2018), dismissed the appeal and rejected the main request and auxiliary requests I–III for lack of inventive step (Art. 56 EPC) over, inter alia, D4 = Gelder 1995 and D8 = Gerhard 1991; and the sibling decision T 1414/13 narrowed claim 1 to H1N1. A European tribunal applying a materially equivalent "inventive step" standard found the core Replikin concept obvious once the HA-immunology art is in view. That is highly persuasive, though not binding, for a US § 103 analysis. Source: https://legacy.epo.org/boards-of-appeal/decisions/pdf/t141433eu1.pdf
11. Bottom line
| Claim group | Obviousness exposure | Best combination |
|---|---|---|
| 1, 9, 11 (peptides/compositions) | High if granted scope is H1N1-limited (EPO T 1433/14 on point); moderate if it retains the genus, because the only novelty is an arbitrary metric | Gelder 1995 + Bogoch 1988/1976/1977 + public HA sequences (+ Webster 1966) |
| 15 (immunize) | High | Gelder + Gerhard + Webster + conventional adjuvant art (WO 96/32106, WO 00/1351, EP 0 108 564) |
| 24 (vaccine, emerging strain) | Moderate — "emerging strain" limitation requires Ground 3 | Ground 2 + WHO/CDC surveillance art + motif |
| 18, 21, 23 (surveillance/selection/manufacture) | Moderate-to-low: stands or falls with the non-obviousness of the Replikin metric; strongest secondary-considerations defense | WHO/CDC + Stuart-Harris 1985 + Toh US 6,256,647 + motif |
| 13, 14 (antisense) | Moderate; In re Deuel is a live obstacle if the claims are SEQ-limited | Antisense art (WO 96/32166; EP 0 108 564) + public HA nucleotide sequences + motif |
| Malaria claims | High — same screen applied to known P. falciparum antigens | Ground 1 art + public P. falciparum antigen sequences |
Net assessment: A § 103 case against the H1N1-limited peptide and immunization claims and against the malaria claims is strong and is corroborated by the EPO outcome. The case against the broad genus claims and the quantitative surveillance/method claims is materially weaker, because there the asserted point of novelty is the 3-point metric and its epidemic correlation — an unrecognized-parameter argument on which the applicant's FIGS. 7–8 give a genuine, commensurate secondary-considerations story. Everything turns on the granted claim text, which I have been unable to verify verbatim in this environment.
12. Confidence and gaps (please read before relying on this)
- Critical unresolved gap: the verbatim granted claim set of US 7,189,800. All claim-numbered analysis above is tethered to the pre-grant publication / EP equivalent, per my earlier caveat. If granted claim 1 is the broad genus, Ground 1A governs; if it is H1N1-limited, Ground 1B governs and the obviousness case substantially improves.
- Prior-art list provenance: I could not retrieve a clean enumerated "Prior Art" block on this page; I reconstructed the reference set from the same-specification family front pages and the EPO record. The individual US patents I have not individually read — I have characterized them from their titles, assignees, and the context in which the family cites them. Any of those characterizations could be wrong in detail and should be verified against full text before being asserted in a brief.
- US 6,242,578 B1 (Bogoch, issued 2001-06-05) is not clean § 102(b) art against the 2001/2002 priority/filing (less than one year, same inventive entity). US 5,866,690 (1999) and the 1976–1988 Bogoch publications are § 102(b) art. Ensure the ground is built on the latter.
- No litigation context. Per the earlier section, no US litigation for this patent was found, and the patent expired for fee reasons; § 103 analysis is therefore academic/validity-opinion work unless a past-damages or licensing dispute exists.
Generated 10/1/2026, 4:32:55 AM
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