Invalidity dossier
US 10184738
Handgun with improved slide
Current assignee: KEL-TEC CNC INDUSTRIES Inc
Added 9/24/2026, 1:18:38 PM
Active provider: DeepSeek · deepseek-v4-flash
Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll search for this specific patent number across the requested sources.
Let me run a couple more targeted checks for litigation and court dockets.
Search scope and results
I searched for the literal identifier 10184738 / 10,184,738 and for any court docket pairing it with the assignee/inventor. Findings on the requested court sources:
- USPTO records: found — US 10,184,738 B1, "Handgun with improved slide," granted 2019-01-22. Confirmed via Google Patents (https://patents.google.com/patent/US10184738/en), Justia (https://patents.justia.com/patent/10184738), and Patsnap.
- CAFC 2026 dockets: nothing found. No Federal Circuit appeal, and no district-court infringement suit, naming US 10,184,738 turned up in my searches. This is a negative search result only — it is not proof that no such proceeding exists. I cannot verify CAFC docket activity from the sources available to me, and I'd recommend checking PACER/CM-ECF and the CAFC docket directly before relying on the absence.
- Two distractors to explicitly exclude (literal-ID discipline):
- EP 10184738 A (https://data.epo.org/gpi/EP2267258A3.pdf) is an unrelated European application number, filed 2001-03-06, titled "Corner reinforcements or struts for sliding wings" (sliding panels). Different numbering system, different subject matter — not this patent.
- A third-party document string "ETH.MESH.10184738" in an unrelated W.Va. court exhibit is coincidental.
- The "Kellgren" hits in the litigation search are an FLSA/overtime collective action against Petco; that is not inventor George Kellgren.
US 10,184,738 B1 — Bibliographic summary
| Field | Value |
|---|---|
| Title | Handgun with improved slide |
| Patent number | US 10,184,738 B1 |
| Application number | 15/976,229 |
| Filing date | 2018-05-10 |
| Earliest priority date | 2018-05-10 (no earlier priority claimed) |
| Issue/publication date | 2019-01-22 |
| Inventor | George Kellgren (Cocoa, FL) |
| Assignee | Kel-Tec CNC Industries, Inc. (Cocoa, FL) |
| Examiner | Michael A. Pratt |
| Attorney/agent | Law Offices of Brian S. Steinberger, P.A. (Cocoa, FL) |
| Classifications | F41A3/66, F41A3/10, F41A3/88, F41A3/02, F41A3/86 |
| Claims | 18 total (2 independent: claims 1 and 13) |
| Status | Active; 4th-yr maintenance fee paid 2022-02-04; 8th-yr fee paid 2026-05-01; anticipated expiration 2038-05-10 |
| AIA | Filed after 2013-03-16 — first-inventor-to-file regime applies |
Related same-day filing worth noting: design patent D828,892, also titled "Handgun with improved slide," same inventor and assignee, also filed 2018-05-10 (App. No. 29/647,181), granted 2018-09-18. This is a separate (design) right, not a member of the 10,184,738 utility family.
Cited prior art (20 references) includes US 5,042,185 (Justice, Sr.), 5,088,222 (Larson), 5,216,191 (Fox), 5,320,023 (Erdem), 5,465,645 (Cominolli), 5,955,696 (Meller), plus design patents and WO 2015/073492. Several are incorporated by reference in the specification (Erdem, Larson, Justice, Meller, Cominolli, Fox). The patent lists 5–9 citing documents depending on the rendering; consistent families include US 10,731,934 B2 (Song) and US 11,852,426 B2 (Sig Sauer, barrel bushing).
Abstract (as issued)
"Handguns, pistols, devices, and methods with improved slides that are both less expensive and less complex than prior art hollow slides used in handguns. The pistol can be formed from two half sections that can be attached together with fasteners, such as screws. The half sections can include upper barrel half covers preformed with generally vertical grip halve parts. A novel L shaped slide assembly can be located between the attached upper barrel half covers."
Plain-language overview of the independent claims
Claim 1 — Semi-automatic pistol with improved slide
A pistol made of two shell halves instead of a machined frame-and-slide pair:
- A left half section = left barrel cover + left grip portion extending downward.
- A right half section = right barrel cover + right grip portion extending downward.
- An elongated slide assembly with a recoil spring arranged about the gun barrel, plus a trigger mechanism that actuates it. Critically, the slide assembly includes an L-shaped plate with a through bore at a single bent front end that receives the barrel, and a rear end; the recoil spring sits behind the single bent front end.
- Fasteners/members joining the left and right half sections.
Function: pulling the trigger lets the slide assembly reciprocate forward and rearward relative to the barrel, within the two barrel covers — i.e., the L-plate's front bore rides on the barrel and the barrel guides it, rather than the slide riding on machined frame rails.
Practical effect: the conventional hollow milled steel slide and machined frame are replaced by (a) two molded half-shells, (b) a simple formed/machined L-plate, and (c) a separate breech bolt.
Claim 13 — Pistol with improved slide
A broader-appearing independent claim covering the slide concept without requiring the two-half-section body:
- A barrel cover about a portion of the gun barrel.
- A grip extending below a rear portion of the barrel cover.
- An elongated slide assembly with a recoil spring about the barrel, the assembly including an L-shaped flat plate with a through bore at a single bent front end (to accept the barrel) and a rear end, with the recoil spring behind that front end.
- A trigger mechanism for actuating the slide assembly.
Note claim 13 says "L shaped flat plate" where claim 1 says "L shaped plate"; both require the single bent front end.
Dependent claims (in brief)
- 2 — attaching members are screws/bolts/pins.
- 3, 14 — a breech bolt attached to the L-plate's lower rear surface.
- 4, 15 — screws/bolts fasten that breech bolt.
- 5, 16 — a fixed frame in the upper grip portion, with the breech bolt sliding relative to it.
- 6, 7 — L-plate is metal / a single machined metal part.
- 8 — a slide cover over the L-plate's rear end.
- 9, 10 — half sections are molded plastic / injection-molded plastic.
- 11, 12 — safety lever, optionally one on each half section.
- 17, 18 — barrel cover (and "grip cover") formed of left/right half covers fastened together, each plastic.
Observations and flags for your review
"Single" bent front end. The issued claims recite "a single bent front end," while the specification's own summary/description consistently says only "a bent front end" / "a through bore at a bent front end." The word "single" does not appear in the descriptive text. This strongly suggests the claims were narrowed during prosecution (likely to distinguish a cited reference), but I do not have the prosecution history / file wrapper and cannot confirm that. If claim scope matters to you, pull the file wrapper for App. 15/976,229. A reference showing an L-plate with a bent front end, or a front end with more than one bend/segment, would need to be evaluated against the "single" limitation as issued.
Apparent antecedent-basis gaps (§112(b) candidates):
- Claim 16 depends on claim 13, which never recites a "breech bolt," yet claim 16 recites "wherein the breech bolt is slidable relative to said fixed frame." Compare claim 5, which properly inherits "breech bolt" via claim 3.
- Claim 18 recites "the grip cover," but the only prior element is "a grip" (claim 13) and "barrel cover" (claims 13/17) — "grip cover" is newly introduced.
These read like formal drafting defects. I flag them as candidates; whether any was addressed by a certificate of correction is something I could not verify.
No priority claim / no family members. The Google Patents record shows a single-application family (Family ID 65011475) with priority and filing both 2018-05-10. There is no earlier provisional or foreign priority, and the "prior art date" listed is the filing date.
Claim 17/18 terminology. Claim 17 requires the barrel cover to be plastic halves; claim 18 then requires "grip cover" halves to be plastic. Read together with claim 13's "grip," this suggests the drafter may have intended "grip" to be a two-piece molded component — consistent with the spec's left grip 30 / right grip 40.
What I could not verify (explicit uncertainty):
- Any CAFC 2026 appeal or district-court litigation involving this patent — no results found, not a confirmed absence.
- The full prosecution file, any certificate of correction, terminal disclaimer, or IPR/PGR activity. No IPR/PGR was surfaced, but I did not exhaustively search PTAB dockets.
- Current ownership beyond the recorded original assignment to Kel-Tec CNC Industries, Inc. (recorded 2018-05-10, assignor Kellgren).
If you want, I can next attempt a targeted PACER/PTAB-oriented search on the patent number and on "Kel-Tec CNC Industries" to firm up the litigation/PTAB picture.
Generated 9/30/2026, 12:34:16 PM
Cases on file (0)
Specific litigation cases in our database that name US patent 10184738. The free-form analysis below may also discuss cases beyond this list.
No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll search for litigation involving US patent 10184738 across patent litigation databases.
The initial searches returned no relevant results. Let me query the litigation-specific databases directly.
Let me make a few more targeted attempts on litigation-specific sources.
Bottom line
I found no evidence of any litigation involving U.S. Patent No. 10,184,738 (the Kel-Tec "Handgun with improved slide" patent). Based on the searches I was able to run, there appear to be no known district court cases, Federal Circuit appeals, PTAB proceedings, or ITC actions asserting or challenging this specific patent.
Because I could not directly query PACER, the Unified Patents litigation caselist, or Docket Navigator with a live API in this session, I want to be explicit about the limits of this conclusion before you rely on it.
What I searched, and what came back
| Query | Result |
|---|---|
US patent 10184738 litigation |
No relevant hits (results were unrelated patents/IPRs) |
"10184738" patent infringement lawsuit |
Only false positives — e.g., EPO application EP 10184738 (a sliding-window fixture), a UK Companies House number 10184738, and an unrelated "'847 patent" asserted in a Texas case (U.S. Pat. No. 8,214,075-era touchscreen patent, not this one) |
portal.unifiedpatents.com litigation 10184738 Kel-Tec |
No hit on this patent |
Kel-Tec CNC Industries patent lawsuit defendant P17 pistol |
Nothing tying this patent to a suit; only unrelated Kel-Tec matters (e.g., a 2023 WDNY case, a 2003 Michigan Court of Appeals products-liability action, and a California case) |
"10,184,738" patent case docket |
No relevant hits |
"US10184738" OR "'738 patent" Kel-Tec litigation |
Query not completed before the search limit was reached |
Important caveat on identifier confusion
Several of the false positives I hit are worth flagging so you don't mistake them for this patent:
- "'847 patent" in the Texas complaints is a different patent (a multi-layer touch-interface display patent asserted in EDTX, e.g.,
2:25-cv-00555). It is not US 10,184,738. - "'738 patent" could be confused with the
'738family in other patent numbers. I did not find a firearms-related'738case. - EP 10184738 is a European application number, not a US patent.
Per your instruction, I have not auto-corrected any identifiers — the EP application and the UK company number are genuinely distinct from US 10,184,738.
Context on the patent itself (for your litigation-present exposure analysis)
- Patent: US 10,184,738 B1, "Handgun with improved slide"; application 15/976,229; filed 2018-05-10; granted 2019-01-22; priority date 2018-05-10.
- Inventor: George Kellgren; assignee: Kel-Tec CNC Industries, Inc.
- Legal status: Active; anticipated expiration 2038-05-10; maintenance fees paid at 4th yr (2022-02-04) and 8th yr (2026-05-01).
- 20 references cited (all firearm-related: Erdem, Larson, Justice, Cominolli, Meller, Fox, etc.); 5–9 documents citing it (e.g., US 10,731,934; the XRAY Aerospace "Pistol with buffer" family; SIG Sauer barrel bushing).
- No litigation was flagged in the Google Patents "Legal Events" or "Cited By" data provided, which is consistent with my search results.
Recommended verification steps (since I could not confirm negatively with certainty)
To reach a defensible "no litigation" conclusion for a freedom-to-operate or validity opinion, I'd confirm on these sources directly, since the open-web searches above are not authoritative on negative findings:
- Unified Patents Litigation Portal —
https://portal.unifiedpatents.com/litigation/caselist?patents=10184738(query by patent number). - CourtListener / RECAP — search the docket database for "10,184,738" and for assignee "Kel-Tec CNC Industries."
- PACER — party search for Kel-Tec CNC Industries, Inc. (both as plaintiff and defendant) and view the docket sheets for any § 271 action.
- USPTO PTAB (PTAB Center / Docket Navigator) — confirm no IPR/PGR naming the '738 patent.
- USPTO Patent Center "Post-Issuance" / litigation notices (35 U.S.C. § 290 filings) — these are the statutory notice of patent suits and would capture any case.
If you'd like, I can draft the specific search strings and confirmatory queries for each of those sources, or once I have portal access I can pull the docket-level detail (case number, jurisdiction, filing date, status) for any hit.
Caveat: I was unable to complete a small number of planned searches due to a step limit in this session, and I could not directly access PACER or the Unified Patents litigation caselist. The "no litigation known" statement reflects the searches actually performed and should be re-verified against those primary sources before being treated as conclusive.
Generated 9/30/2026, 12:34:19 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll verify the structured "no proceedings" result against live sources before finalizing.
Let me run a few more targeted checks to firm up the negative result.
PTAB proceedings on file — US 10,184,738 B1
Bottom line up front: there are zero AIA trial proceedings on this patent. I could not surface a single IPR, PGR, or CBM — instituted, denied, or settled — naming U.S. Patent No. 10,184,738. I am reporting that as a verified-by-two-sources negative result, not as affirmative proof of absence, and I have flagged below exactly what I could and could not check.
Proceedings overview
Total AIA trial proceedings on U.S. 10,184,738: 0 — 0 active, 0 with claims invalidated, 0 with claims sustained, 0 settled, 0 institution denials.
Source hierarchy applied:
- The structured "PTAB proceedings on file" block (canonical, from USPTO Open Data Portal) states plainly: "The USPTO ODP API returns no AIA trial proceedings for this patent as of the most recent ingest."
- Live web verification — targeted searches for
"10184738"in combination withIPR,PGR,PTAB,inter partes review, andPetitioner v. Kel-Tec CNC Industriesreturned no proceeding. Every hit was either (a) an unrelated patent, (b) an unrelated EP/CN document, or (c) a litigation or IPR wholly unconnected to this patent number or this assignee.
Accordingly, there are no per-proceeding entries to write, no judge panels to name, no FWDs to quote, and no CAFC appeal dockets to report. I will not manufacture proceeding numbers to fill the requested template. Empty template fields are the correct output here.
Defensive posture this gives a defendant: Neither hardened nor already-killed — untested. The patent stands with all 18 issued claims (independent claims 1 and 13) fully intact. A defendant cannot point to a cancelled claim to defeat a demand letter, but it also faces no § 315(e)(2) estoppel and no prior petitioner's roadmap: the entire IPR field is open. That is a materially different posture from "this patent has survived two IPRs," and any analysis suggesting otherwise would be fabricated.
Distractors I explicitly confirmed and excluded
Literal-ID discipline matters here, because several documents containing the string "10184738" have nothing to do with this patent:
| Excluded item | Why it is not this patent |
|---|---|
| CN 10184738 — "普通加管的方法" (pipe-adding method), app. 90109436.6, applicant British Gas | Chinese application-number series; different numbering system, different subject matter, different jurisdiction. |
| EP 10184738 A — "Corner reinforcements or struts for sliding wings," filed 2001-03-06 (https://data.epo.org/gpi/EP2267258A3.pdf) | European application number; sliding-door hardware. |
| Exhibit string "ETH.MESH.10184738" (Ethicon/Medscand discovery, S.D. W. Va.) | Coincidental Bates-style production number in a medical-device case. |
| "Kellogg" (PTAB Supervisory Paralegal) / "Kelts" (Broadband iTV prior art) | Name collisions surfaced by loose matching; irrelevant. |
| Prior summary's "Kellgren" FLSA/Petco collective action | Not inventor George Kellgren. |
| D828,892 — same-day design patent, same title | A design patent. Design patents are not IPR-eligible (35 U.S.C. § 311(a) covers only patents claiming a "process, machine, manufacture, or composition of matter"); they are reachable only via ex parte reexam or PGR. It is not a family member of the '738 utility right and carries no PTAB exposure here. |
Strategic summary
Claim status across the patent's life. All 18 claims are UNTESTED at the PTAB — none canceled, none sustained, none narrowed by amendment. Independent claim 1 (two-half-section pistol with an L-shaped slide plate having a through bore at a single bent front end) and independent claim 13 (the broader-appearing "L shaped flat plate" variant) are both live and unadjudicated. Dependent claims 2–12 and 14–18 are likewise untouched. Because there is no FWD, there is nothing to quote and no claim-level disposition to characterize. Note that the patent's own independent claims are the narrower, post-prosecution versions — the word "single" in the "single bent front end" limitation appears in the issued claims but not in the specification's descriptive text, which (as flagged in the prior section) is a signature of prosecution-driven amendment. That history has never been tested in an AIA trial.
Estoppel landscape. There is no § 315(e)(2) estoppel against anyone, because no petitioner has ever reached a final written decision on these claims. For a defendant today, every patent-and-printed-publication ground under §§ 102/103 remains available in district court or in a fresh IPR petition, including grounds that would otherwise have been "reasonably could have raised" fodder in a prior trial. Two practical consequences:
- No petitioner-side estoppel trap, but also no free-riding on someone else's work — a defendant skipping its own IPR must litigate validity from scratch.
- § 315(b) clock: the one-year bar to petition has not started for anyone, since no complaint alleging infringement of the '738 patent appears to have been served. If your client is served, the clock starts then. Conversely, if a defendant files a DJ action of invalidity first, § 315(a)(1) bars that party from a subsequent IPR.
Pattern signals. None exist to report. There is no repeat petitioner, no patent-owner PTAB appeal practice, no defensive aggregator (no Unified Patents, RPX, or similar entity filing appears anywhere in the chain), and no parallel district-court campaign. The corroborating context: Kel-Tec CNC Industries, Inc. is an operating firearms manufacturer (Cocoa, FL), not a litigating NPE, and its portfolio does not appear to be an assertion vehicle. Patents asserted against deep-pocketed defendants reliably attract IPRs; this one has not. The absence of PTAB activity is therefore consistent with the patent not having been asserted rather than with it being unassailable.
PGR is time-barred. The PGR window (9 months from grant) closed on 2019-07-22, seven years ago. A PGR challenging claims 1–18 on any § 101/§ 112 ground is no longer available. IPR (limited to §§ 102/103 on patents and printed publications) remains available indefinitely.
Recommended next steps
If you are a defendant and a demand letter or complaint cites this patent: you cannot cite a cancellation to dispose of it — no claim of the '738 patent has ever been canceled. All 18 claims, including independent claims 1 and 13, must be met on the merits. Your live options:
- IPR under 35 U.S.C. § 311 — not time-barred for anyone yet. Target the "single bent front end" limitation (claims 1, 13) and the L-plate/breech-bolt sub-combination (claims 3–5, 14–16). Because the "single" language appears absent from the specification, the prevailing construction of that term is genuinely uncertain and is the highest-leverage claim-construction battleground.
- § 112(b) attacks in district court — the prior section flagged likely antecedent-basis defects at claim 16 ("wherein the breech bolt is slidable relative to said fixed frame," though claim 13 never introduces a breech bolt) and claim 18 ("the grip cover," newly introduced). Indefiniteness under § 112(b) is not an available IPR ground (see Samsung/Collabo line of institution denials), so if you want these, they must be litigated in court or raised via a reissue/reexam-adjacent route.
- Stay posture — with no IPR yet on file, a stay motion filed pre-institution faces the usual Fintiv-era skepticism. File the petition early and move for stay after institution.
What I could not verify — treat these as open, not settled:
- Source coverage. I searched public web sources and relied on the ODP ingest statement in the prompt. I did not query the PTAB E2E / PTACTS system directly at https://ptacts.uspto.gov/ptacts/, nor the PTAB Decisions library at https://www.uspto.gov/patents/ptab/decisions, nor CourtListener at https://www.courtlistener.com/, in this pass. The ODP ingest can lag newly filed, unindexed, or recently terminated proceedings.
- Court dockets. As noted in the earlier section, no district-court or Federal Circuit matter naming this patent was found; that too is a negative search result, not a confirmed absence. PACER/CM-ECF was not directly queried.
Verification search strings, if you want to close this out yourself:
- PTAB E2E patent-number search:
10184738at https://ptacts.uspto.gov/ptacts/ - PTAB party search:
Kel-Tec,KelTec,Kellgren - CourtListener RECAP:
"10,184,738","10184738","Kel-Tec CNC" - A direct PTAB E2E search on the exact 8-digit number plus assignee name would definitively confirm the zero count.
Constraints observed in this report: no proceeding numbers invented; no FWD quoted because none exists; no claim disposition asserted because no claim has been adjudicated; all dates in YYYY-MM-DD; the zero count is attributed to the specific sources checked rather than stated as universal fact.
Generated 9/30/2026, 12:34:39 PM
Ownership chain (1)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
? · recorded 2018-05-10 · Assignment
Kellgren, GeorgeKEL-TEC CNC INDUSTRIES, INC.
internal reorg
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll reconstruct the assignment chain from the primary sources. Let me start with targeted queries.
Let me try to pin down the recorded reel/frame and check for any later recordings.
Ownership chain — US 10,184,738 B1 ("Handgun with improved slide")
Scope note before the findings: I was able to retrieve the existence and content of one recorded assignment (via the Google Patents legal-events/reassignment feed, which mirrors the USPTO assignment record), but not the reel/frame number, nor the recorded correspondent address. I could not directly query assignmentcenter.uspto.gov with a live search in this session. Per the "don't fabricate" constraint I am reporting the reel/frame as not retrieved rather than reconstructing a plausible-looking number. Everything below is labeled by source.
Inventors
| Inventor | Residence at filing | Employer at time of filing | Evidence |
|---|---|---|---|
| George Lars Kellgren (b. 1943-05-23, Borås, Sweden) | Cocoa, FL | Kel-Tec CNC Industries, Inc. — founder, owner, CEO and chief engineer | Patent front page; Florida Sunbiz 2016 Profit Corporation Annual Report listing "KELLGREN, GEORGE" as Officer/Director at 1475 Cox Rd., Cocoa, FL 32926 (Sunbiz PDF); trade-press biography (military-history.fandom mirror of Wikipedia) |
Pattern notes:
- Sole inventor. No co-inventors, so no "inventor team scattered" analysis applies.
- No inventor-departure signal — the inverse, in fact. The "all inventors leave within 12 months of filing" tell is not present and is structurally impossible here: the sole inventor is the assignee's founder/owner. He appears as an Officer/Director in Florida's 2016 corporate filing and the company's own materials describe him as owner/chief designer through the relevant period. He did not exit; he stayed.
- Kellgren is a serial founder in the same technical space — previously Grendel, Inc. and Intratec (Tec-9) before founding Kel-Tec in 1991. This matters as provenance (continuity of inventorship, prior-art lineage) but not as an NPE signal. Note the corporate record also lists an officer "KELLGREN, RUBI" at the same address — likely a family/insider principal, consistent with a closely held family company rather than an anonymous holding vehicle.
Original assignee
Kel-Tec CNC Industries, Inc., 1475 Cox Rd., Cocoa, FL 32926 (mailing: P.O. Box 236009, Cocoa, FL 32926); Florida FEI 59-3114270.
- Primary line of business: firearms design and manufacturing. Long-established producer of polymer-frame handguns (P-11, P-32, P-3AT, PF-9, PMR-30) and rifles/shotguns (SUB-2000, RFB, KSG, RDB). At its 2009 peak it was the fifth-largest U.S. handgun manufacturer (130,458 pistols). A Czech-language industry profile documents the production trajectory and the company's scale (streleckarevue.cz PDF).
- Did they ship a product embodying the claims? Yes — identifying evidence in the patent's own text. The specification states: "the pistol 10 can include but not limited to a P-17 semi-automatic pistol." The P-17 is the ~11 oz, .22 LR, 20-round polymer pistol described in the spec (".22 or 32 caliber," "approximately 11 ounces"). Kel-Tec commercially released the P17 and it is a current catalog product. The same-day design patent D828,892 (App. 29/647,181, also filed 2018-05-10, granted 2018-09-18) claims the ornamental design of the same pistol — a strong corroborating indicator of a real shipping product rather than a paper right.
- Current status: operating. Private, closely held, no public reporting obligations. Cross-reference to SEC 10-K/8-K is N/A — Kel-Tec files no SEC reports, so the corporate-registry substitute is Florida Sunbiz annual reports (which it files annually). No bankruptcy, receivership, or dissolution identified in any source consulted.
- Portfolio context: Kel-Tec holds a substantial, self-generated patent portfolio, all or nearly all naming Kellgren (e.g., US 9,534,861 "Tubular magazine firearm with sheet metal receiver"; the folding-firearm, extractor, and magazine families visible on the Justia assignee page). This is the profile of an operating manufacturer protecting its own products, not a licensing vehicle.
Assignment timeline
Exactly one recorded assignment was found in the chain. There is no post-issuance assignment to any third party.
- Executed on or before 2018-05-10 / recorded 2018-05-10 — Reel/Frame NOT RETRIEVED (not exposed in the sources available to me; do not treat this as reel 000000/0000)
- Conveyance: Assignment of assignors' interest — recorded description string as rendered: "ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS)"
- Assignor: Kellgren, George (individual inventor)
- Assignee: KEL-TEC CNC INDUSTRIES, INC. (Cocoa, FL)
- Correspondent: Not retrieved. The patent's prosecuting attorney of record is the Law Offices of Brian S. Steinberger, P.A., Cocoa, FL (per the issued front page). I could not confirm whether Steinberger (or his firm) is the recorded assignment correspondent, because the assignment-record correspondent field was not exposed in my sources. I therefore make no recurrence finding — with a single link in the chain, the "repeat correspondent" test cannot be run at all. For context on the corporate side only (not the USPTO filing), Kel-Tec's Florida registered agent as of the 2016 annual report was Ganon J. Studenberg, Esq., 1119 Palmetto Ave., Melbourne, FL 32901.
- Context: Internal/standard founder-to-company assignment, executed contemporaneously with the original filing — a routine employer-assignment housekeeping step, not an acquisition, fire-sale, securitization, or transfer-to-asserter. The near-simultaneity of execution and filing (both keyed to the 2018-05-10 filing date) is the signature of an operating company filing an assignment with the application, the opposite of a distressed transfer.
Nothing further. No Change of Name, no Security Agreement, no License, no Release, no Correction, no Merger has been recorded against this patent in any source I could reach. Maintenance fees were affirmatively paid at the 4th year (2022-02-04, M2551) and the 8th year (2026-05-01, M2552), each under "ENTITY STATUS OF PATENT OWNER: SMALL ENTITY" — i.e., Kel-Tec remained the small-entity owner of record as recently as 2026-05-01, which is direct, dated evidence of continuity of ownership and of the asset not having been abandoned or dumped.
Timeline diagram
timeline
title Ownership of US 10184738
2018 : Kellgren files app 15976229
: Inventor assigns rights to Kel-Tec CNC
2019 : Patent issued as US 10184738
2022 : 4th year maintenance fee paid
2026 : 8th year maintenance fee paid
NPE / troll-pattern signals
| # | Signal | Call | Basis |
|---|---|---|---|
| 1 | Shell-entity transfer | Not present | The only recorded transfer is inventor → operating manufacturer on 2018-05-10. No "IP / Holdings / Ventures / Licensing" entity appears anywhere in the chain. The assignee has a physical plant address (1475 Cox Rd., Cocoa, FL), an FEI number, registered-agent filings, and a product catalog. |
| 2 | Known asserter in the chain | Not present | No assignee in the chain matches Acacia, Marathon, Intellectual Ventures, IPNav, Wi-LAN, Mosaid/Conversant, Vringo, Pendrell, Innovatio, MPHJ, Lumen View, Round Rock, Document Generation Corp, or any Spangenberg entity. Sole assignee is Kel-Tec CNC Industries, Inc. No RPX/Unified high-frequency-plaintiff listing for any party in this chain was surfaced. |
| 3 | Repeat correspondent across the chain | Unclear / not assessable | There is only one link, so recurrence cannot exist within this chain. The recorded assignment correspondent was not retrieved. The prosecuting firm (Law Offices of Brian S. Steinberger, P.A.) is Cocoa-based — the same small city as the assignee — which is the ordinary local-counsel pattern for an operating company, not an NPE hallmark. Not a finding, pending the reel data. |
| 4 | Cascading transfers | Not present | Zero consecutive transfers, let alone multiple LLC hops in <24 months. Single link, 2018-05-10. |
| 5 | Pre-litigation transfer | Not present / N/A | No infringement suit naming this patent has been identified (see the earlier litigation section). The single assignment predates issuance by ~8 months and is an employer-assignment, not a venue/standing-setting transfer. |
| 6 | Bankruptcy fire-sale | Not present | No Kel-Tec Chapter 7/11 identified. Affirmatively contradicted by continued ownership and fee payments through 2026-05-01. |
| 7 | Privateering | Not present | Requires transfer to a third party that asserts on the operating company's behalf. There has been no transfer out of Kel-Tec at all — the privateering precondition is absent. |
| 8 | Defensive aggregator (anti-NPE) | Not present | Chain does not terminate at RPX, AST, LOT Network, Unified Patents, or OIN; it terminates at the original operating assignee. (This is the inverse signal and is not present — the patent is not "neutralized," it is simply held by its maker.) |
Verdict
Insufficient data (only the original assignment).
Justification: the reconstructed chain contains exactly one recorded link — inventor George Kellgren → KEL-TEC CNC INDUSTRIES, INC., executed on or before and recorded 2018-05-10 — with no post-issuance assignment, no security interest, and no change of name. Under the stated rubric, "only the original assignment" is the literal trigger for this verdict, and it also reflects the honest evidentiary position: I did not obtain the reel/frame or the recorded correspondent, so I cannot certify the chain as exhaustively as the "operating-company" call would imply. Read this verdict as "there is no NPE chain to evaluate," not as "ownership is unknown." All eight NPE signals are absent or non-assessable, and the affirmative evidence points the other way: the owner of record since 2018 is the operating firearm manufacturer that makes the accused-in-fact product (the P-17) named in the patent's own specification, it paid small-entity maintenance fees through 2026-05-01, and its sole inventor is its founder/owner who never left.
I note explicitly that I did not return the alternative verdict "Operating-company assertion," because that category requires the assignee to be suing actual competitors, and no suit naming this patent has been found (prior sections reached the same negative result).
Verification links:
- USPTO Assignment Center (search by patent number 10184738): https://assignmentcenter.uspto.gov/ — legacy interface: https://assignment.uspto.gov/patent/index.html
- Google Patents legal events (source of the 2018-05-10 reassignment entry): https://patents.google.com/patent/US10184738/en
- USPTO Patent Center for App. 15/976,229 (post-issuance / § 290 litigation notices): https://patentcenter.uspto.gov/
Open items I could not close (flagged, not resolved): the reel/frame number and recorded correspondent for the 2018-05-10 assignment; whether the same assignment instrument also covered same-day design patent D828,892; any unrecorded equitable interest; and any recordation after the source snapshot. None of these, on the evidence available, would change the NPE assessment.
Generated 9/30/2026, 12:41:57 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll verify the cited references against live sources before mapping them to claims.
Prior-Art Analysis — US 10,184,738 B1
Tool note: my search budget was exhausted mid-pass. Five of the twenty cited references were verified against live full text (Erdem, Meller, Cominolli, Larson, Justice). The remaining fifteen are characterized from the patent's own citation table plus title/subject-matter inference, and I flag each one's confidence level. Nothing below is invented as to content.
0. Record confirmation and scope discipline
- Target: US 10,184,738 B1, "Handgun with improved slide," App. 15/976,229, filed and priority 2018-05-10, granted 2019-01-22, inventor George Kellgren, assignee Kel-Tec CNC Industries, Inc.
- Disciplined out as not this patent (consistent with the earlier sections of this file): EP 10184738 A (European app. no., sliding-wing hardware), CN 10184738 (Chinese app. no., pipe-joining method), the UK Companies House number 10184738, and the "ETH.MESH.10184738" exhibit string. None are US patents or this document.
- Because filing is post-2013-03-16, AIA 35 U.S.C. § 102(a)(1)/(a)(2) governs. All twenty cited references were either published before 2018-05-10 or are US patents/applications effectively filed before that date, so all twenty are available as § 102 prior art on their face.
1. The controlling legal point that shapes every answer below
Every dependent claim here (2–12 depend from claim 1; 14–18 depend from claim 13) incorporates all limitations of independent claim 1 or 13. Under § 102, a reference anticipates a dependent claim only if it discloses every limitation of the independent claim as well — the further limitation alone is never enough.
Claim 1 requires, as an integrated combination:
left half section (barrel cover + downward grip) + right half section (barrel cover + downward grip) + elongated slide assembly with a recoil spring about the barrel + an L-shaped plate with a through bore at a single bent front end receiving the barrel + a rear end with the recoil spring behind the bent front end + a trigger mechanism + members joining the two half sections.
Consequence: for each of the twenty cited references, a § 102 anticipation of claims 1–18 would require that single reference to disclose the two-shell-half body and the L-plate guidance arrangement together. None of the twenty does. So the correct bottom-line answer to "which claims does each reference potentially anticipate" is:
Zero of the twenty cited references anticipates any of claims 1–18. They are materially § 103 references (examiner/IDS citations used to show individual sub-elements), plus an evidence base for the specification's "incorporated by reference" passages.
I therefore map each reference two ways below: (a) the claims whose elements it supplies (the real reason it was cited), and (b) whether a § 102 anticipation is genuinely available. This is more useful than a false-positive table.
2. Master table — the 20 references cited on the face of US 10,184,738
| # | Citation | Filed / priority | Published / issued | Title | Citer |
|---|---|---|---|---|---|
| 1 | US 5,042,185 A (Justice, Sr., Jerry P.) | 1990-02-21 (parent) / 1990-05-02 | 1991-08-27 | Semi-automatic pistol safety lock apparatus | applicant |
| 2 | US 5,088,222 A (Springfield Armory, Inc.; Larson, Mark A.) | 1991-02-04 | 1992-02-18 | Firearm safety | applicant |
| 3 | US 5,216,191 A (Modern Manufacturing Co.; Fox) | 1990-05-10 | 1993-06-01 | Semi-automatic pistol | applicant |
| 4 | US 5,320,023 A (Erdem, S. Alper) | 1993-01-25 | 1994-06-14 | Semiautomatic pistol | applicant |
| 5 | US 5,465,645 A (Cominolli, Joseph E.) | 1994-10-19 | 1995-11-14 | Recoil buffer for semi-automatic pistol | applicant |
| 6 | US 5,611,164 A (Rassias, John N.) | 1995-06-05 | 1997-03-18 | Security and deployment assembly | examiner |
| 7 | US 5,955,696 A (Meller, Yehuda) | 1996-04-15 | 1999-09-21 | Semi-automatic pistol having easy action cocking mechanism | applicant |
| 8 | US 2002/0020100 A1 (Roca, Albert) | 2000-03-20 | 2002-02-21 | Semiautomatic handgun having multiple safeties | examiner |
| 9 | USD 479,570 S1 (Carl Walther GmbH) | 2002-08-08 | 2003-09-09 | Pistol (design) | applicant |
| 10 | USD 505,476 S1 (Sturm, Ruger & Co.) | 2004-04-15 | 2005-05-24 | Pistol (design) | applicant |
| 11 | US 2005/0188585 A1 (Vicate, Emil) | 2003-10-03 | 2005-09-01 | Laminated firearm weapon assembly and method | examiner |
| 12 | USD 687,117 S1 (Atak Silah Sanayi) | 2012-06-03 | 2013-07-30 | Pistol (design) | applicant |
| 13 | USD 692,513 S1 (Atak Silah Sanayi) | 2012-06-03 | 2013-10-29 | Pistol (design) | applicant |
| 14 | US 2014/0075803 A1 (Muller, Bjorn) | 2011-07-22 | 2014-03-20 | Apparatus, system, and method for a firearm conversion kit | examiner |
| 15 | US 2014/0338522 A1 (Bellione, Norman A.) | 2013-05-14 | 2014-11-20 | Semi-Automatic Pistol | examiner |
| 16 | WO 2015/073492 A1 (Recover, LLC) | 2013-11-13 | 2015-05-21 | Integrated handgun grip and rail | examiner |
| 17 | USD 744,049 S1 (I Chih Shivan Enterprise) | 2014-08-27 | 2015-11-24 | Toy gun (design) | applicant |
| 18 | USD 755,324 S1 (Fabbrica D'Armi Pietro Beretta) | 2014-11-28 | 2016-05-03 | Gun (design) | applicant |
| 19 | USD 808,487 S1 (F.N. Herstal, SA) | 2016-01-22 | 2018-01-23 | Semi-automatic pistol (design) | applicant |
| 20 | USD 814,596 S1 (Smith & Wesson Corp.) | 2016-05-05 | 2018-04-03 | Pistol (design) | applicant |
Two structural readings from this table, both important:
- Eight of twenty are design patents (#9, 10, 12, 13, 17, 18, 19, 20). A design patent discloses only what its drawings show; it cannot disclose internal structure such as an L-shaped breech plate. They were cited for the ornamental side-profile of a pistol with a two-piece-ish body — i.e., § 103 atmosphere, not § 102 substance.
- Six are marked examiner-cited (#6, 8, 11, 14, 15, 16). Those six, not the eight designs, are where the real § 102/§ 103 pressure sits.
3. Reference-by-reference analysis
Group A — Core mechanical firearm references
A1. US 5,320,023 A — Erdem, "Semiautomatic pistol" (filed 1993-01-25; issued 1994-06-14) — VERIFIED
Disclosure (from full text): blowback pistol with a rigid tubular upper receiver 1 having an L-shaped guide slot 49; a breech bolt 2 slidably mounted within the receiver; a barrel 3 mounted to the upper receiver by a takedown lever; a recoil spring 7 wound about a spring guide 6 captured between the bolt's rear face and a recoil shield 4 fixed at the receiver's rear; a trigger 20, hammer 30, sear 27, extractor 11, magazine well 38. Expressly incorporated into the '738 specification for the magazine and the trigger.
- Claim elements supplied: claim 3/14 (breech bolt), claim 5/16 (bolt sliding relative to a fixed structure — here the upper receiver, not a "fixed frame in an upper portion of the grip"), claim 1/13 (recoil spring, trigger mechanism, reciprocating member).
- § 102 anticipation: No. Erdem's reciprocating mass is a bolt inside a tubular receiver, not an L-plate with a through bore riding on the barrel, and there is no left/right half-section body. The "L-shaped" element in Erdem is an L-shaped guide slot, not an L-shaped plate — a genuine trap for a careless reading.
- Real role: § 103 — bolt + recoil spring + trigger/magazine sub-combination.
A2. US 5,955,696 A — Meller, "Semi-automatic pistol having easy action cocking mechanism" (filed 1996-04-15; issued 1999-09-21) — VERIFIED
Disclosure: slide 7 with a bore 8 receiving the barrel 5, a separate bore 9 for the recoil spring assembly, and a recoil spring 11 on a central rod 12 stressing and returning the slide; a manually movable decoupling assembly (finger grip 20, actuator 21, coupling member 23) to ease first-round cocking. Critically, FIG. 7's embodiment has a single bore 108 for the barrel with the recoil spring enclosing the barrel — i.e., a recoil spring "about a gun barrel." Expressly incorporated into the '738 specification for the recoil spring and slide.
- Claim elements supplied: the "recoil spring about a gun barrel" and the "through bore … to accept the barrel" concepts (claims 1, 13) — Meller is the single most on-point cited reference for the barrel-guided-reciprocating-member idea.
- § 102 anticipation: No. Meller's boring arrangement is the conventional hollow slide that the '738 patent expressly denounces in its Background; the structure is a machined slide, not a formed L-plate with a single bent front end, and there is no two-half-section body.
- Real role: § 103, and simultaneously the best secondary-evidence reference for what the '738 patent characterizes as the prior art it improves on.
A3. US 5,465,645 A — Cominolli, "Recoil buffer for semi-automatic pistol" (filed 1994-10-19; issued 1995-11-14) — VERIFIED
Disclosure: a resilient washer (neoprene, ~0.090″) mounted on the recoil spring guide rod between a flange and head, sitting in covering contact with the frame's abutment surface to absorb slide impact. Expressly incorporated into the '738 specification (element 120, buffer / 160 buffer spring), and an EPO search report (EP 1584884) cited Cominolli as X against claims 1, 2, 4 of that case — confirming it is a strong single-reference buffer disclosure.
- Claim elements supplied: none that are claimed. The buffer 120 and buffer spring 160 do not appear in any of claims 1–18. Cominolli and its express incorporation serve only to support the written description of the buffer.
- § 102 anticipation: None — of any claim. This is the clearest example in the list of a reference that was cited for specification support, not claim coverage.
- Real role: § 112 written-description support; § 103 only if a defendant argued a buffer were somehow implicit in a claim (it is not).
A4. US 5,216,191 A — Fox, "Semi-automatic pistol" (priority 1990-05-10; issued 1993-06-01) — NOT VERIFIED (description inferred from title/context)
A general semi-automatic pistol construction assigned to Modern Manufacturing Company. Expressly incorporated into the '738 specification for the trigger.
- Claim elements supplied: trigger mechanism (claims 1, 13) at the highest level of generality.
- § 102 anticipation: No — a conventional pistol construction cannot disclose the half-section body or the single-bent-end L-plate.
- Real role: § 103 / § 112 incorporation-by-reference backstop for "trigger mechanism."
- Confidence: low on specifics; I could not retrieve the full text before the search budget ran out.
A5. US 5,611,164 A — Rassias, "Security and deployment assembly" (filed 1995-06-05; issued 1997-03-18) — NOT VERIFIED
Examiner-cited. Title indicates a firearm security/deployment assembly (holster- or securing-type), i.e., a peripheral accessory rather than a pistol architecture.
- § 102 anticipation: No claim on the present record — the reference does not appear to be directed to a slide/bolt/barrel arrangement at all.
- Real role: secondary § 103 citation, or a § 103 "field of endeavor" point. Confidence: low; this is the reference I would re-pull first if I had to characterize one that looks least relevant to the claimed subject matter.
Group B — Two-piece / multi-piece body and materials references (the genuinely dangerous group)
These four are the references actually aimed at the '738 patent's central idea — that the body is two joined shells rather than a machined frame. They are the ones a validity challenge would build on.
B1. US 2005/0188585 A1 — Vicate, "Laminated firearm weapon assembly and method" (filed 2003-10-03; published 2005-09-01) — EXAMINER-CITED, NOT VERIFIED
A "laminated" firearm-assembly approach — layered/stacked component construction, with the stated object of inexpensive manufacture.
- Claim elements supplied: claims 9, 10 (molded/injection-molded halves), 17, 18 (left/right halves fastened together, each plastic), and the claim 1 preamble concept of a multi-part body replacing a machined frame.
- § 102 anticipation: No — lamination/layering is not the same structure as two mirror-image barrel-cover halves housing a reciprocating L-plate, and it cannot supply the L-plate limitation. But it is the cited art closest to the "cheap multi-piece body" motivation.
- Real role: § 103 lead reference #2. This is the kind of reference an examiner cites for the motivation to build a pistol body from joined pieces.
- Confidence: medium on characterization; descriptions inferred from title and from the examiner's selection.
B2. US 2014/0075803 A1 — Muller, "Apparatus, system, and method for a firearm conversion kit" (priority 2011-07-22; published 2014-03-20) — EXAMINER-CITED, NOT VERIFIED
A conversion-kit architecture for firearms — typically a replacement/chassis body shell that accepts existing fire-control and barrel components.
- Claim elements supplied: potentially the shell/cover-about-a-barrel and joined-housing concepts (claims 1, 13, 17), and the notion that the surrounding cover is a separable manufactured part rather than the structural slide.
- § 102 anticipation: No on the record — a conversion kit does not disclose an L-shaped plate with a through bore at a single bent front end, and its body is not necessarily left/right barrel-cover halves.
- Real role: § 103 lead reference #3.
- Confidence: medium.
B3. WO 2015/073492 A1 — Recover, LLC, "Integrated handgun grip and rail" (priority 2013-11-13; published 2015-05-21) — EXAMINER-CITED, NOT VERIFIED
An integrated grip-and-rail attachment for handguns. Attachments of this class characteristically are clamshell halves that clamp around the frame/grip and are drawn together by fasteners.
- Claim elements supplied: potentially the strongest § 103 disclosure of "left and right half portions attached to one another by fasteners" (claim 1, claim 2) and "left half grip cover fastened to a right half grip cover" (claim 18).
- Intended § 102 anticipation: No — an add-on grip shell is not a barrel cover surrounding the barrel, and it cannot disclose the L-plate.
- Real role: § 103 lead reference #4, and specifically the best cited art against claims 2, 9, 18.
- Confidence: medium; the clamshell-halves characterization is an inference from the reference's class and title, not yet verified against its text.
B4. US 2014/0338522 A1 — Bellione, "Semi-Automatic Pistol" (filed 2013-05-14; published 2014-11-20) — EXAMINER-CITED, NOT VERIFIED
A pistol architecture published ~4 years before the '738 filing. Examiner-cited, and the most recent utility pistol reference on the list aside from the WO.
- Claim elements supplied: indeterminate pending verification — but this is the reference I would expect an examiner to have used for the two-part body/housing or for a reciprocating member distinct from a conventional slide.
- § 102 anticipation: No on the present record.
- Real role: the reference most likely to be the § 103 primary reference for claim 1's body. Confidence: low-to-medium — I could not retrieve its disclosure, and I will not guess at its contents. Flag: this is the single highest-value reference to re-pull.
Group C — Safety references
C1. US 5,088,222 A — Springfield Armory, Inc. (Larson, Mark A.), "Firearm safety" (filed 1991-02-04; issued 1992-02-18) — VERIFIED
Disclosure: a semiautomatic pistol (the Springfield Armory P-9) with a safety 23 having a manually actuated lever arm 53 pivoting a transverse shaft 51; a cam projection 55 that cams the trigger bar 33 downward out of engagement with the sear 35, plus a redundant projection 57 obstructing the sear arm. Expressly incorporated into the '738 specification (elements 210/215, safety levers), whose text states the levers "function similarly to safety mechanisms shown and described in U.S. Pat. No. 5,088,222 to Larson."
- Claim elements supplied: claim 11 — a "safety lever for preventing the trigger mechanism from being actuated." Larson is a textbook, verified disclosure of exactly that function.
- § 102 anticipation: No claim. Claim 11 depends on claim 1, so § 102 would require Larson to disclose the half-section body, the barrel cover, the L-plate with a single bent front end, and the recoil spring behind it. It does not. Claim 12 (left lever on the left half section, right lever on the right half section) is likewise unreachable.
- Real role: § 103 lead reference for claims 11–12. The '738 specification's own admission ("function similarly to") is itself an admission that the safety elements are old art — a § 103-friendly fact for a challenger.
C2. US 2002/0020100 A1 — Roca, "Semiautomatic handgun having multiple safeties" (filed 2000-03-20; published 2002-02-21) — EXAMINER-CITED, NOT VERIFIED
A semiautomatic handgun having multiple safeties — the plural-safeties theme is the reason an examiner would pair it with claims 11–12.
- Claim elements supplied: claims 11 and 12 (a safety, and safeties on both sides of the pistol).
- § 102 anticipation: No claim, for the same dependent-claim reason as Larson.
- Real role: § 103 lead reference for claim 12 specifically.
- Confidence: medium on the mapping; low on the underlying disclosure.
C3. US 5,042,185 A — Justice, Sr., "Semi-automatic pistol safety lock apparatus" (CIP of Ser. 482,652 filed 1990-02-21; filed 1990-05-02 as 07/517,758; issued 1991-08-27) — VERIFIED
Disclosure: a set-screw/button locking pin inserted through the pistol's side plate that extends into a blind hole in the hammer, locking the hammer and thereby the trigger and the slide; the weapon is disabled until a removable tool (Allen/star/Phillips) retracts the button. Verified counterpart: EP 0 501 611 A3 is the Larson/Springfield safety document, not this one — do not conflate the two. Expressly incorporated into the '738 specification for the safety levers.
- Claim elements supplied: claim 11 at a generic level only — and note the mechanism is a tool-operated lock, not a lever.
- § 102 anticipation: None.
- Real role: § 103 background; weakest of the safety trio against claim 11 because "safety lever" is a narrower structural recitation than a set-screw lock.
Group D — Design patents (8 references)
| Ref | Citation | Filed | Issued | Discloses | § 102 outcome |
|---|---|---|---|---|---|
| D1 | USD 479,570 S1 (Carl Walther GmbH) | 2002-08-08 | 2003-09-09 | Ornamental pistol design | No — design drawings cannot disclose the L-plate, half-section body, or internal mechanism |
| D2 | USD 505,476 S1 (Sturm, Ruger & Company) | 2004-04-15 | 2005-05-24 | Ornamental pistol design | No |
| D3 | USD 687,117 S1 (Atak Silah Sanayi Ve Ticaret Ltd.) | 2012-06-03 | 2013-07-30 | Ornamental pistol design | No |
| D4 | USD 692,513 S1 (Atak Silah Sanayi Ve Ticaret Ltd.) | 2012-06-03 | 2013-10-29 | Ornamental pistol design | No |
| D5 | USD 744,049 S1 (I Chih Shivan Enterprise) | 2014-08-27 | 2015-11-24 | Toy gun design | No — and note it is arguably non-analogous art, though § 102 has no "analogous art" limit for anticipation, only for § 103 |
| D6 | USD 755,324 S1 (Fabbrica D'Armi Pietro Beretta S.p.A.) | 2014-11-28 | 2016-05-03 | Ornamental gun design | No |
| D7 | USD 808,487 S1 (F.N. Herstal, SA) | 2016-01-22 | 2018-01-23 | Ornamental semi-automatic pistol | No — but published 2018-01-23, i.e. within ~3.5 months of the '738 filing, making it the most temporally proximate publication on the list |
| D8 | USD 814,596 S1 (Smith & Wesson Corp.) | 2016-05-05 | 2018-04-03 | Ornamental pistol | No — published 2018-04-03 (D6's assignee context) |
Why they are on the list: they establish that one-piece-looking polymer pistols with a shell-like upper profile, and pistols with two visually distinct side panels, were well known. That is § 103 design-space evidence, not § 102 art. Their only credible § 102 contribution would be if one drawing unambiguously showed a left/right barrel-cover split line with a fastener pattern — a point I cannot confirm without viewing each drawing.
4. The direct answer: claim × reference matrix
| Claim | Element at issue | Cited reference(s) supplying that element | § 102 anticipation available? |
|---|---|---|---|
| 1, 13 (independent) | Two half sections; L-shaped plate; through bore at single bent front end; recoil spring behind it; trigger | Erdem (recoil spring, trigger); Meller (barrel bore + recoil spring about barrel); Vicate / Muller / Bellione / WO'492 (multi-piece body) | No — no single reference has all elements |
| 2 | Screws/bolts/pins joining halves | WO 2015/073492 (fastened clamshell) | No (dependent on claim 1) |
| 3, 14 | Breech bolt on L-plate lower rear surface | Erdem (breech bolt slidable in receiver) | No |
| 4, 15 | Screws/bolts fastening the breech bolt | Erdem (pinned/bolted bolt sub-assembly) | No |
| 5, 16 | Fixed frame in upper grip portion; bolt slides relative to it | Erdem (bolt slides in upper receiver/trough) | No |
| 6, 7 | L-plate metal / single machined metal part | None of the twenty | No |
| 8 | Slide cover over L-plate rear end | Erdem (recoil shield 4 at receiver rear) — closest analogue | No |
| 9, 10 | Halves of molded / injection-molded plastic | Vicate (laminated assembly); design patents (polymer pistols) | No |
| 11 | Safety lever preventing trigger actuation | Larson (verified); Roca; Justice | No |
| 12 | Left safety lever and right safety lever | Roca ("multiple safeties") | No |
| 17 | Barrel cover = plastic left/right halves fastened together | WO 2015/073492; Vicate | No |
| 18 | Grip cover = plastic left/right halves fastened together | WO 2015/073492; Vicate | No |
Reading of the matrix: the cited-art set is layered exactly as an IDS/Examiner citation set should be — one reference per sub-feature (Erdem for bolt+spring, Meller for barrel-guided reciprocation, Larson/Roca for safeties, Vicate/Muller/WO'492/Bellione for the multi-piece body, designs for the silhouette) — and not one of them was cited as a § 102 reference against an independent claim.
5. The most relevant prior art overall (ranked) — and one live lead
Ranked by actual threat to the '738 claims:
- US 2014/0338522 A1 (Bellione) — high-value, unverified; likely § 103 primary reference for the claim 1 body.
- US 2005/0188585 A1 (Vicate) — examiner-cited; closest cited art to the "inexpensive multi-part body" concept underlying claims 9, 10, 17.
- WO 2015/073492 A1 (Recover, LLC) — examiner-cited; closest cited art to claims 2 and 18 (fastened left/right halves).
- US 2014/0075803 A1 (Muller) — examiner-cited; conversion-shell body (claims 1, 13, 17).
- US 5,955,696 A (Meller) — verified; the barrel-bore + recoil-spring-about-barrel teaching (claims 1, 13).
- US 5,320,023 A (Erdem) — verified; bolt + recoil spring + trigger/magazine (claims 3, 4, 5, 14, 15, 16).
- US 5,088,222 A (Larson) and US 2002/0020100 A1 (Roca) — verified / examiner-cited; claims 11, 12.
- US 5,465,645 A (Cominolli) — verified; specification-only (buffer 120/160 is not claimed).
- US 5,216,191 A (Fox) — trigger support; claims 1, 13.
- US 5,042,185 A (Justice) and US 5,611,164 A (Rassias) — weakest of the utility citations.
- The eight design patents — silhouette/motivation evidence only.
Live lead worth the most to your analysis: the issued claims recite "a single bent front end" (claims 1, 13), but the word single appears nowhere in the specification's descriptive text — the description consistently says only "a bent front end" / "a through bore at a bent front end." Meanwhile, the D828,892 (same-day design sibling) record references an Office Action Summary dated 2018-06-29 in App. 15/976,229, 8 pages — i.e., a first action issued roughly seven weeks after the 2018-05-10 filing. Together these strongly suggest the "single" limitation was added to overcome an unstated reference that showed a front end with more than one bend or segment. I cannot confirm this without the file wrapper — but the practical implication is that the most relevant uncited prior art in existence may be whatever the June 29, 2018 action cited, and that document may not appear on the printed patent's face. Pull the file wrapper for App. 15/976,229 first.
6. Gaps and things I must not overstate
What I could verify: the bibliographic record for the '738 patent and the full text of Erdem (5,320,023), Meller (5,955,696), Cominolli (5,465,645), Larson (5,088,222) and Justice (5,042,185).
What I could not verify: the substantive disclosures of Fox (5,216,191), Rassias (5,611,164), Roca (2002/0020100), Vicate (2005/0188585), Muller (2014/0075803), Bellione (2014/0338522) and WO 2015/073492, and the drawings of all eight design patents. My search budget ran out mid-pass. Descriptions of those nine are marked accordingly; nothing about their contents is asserted as fact.
What I will not claim: that any cited reference anticipates claims 1 or 13. On the text I have, none does, and for the verified ones (Erdem, Meller, Cominolli, Larson, Justice) I am confident of that. For the unverified six, my anticipation conclusion is provisional in the sense that I have not read them — but anticipation of claims 1/13 would require one of them to disclose an L-shaped plate with a through bore at a single bent front end inside a two-half-section barrel cover, and the examiner's own decision to issue indicates none did.
One drafting note carried forward from the earlier sections that bears on § 102 mapping: claim 16 recites "wherein the breech bolt is slidable relative to said fixed frame" but depends from claim 13, which never introduces a breech bolt; and claim 18 recites "the grip cover," newly introduced. Both are antecedent-basis (§ 112(b)) issues, not § 102 issues — and § 112(b) is not an available IPR ground.
Recommended next actions, in order: (1) file wrapper for App. 15/976,229 — specifically the 2018-06-29 Office Action and the applicant's response; (2) full text of US 2014/0338522 (Bellione) and US 2005/0188585 (Vicate); (3) full text of WO 2015/073492; (4) confirm whether any of the eight design patent drawings shows an unambiguous left/right barrel-cover split line.
Generated 9/30/2026, 12:42:29 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I'll ground this analysis in the actual prior-art references of record and in what the live sources say about them.
Obviousness analysis — US 10,184,738 B1 under 35 U.S.C. § 103
Effective filing date / critical date: 2018-05-10 (no earlier priority claimed — see prior section). This is a post-AIA patent, so § 102(a)(1)/(a)(2) art must predate 2018-05-10.
Scope note. You asked me to use the Prior Art section of the record. I have done that, and I have segregated everything else. Two tiers below:
| Tier | Sources | Weight |
|---|---|---|
| A — References of record (the 20 citations on the patent page) | Erdem '023, Meller '696, Justice '185, Larson '222, Fox '191, Cominolli '645, Roca 2002/0020100, Vicate 2005/0188585, Muller 2014/0075803, Bellione 2014/0338522, Recover WO 2015/073492, Rassias '164, and six design patents (Walther '570, Ruger '476, Atak '117/'513, Beretta '324, FN '487, S&W '596) | Primary |
| B — Not of record, retrieved by me, facially § 102(a)(1) art | US 3,227,046 (1966); US 7,726,230 B1 and US 2010/0139143 A1 (2010, apparently one family — identical disclosure and reference numerals); US 5,906,066 (1999); US 4,539,889 (1985); US 580,925 / US 992,854 (1897/1911) | Secondary / for motivation |
Evidentiary caveat I will not paper over: I retrieved substantive text for Erdem, Meller, Bellione, US 3,227,046, US 7,726,230 and US 2010/0139143, and only titles/dates/claim-1 text for Vicate 2005/0188585, Fox '191, Rassias '164, Recover WO 2015/073492, Roca 2002/0020100, Muller 2014/0075803, Justice '185, Larson '222 and Cominolli '645. Where I map those, I say so and mark it provisional. I am not going to invent disclosures for references I did not read.
1. Level of ordinary skill (Graham factor 2)
A POSITA here is a firearms design engineer: a bachelor's degree in mechanical engineering (or equivalent shop/design experience) plus 2–5 years designing repeating small arms, conversant with the F41A3/xx family (breech mechanisms, receivers, bolt buffers). The patent's own classification set — F41A3/66 (receivers), F41A3/10 (sliding breech block), F41A3/86 and 3/88 (coil spring buffers above/below and around the barrel) — tells you what the examiner considered the relevant art. Notable: F41A3/88 ("coil spring buffers mounted around the barrel") is a claimed class of this patent, which means a recoil spring coaxial with and surrounding the barrel was itself a recognized, populated sub-class of the art before 2018.
2. Claim construction of the limitations that will decide the case
| Term | Construction | Why it matters |
|---|---|---|
| "L shaped plate" / "L shaped flat plate" | A one-piece, generally planar body whose side profile is an L: a vertical/rear leg and a forward leg angled/bent toward the barrel. Claims 1/13 differ only on "flat." | The single most likely non-obviousness battleground. |
| "single bent front end" | Exactly one bend at the front of the plate. The word "single" appears nowhere in the specification (which says only "a bent front end," "a front bent end 52"). | Classic amendment signature. See §7 below. |
| "through bore at a … bent front end to accept the barrel" | A hole through the front bent leg, sized so the plate rides on the barrel exterior, the barrel thereby guiding the plate. | This is the patent's functional heart: the barrel, not frame rails, is the guide. |
| "barrel cover" | A structure overlying/enclosing a portion of the barrel, not necessarily hollow or machined. | Erdem's tubular upper receiver reads on this. |
| "half section" | One of two mating shells each carrying a barrel-cover portion and a grip portion. | Claim 1 only; claim 13 does not require it. |
3. The specification supplies the motivation (this is the strongest lever in the case)
The patentee pleads the problem and the solution's purpose in his own words, which is admissible as an admission about the state of the art and about POSITA motivation (Riverwood Int'l v. R.A. Jones; and it is the same evidence that doomed the claims in the KSR-line design-incentive cases). From the specification:
- The hollow machined slide "is usually milled out of high strength steel and is the most expensive cost part of the handgun … the most complex component."
- The prior machined frame and hollow slide "are generally complicated and expensive parts."
- The stated objectives are, verbatim: "less expensive," "less complex," "easier to manufacture."
- The claimed replacement is "two plastic injection molded parts … and a simple formed metal part," and a slide top that is "a simple formed metal part" plus "a simpler machined part (bolt 110)."
That is a textbook KSR record: a known design incentive (reduce parts count, cost, and machining) plus market pressure in the low-cost polymer-pistol segment. Where the applicant frames the invention as "replace the machined part with a formed part to save cost," the obviousness inquiry is narrow — the only question is whether the particular formed architecture was known or predictable.
4. Combination A — Erdem '023 + Meller '696 (disposes of most of claim 13)
Erdem, US 5,320,023 (of record; incorporated by reference in the '738 spec):
| Claim 13 element | Erdem disclosure |
|---|---|
| barrel cover about a portion of a gun barrel | "a rigid upper receiver 1 of tubular construction," with "a barrel 3 oriented along the axis 'A' … mounted to the upper receiver" |
| grip extending below a rear portion of the barrel cover | "a lower receiver 19 hous[ing] a trigger 20 … lower receiver handle 37" with "a magazine well 38" |
| elongated slide assembly with recoil spring about the barrel | "a breech bolt 2 is slidably mounted within the receiver"; "a recoil spring 7 is wound about the guide and captured between the rear face of the breech bolt and the shield 4" |
| L shaped flat plate, through bore at single bent front end, rear end | NOT DISCLOSED. The bolt is a solid sliding block inside a tube, not a plate with a barrel bore. |
| recoil spring behind the front end | Disclosed — recess 41 in the bolt's rear face receives the spring guide; spring is rearward of the bolt face |
| trigger mechanism | trigger 20, trigger bar 24, sear 27, hammer 30, firing pin 8, extractor 11 |
Meller, US 5,955,696 (of record; incorporated by reference). Meller fills two gaps precisely:
- "slide 7 formed with a bore 8 … for receiving barrel 5" — i.e., the reciprocating member has a through bore that receives and is guided by the barrel. That is the "through bore … to accept the barrel" element, in a slide that is itself guided by the barrel at its front end.
- "A coiled spring 11 [is] received on a central rod 12" in "a bore 9," and Meller's claim 14: "wherein said coiled spring encloses the barrel of said pistol." That is "recoil spring about a gun barrel" (and it sits behind the barrel-receiving bore 8 at the front end — the "behind the single bent front end" positional limitation).
Remaining gap in Combination A: the geometric form of the rear/upper member — Erdem's solid bolt-in-tube and Meller's hollow milled slide are both blocks, not a flat L-plate. That single limitation is the whole § 103 question for claim 13.
Motivation to combine A: identical field (semi-automatic pistols), identical problem (reciprocating breech mass that must be guided and returned), both cited on the face of the patent and both expressly incorporated into the '738 specification by the applicant himself. Under In re Keller, the test is what the combination teaches, not what each reference individually teaches, and an applicant's own incorporation by reference is powerful evidence of combinability.
5. Combination B — add US 3,227,046 (formed breech carrier + separate, screwed-in breech head) → claims 1, 3, 4, 6, 7, 13, 14, 15
This 1966 reference is exactly on point for the "form, don't machine" architecture, and its stated rationale is a near-verbatim match to the '738 objectives:
"In known pistols the breech carrier is a part which has been machined from the solid … the manufacture of the breech carrier is extremely expensive because machining from the solid … requires considerable time and such work can be carried out only by skilled workers … The particular advantage of the invention lies in that the breech carrier can now be produced extremely cheaply by shaping rather than cutting methods."
Structurally, US 3,227,046 discloses:
- a breech carrier 1 formed as a shaped/pressed member, open on the underside, with a breech head 9 made separately;
- a holder member 7 welded into the breech carrier with "a screw-threaded bore which is engaged by a screw 8 holding a breech head 9 made separately";
- the carrier "guided 51 [on] a grip member 2 by means of grooves … and ribs" — i.e., a bolt/carrier sliding on a fixed frame.
Mapping to claims 3/4 and 14/15 ("a breech bolt attached to a lower surface of the rear end of the L shaped plate" + "fasteners selected from at least one of screws and bolts, for attaching the breech bolt to the rear end"): US 3,227,046 discloses precisely a separately formed breech head secured by a screw into the lower profile of a shaped carrier. Substitute "L-shaped flat plate" for "U-shaped pressing" and you have claims 3/4/14/15.
Mapping to claims 6/7 ("formed from metal"; "a single machined metal part"): US 3,227,046 expressly teaches a formed metal (sheet steel pressing) breech carrier. Claim 6 ("metal") is therefore squarely met; claim 7 (single machined part) is a narrow species that a POSITA would reach by ordinary manufacturing choice once claims 3/4's separately attached head is in view (US 3,227,046 also notes the head "may need some machine cutting").
Mapping to claim 1's "slide assembly … within the left barrel cover and the right barrel cover" + claim 5/16's sliding relative to a fixed frame: US 3,227,046's carrier grooves/ribs on the grip member 2, and Erdem's bolt within receiver, together disclose a breech mass sliding on a fixed structure. Note also that the '738 specification itself admits this arrangement is old: it describes the prior art as "the slots 290 in the prior art slide 280 generally engage rails 300 on a machined frame 270" and describes its own frame 60/tabs 65/bolt slots 115 in identical terms.
6. Combination C — the two half sections (claim 1; claims 9, 10, 17, 18)
This is claim 1's principal addition over claim 13, and the record's weakest link — but not fatally so.
| Element | Facially-mapped reference of record | Confidence |
|---|---|---|
| left/right half section each with a barrel cover and a downward grip portion, fastened together | Recover, WO 2015/073492, "Integrated handgun grip and rail" — an aftermarket two-piece shell that clamps around a pistol grip/frame and is secured with fasteners | Provisional — I did not retrieve the full text; mapping based on title/abstract only |
| replacing machined frame+slide with cast/injection-molded halves; interchangeable frame & slide parts | Bellione, US 2014/0338522 — "an improved M1911 pistol … a frame; a slide …" with "replacement parts … include at least one of: … a slide, …" cast in stainless (17-4Ph), directed to "improve the performance, efficiency and durability … without substantially increasing the weight, cost or complexity" | Verified from the application text |
| "members attaching the left half section to the right half section … screws/bolts/pins" (claim 2) | Recover shell (fastened shell halves); universal in the art | High |
| "molded plastic" / "injection molded plastic" (claims 9, 10, 17, 18) | Bellione's casting rationale + the well-known polymer-pistol practice of the 1985–2018 period; the '738 spec itself says the halves "can be formed from plastic materials, such as … polymers" | High, though note the of-record references speak to casting, not injection molding — a POSITA would see molding as the obvious cheap alternative to casting |
| external configuration (claim 8 "slide cover"; the six design patents of record) | Walther '570, Ruger '476, Beretta '324, FN '487, S&W '596 all show pistol rear-end/top configurations | Low-weight (In re Seid/design-art-for-structure limits) |
Motivation to combine C with A/B: the specification's own admissions that the prior machined frame "is generally [a] complicated and expensive part" and that the halves "allow[] for ease of manufacturing and economy," plus the sub-one-pound target (the patent claims ~11 oz.), supply the KSR "design incentive" and "market demand" rationales directly. Two-piece molded shells that clamp a barrel are also the universal architecture of the contemporary low-cost airgun/toy-gun and .22 utility-pistol field (the record includes USD744049, a toy gun, in the same F41 orbit).
7. Combination D — the ancillary claims
| Claim(s) | Element | Reference(s) of record | Motivation |
|---|---|---|---|
| 11, 12 | safety lever preventing trigger actuation; one on each half section | Justice '185 ("Semi-automatic pistol safety lock apparatus") and Larson '222 ("Firearm safety") — both cited of record and both expressly incorporated by reference in the '738 specification; plus Roca 2002/0020100 ("Semiautomatic handgun having multiple safeties") | The applicant told the examiner these levers "can function similarly to safety mechanisms shown and described in [Justice and Larson]." That is an admission of equivalent function + combinability. Roca supplies the plural/ambidextrous variant that claim 12 adds. This is the easiest § 103 rejection on the patent. |
| 8 | slide cover for the rear end of the L-plate | Recover shell; the design patents of record; the '763 spec's own statement that cover 130 carries the rear sight | Covering an open rear of a receiver/bolt channel and mounting a sight there is a conventional expedient |
| — | buffer preventing over-travel (not claimed) | Cominolli '645 (of record, incorporated) | No § 103 issue — buffer 120 appears only in the specification, not in any of the 18 claims |
8. The single limitation that could save the patent — and how I would attack it
Stripping away everything the record already shows, the only limitation not disclosed by Erdem + Meller + US 3,227,046 + Recover is: "an L shaped plate having a through bore at a single bent front end to accept the barrel," with the recoil spring behind that front end. Two independent red flags say this limitation is also the one the applicant knew was close to the art:
- "Single" is not in the specification. The disclosure says only "a bent front end," "a front bent end 52." A limitation appearing in the issued claims but nowhere in the descriptive text is the standard signature of a prosecution amendment. Consistent with this, Justia's page for the same-day design patent D828,892 (App. 29/647,181, granted 2018-09-18) lists among its cited items: "Kellgren, G., Utility U.S. Appl. No. 15/976,229 filed May 10, 2018, Office Action Summary dated Jun. 29, 2018, 8 pages." — that corroborates the existence of a first Office Action on the '738 application, but it does not tell us what was rejected or what was amended, and I flag the attribution as ambiguous (the entry could be an IDS item in the design case rather than the utility case). This partially corroborates, but does not confirm, the earlier section's flag about prosecution-driven narrowing.
- Both independent claims carry the word ("single bent front end," claims 1 and 13). If "single" had been added for claim 1 only, the narrowing would be escapable; carrying it into claim 13 shows the applicant believed the distinction was necessary for the slide sub-combination itself.
Attack route for the "single" limitation:
- Obviousness: argue that once Erdem/Meller/US 3,227,046 motivate replacing a hollow milled slide with a flat formed member having a front barrel bore, the choice between one bend and two bends is a design choice among a finite number of predictable options — the front leg must simply present a face normal to the barrel axis. KSR at 417 ("a finite number of identified, predictable solutions").
- Literal scope / § 112: press the construction of "single." If "single bend" is construed as a one-piece right-angle junction, note that US 3,227,046's carrier front end and Erdem's receiver both present a single front wall/face about the barrel axis — and, more importantly, that "single" has no antecedent descriptive support, raising a § 112(a)/(b) written-description-and-antecedent question that the earlier section already flagged at claims 16 and 18. (Not an IPR ground — Samsung/Collabo line — so it must be litigated or reexamined.)
- What I would search for next: pre-2018 art showing (i) a flat plate bolt with a barrel bore at its front (sheet-metal/utility .22 and airgun actions, and the F41A3/88 "spring around barrel" class), and (ii) pistol receivers formed of mating shell halves fastened with screws in F41A3/66 and F41C3/00. I did not find a clean single reference for either in this pass, and I will not assert one exists.
Likely patent-owner rebuttals (and my view of them):
- Change in principle of operation — arguable: making the barrel the guide replaces frame rails, arguably altering how alignment/headspace is achieved. Counter: Meller already uses a barrel-receiving bore in the reciprocating member, so the "principle" is not new.
- Secondary considerations — the obvious candidates are commercial success of the Kel-Tec P-17, satisfaction of a long-felt need for a very light (<1 lb) low-cost pistol, and industry copying. Require nexus to the L-plate/bore limitation specifically; success attributable to price or brand is not probative.
- Teaching away from barrel-guided slides — I found no express teaching-away in the record. US 2010/0139143 criticizes reciprocating sights and slide wear, which cuts the other way (it encourages moving the sight mass off the moving slide — supporting the '738 slide cover/rear-sight arrangement), not away from the claimed structure. Do not overclaim this argument.
9. Bottom line
| Claim | Strongest § 103 combination | Assessment |
|---|---|---|
| 13 (independent, broadest) | Erdem '023 + Meller '696, optionally + US 3,227,046 | High — every element except the "L-shaped flat plate / single bent front end" geometry is disclosed or expressly incorporated by the applicant. If the geometry is characterized as a predictable formed-metal substitute for a milled slide, claim 13 falls. If it is not, claim 13 survives on that one limitation. |
| 3, 4, 6, 14, 15 | Above + US 3,227,046 (screwed-in separately formed breech head; formed rather than machined carrier) | High — near-literal structural correspondence |
| 5, 16 | Above + Erdem's receiver / the specification's own admitted frame-tab-and-bolt-slot arrangement | High on the merits, but note the antecedent-basis defect in claim 16 flagged earlier (§ 112(b), not § 103) |
| 11, 12 | Justice '185 + Larson '222 (both of record and incorporated by reference) + Roca 2002/0020100 (multiple/ambidextrous safeties) | Very high — applicant's own "can function similarly" admission |
| 9, 10, 17, 18 | Recover WO 2015/073492 + Bellione 2014/0338522 + ordinary skill in polymer pistols | Moderate–high on molding; moderate pending the full text of Recover. Claim 18 carries the separate "the grip cover" antecedent defect noted earlier. |
| 1 (independent) | Erdem + Meller + US 3,227,046 + Recover/Bellione, motivated by the patent's own cost/part-count/weight objectives | Moderate–high, turning on whether the two-half-shell body plus barrel-guided L-plate is a predictable combination. The half-shell body is the weaker half of the combination. |
| 8 | Recover shell + design art of record | Low-weight; likely treated as an obvious structural/cosmetic expedient |
Single highest-value evidence item: the file wrapper of App. 15/976,229 — specifically the 2018-06-29 Office Action and the amendment that introduced "single bent front end." That amendment identifies, by name, the reference the examiner and applicant believed came closest to the L-plate/barrel-bore concept. Every strategic decision about § 103 here should be made after reading it, and I have not been able to retrieve it in this session.
Generated 9/30/2026, 12:43:16 PM
Extensions
Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.
Derivative works
Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.
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