Invalidity dossier
US 8566612
System and method for a secure I/O interface
Current assignee: Lionra Technologies Ltd
Added 9/26/2026, 8:20:27 AM
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Patent summary
Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.
I'll verify the patent's bibliographic data and check for any 2026 CAFC activity before summarizing.
Let me verify the independent-claim structure and check for any docket specifically naming the '612 patent.
US Patent 8,566,612 — Consolidated Summary
Scope of this task: a clean bibliographic + claim-structure summary for US 8,566,612 B2 specifically. I did not return results for related numbers (e.g., 7,685,436, 7,623,518, 7,916,630, 7,921,323, 7,302,708) except where needed to explain the family/continuity or to distinguish 2026 Federal Circuit activity — each such instance is labeled. This builds on the earlier litigation/PTAB, assignment, prior-art, and obviousness sections rather than repeating them.
1. Bibliographic data (authoritative)
| Field | Value | Source |
|---|---|---|
| Patent number | US 8,566,612 B2 | Google Patents (authoritative text supplied) |
| Title | "System and method for a secure I/O interface" | Google Patents; Lionra complaint ¶22 |
| Application number | US 12/697,112 | Google Patents |
| Filing date | 2010-01-29 | Google Patents |
| Issue/publication date | 2013-10-22 (application published as US 2010/0169636 A1 on 2010-07-01) | Google Patents |
| Earliest priority date | 2003-10-02 (Provisional 60/507,976) | Specification "Related Application"; Crovella Decl. ¶4 |
| Continuity | Continuation of App. 10/903,785 (filed 2004-07-30, now US 7,685,436) | Specification; E.D. Tex. Claim Construction Order |
| Inventors | John M. Davis (Brentwood, TN); Richard Takahashi (Phoenix, AZ) | Google Patents; Crovella Decl. ¶3 |
| Original assignee | Exelis Inc. | Google Patents |
| Current assignee | Lionra Technologies Ltd. (recorded 2021-12-06) | Google Patents; Crovella Decl. ¶5 |
| Classifications | H04L63/04, H04L63/0428, H04L63/0485; G06F21/71, G06F21/72, G06F21/73, G06F21/82 | Google Patents |
| Legal status | Expired – Fee Related (anticipated expiration 2024-07-30) | Google Patents |
Two flagged discrepancies (no auto-correction applied):
- Issue date. Google Patents records the grant as 2013-10-22. Lionra's own complaint (Count 2, ¶22) recites "On October 2, 2013, the United States Patent and Trademark Office issued U.S. Patent No. 8,566,612." I treat 2013-10-22 as correct (authoritative bibliographic source) and flag the complaint's "October 2, 2013" as a pleading inconsistency — possibly a transcription of the priority date, but I do not assume that.
- Docket/case-number vs. party caption. Per the Fed. Cir. opinion in Lionra v. Cisco, No. 24-2153 (decided 2026-01-21), the appealed judgments are E.D. Tex. Nos. 2:23-cv-00206-JRG and 2:23-cv-00207-JRG. The public docket for 2:23-cv-00206 is captioned Lionra Technologies Ltd. v. Fortinet, Inc. I note this because it bears on the CAFC analysis below; I do not resolve the caption overlap.
2. Abstract (verbatim, from the authoritative text)
"A security processor performs all or substantially all security and network processing to provide a secure I/O interface system to protect computing hardware from unauthorized access or attack. The security processor sends and receives all incoming and outgoing data packets for a host device and includes a packet engine, coupled to a local data bus, to process the incoming and outgoing packets. The processor further comprises a cryptographic core coupled to the packet engine to provide encryption and decryption processing for packets processed by the packet engine. The packet engine also handles classification processing for the incoming and outgoing packets. A modulo engine may be coupled to the local data bus."
3. Plain-language overview of the independent claims
The full issued claim set is not rendered in the text supplied to me, and the sources disagree on the exact number/identity of the independents — so I separate what is confirmed from what is uncertain.
Confirmed independent claims
Claim 1 — "A security processor…" (apparatus).
An on-card/on-chip security processor that sits inline on all packet traffic. In plain terms it requires:
- a switching system that receives incoming packets and sends outgoing packets;
- a packet engine — coupled to the switching system — that performs classification (e.g., matching packets to connection/firewall/security-association tables) for both directions, where the packet engine is one of a plurality of packet engines and substantially all packets to the processor pass through one of them;
- a cryptographic core that does the encryption/decryption, but is reached only through the packet engine — the packet engine is "interposed between" the switching system and the crypto core (no direct switch→crypto path);
- a signature database; and
- an intrusion detection system (IDS) positioned "between" the cryptographic core and the packet engine, which responds when a packet matches a stored signature.
Practically: it claims the topology of a single-chip security NIC/VPN gateway — switch → packet engine → crypto core, with a signature-based IDS tapping that inline path.
Claim 13 — "A security processing system…" (system).
Same core architecture plus a local data bus coupled to the switching system and a memory coupled to the local data bus. Notably, claim 13 does not carry claim 1's "plurality of packet engines" or IDS/signature-database language, so it is the broader independent claim — the one most likely to read on a generic security-processor-with-attached-memory design.
Uncertainty — the third independent claim (22 vs. 23)
The record is genuinely inconsistent, and I will not guess:
- The IPR petitions (Crovella Decl.) challenged claims 1–4, 7–14, 16, 17, 21, 22 — so a claim 22 exists with the signature/IDS limitation, but claim 23 was not challenged.
- Lionra's Infringement Contentions (2022-11-04) asserted claims 1–2, 11–13, 16, 22 — again claim 22, not 23.
- An earlier section of this analysis (from Justia, claims 1–26) reported a third independent claim, claim 23 ("A security processor to connect a trusted network to an un-trusted network for data packet communication…").
Most likely claims 22 and 23 are both present, with one being a third independent claim; the sources simply don't converge on which is independent. Marked uncertain — needs the full 26-claim text from the issued patent PDF or PatentCenter. (This is the same open item flagged earlier.)
Cross-reference to already-covered material
Claim 1's disputed limitations — "substantially all of the incoming and outgoing packets … transit one of the plurality of packet engines," "packet engine," "cryptographic core," "intrusion detection system," "security processor," and "security context management processing" — are the terms construed in the E.D. Tex. Claim Construction Order (2:22-cv-00322-JRG-RSP, Dkt. 162, 2023-11-27), and were the pivot of the settled IPRs. Those are covered in the prior PTAB and obviousness sections and are not repeated here.
4. USPTO database check — result
- USPTO PatentCenter / Google Patents legal events: consistent with the bibliographic table above. No reissue, reexamination, disclaimer, or certificate of correction appears in the retrieved record. The patent's legal status is Expired – Fee Related (anticipated expiration 2024-07-30).
- PTAB: the structured/bibliographic "no AIA proceedings" result remains contradicted by the public record (IPR2023-00703 and IPR2024-00158, both terminated-settled), as flagged in the earlier PTAB section. I do not relitigate that here; I simply confirm the contradiction stands.
5. CAFC 2026 docket check — no 2026 Federal Circuit action names US 8,566,612
This is the key negative finding, and I verified it specifically against the '612 number rather than the Lionra portfolio generally:
- The one prominent 2026 Federal Circuit decision in this family is not about the '612. Lionra Technologies Ltd. v. Cisco Systems, Inc., No. 2024-2153 (Fed. Cir., decided 2026-01-21, nonprecedential; panel Prost, Cunningham, Stark) affirms a stipulated noninfringement judgment based on the RPX/Intel license defense. The representative claim discussed is claim 15 of U.S. 7,623,518 (the '518 patent) — a different patent. The opinion does not address US 8,566,612. (Source: CAFC opinion PDF https://cafc.uscourts.gov/opinions-orders/24-2153.OPINION.1-21-2026_2635465.pdf; Justia https://law.justia.com/cases/federal/appellate-courts/cafc/24-2153/24-2153-2026-01-21.html.)
- The 2:23-cv-00206/207 docket shows a USCA judgment and mandate in early 2026 (docket entries 1/21/2026 and 2/27/2026) and an earlier CAFC mandate re 24-2173 (12/05/2024). These track the '518 appeal chain, not the '612.
- No appeal exists on the '612 IPRs because both terminated by settlement before any Final Written Decision — there is nothing appealable. (Covered in the earlier PTAB section.)
- The parallel UPC activity (UPC_CFI_58/2024 and the appeal UPC_COA_360/2025, concerning EP 2 201 740, with a hearing set 2026-06-25) is a European counterpart, not the US '612 and not a CAFC matter.
Bottom line: as of the 2026-04-26 analysis date, I found no CAFC 2026 docket entry — and no CAFC appeal at all — that specifically names US 8,566,612. The 2026 Federal Circuit activity attributed to Lionra/this family belongs to the sibling '518 patent. Any statement that a 2026 CAFC decision "reaches the '612" would be an error.
6. Confidence and open items
- High confidence: patent number, title, inventors, assignee of record, application number, filing date, priority date, issue date (2013-10-22), abstract, and the claim-1/claim-13 structure (corroborated by both the patent text and the litigation/IPR record).
- Uncertain / not verified from a primary source:
- Whether the third independent claim is 22 or 23 (and whether both are independent). Need the full issued claim text.
- Exact total claim count — reported as 26 by one source, but not confirmed against the issued patent.
- Issue-date discrepancy ("October 2, 2013" in the complaint vs. 2013-10-22 in bibliographic data) — flagged, not resolved.
- No fabrication: I did not invent claim numbers, docket numbers, or dates. Where the record is silent or conflicting, it is marked as such.
Authoritative sources: Google Patents US8566612B2 (https://patents.google.com/patent/US8566612B2/en); E.D. Tex. Claim Construction Order, Lionra v. Fortinet, No. 2:22-cv-00322-JRG-RSP, Dkt. 162 (2023-11-27) (via Docket Alarm Ex. 2009); Crovella Declaration, IPR2023-00673 Ex. 1003 (via Docket Alarm); CAFC opinion, No. 2024-2153 (2026-01-21) (https://cafc.uscourts.gov/opinions-orders/24-2153.OPINION.1-21-2026_2635465.pdf); Lionra v. Cisco complaint, Count 2 (IITC/PTAB exhibit copies); IPVerse IPR2024-00158 docket (https://ipverse.greyb.com/ptab-web/cases/case-details/IPR2024-00158).
Generated 9/30/2026, 2:23:45 PM
Cases on file (0)
Specific litigation cases in our database that name US patent 8566612. The free-form analysis below may also discuss cases beyond this list.
No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.
Litigation summary
Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.
I'll research litigation involving US 8,566,612 across patent litigation databases.
Let me dig into the specific case dockets and check for additional defendants.
Let me pin down the specific outcomes and confirm which cases actually asserted the '612 patent.
Generated 9/27/2026, 9:52:34 PM
Proceedings on file (0)
All PTAB activity →AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.
No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.
PTAB challenges
AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.
I'll research the PTAB proceedings on US 8,566,612, cross-checking the structured block against web sources.
Let me verify the institution scope and confirm whether any FWD issued, plus check for additional proceedings.
Reconciliation flag — the structured block contradicts the public record
The "PTAB proceedings on file" block states that the USPTO ODP API returns no AIA trial proceedings for US 8,566,612. That is contradicted by the public PTAB record. At least two AIA trials were filed on this exact patent (US 8,566,612 B2, App. 12/697,112), including one that was instituted, fully briefed, argued, and then terminated by settlement days before the final-written-decision deadline. The ODP ingest behind the structured block appears stale or incomplete for this patent. Because the operating rules say to prefer live web results over stale data and to flag contradictions explicitly, I treat the web-verified proceedings below as controlling, and I flag the ODP result as unreliable for this patent. No proceeding numbers are invented; each is tied to a public docket.
Proceedings overview
Two AIA trials have been filed against US 8,566,612 — both inter partes reviews, both instituted, both terminated by settlement before any Final Written Decision. Status breakdown: 0 claims invalidated · 0 claims sustained on the merits · 2 settled post-institution · 0 institution denials · 0 active.
The bottom line for a defendant is unusual and important: the '612 patent has neither survived nor lost a PTAB merits challenge. There is no FWD, no claim-cancellation, and no § 315(e)(2) estoppel. What the record does show is that both the original petitioner (Cisco) and the joined petitioners (Fortinet and Palo Alto Networks) chose to buy their way out of this patent — and the Cisco settlement came after full institution and oral argument, roughly one week before the statutory FWD deadline. That is at least a soft signal that the merits case against the '612 was credible, but it is not a merits ruling, and a new defendant cannot cite it as one.
IPR2023-00703 — Cisco Systems, Inc. v. Lionra Technologies Limited
- Type: Inter Partes Review (35 U.S.C. §§ 311–319)
- Patent: US 8,566,612 B2 (the '612 patent)
- Filed: 2023-03-09
- Status: Terminated–Settled (post-institution). Termination date recorded as 2024-10-11.
- Judge panel: William V. Saindon (author of the termination orders), Patrick R. Scanlon, Steven M. Amundson. Note: third-party datasources list Saindon as "Judge Writing the Final Decision," but no FWD was ever entered in this proceeding — treat that field as a data artifact.
- Petition grounds: Four obviousness grounds under § 103, all centered on Pham as the primary reference:
- Ground 1 — Pham in view of Wu: claims 1-2, 9-13, 16, 22
- Ground 2 — Pham in view of Wu and Collins: claims 3, 14, 21
- Ground 3 — Pham in view of Wu, Collins and Krishna: claims 4, 7, 8
- Ground 4 — Pham in view of Wu and Krishna: claim 17
- Claims challenged: 1-4, 7-14, 16, 17, 21, 22. No § 102 or § 112 grounds were asserted at the Board. (Note this confirms the '612 has at least 22 claims, resolving part of the earlier "claim count not fully verified" flag — though the independent-claim inventory is still not fully confirmed from a primary source.)
- Institution decision: Instituted 2023-10-18. The Board found a reasonable likelihood of prevailing on at least one challenged claim. The specific claim-by-claim institution scope (which claims were instituted versus denied) was not exposed in the sources I could retrieve — the "Claims Instituted" field was blank in the third-party docket summary. I will not guess at it. The Board's published reasoning turned on the disputed limitation "wherein the packet engine is one of a plurality of packet engines and substantially all of the incoming packets and outgoing packets to the security processor transit one of the plurality of packet engines" and whether a POSA would have been motivated to combine Pham with Wu.
- Final Written Decision: None issued. Because the proceeding settled before the FWD deadline, the Board never reached the merits. No claim of the '612 patent was canceled, and no claim was held patentable, in this proceeding.
- Settlement / termination:
- Board authorized joint termination motions on 2024-06-26 after Cisco and Lionra indicated settlement.
- Cisco and Lionra filed joint motions to terminate Cisco (Paper 27) and a joint request to keep the settlement agreement confidential (Paper 28) on 2024-07-01. They represented a "settlement of all disputes … relating to the '436 Patent and the '612 Patent" plus a mutual release.
- Order terminating Cisco Systems, Inc. as to both IPR2023-00673 and IPR2023-00703, due to settlement, entered 2024-07-08 (35 U.S.C. § 317(a); 37 C.F.R. § 42.74). The settlement agreement (Ex. 1018) was granted business-confidential status and kept separate from the patent files; its terms are not public.
- A combined oral hearing for IPR2023-00673 and IPR2023-00703 was held 2024-07-23 in Alexandria — i.e., the case was argued on the merits even though Cisco had by then settled.
- A "Joint Motion to Terminate Final" as to IPR2023-00703 was filed 2024-09-20 (the remaining joined petitioners, Fortinet/Palo Alto, settling), followed by Order termination as to Palo Alto Networks due to settlement (2024-10-01), with the case closing 2024-10-11 — approximately one week before the ~2024-10-18 statutory FWD deadline.
- Appeal: None. With no FWD, there was nothing to appeal to the Federal Circuit. (For avoidance of doubt: the 2026 Federal Circuit activity involving Lionra — Lionra Techs. v. Cisco, No. 2024-2153, decided 2026-01-21 — concerns U.S. 7,623,518, not the '612 patent, and is not an appeal of any '612 IPR.)
- Defensive value: This proceeding did not invalidate anything and therefore hands a current defendant no claim-level knockout. Its value is evidentiary and strategic: a sophisticated petitioner (Cisco, represented by Duane Morris, with Dr. Mark Crovella as expert) obtained institution and pressed the case through oral argument, and the patent owner settled rather than accept an FWD. That is a useful data point when pricing risk and when reviewing Lionra's damages/validity posture, but it is not a merits ruling and cannot be cited as one.
IPR2024-00158 — Fortinet, Inc. and Palo Alto Networks, Inc. v. Lionra Technologies Limited
- Type: Inter Partes Review, instituted with joinder to IPR2023-00703 (35 U.S.C. § 315(c); 37 C.F.R. § 42.122)
- Patent: US 8,566,612 B2 (the '612 patent); App. 12/697,112; Tech Center 2400, Art Unit 2436
- Filed: 2023-11-09
- Status: Terminated–Settled. Institution decision 2024-05-09; termination date 2024-10-11.
- Judge panel: William V. Saindon, Patrick R. Scanlon, Steven M. Amundson (same panel as the Cisco IPR, consistent with joinder).
- Petition grounds: The same four § 103 grounds and the same claims as IPR2023-00703 — claims 1-4, 7-14, 16, 17, 21, 22 — with Pham as the primary reference and Wu, Collins and Krishna as secondary references. (Their trial demonstratives lay the grounds out claim-for-claim.)
- Institution decision: Granted 2024-05-09, and the Board simultaneously granted joinder to IPR2023-00703. Patent Owner filed a Preliminary Response contesting, inter alia, whether Pham discloses the "substantially all of the incoming packets and outgoing packets … transit one of the plurality of packet engines" limitation, arguing that Pham's crossbar switch fabric routes packets directly between elements. The Board nonetheless found the § 314(a) threshold met and instituted. (One retrieved snippet of the institution decision recites "the '436 patent" where the '612 is meant — a drafting/allusion artifact in the decision; the proceeding is docketed to the '612.)
- Final Written Decision: None issued. No claim was canceled or sustained. The Board never reached the merits.
- Settlement / termination: Joint motion to terminate due to post-institution settlement filed 2024-09-20; order terminating as to Palo Alto Networks due to settlement 2024-10-01; proceeding terminated 2024-10-11. As above, the settlement agreement was filed under seal as business-confidential information.
- Appeal: None.
- Defensive value: Same as IPR2023-00703 — a settlement, not a merits loss for the patent. It shows a second set of large defendants (Fortinet, Palo Alto Networks) concluded the risk of an adverse merits ruling was real enough to settle, but again produces no estoppel and no canceled claims.
Related proceeding on the sibling patent (context, NOT an IPR of the '612)
- IPR2023-00673 — Cisco Systems, Inc. v. Lionra Technologies Limited, U.S. Patent No. 7,685,436 B2 (the '612's parent), filed 2023-03-09; same three-judge panel; same four Grounds (Pham + Wu + Collins + Krishna). Cisco was terminated by settlement on 2024-07-08; Fortinet and Palo Alto were joined via IPR2024-00099. This was handled as a consolidated pair with IPR2023-00703 (single combined oral hearing 2024-07-23). I include it only to explain the docket overlap — it is not a proceeding against the '612 patent and should not be counted as one.
- Unverified lead: A third Cisco petition number, IPR2023-00674, appears on the cover of the original (2023-03-09) Crovella declaration alongside IPR2023-00673, while the supplemental declaration pairs 00673 with 00703. I could not confirm that IPR2023-00674 is a '612 proceeding; the confirmed Cisco '612 proceeding is IPR2023-00703. Treat 00674 as uncertain / not established to relate to this patent.
Strategic summary
Claim status on the '612: nothing is canceled; nothing is confirmed sustained; effectively all asserted claims are UNTESTED at the PTAB. The claims Lionra actually asserts in litigation — from its 2022-11-04 Infringement Contentions, claims 1-2, 11-13, 16, 22 — were all challenged in the IPRs, but both proceedings settled before FWD, so every one of them remains legally intact and unadjudicated. There is no surviving-claims list to compile and no dead-claim list to invoke. A defendant cannot say "claim 1 is dead," and equally cannot say "the patent has survived two IPRs and is hardened." It has done neither.
Estoppel landscape — the key point. Section 315(e)(2) estoppel attaches only after a final written decision. Because both '612 IPRs terminated by settlement before FWD, no petitioner — Cisco, Fortinet, or Palo Alto — is statutorily estopped on the Pham/Wu/Collins/Krishna grounds, or on any other ground. Whatever blocks those three from re-asserting invalidity against the '612 is contractual (the Cisco/Lionra settlement included a mutual release; the Fortinet/Palo Alto agreements are confidential), not statutory. For a new defendant being asserted today, the entire field is open: Pham+Wu, Pham+Wu+Collins, Pham+Wu+Collins+Krishna, and Pham+Wu+Krishna are all still available, as is any alternative art. There is also no § 325(e)/§ 315(e)(1) patent-owner-side issue, and no IPR-driven prosecution-history narrowing that a defendant must work around.
Pattern signals. (1) The same petitioner set — Cisco as original, Fortinet and Palo Alto as joiners — litigated the '436/'612/related Lionra patents as a coordinated campaign; the '612 and its parent '436 were run as a consolidated pair with one shared expert (Crovella) and one combined hearing. (2) There is no defensive aggregator (e.g., Unified Patents) as petitioner on the '612 — the "Unified Patents" labels in the bibliographic data are a data source attribution, not a real party. The real petitioners were the defendants themselves. (3) The patent owner, Lionra, is a serial napper with a large assertion campaign (E.D. Tex. 2:22-cv-00322/00305/00334, plus later HPE, Cisco 2:24-cv-97, and a UPC action), and it has shown a consistent preference for settling on the eve of an adverse merits event rather than litigating validity to judgment — it settled the '612 IPRs post-institution and, in the parallel Cisco case, took a district-court noninfringement judgment (which it did not appeal) on an RPX license defense rather than fight it out. (4) There is no PTAB appeal history on the '612 because there were no FWDs.
Recommended next steps
- Do not rely on the ODP "no proceedings" result. For this patent it is wrong on the public record. Pull the primary documents directly from PTAB E2E / PTAB Center (https://ptacts.uspto.gov) for IPR2023-00703 and IPR2024-00158, and from Docket Alarm's mirrors (e.g., https://www.docketalarm.com/cases/PTAB/IPR2024-00158/Fortinet_Inc._and_Palo_Alto_Networks_Inc._v._Lionra_Technologies_Limited/) and https://ipverse.greyb.com/ptab-web/cases/case-details/IPR2024-00158.
- Cite the terminations, not a merits ruling. The dispositive public documents are the Board's Order terminating Cisco (2024-07-08), the institution-and-joinder decision in IPR2024-00158 (2024-05-09), the order setting the combined oral argument (2024-06-18, hearing held 2024-07-23), and the post-DI settlement termination (2024-10-11). There is no FWD to link, so do not represent that any panel "invalidated" or "upheld" a claim.
- Assume no estoppel and negotiate accordingly. A new defendant can file a fresh IPR on the '612 without § 315(e)(2) exposure from these settled proceedings, and can assert the same Pham/Wu/Collins/Krishna combinations. If you were a party to a settled '612 IPR (Cisco, Fortinet, Palo Alto), your bar is the confidential settlement agreement — get it reviewed, since its release/covenant scope is not public.
- Exploit the settled-not-decided posture. The fact that Cisco and the Fortinet/Palo Alto group both settled after institution and after the hearing — with Cisco's deal closing roughly a week before the FWD due date — supports a negotiating posture that the merits record against the '612 was credible, even though it is not a citable holding.
- Mine the merits record that does exist. Although no FWD issued, the petitions, the Crovella declarations, Patent Owner's Preliminary Response, and the trial demonstratives are all in the public file and identify the exact disputed limitations — notably "substantially all of the incoming and outgoing packets … transit one of the plurality of packet engines" and "intrusion detection system coupled between the cryptographic core and the packet engine." These same terms were construed in the E.D. Tex. claim construction order of 2023-11-27 (Lionra v. Fortinet, No. 2:22-cv-00322, Dkt. 162), which is squarely reusable in any new validity or infringement fight.
- Watch the family, not just the '612. The sibling '436 IPRs (IPR2023-00673 / IPR2024-00099) share the same specification and the same prior-art attack; developments there — and any newly filed IPR against the '436 or related Lionra patents — are the leading indicator of where the '612 validity fight would go if it is ever litigated to judgment.
Constraint note: all proceeding numbers, panels, and dates above are drawn from the cited public dockets. Where a fact was not exposed in the retrievable record — specifically the claim-by-claim institution scope of IPR2023-00703 and the relationship, if any, of IPR2023-00674 to the '612 patent — I have said so rather than infer it. Case links: PTAB E2E/PTAB Center https://ptacts.uspto.gov; Docket Alarm https://www.docketalarm.com/cases/PTAB/IPR2024-00158/; IPVerse https://ipverse.greyb.com/ptab-web/cases/case-details/IPR2024-00158; CourtListener https://www.courtlistener.com.
Generated 9/27/2026, 9:52:59 PM
Ownership chain (4)
Asserters network →Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.
? · recorded 2016-07-01 · Merger
acquisition
2017-01-27 · Assignment
HARRIS CORPORATIONHarris Global Communications, Inc.
internal reorg
? · recorded 2021-12-06 · Assignment
Eagle Technology, LLC; Harris Global Communications, Inc.; L-3 Communications Corporation; L-3 Communications Integrated Systems, L.P.; L3Harris Technologies, Inc.Lionra Technologies Ltd.
transfer-to-asserter
? · recorded 2024-05-17 · Change of Name
HARRIS CORPORATIONL3Harris Technologies, Inc.
change of name only
Assignment history
Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.
I'll research the assignment record, prosecution, and ownership chain for US 8,566,612. Let me run several targeted searches.
Strong leads. Now let me drill into the USPTO assignment records (reel/frame) and the original assignee chain.
Assignment & Ownership Analysis — US 8,566,612
Cross-reference note (builds on the prior summary): the earlier "possible third independent claim" uncertainty is now resolved. The issued claim set includes three independent claims — claim 1 (security processor), claim 13 (security processing system), and claim 23 ("A security processor to connect a trusted network to an un-trusted network for data packet communication …") — with dependents running through at least claim 26 (Justia patent page, claims 1–26). This does not change the ownership analysis below.
Cross-reference note (litigation): the earlier summary's litigation list is consistent with what I found; I add that Lionra's '612 assertions were also mirrored before the UPC (UPC_CFI_58/2024, Hamburg, Lionra v. Cisco Systems), and that a separate Lionra entity/portfolio patent, U.S. 7,623,518, was the subject of the 2026 Federal Circuit decision — reinforcing that the 2026 CAFC activity does not reach the '612 patent.
DATA-GAP DISCLOSURE (read first). I was able to confirm that recorded assignments exist for this patent, but I was not able to retrieve the reel/frame identifiers or the recorded correspondent for each entry from the sources reachable in this session. The USPTO Assignment Center search UI (https://assignmentcenter.uspto.gov/ and https://assignment.uspto.gov/patent/index.html) is not text-indexed in a way I could query, and third-party mirrors (Google Patents legal events, USPTO.report, Justia) surface only the dates, conveyance types, assignors and assignees — not reel/frame or the recording correspondent. Per your instruction not to fabricate assignments, I am leaving reel/frame and correspondent fields explicitly marked "not retrieved" rather than inventing them. Everything below is tagged to its actual source.
Inventors
| Inventor | Residence of record | Employer at filing |
|---|---|---|
| John M. Davis | Brentwood, TN | Not determinable from sources accessed |
| Richard Takahashi | Phoenix, AZ | Not determinable from sources accessed |
- Both are listed as the sole named inventors on the '612 and its parent '436 (justia.com/patent/8566612; Cisco IPR2023-00673 Ex-1003 ¶3).
- Departure pattern: I could not verify any inventor departure within 12 months of filing. With only two inventors, both of whom stayed attached to the same corporate chain (the family was prosecuted and maintained through ITT/Exelis → Harris → L3Harris), there is no evidence of the "all inventors bail out early" fire-sale tell. Note: the two inventors appear as the only names across the entire asserted family ('436, '612), which argues against the classic abandoned-inventor pattern.
- Caveat: I could not identify the inventors' employment entity at the 2004 priority filing. The issued patent names Exelis, Inc. as assignee, but Exelis was not created until ITT's 2011 spinoff, so the 2004-era filing entity is a corporate predecessor I could not confirm (see below).
Original assignee
- Entity named on the issued patent: Exelis, Inc. (McLean, VA) — Justia and FreePatentsOnline both record the '612 assignee as Exelis, Inc.; Google Patents records "Original Assignee: Exelis Inc."
- Primary line of business: Aerospace, defense, and information/communications electronics. Exelis was spun off from ITT Corporation in October 2011.
- Product embodying the claims: The specification describes a NIC/security-processor card ("security processing system 102") with packet engines, cryptographic cores, a switching system, a modulo engine, an external-memory encryption path (EDMA/ER), and an in-line NIDS. I found no confirmation that Exelis (or its predecessor) ever shipped a commercial product embodying the claims; the record I could reach shows no asserted-product marketing, only the patent text. Unverified.
- Current status: No longer independent. Harris Corporation acquired Exelis (deal closed 2015; recorded in USPTO as a Merger, Google Patents event 2016-07-01). Harris then became L3Harris Technologies, Inc. after the 2019 L3 Technologies merger (Google Patents Change of Name event 2024-05-17). Exelis itself is dissolved/absorbed.
- Uncertainty: The pre-Exelis assignee of the 2004 application (Ser. No. 10/903,785) could not be determined from the sources I could reach; the priority chain runs through ITT/Exelis, but I will not assert the intermediate entity. Flagging as unverified — this matters because the "original assignee" for the 2004 filing may differ from the entity named on the 2010-filed continuation.
Assignment timeline
Chronological list of recorded/reported transfers. Reel/frame and correspondent are stated where actually known; otherwise marked not retrieved.
Recorded 2016-07-01 — Reel not retrieved/Frame not retrieved
- Conveyance: Merger
- Assignor: Exelis Inc.
- Assignee: Harris Corporation
- Correspondent: Not retrieved for the assignment record. Separately, prosecution/customer-number correspondence of record for the Harris-owned family was routed to Darby & Darby PC (AO 120 filing) and later to Customer Number 140558 — Davidson, Berquist, Jackson & Gowdey LLP, counsel for Harris Corporation, 8300 Greensboro Dr., Suite 500, McLean, VA 22102 (attorney Kimani Clark, Reg. No. 45969; customer-number change dated 2016-04-25). These are prosecution correspondents, not confirmed assignment-record correspondents — flagged.
- Context: Internal reorg / corporate merger (Harris acquired Exelis; Exelis ceased to exist as an independent registrant).
Executed 2017-01-27 (reported; USPTO record not retrieved) — Reel not retrieved/Frame not retrieved
- Conveyance: Assignment (intra-group purchase agreement)
- Assignor: Harris Corporation
- Assignee: Harris Global Communications, Inc.
- Correspondent: Not retrieved.
- Context: Internal corporate reorganization. Source: UPC_CFI_58/2024 (Lionra v. Cisco, Hamburg), which discusses the 27 January 2017 purchase agreement and a German register change-of-ownership from Harris Corporation to Harris Global Communications, Inc. Not independently confirmed against a US Assignment-Center record — flagged as reported-only.
Recorded 2021-12-06 — Reel not retrieved/Frame not retrieved
- Conveyance: Assignment
- Assignors: Eagle Technology, LLC; Harris Global Communications, Inc.; L-3 Communications Corporation; L-3 Communications Integrated Systems, L.P.; L3Harris Technologies, Inc.
- Assignee: Lionra Technologies Ltd.
- Correspondent: Not retrieved. (Note: Lionra's litigation/PTAB counsel of record — Brett E. Cooper, BC Law Group, P.C., lead, and Robert Auchter, Auchter PLLC, backup — recur across the Lionra family IPRs; see signal 3. These are PTAB correspondents, not confirmed assignment-record correspondents.)
- Context: Transfer-to-asserter / monetization. This is the link that moved the '612 out of an operating-company chain into a licensing-only entity.
Recorded 2024-05-17 — Reel not retrieved/Frame not retrieved
- Conveyance: Change of Name
- Assignor: Harris Corporation
- Assignee: L3Harris Technologies, Inc.
- Correspondent: Not retrieved.
- Context: Change of name only (Harris → L3Harris after the 2019 L3 merger). This recordation post-dates the 2021 Lionra transfer and appears to be a housekeeping cleanup of Harris-side records; it does not indicate that L3Harris retains the '612. Inconsistency flagged: the 2021 Lionra assignment lists L3Harris Technologies, Inc. among the assignors, yet this 2024 event records Harris Corporation as a change-of-name assignor — the two records overlap and should be reconciled against the actual reels. This is consistent with the earlier summary's flag on the assignee chain.
No recorded inventor→company assignment (i.e., the initial employment/assignment record) appeared in the sources I could reach. Such a record almost certainly exists at issue but was not surfaced. If the Assignment Center truly shows no prosecution-era assignment and only the four events above, that is a finding in itself — but I cannot confirm reel/frame coverage, so I state this as a limitation, not a conclusion.
Timeline diagram
timeline
title Ownership of US 8566612
2003 : Provisional filed by inventors
2004 : Parent application filed
2010 : Continuation filed
2013 : Patent issued to Exelis Inc
2016 : Exelis merged into Harris Corporation
2017 : Harris to Harris Global Communications
2021 : Assigned to Lionra Technologies Ltd
2022 : First infringement suits filed
2024 : Harris renamed L3Harris on record
NPE / troll-pattern signals
1. Shell-entity transfer — PRESENT.
The patent left a chain of operating defense/communications companies (Exelis → Harris → Harris Global Communications) and was assigned to Lionra Technologies Ltd (recorded 2021-12-06). Lionra is a single-purpose licensing entity: it makes no products, its public address of record is "The Hyde Building, Suite 23, The Park, Carrickmines, Dublin 18, Ireland" (a serviced/registered-office-style address, per UPC_CFI_58/2024), and its entire public profile is patent assertion. It is expressly characterized by Unified Patents as "an Atlantic IP entity" (unifiedpatents.com inspeights post, 2023-04-28 and 2024-01-19). Concrete evidence, not naming alone: no products in commerce + serviced-office address + Unified Patents' on-the-record classification.
2. Known asserter in the chain — PRESENT.
Current assignee Lionra Technologies Ltd is a high-frequency plaintiff tracked outside your named list: it is docketed against Cisco, Fortinet, Palo Alto Networks, Apple, CrowdStrike, VMware (and more) and is listed in the Stanford NPE Litigation Database with the "Acquired patents" asserter category (npe.law.stanford.edu/patent/8566612). It is surfaced by Unified Patents as an Atlantic IP entity, which triggers your "plus any entity surfaced by Unified Patents or RPX as a high-frequency plaintiff" clause. It is not one of the classic names (Acacia, Marathon, IV, Wi-LAN, etc.), so this signal rests on the Unified Patents / Stanford classification, not the legacy list.
3. Repeat correspondent across the chain — UNCLEAR (partial).
The assignment-record correspondent could not be retrieved for any link, so I cannot test recurrence on the reels. What I can document is recurrence of PTAB/litigation counsel across the Lionra family: Brett E. Cooper (BC Law Group, P.C.) as lead and Robert Auchter (Auchter PLLC) as backup appear on Lionra powers of attorney in the '436/'612 IPRs (IPR2023-00673 Amended POA, 2024-04-29; IPR2023-00703), and Auchter also appears on IPR2024-00734 for the separate Lionra '518 patent. This is a genuine repeat-player tell for the asserter, but I am flagging it honestly as PTAB counsel, not assignment correspondent — a single appearance is not a finding, and I cannot place either name on a recording reel. Unclear pending reel-level data.
4. Cascading transfers — UNCLEAR / partially present.
There are four recorded/reported links (Exelis → Harris 2016; Harris → Harris Global Communications 2017; Harris-family entities → Lionra 2021; Harris → L3Harris name change 2024). However, this is not the classic "<24-month chain of unrelated LLCs sharing a correspondent address": the middle links are an intra-group corporate reorganization inside one operating family, and the final link is a single-step transfer into one asserter (Lionra as terminus). The LLC-cascade pattern is therefore not cleanly present. Caveat: Cisco contested the validity of the chain before the UPC (alleging the Harris→Harris Solutions NY transfer under the 2017 agreement was ineffective, and that the 2021 Harris Global Communications→Lionra transfer lacked payment); the Hamburg court rejected those challenges as unsupported (UPC_CFI_58/2024). So the chain is legally presumed intact but is contested.
5. Pre-litigation transfer — UNCLEAR (close to threshold).
Recorded assignment to Lionra: 2021-12-06. First '612 suits: 2022-08-08 (Cisco), 2022-08-19 (Fortinet), 2022-08-29 (Palo Alto) — a gap of roughly 8 months. That is outside the 6-month window on the record available, so I will not call it present. I also could not obtain the execution date (only the recording date), which could shorten the gap. Unclear.
6. Bankruptcy fire-sale — NOT PRESENT.
No Chapter 7/11 sale of Exelis, Harris, or L3Harris assets is associated with this transfer. Exelis was acquired by Harris in a solvent merger (2015), not liquidated. No Kodak/Nortel-type event in the chain.
7. Privateering — UNCLEAR / not present on available evidence.
Harris/L3Harris is an operating company whose products compete in adjacent networking/security markets, and Lionra subsequently sued Harris's competitors (Cisco, Fortinet, Palo Alto). That shape fits privateering. However, I found no evidence of a retained license, revenue share, or coordination between Harris and Lionra in SEC filings or NPE-monitoring coverage. The 2021 transfer reads as an outright sale to a third-party monetizer. Not present on the evidence reached.
8. Defensive aggregator — NOT PRESENT.
The chain terminates at Lionra Technologies Ltd, an active asserter — not at RPX, AST, LOT, Unified Patents, or OIN. (Unified Patents and Cisco are on the challenging side — e.g., Unified's April 2023 ex parte reexam of the sibling '436, and the Cisco/Fortinet/Palo Alto IPRs — which is the inverse of a defensive-aggregation endpoint.)
Verdict
NPE — high confidence.
Two strong signals are independently present and corroborate each other: (i) shell-entity transfer — the '612 left the operating Exelis/Harris/L3Harris chain via the 2021-12-06 assignment to Lionra Technologies Ltd, a no-product, single-purpose licensing entity whose address of record is a Dublin serviced-office (per UPC_CFI_58/2024); and (ii) known asserter — Lionra is expressly identified by Unified Patents as "an Atlantic IP entity" and appears in the Stanford NPE Litigation Database with the "Acquired patents" category, having sued Cisco, Fortinet, Palo Alto, Apple, CrowdStrike, and VMware. The purchase-to-suit cadence (assignment recorded 2021-12-06 → first '612 suits August 2022) completes the monetization arc, even though it sits just outside the 6-month pre-litigation window. Reel/frame and recorded-correspondent verification remain outstanding and should be pulled directly from the Assignment Center before this verdict is filed.
Verification link: https://assignmentcenter.uspto.gov/ (search patent number 8566612; mirrored at https://assignment.uspto.gov/patent/index.html). Supplemental: Google Patents legal events (https://patents.google.com/patent/[US8566612B2](/patent/US8566612B2)/en), Stanford NPE DB (https://npe.law.stanford.edu/patent/8566612), Unified Patents Lionra coverage (https://www.unifiedpatents.com/insights), UPC decision summary (https://eip.com/uk/case-reports/upc-dismisses-infringement-claim-for-network-switches).
Open items to close before finalizing
- Reel/frame for all four entries — not retrieved; mandatory for a filed ownership chain.
- Recorded correspondent per entry — not retrieved; determinative for signal 3.
- Pre-Exelis assignee of the 2004 application (10/903,785) — unverified.
- Execution vs. recording date of the Lionra assignment — needed to finalize signal 5.
- Reconcile the 2021 assignor list vs. the 2024 Harris→L3Harris change-of-name — overlapping records flagged.
Generated 9/27/2026, 9:53:25 PM
Prior art
Earlier patents, publications, and products that may anticipate or render the claims unpatentable.
I'll research the prior-art citations of US 8,566,612 across USPTO and patent databases.
Let me pull the specific "References Cited" list and the IPR prior-art grounds.
Prior-Art Analysis — US 8,566,612 B2
Important scope and data-availability caveat (read first)
The task asks me to walk through each patent citation listed on US 8,566,612 and give, per reference, a full citation, dates, a description, and the claim(s) it could anticipate under 35 U.S.C. § 102. I want to be explicit about a limitation before presenting anything:
I was unable to retrieve the authoritative front-page "References Cited" (56) list for US 8,566,612 within this session. Google Patents' page for the patent surfaced the description, definitions, classifications, family/continuity, and Cited By (forward-citation) data, but the backward "Patent Citations" table did not render in my results. FreePatentsOnline and Justia surfaced specification text and claims, not the numbered prior-art list. Because the strict rule in my instructions is to interpret identifiers literally and not fabricate, I will not invent examiner-cited reference numbers, dates, or § 102 mappings. Instead I provide (A) the reference-type prior art I can ground in the authoritative text, (B) the forward citations I did surface, (C) an analytical § 102 framework keyed to the claim elements, and (D) a precise statement of what remains unverified and how to close it.
This is the same discipline as the earlier "independent-claim inventory" flag — I'd rather mark uncertainty than assert a citation I can't source.
A. References that ARE grounded in the authoritative text (intrinsic / incorporated-by-reference)
The '612 specification expressly incorporates a set of commonly-owned applications and standards. These are the only "citations" I can reproduce verbatim from the record in front of me. Note on § 102 status: these are documents the applicant incorporated by reference into the disclosure, not examiner-cited prior art. Under § 102 they are relevant mainly as potential § 102(e) art (or § 102(a)/(b) prior art) only to the extent they published or issued, and their same-inventor/common-ownership status can trigger § 103(c) disqualification. Treat the "claim(s)" column as the claim elements they primarily inform, not as an examiner's rejection.
| # | Full citation | Filing date / publication | Brief description | Claims it most bears on |
|---|---|---|---|---|
| 1 | U.S. App. Ser. No. 09/880,701 — "METHOD AND SYSTEM FOR HIGH-SPEED PROCESSING IPSEC SECURITY PROTOCOL PACKETS," Lee P. Noehring et al. (now commonly cited as the Noehring family) | Filed 2001-06-13 | Described as an example of the packet engines (parallel microprocessors for IPSec packet processing/classification) used in security processor 104. | Independent claim 1 (packet engine / plurality of packet engines); claim 9 (one-to-one crypto cores); claims 10–11 (IP-header add/remove). |
| 2 | U.S. App. Ser. No. 10/160,330 — "SYSTEM AND METHOD FOR MANAGING SECURITY PACKET PROCESSING," Lee P. Noehring et al. | Filed 2002-05-30 | Cited as an example of network/security processing systems and related interfaces/protocols suitable for the security processing system. | Claims 1 and 13 (overall security-processor architecture; classification/context management). |
| 3 | U.S. App. Ser. No. 10/172,814 — "FLEXIBLE I/O INTERFACE AND METHOD FOR PROVIDING A COMMON INTERFACE TO A PROCESSING CORE," Swaroop Adusumilli et al. | Filed 2002-06-12 | Described as a non-limiting example of the switching system (switching system 208) that gives packet engines a common interface over differing bus types. | Independent claim 1 (switching system); claim 13 (local data bus coupled to switching system). |
| 4 | U.S. App. Ser. No. 10/144,004 — "SINGLE-PASS CRYPTOGRAPHIC PROCESSOR AND METHOD," Satish N. Anand et al. | Filed 2002-05-13 | Example of a cryptographic core performing high-speed fixed-function encryption/authentication hash processing. | Claim 1 (cryptographic core coupled to packet engine); claim 9 (plurality of cores). |
| 5 | U.S. App. Ser. No. 10/144,332 — "SECURITY ASSOCIATION DATA CACHE AND STRUCTURE," Satish N. Anand et al. | Filed 2002-05-13 | Security-association (SA/SAD) caching structure — supports the SA/key-address handling the crypto core receives. | Claims 1, 13 (crypto core processing); claim 2 (security context management). |
| 6 | U.S. App. Ser. No. 10/144,195 — "APPARATUS AND METHOD FOR A HASH PROCESSING SYSTEM USING MULTIPLE HASH STORAGE AREAS," Satish N. Anand | Filed 2002-05-13 | Hash-processing architecture used by the classification path (packet-engine lookups). | Claim 1 (classification processing); claims 13/16 (memory supporting classification). |
| 7 | U.S. App. Ser. No. 10/144,197 — "APPARATUS AND METHOD FOR A HASH PROCESSING SYSTEM USING INTEGRATED MESSAGE DIGEST AND SECURE HASH ARCHITECTURES," Satish N. Anand | Filed 2002-05-13 | Integrated message-digest/SHA hashing used in authentication and classification. | Claim 1 (crypto/classification); claims 7–8 (substantially all security/network processing). |
| 8 | RFC 2401, RFC 2402, RFC 2406 (IPSec: security architecture; AH; ESP) | 1998 (standards) | The IPSec framework the secure I/O system implements (VPN establishment). | Claim 7 / claim 1 environment (encryption/decryption of IP packets). |
| 9 | FIPS PUB 140-2, "Security Requirements for Cryptographic Modules," NIST, issued 2001-05-25 | 2001-05-25 | Defines the cryptographic boundary 112 compliance target for the module. | Claims 13/16/17 (memory and processor "within the same cryptographic boundary"). |
Additionally, the priority/continuity documents themselves:
- Provisional 60/507,976, filed 2003-10-02 (priority basis).
- Parent U.S. App. 10/903,785, filed 2004-07-30, issued as US 7,685,436 B2 — the same-inventor/same-specification parent of the '612 patent (this is the sibling, not third-party art).
B. Forward citations (not prior art — listed for completeness)
The "Cited By" list I surfaced (per Google Patents) is the reverse direction and cannot be § 102 art for the '612 patent, because these all post-date the 2003-10-02 priority date:
- US 2008/0083033 A1 (Infineon — chip-card controller module)
- US 2010/0031059 A1 (Infineon — security device / secure memory)
- US 7,990,974 B1 (SonicWall — packet processing on a multi-core processor)
- US 8,278,779 B2 (General Electric — redundant power)
- US 8,616,968 B2 (Tripp Enterprises — secure tower)
- US 2014/0068716 A1 (Broadcom — gigabit Ethernet IP telephone chip w/ integrated security module)
- US 8,837,474 B2 (Qualcomm — NAT / ALG processing)
- US 8,930,715 B2 (IBM — address translation unit for RDMA)
- KR 2015-… (partial)
I include these only so the record is complete; none should be mapped to a § 102 rejection of the '612 claims.
C. Litigation/IPR posture bearing on the prior art (grounded)
The prior-art picture that matters commercially here is in the IPRs, not the front page:
- IPR2023-00673 ([Cisco Systems Inc.](/litigations/by-plaintiff/Cisco%20Systems%20Inc.) v. Lionra Technologies Ltd.) — challenged the '436 and '612 patents together. The expert declaration of Dr. Mark Crovella (Exhibit 1003, filed 2023-03-09) expressly addresses "the '436 Patent (EX-1001) and its child U.S. Patent 8,566,612 (the '612 Patent) (EX-1012)," confirming shared title/inventors and the earliest priority date of October 2, 2003. This establishes the § 102 priority cutoff any prior art must beat.
- IPR2023-00703 — filed against the '612 patent; terminated by settlement.
- IPR2024-00158 (Fortinet, Inc. and Palo Alto Networks, Inc. v. Lionra Technologies Ltd.), filed 2023-11-09, institution decision 2024-05-09, terminated–settled 2024-10-11.
- E.D. Tex. cases 2:22-cv-00305 (Cisco), 2:22-cv-00334 (Palo Alto Networks), 2:22-cv-0322 (Fortinet/"Lionra I").
Consequence for this analysis: because the '612 IPRs were settled (not decided on the merits), there is no final written decision establishing that any specific reference anticipates the '612 claims. The examiner-cited and IPR-cited reference lists are therefore the only authoritative prior-art map, and I could not pull them in this session.
D. Analytical § 102 framework keyed to the claim elements (my assessment, not verified citations)
Because I could not verify the actual citations, the most useful thing I can responsibly provide is the element-by-element § 102 roadmap — i.e., what a single reference must disclose to anticipate each independent claim. This lets a reviewer check whatever the front page actually lists.
Claim 1 (apparatus) — a single anticipatory reference under § 102(a)/(b)/(e) must disclose ALL of:
- a switching system to send outgoing / receive incoming packets;
- a packet engine handling classification for both directions, where it is one of a plurality of packet engines and substantially all in/out packets transit one of them;
- a cryptographic core receiving packets from the switching system via the packet engine and returning via the packet engine, with the packet engine interposed between the switching system and the cryptographic core (i.e., no direct switch→crypto path);
- a signature database; and
- an intrusion detection system coupled between the cryptographic core and the packet engine, responsive to a packet matching a stored signature.
The most probative single-reference candidates in this 2003-era art would be integrated security-processor/NIC architectures (e.g., IPSec/VPN offload processors with an on-chip IDS/pattern-matching tap in the data path). The distinguishing limitations for § 102 are the topology requirements — the "packet engine interposed between" switch and crypto core (item 3) and the IDS positioned specifically between crypto core and packet engine (item 5). A reference that places the IDS upstream of the crypto core, or in parallel off the switch, would not anticipate claim 1.
Claim 13 (system) — same core as claim 1 PLUS a local data bus coupled to the switching system and a memory coupled to the local data bus, and (notably) without claim 1's "plurality of packet engines" and IDS wording. This is the broader claim and therefore the easiest to anticipate; a basic security-processor-with-local-bus-and-attached-memory reference is the most likely single-reference § 102 hit if one exists.
Confirmed claims from this session (cross-check to my earlier section): Justia now renders claims 1–11 (claims 1–9 fully; claim 10 beginning "A security processor of claim 1… writing MAC/IP headers…"). This refines — but does not fully close — my earlier flag that the exact total claim count and a possible third independent claim (mirroring published claim 30 of US 2010/0169636 A1) were unverified for the issued patent. Claim 13 as an independent is corroborated by the IPR record.
E. What remains unverified, and how to close it
| Open item | Status | How to close |
|---|---|---|
| Examiner-cited "References Cited" (56) list for '612 | Not retrieved — will not fabricate | USPTO PatentCenter / Global Dossier "References Cited" tab; the printed front page of the issued patent; or Espacenet's "Cited documents" |
| IPR2023-00673 / IPR2024-00158 ground-level prior-art references (grounds tables, Exhibits 1002–1005) | Not retrieved this session | PTAB P-TACTS / docketalarm exhibits for both IPRs (settled, so no FWD) |
| Total claim count / third independent claim in issued '612 | Partially improved (claims 1–11 now visible); not fully verified | Full claim set from the issued patent PDF |
| Whether any single reference meets all of claim 1's topology limits | Analytical only | Map each verified § 102 candidate against the element list in § D |
F. Bottom line
- Grounded, verifiable "citations" in the record: the nine incorporated-by-reference items in § A (Nos. 1–9) plus the parent '436 / provisional chain — these are intrinsic, commonly-owned, and inform specific claim elements but are not examiner-cited § 102 art.
- Forward citations exist (12 in Google Patents' "Cited By") but post-date the priority date and are not prior art.
- The actual examiner-cited prior art list for US 8,566,612 could not be retrieved in this session, and I have deliberately not invented it. Any per-reference § 102 mapping (full citation → dates → description → anticipated claims) must be populated from the USPTO front page / Global Dossier "References Cited" tab or the IPR exhibits. I've supplied the exact § 102 element test (§ D) so that list can be mapped immediately once obtained.
- Real-world validity signal: the two '612-targeting IPRs were settled before any final written decision, so no reference has been adjudicated to anticipate the '612 claims as of this analysis.
If you can supply the front-page "References Cited" extract for US 8,566,612 (or the PTAB exhibit lists for IPR2023-00673 / IPR2024-00158), I will produce the complete per-reference table with full citations, dates, descriptions, and claim-specific § 102 anticipation analysis without the caveats above.
Generated 9/27/2026, 9:53:09 PM
Obviousness
Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.
I need to flag an important gap before analyzing: no "Prior Art section" was actually included in the material provided to me. The earlier-generated sections you gave me are the patent summary (bibliographic data, claims, litigation) and the litigation summary. There is no prior-art reference list, IPR ground, or citation table to work from. I'll therefore ground the § 103 analysis in (a) the references the '612 specification itself cites/incorporates, (b) the references named in the PTAB proceedings against this patent family, and (c) general art. Let me verify what prior art was actually asserted.
I found the actual § 103 grounds asserted against this patent family in the PTAB. Let me pin down the primary reference "Pham" and the secondary references.
Threshold caveat (please read first)
Two required inputs are missing, and I will not paper over that:
- There is no "Prior Art section" in the material provided. The previously-generated sections are the patent summary (bibliographic data, claim inventory, PTAB/litigation history) and the litigation summary. Neither contains a prior-art reference list, an invalidity chart, or an IPR ground table. I therefore reconstructed the operative prior art from the record itself — specifically the § 103 grounds actually asserted against the '612 patent in the PTAB petitions, which I retrieved below. Where I relied on those search results I cite them; where I am inferring I say so.
- Date conflict: the task states the current date is April 26, 2026, while my operating parameters give September 27, 2026. This does not change the substantive analysis, but flagging it per the no-auto-correct rule.
One more structural note, and it resolves a flag from the earlier summary: the IPR record confirms claim 22 exists and recites the signature-database/IDS limitation (see the POPR's listing of challenged limitations [1.viii], [12], [13.vii] and [22]). That is consistent with my earlier "possible third independent claim" uncertainty — claim 22 appears to be either a third independent claim or a claim that carries the IDS limitation on its face. I still do not have the full 22-claim set text, so treat claim 22's exact dependency as unverified.
Obviousness analysis — US 8,566,612 under 35 U.S.C. § 103
1. Legal frame and the correct prior-art window
- Effective priority date (assumed): October 2, 2003 (provisional 60/507,976). The petitioners were instructed to assume "no earlier than October 2, 2003" (Crovella Decl. ¶4).
- POSITA (Patent Owner's own formulation, unrebutted): a bachelor's degree in computer science/computer engineering plus at least two years of experience in computer networking, system security and authentication, or equivalent work experience in designing/implementing networking, security and authentication systems.
- Legal standard: Graham v. John Deere factors; KSR Int'l v. Teleflex (a combination of known elements according to known methods is obvious unless the combination yields more than predictable results; a "reason to combine" may be found in design incentives, market forces, or the mere known techniques). In re Keller (non-collocated teachings may still be combined). Because the claims are apparatus/system claims, the relevant question is whether the structure was known/obvious, not whether a particular data-path performance was achieved.
2. The prior art actually asserted (as-served grounds)
The primary reference and secondaries come from the Lionra v. Fortinet/Cisco/PAN IPR petitions (IPR2023-00673/00674, IPR2023-00703, IPR2024-00158, IPR2024-00099) and the accompanying defendant invalidity contentions:
| Ref | Identity | Date status | Role |
|---|---|---|---|
| Pham | US 2003/0074473 A1, "Scalable Network Gateway Processor Architecture" (Pham et al.), pub. 2003-06-19 (granted counterpart US 7,283,538 B2) | § 102(a)/(b)/(e) prior art (pub. before 2003-10-02) | Primary — teaches the whole switching/classification/crypto architecture |
| Wu | US 7,424,744 B1, "Signature based network intrusion detection system and method" (Wu, Schwab, Peckham; McAfee), filed 2002-03-05, granted 2008-09-09 | § 102(e) prior art (filed before 2003-10-02) | Secondary — signature database + IDS |
| Collins | US 2002/0073316 A1, "Cryptographic System Enabling Ownership of a Secure Process" | pre-2003-10-02 | Secondary — modulo/modular-exponentiation engine |
| Krishna | US 7,996,670 / US 2003/0014627 (classification engine in a cryptography acceleration chip) | pre-2003-10-02 | Secondary — single-chip integration of classification + crypto |
| Also of record | Elbe WO 2002/048857; Nagel US 7,181,017; Bruton US 2003/0145225; US 7,493,659 | — | Listed exhibits; I could not confirm their specific claim mappings |
As-served § 103 grounds for the '612 patent (per the Patent Owner Preliminary Response, IPR2024-00158):
| Ground | Claims | Basis |
|---|---|---|
| 1 | 1–2, 9–13, 16, 22 | § 103 — Pham in view of Wu |
| 2 | 3, 14, 21 | § 103 — Pham + Wu + Collins |
| 3 | 4, 7, 8 | § 103 — Pham + Wu + Collins + Krishna |
| 4 | 17 | § 103 — Pham + Wu + Krishna |
3. Ground 1 — Pham in view of Wu: independent claims 1, 13 (and 22)
3.1 What Pham discloses
Pham (US 2003/0074473) describes a VPN gateway 72 built around a crossbar switch fabric 78 (IBM PRS28.4G packet routing switches, part no. IBM3221L0572) that interconnects an ingress processor 80, an egress processor 82, a control processor 84, and an array of two to sixteen crypto processors 86 ([0045]). Each crypto processor 86 contains:
- a network processor 112 (IBM PowerNP NP4GS3), with a switch fabric interface 114 ([0051]); and
- a dedicated encryption/decryption engine 120 (Broadcom BCM5840 Gigabit Security Processor) hung off the network processor by a direct data transfer bus 122, controlled via control/status lines 124 ([0052]).
Ingress processing dynamically creates and attaches an SA header 268 and a tunneling IP header 270 to each IPsec packet ([0050], Fig. 12). Pham expressly states the network processor 112 and ingress processor 80 "use … identical conventional processors and identical routing and SA tables," so that ingress routing/SA-association tasks can be offloaded to the crypto-processor network processor, and "all packets, both clear text and encrypted, can be sent to network processor 112" (Petition, quoting Pham).
3.2 Element-by-element mapping to claim 1
| Claim 1 element (verbatim from the issued claim) | Pham / Wu teaching |
|---|---|
[1.i] "A security processor to process incoming packets and outgoing packets" |
Pham's VPN gateway 72 / crypto processor 86, bidirectional |
[1.ii] "a switching system to send the outgoing packets and receive the incoming packets" |
Pham crossbar switch fabric 78 ([0045]) |
[1.iii] "a packet engine, coupled to the switching system, to handle classification processing…" |
Pham network processor 112 (NP4GS3) with routing/SA tables 102/118, coupled to fabric via switch interface 114; classification = filtering, routing, SA-parameter association ([0043], [0050]) |
[1.iv] "one of a plurality of packet engines and substantially all … packets … transit one of the plurality of packet engines" |
Pham's array of 2–16 crypto processors 86, each with its own network processor (identical processors, load-balanced) |
[1.v] "provided with a tag upon ingress… tag determines an egress path… upon exit from a corresponding cryptographic core" |
Pham's tunneling IP header 270 (tag) created at ingress; egress-processor selection "determined by the crypto processor 86 from the route identification information contained in the tunneling IP header 270" (Petition) |
[1.vi] "a cryptographic core, coupled to the packet engine and receiving the incoming packets from the switching system via the packet engine and communicating the outgoing packets to the switching system via the packet engine" |
Pham engine 120 reached only through network processor 112 over bus 122 ([0052]); all packet/data flow returns through processor 112 |
[1.vii] "the packet engine is interposed between the switching system and the cryptographic core" |
Pham topology fabric 78 ↔ network processor 112 ↔ engine 120 |
[1.viii] "a signature database; and an intrusion detection system coupled between the cryptographic core and the packet engine and responsive to at least one packet matching a signature stored in the signature database" |
Wu: signature-based IDS 14 with signature database 42, signature engine 34, classification/flow table 74, actions including drop packet / alert (US 7,424,744) |
Claim 13 adds only a local data bus and memory (Pham's high-speed memory 100, memory array 116, data table 118 — and the fabric/local interconnects). Claim 22 carries the same signature/IDS limitation plus the "plain text packet" refinement (Wu analyzes live traffic; located on the plaintext side of the decrypt path).
3.3 Why a POSITA would have combined Pham with Wu
The petitioners' rationale (which the Board credited at institution — "we are persuaded that Petitioner has shown sufficient rationale to combine"):
- Same field, same problem. Both are network-perimeter security devices; Wu expressly frames its IDS as monitoring "all traffic in real time as it travels across the network" and guarding "both sides of a firewall" (US 7,424,744 Fig. 3 discussion). Adding intrusion detection to a VPN gateway is the archetypal "known technique applied to a known device."
- Art-recognized benefit. Wu supplies the exact missing structure (signature DB + matching engine + drop/alert action), so the combination yields nothing more than the predictable sum of known functions (KSR).
- Placement is dictated by function, not invention. To "ensure that malicious packets can be identified before being sent into or from the network," the IDS must sit inline on the packet path between the decrypt/encrypt engine and the packet processor — i.e., precisely the recited "coupled between the cryptographic core and the packet engine."
- Design incentives (cost, chip-count, avoiding backplane DMA round-trips — the very problem the '612 Background recites) favor co-locating the functions on the same device.
4. Grounds 2–4 — the dependent-claim additions
Ground 2 (claim 3, 14, 21) — Collins for the modulo engine.
Collins (US 2002/0073316) is directed to public-key cryptography with multiple prime factors and discloses a modular-exponentiation/modulo engine to accelerate public-key operations. Motivation: public-key (IKE/handshake) work is the slow path in a VPN gateway; adding a dedicated modulo engine was "common to use a modulo engine to increase the speed of the cryptographic process" (Petition). The '612 specification itself concedes the modulo/expo engine 216 is an off-the-shelf accelerator for streaming and modular exponentiation — an admission that the structure is conventional.
Ground 3 (claims 4, 7, 8) and Ground 4 (claim 17) — Krishna for single-chip integration / substantially all processing.
Krishna (US 7,996,670 / US 2003/0014627) describes a cryptography acceleration chip with an integrated classification engine. Motivation: integrate packet engine + cryptographic core + modulo engine on one die to cut cost, reduce interfaces, raise throughput, and contain keys within a single cryptographic boundary (the FIPS 140-2 driver the '612 itself invokes). The claim-4/17 "single chip" and claim-7/8 "substantially all security/network processing" limitations are classic integration limitations well within the ordinary skill level of a network-ASIC POSITA.
5. The strongest non-obviousness counterarguments (and my assessment)
These are the arguments Patent Owner actually pressed, and they are the only places a genuine § 103 gap exists:
[1.iv]"substantially all … transit one of the plurality of packet engines." Lionra argued Pham filters out non-VPN packets at the ingress processor (Pham [0069]: the IP header is examined to "discriminate and filter out … data packets that are not to be passed through the VPN gateway"), and LAN-to-LAN traffic is switched directly ingress↔egress without touching a crypto processor. Petitioner's rebuttal, credited at institution: in the offload embodiment the network processor 112 can receive all clear-text and encrypted packets; and once Wu's IDS is inserted to inspect all traffic, "all network traffic passes through the intrusion detection system." The Board found this sufficient for institution but did not reach a final merits decision (the proceedings settled), so this limitation remains the pivot on which the whole validity question turns.[1.v]"tag … determines an egress path." Lionra: the SA/tunneling headers are attached only where an SA context is found — plaintext packets never get a tag. This is a real scope dispute that depends on how broadly "packets" is read (the earlier summary notes the district court construed"substantially all…","intrusion detection system", and"security context management processing").[1.viii]IDS between crypto core and engine — motivation. Lionra argued Pham is a "closed system" and adding Wu "increases complexity and resources" (noting Pham says adding even compression "would require supplementing or replacing the preferred network processor"). The Board rejected this as "unpersuasive" for institution because the reason to combine is the beneficial feature, not the absence of complexity — a KSR-consistent holding, but again never finalized.
Assessment: On the record I can see, Ground 1 is a plausible, well-supported prima facie obviousness case, with [1.iv] and [1.v] as the genuine battleground. Grounds 2–4 are strong — the modulo engine (Collins) and single-chip integration (Krishna) are near-commodity additions, and the '612 specification's own "modulo/expo engine 216" description undercuts any argument that these are inventive.
6. What tempers this analysis (confidence flags)
- No final written decision on the '612 patent ever issued. IPR2023-00703 and IPR2024-00158 were terminated by settlement (2024-10-11 for the latter); the Cisco IPR2023-00673/00674 terminated by settlement too. Institution decisions are not merits rulings. The '612's validity is therefore legally unsettled; the district court § 101 dismissal motion was denied (E.D. Tex. 2:22-cv-00322, Dkt. 114, Apr. 26, 2023).
- I could not retrieve the actual district-court constructions of
"substantially all…","packet engine","cryptographic core","intrusion detection system","security processor", or"security context management processing"— only the list of disputed terms (Claim Construction Order, Dkt. 162, 2023-11-27). Constructions materially affect whether Pham reads on[1.iv]/[1.v]. - My element mapping for Pham is reconstructed from the petition excerpts and Pham's own specification, not from a final merits record — treat it as an informed analysis, not an adjudicated result.
- Claim 22's independence/scope is unverified (consistent with the flagged uncertainty in the summary).
Net conclusion: Under § 103, the asserted combinations — Pham + Wu for independents 1/13/22, + Collins for the modulo-engine dependents, + Krishna for the single-chip "substantially all processing" dependents — supply every structural element and a legally cognizable motivation to combine, rendering the claims prima facie obvious. The claims most likely to survive would be those that the district court's constructions read narrowly on "substantially all…" and the "tag determines egress path" limitation; the claims most likely to fall are the modulo-engine and single-chip integration dependents, where the specification's own admissions and routine-integration law are decisive.
Sources: Google Patents US8566612B2; the '612 Claim Construction Order (E.D. Tex. 2:22-cv-00322-JRG-RSP, Dkt. 162, 2023-11-27); IPR2024-00158 POPR (ptacts.uspto.gov), Crovella Declaration (IPR2023-00673, Ex. 1003); IPR2023-00673/00703 institution and demonstratives; US 2003/0074473 (Pham) and US 7,283,538 B2; US 7,424,744 (Wu); US 2002/0073316 (Collins); US 7,996,670 / US 2003/0014627 (Krishna).
Generated 9/27/2026, 9:53:37 PM
Extensions
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