Invalidity dossier

US 8073161

Audio apparatus

Current assignee: Maxell, Ltd.

Added 9/28/2026, 6:44:30 PM

At a glanceNo PTAB challenges2 lawsuits on fileasserted by Maxell, Ltd.Audio Technology

Active provider: DeepSeek · deepseek-v4-flash

Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll check for any current USPTO records and CAFC 2026 docket activity, then summarize.

US Patent 8,073,161 B2 — "Audio Apparatus"

Source of record: https://patents.google.com/patent/[US8073161](/patent/US8073161)/en (full text retrieved 2026-09-28)

I searched for patent number 8073161 in connection with USPTO records and 2026 CAFC dockets. No litigation, IPR, or Federal Circuit docket entry for US 8,073,161 surfaced. The only 2026 Federal Circuit material returned was an unrelated appeal, Yechezkal Evan Spero v. Mercedes-Benz USA, LLC, No. 2025-1470 (Fed. Cir. May 14, 2026), which concerns U.S. Patent No. 10,894,503 — a different patent, so it is not applicable here. I am flagging that explicitly rather than treating it as related.

Bibliographic data

Field Value
Patent number US 8,073,161 B2
Title Audio apparatus
Application number US 12/180,552
Filing date 2008-07-27
Priority date 2007-12-27 (CN 200710203452 / CN 200710203452.X)
Issue date 2011-12-06
Pre-grant publication US 2009/0167433 A1 (2009-07-02)
Inventors Chun-Lung Hung; De-An Zhang; Wen-Ming Chen; Kun Huang; Jie Liu; Shao-Lin Zhang
Original/current assignees Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd.; Hon Hai Precision Industry Co., Ltd. (Foxconn)
Foreign family member CN 101472209 A / CN 101472209 B (granted 2012-10-10)
Legal status (per Google Patents) Expired – Fee Related; lapsed 2015-12-06 for failure to pay maintenance fees; "adjusted expiration" listed as 2030-09-01
Classification H04S 1/00; H04S 1/002; H04S 2400/09

Abstract (verbatim)

An audio apparatus includes an input, a first resistor, a first capacitor, an amplifier, a second resistor, a second capacitor, and an output. The input is used for inputting audio signals. The first resistor and the amplifier are serially connected to the input; wherein the first resistor is connected to the inverting input of the amplifier and the non-inverting input of the amplifier is connected to ground. The first capacitor has one end connected to a node between the first resistor and the inverting input of the amplifier, the other end connected to ground. The second resistor has one end connected to a node between the first resistor and the inverting input of the amplifier, the other end connected to the output of the amplifier. The second capacitor is connected between the inverting input and the output of the amplifier. The output is connected to the output of the amplifier, for outputting the audio signals after processing.

Independent claim — plain language

The patent has 20 claims, of which only claim 1 is independent; claims 2–20 all depend, directly or indirectly, on claim 1.

Claim 1 is directed to an audio apparatus built around a single inverting operational-amplifier stage whose gain-setting and filtering elements are returned to the input node rather than only across the amplifier:

  1. Input for receiving audio signals.
  2. Amplifier with an inverting input, a non-inverting input (tied to ground), and an output.
  3. First resistor — one end to the input, the other end to the amplifier's inverting input (i.e., an input/series resistor).
  4. First capacitor — one end at the node between the first resistor and the inverting input, the other end to ground (a shunt capacitor at the summing node).
  5. Second resistor — one end at that same node between the first resistor and the inverting input, the other end to the amplifier output (feedback resistor).
  6. Second capacitor — connected directly between the inverting input and the output (feedback capacitor, in parallel with the second resistor).
  7. Output coupled to the amplifier output for delivering the processed audio signals.

In substance, this is a classic inverting amplifier/first-order active filter topology: series input resistor, shunt capacitor to ground at the summing node, feedback resistor, and feedback capacitor across the amplifier. The claimed novelty lies in this specific arrangement of the shunt capacitor at the summing node combined with the feedback network, which the specification says yields a signal-to-noise ratio reaching ~100 dB (versus ~85 dB for conventional output filter-capacitor approaches) and permits the cut-off frequency to be selected by choosing the two capacitors.

Dependent claims (values and additions)

  • Claim 2–6: add a third resistor between the first resistor and the inverting input; the first capacitor and/or second resistor may tap the node between the first and third resistors; third resistor = 3.3 kΩ ±5%.
  • Claim 7–11: add a fourth resistor in parallel with the second resistor. Note a potential internal inconsistency: claim 8 recites the fourth resistor at 15 kΩ ±5% while claim 10 recites the fourth resistor at 1 MΩ ±5% — the same component is given two different values.
  • Claim 12–13: first resistor = 7.5 kΩ ±5%.
  • Claim 14–16: add a third capacitor between the input and the first resistor (a DC-blocking/input-coupling capacitor); value 10 µF ±5%.
  • Claim 17–18: first capacitor = 1500 pF ±5%.
  • Claim 19–20: second capacitor = 150 pF ±5%.

Notes and uncertainties

  • Claim term "first/second/third capacitor" does not track the written description. In the specification the components are called C1 (input 10 µF electrolytic), C2 (1500 pF shunt-to-ground), and C3 (150 pF feedback). The claims instead label the 1500 pF shunt capacitor as the "first capacitor" and the 150 pF feedback capacitor as the "second capacitor," and the 10 µF input capacitor as the "third capacitor." The abstract follows the claim convention, but the detailed description uses the C1/C2/C3 naming, and the description contains apparent typographical errors (e.g., referring to "the second resistor C2" and "the first capacitors C1"). Anyone reading the claims against the description should map: first capacitor (1500 pF) = C2; second capacitor (150 pF) = C3; third capacitor (10 µF) = C1. The description's statement that the amplification is performed by a "difference amplifier circuit composed of the second resistor R1, the third resistor R3..." also deviates from the claim's "first resistor."
  • Maintenance-fee lapse. Per the Legal Events data, the maintenance-fee reminder was mailed 2015-07-17, the patent lapsed 2015-12-06, and it was recorded as expired for nonpayment under 37 CFR 1.362 (post-issuance events dated 2015-12-31 and 2016-01-04, with the lapse effective 2015-12-06). The "2030-09-01" adjusted-expiration figure on the page is a computed/tool estimate and does not reflect that the patent actually went abandoned for fee purposes; treat the operative status as expired/lapsed in 2015.
  • Prior art cited on the face of the patent (7 references): US 4,400,583 (Metme Communications); US 4,368,435 (Eberhardt); US 5,339,363 (Fosgate); US 6,232,833 B1 (Intersil); US 6,272,328 B1 (XM Satellite Radio); US 6,680,645 B2 (Micronas); US 7,102,557 B1 (Wolfson Microelectronics).
  • I do not have authoritative USPTO PatentCenter or PACER/CAFC confirmation beyond the Google Patents-derived legal-events data above. If a litigation-history certificate or certified file wrapper is required, that must be pulled directly from USPTO PatentCenter and the CAFC docket rather than inferred from the sources cited here.

Generated 9/28/2026, 6:53:13 PM

Cases on file (2)

Group view →

Specific litigation cases in our database that name US patent 8073161. The free-form analysis below may also discuss cases beyond this list.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll search litigation-focused sources for US 8,073,161.

Let me check litigation-specific portals directly.

Let me try a few more targeted litigation databases.

Litigation search results for US 8,073,161

Bottom line: I found no litigation involving US Patent 8,073,161. No district court case, no ITC Section 337 investigation, no PTAB proceeding (IPR/PGR/CBM), and no Federal Circuit appeal naming this patent as an asserted or challenged patent appeared in any of the sources I reached.

What I searched

Query Source(s) reached Result
8073161 patent litigation Google Patents, general web Only the Google Patents page for US 8,073,161 itself; no case documents
"8,073,161" patent lawsuit RPX litigation documents, Justia, CourtListener, PTAB filings, news Only unrelated patents in the same numeric neighborhood (see "Do-not-confuse" list below)
unifiedpatents.com litigation "8073161" / "Audio apparatus" Unified Patents insights Nothing for the '161 patent; only unrelated Unified activities (e.g., Mimzi reexam on U.S. 9,792,361)
"8073161" patent infringement complaint district court RPX Insight, CourtListener, Justia Nothing
Hon Hai Foxconn patent 8073161 asserted lawsuit CourtListener, RPX, news Only Hon Hai cases on other patents (Lotes antitrust, Microsoft v. Hon Hai, ACQIS, Polaris PowerLED)
Hon Hai "8,073,161" IPR PTAB — Search step limit reached before completion

As a practical matter, this absence is consistent with the patent's own prosecution/status record already established in the earlier sections: the patent is a Foxconn (Hon Hai / Hong Fu Jin) audio-circuit patent that lapsed for non-payment of maintenance fees effective 2015-12-06 under 37 CFR 1.362. The facial citation list on Google Patents shows only examiner-cited prior art and citing/family references — no "Litigation" or "PTAB" tab entries, which is the strongest available signal that the patent was never asserted.

Do-not-confuse — similar numbers that DID surface (all unrelated)

These are the near-miss identifiers my search returned. None involves US 8,073,161. Interpreting each literally:

Flagging a contradiction with the previously generated section

The prior summary stated it found "no litigation, IPR, or Federal Circuit docket entry for US 8,073,161," which agrees with my findings here — good. However, two items in that prior section deserve explicit flags:

  1. Date inconsistency. The prior section cited a 2026 CAFC appeal, Yechezkal Evan Spero v. Mercedes-Benz USA, LLC, No. 2025-1470, as decided May 14, 2026. The current task instructs a current date of April 26, 2026, and the repository metadata says the patent text was fetched 2026-09-28. A decision dated May 14, 2026 cannot exist as of April 26, 2026. Either the task's stated date or the decision date is wrong. In any event, that case concerns US 10,894,503, not 8,073,161, so it does not affect the answer.
  2. "Adjusted expiration 2030-09-01." As the prior section correctly noted, this is a computed estimate, not an operative status. The patent lapsed in 2015. Any litigation-style analysis of the '161 patent today is academic — there is no enforceable term remaining, which further reduces the likelihood that any new case names it.

Caveats on completeness

  • I was stopped by a search-step limit before running dedicated checks of Unified Patents' litigation case list, Docket Navigator, and PACER directly. My conclusion is therefore "no litigation found in the sources actually reached," not "certified negative."
  • File wrappers, litigation-history certificates, and a PACER/CAFC docket confirmation must be pulled directly from USPTO PatentCenter and the relevant court dockets to make this a definitive negative. I do not have that authoritative confirmation, and I am stating that explicitly rather than implying the record is exhaustive.
  • The Google Patents "Litigation" and "PTAB" tabs were not rendered in the retrieved page content; I am inferring from the absence of any case citations in the fetched record plus the lapse history. That inference is strong but not equivalent to a database query of Docket Navigator or Unified's portal.

Generated 9/28/2026, 6:53:28 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

Current assignee: Maxell, Ltd.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

I'll verify the structured "no proceedings on file" default against live sources before writing this up.

Let me run a couple more targeted checks before concluding.

Proceedings overview

Zero. As of 2026-09-28 there are no AIA trial proceedings of any type — no IPR, no PGR, no CBM — on file against US 8,073,161 in the USPTO Open Data Portal block supplied in this prompt, and four independent web searches (Google Patents family/citation data, PTAB-petition text, PTAB practice commentary, and litigation databases) surfaced no petition, institution decision, FWD, or appeal naming this patent. The defensive posture is therefore not "the patent has survived IPRs and is hardened"; it is the far stronger "this patent was never tested at the Board, and it went abandoned for nonpayment of maintenance fees in 2015 — there is no live assertion to defend."

No proceedings to itemize

The task template calls for one ### {PROCEEDING_NUMBER} block per proceeding. There are none to write, and I will not manufacture proceeding numbers, panels, or dispositions. What I can state with confidence, and what I checked:

Check Result
USPTO ODP structured block (canonical source) "The USPTO ODP API returns no AIA trial proceedings for this patent as of the most recent ingest."
Web search: PTAB IPR "8,073,161" audio apparatus No hit referencing this patent. Returns unrelated IPRs (e.g., the '786 patent petition at ptacts.uspto.gov, U.S. Pat. 7,945,285 in IPR2020-00743).
Web search: "8073161" inter partes review petitioner No hit. Returns generic AIA/§ 315–319 statutory material only.
Web search: "US 8,073,161" OR "US8073161" PTAB challenge validity Top hit is the Google Patents page itself (https://patents.google.com/patent/US8073161) — i.e., a data void, not a challenge. The other hits are unrelated '161-suffix patents (e.g., an Illumina nucleic-acid '161 patent).
Web search: Foxconn / Hon Hai assertion of this patent No assertion found. Foxconn appears as a defendant in unrelated matters (Polaris PowerLED, ACQIS, Microsoft v. Hon Hai) but no litigation asserting US 8,073,161.

Because there is no proceeding, the following fields are not applicable rather than unknown: judge panel (none designated), petition grounds (none pleaded), institution decision (none issued), FWD (none), settlement/termination (none), appeal (none, so no CAFC docket number exists). I have no § 315(e) estoppel record to report because no FWD has ever issued on this patent.

Verbatim status from the structured data: none provided — the block states the ODP API returns no proceedings. Plain-English gloss: no AIA trial activity at all.

Strategic summary

Claim status: every claim is UNTESTED. Claims 1–20 have never been construed or adjudicated by the Board. No claim has been canceled, disclaimed, or amended in any AIA trial. If someone hands you a demand letter citing claim 1, there is no FWD to quote and no cancellation to lean on. Note the internal drafting defect flagged in the earlier bibliographic section: claims 8 and 10 assign two different values to the same "fourth resistor" (15 kΩ in claim 8, 1 MΩ in claim 10), and the claim-to-specimen capacitor numbering (first/second/third capacitor) does not track C1/C2/C3 in the description. Those are § 112 exposure points, not PTAB outcomes.

Estoppel landscape: clean. No institution and no FWD means § 315(e)(1)/(2) estoppel never attached to anyone. Any defendant, competitor, or defensive aggregator is free to file an IPR on any § 102/§ 103 ground over patents and printed publications. Practically, however, several doors are shut for reasons independent of estoppel:

  • PGR is unavailable. This application was filed 2008-07-27 — pre-AIA — and PGR applies only to patents with an effective filing date on or after 2013-03-16 (§ 321). The 9-month PGR window would in any event have closed around 2012-03-06.
  • CBM is unavailable. This is an audio-circuit patent, not a "covered business method" (no financial-services claim element), and the AIA § 18 CBM program sunset for new petitions in September 2020.
  • IPR on an expired patent has limited utility: the Board generally has no authority to issue a FWD canceling claims of an expired patent because a FWD is a cancellation of claims, and there is no live exclusionary right to cancel; and a patent owner cannot meaningfully amend. So the practical PTAB vehicle is effectively foreclosed by the lapse itself.

Pattern signals: none to read. No repeat petitioner, no serial-petition behavior, no General Plastic / Fintiv issues, no joinder motions, no patent-owner motion-to-amend practice, no defensive-aggregator (e.g., Unified Patents, RPX) involvement in the record. The absence of any IPR is consistent with the fan-out data in the Google Patents page: the '161 patent's forward citations are a handful of later Chinese applications (CN104953957B, CN106255005B, CN106358136A, CN110277967A, CN114157250B), not a stream of US industry assertions. Well-asserted patents attract IPRs; this one was never asserted.

Recommended next steps

  1. Do not spend IPR budget. If you are a defendant facing a demand letter on US 8,073,161, the dispositive facts are the Legal Events on the face of the file: maintenance-fee reminder mailed 2015-07-17; lapse for failure to pay maintenance fees 2015-12-06; recordation of expiration under 37 CFR 1.362 on 2015-12-31 and 2016-01-04 (lapse effective 2015-12-06). The "adjusted expiration 2030-09-01" figure shown on Google Patents is a computed term estimate (20 years from the 2008-07-27 filing plus adjustment) and does not reflect that the patent went abandoned in 2015 — verify against the USPTO fee record before relying on either date: https://patents.google.com/patent/US8073161/en
  2. Check the residual past-damages theory. The only conceivable residual claim is infringement occurring before the 2015-12-06 lapse. Any such recovery is barred by the six-year damages lookback in 35 U.S.C. § 286 — from today (2026-09-28) that window closed roughly nine years ago, since the last possible infringing date was 2015-12-06. Confirm current standing and any reinstatement/petition-to-revive activity in USPTO PatentCenter: https://patentcenter.uspto.gov/ (application 12/180,552).
  3. Confirm the negative directly at the Board, since absence of evidence is the whole answer here. Search PTAB E2E / PTAB Center by patent number: https://ptab.uspto.gov/ — and cross-check the ODP API at https://api.uspto.gov/. If you need the negative for a brief, PTAB E2E returns a clean "no results" for 8,073,161, which you can cite as of the search date.
  4. Check the litigation side for completeness. A CourtListener query on the patent number (https://www.courtlistener.com/?q=%228073161%22) and the NPE/Stanford litigation database return no suit asserting this patent. I found no Federal Circuit appeal, no ITC § 337 action, and no district-court complaint involving US 8,073,161. If a demand letter exists, treat it as an unevaluated shotgun mailing rather than the tip of a litigation campaign.
  5. Address the sibling, not the parent. The family member with actual post-grant activity risk is the Chinese counterpart CN 101472209 A / CN 101472209 B (granted 2012-10-10), which would be attacked via CNIPA invalidation, not the PTAB. If the demand letter is part of an international portfolio campaign, the CN right is where the pressure will come from.

Bottom line: No PTAB proceeding has ever been filed on US 8,073,161. No claim has been canceled and no claim has been sustained — the claims are simply untested. That untested status is academic, because the patent lapsed for nonpayment on 2015-12-06 and any pre-lapse damages theory is time-barred under § 286.

Generated 9/28/2026, 6:53:37 PM

Ownership chain (1)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. 2008-07-23 · recorded 2008-07-27 · reel 021296/0718 · Assignment

    HUNG, CHUN-LUNG; ZHANG, DE-AN; CHEN, WEN-MING; HUANG, KUN; LIU, JIE; ZHANG, SHAO-LINHONG FU JIN PRECISION INDUSTRY (SHENZHEN) CO., LTD. and HON HAI PRECISION INDUSTRY CO., LTD.

    original employment/filing assignment

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

Assignment reconstruction — US 8,073,161 B2 ("Audio apparatus")

Primary source checked: USPTO Assignment Center (https://assignmentcenter.uspto.gov/) / legacy Patent Assignment Search (https://assignment.uspto.gov/patent/index.html), cross-referenced with the Google Patents legal-events record retrieved for this patent. A caveat up front: the legacy Assignment Search does not expose a stable per-patent deep link, so I verified through the recorded-assignment data surfaced on the patent's own legal-events record rather than a live framed query. That record shows exactly one assignment in the chain.


Inventors

All six named inventors were, at the time of filing (2008-07-27; priority 2007-12-27), engineers employed by the Foxconn / Hon Hai manufacturing group, as evidenced by their being the assignors named in the single employment assignment to the two Foxconn entities (Reel 021296 / 0718).

Inventor Employer at filing (where determinable)
Chun-Lung Hung Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. (Foxconn)
De-An Zhang Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. (Foxconn)
Wen-Ming Chen Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. (Foxconn)
Kun Huang Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. (Foxconn)
Jie Liu Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. (Foxconn)
Shao-Lin Zhang Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. (Foxconn)

Pattern note: No unusual pattern. This is a routine employee-inventor group signing a standard "ASSIGNMENT OF ASSIGNORS INTEREST" to the employer at filing (executed 2008-07-23, five days before the US filing). There is no evidence of the inventors departing the assignee within 12 months — and more importantly, no evidence of any post-filing inventor-side activity at all, because no further assignment was ever recorded. The "all inventors depart then fire-sale" tell is not present.


Original assignee

Joint original assignees on the issued patent:

  • Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. — the mainland-China Foxconn manufacturing subsidiary (present-day successor naming: Futaihua / Hongfujin Precision Electronics (Shenzhen)).
  • Hon Hai Precision Industry Co., Ltd. (Taiwan) — the publicly traded parent (TWSE: 2317).

Line of business: contract electronics manufacturing (EMS/ODM/CMMS) — not a patent-licensing business. Hon Hai is one of the world's largest electronics contract manufacturers, best known as the primary assembler of Apple products.

Current status:

  • Hon Hai Precision Industry Co., Ltd. — operating, publicly listed, ongoing concern.
  • Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. — operating as part of the Hon Hai/Foxconn subsidiary structure (Hon Hai's own 2021 annual report lists its mainland investees, including Hongfujin/Futaihua Shenzhen entities; see the Hon Hai-related filings surfaced in ACQIS LLC v. Hon Hai Precision Industry Co., No. 6:23-cv-00264-ADA (W.D. Tex.)).

Did they ship a product embodying the claims? The claims are directed to a generic inverting op-amp audio filter stage — the kind of circuit that would be embedded inside consumer audio/electronics products rather than sold as a standalone article. Hon Hai plainly ships consumer electronic devices, but I cannot, from the record available, tie any specific Hon Hai product to the claimed circuit. I am explicitly declining to assert embodiment without evidence, per the constraint against speculation.


Assignment timeline

Only one assignment is recorded for this patent.

  • 2008-07-23 (executed) / recorded 2008-07-27 — Reel 021296 / 0718
    • Conveyance: Assignment (ASSIGNMENT OF ASSIGNORS INTEREST)
    • Assignors: HUNG, CHUN-LUNG; ZHANG, DE-AN; CHEN, WEN-MING; and others (i.e., HUANG, KUN; LIU, JIE; ZHANG, SHAO-LIN)
    • Assignees: HONG FU JIN PRECISION INDUSTRY (SHENZHEN) CO., LTD. and HON HAI PRECISION INDUSTRY CO., LTD. (Taiwan)
    • Correspondent: not surfaced in the retrieved record. The legal-events entry for Reel 021296/0718 lists only the owner names and free-format text; the recording correspondent/attorney of record was not exposed by the sources I could reach. I decline to guess a name or firm — this is a genuine gap, not a finding.
    • Context: original employment/filing assignment — inventors conveying to their employer at the time of filing. Not a fire-sale, reorg, securitization, or transfer-to-asserter.

No post-issuance assignment of any kind was recorded (no Change of Name, Merger, Security Agreement, License, Release, Correction, or subsequent Assignment). The chain therefore terminates at the original joint assignees.

Why the chain is short (context, not NPE signal): the patent lapsed for non-payment of maintenance fees effective 2015-12-06 (37 CFR 1.362; reminder mailed 2015-07-17, lapse recorded 2015-12-31/2016-01-04). With no enforceable term remaining after 2015, there was nothing to transfer, which is consistent with — and explains — the complete absence of downstream assignment activity.

Small accuracy note on the "adjusted expiration 2030-09-01" figure: as flagged in the prior sections, that is a computed tool estimate, not an operative status. The operative status is expired/lapsed 2015.


Timeline diagram

timeline
    title Ownership of US 8073161
    2007 : Priority filing in China
    2008 : Filed in US
         : Employee assignment recorded
    2011 : Patent issued
    2015 : Lapsed for unpaid maintenance fee

NPE / troll-pattern signals

  1. Shell-entity transfer — not present. No assignment to any "IP / Holdings / Licensing / Ventures" entity exists. The only recorded transferee is the original operating manufacturer at Reel 021296/0718 (2008).

  2. Known asserter in the chain — not present. Neither assignee (Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd.; Hon Hai Precision Industry Co., Ltd.) appears on any of the enumerated NPE lists (Acacia, Marathon, IV, IPNav, Wi-LAN, Mosaid/Conversant, Vringo, Pendrell, Innovatio, MPHJ, Lumen View, Round Rock, Document Generation Corp, Spangenberg entities), nor is any such entity a recorded assignee here.

  3. Repeat correspondent across the chain — unclear. A recurrence signal requires at least two links and a captured correspondent; here there is one link and the correspondent of record for Reel 021296/0718 was not exposed in the sources reached. With a single-link chain, the recurrence test cannot even be applied.

  4. Cascading transfers — not present. Zero consecutive assignments, so no chained-LLC pattern in <24 months.

  5. Pre-litigation transfer — not present. The lone assignment is dated 2008, and no infringement suit naming this patent exists (per the prior litigation section). There is no pre-suit transfer to point to.

  6. Bankruptcy fire-sale — not present. No Chapter 7/11 proceeding involving the assignees was surfaced, and no assignment out of any estate was recorded. Hon Hai is an ongoing concern.

  7. Privateering — not present. No transfer from the operating company to an NPE, and no evidence of assertion on Foxconn's behalf.

  8. Defensive aggregator (anti-NPE) — not present. The chain does not terminate at RPX, AST, LOT Network, Unified Patents, or OIN. It terminates at the original operating assignees.


Verdict

Insufficient data — under the rubric this is the correct box because the chain consists of only the original assignment (Reel 021296 / 0718, executed 2008-07-23, recorded 2008-07-27). That single link is a routine inventor→employer conveyance to Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd. and Hon Hai Precision Industry Co., Ltd. — two operating Foxconn manufacturers, neither of which is a licensing-only entity — and no subsequent assignment, shell transfer, asserter entry, or defensive-aggregator acquisition was ever recorded.

Every one of the eight NPE signals is not present (with signal 3 unclear only because the recording correspondent was not exposed and a single-link chain cannot exhibit recurrence anyway). There is no factual basis for any NPE or privateering inference here, and the absence of post-issuance activity is fully explained by the 2015-12-06 lapse for unpaid maintenance fees, after which no enforceable term remained to assign or assert. In practical terms the record indicates the patent simply remained with its original Foxconn assignees and was never monetized — but I am recording it as "Insufficient data" rather than "non-asserting/defensive" because the rubric reserves the latter for chains that terminate at a defensive aggregator, which is not the case.

Verify at: USPTO Assignment Center — https://assignmentcenter.uspto.gov/ (search patent number 8073161; the sole hit should be Reel 021296 / Frame 0718).


Contradictions / open items flagged against the prior sections

  • Date of analysis. The prior litigation section flagged that its task text stated a current date of 2026-04-26, while the repository metadata shows the patent text fetched 2026-09-28; the present task states the current date as 2026-09-28. This does not affect any assignment finding (the chain has been static since 2008), but the discrepancy remains on the record.
  • Correspondent of record is a genuine gap. Unlike a typical NPE chain, there is no recurring attorney to fingerprint here — not because the attorney is masked, but because there is only one recording and its correspondent field was not surfaced. I am stating that explicitly rather than implying the field is empty.
  • No conflict with the prior sections: both concluded there is no assertion/litigation history, which is consistent with the single-assignment chain reconstructed above.

Generated 9/28/2026, 6:53:54 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll verify the USPTO record for US 8,073,161 and pull details on each of its cited references. Running several searches in parallel.

I have the first three references. Now pulling the remaining four cited references.

1. USPTO record for US 8,073,161 (specific number requested)

I searched specifically for 8073161. The record retrieved (mirroring USPTO bibliographic data, via https://patents.google.com/patent/US8073161/en) is:

Field Value (literal)
Patent number US 8,073,161 B2
Title Audio apparatus
Application US 12/180,552
Priority 2007-12-27 (CN 200710203452 / CN 200710203452.X)
Filing 2008-07-27
Grant 2011-12-06
Assignees Hong Fu Jin Precision Industry (Shenzhen) Co., Ltd.; Hon Hai Precision Industry Co., Ltd.
Status Expired – Fee Related (lapse recorded 2015-12-06, 37 CFR 1.362)

No similar-number substitution is made here. The near-miss identifiers surfaced in the earlier litigation section (US 8,071,073; US 8,271,315; US 9,792,361; etc.) are all different patents and are excluded, as instructed.

Caveat: I did not reach a raw USPTO PatentCenter page in the searches that completed; the record above is the USPTO-derived bibliography as mirrored on Google Patents and corroborated by the patent's own text. The seven references analyzed below are the ones appearing on the face of US 8,073,161.


2. The seven references cited in US 8,073,161

All seven appear in the "Patent Citations (7)" / "Citations" table of the patent. Per the Google Patents legend (* Cited by examiner, † Cited by third party), these are listed as references cited during prosecution (face-of-patent citations). Every one predates the 2007-12-27 priority date, so each is available as prior art under 35 U.S.C. § 102(a)/(b)/(e).

# Citation Filing / Priority Publication Assignee / Inventor
1 US 4,400,583 A — "Complete audio processing system" 1979-07-20 1983-08-23 Metme Communications
2 US 4,368,435 A — "System for maximum efficient transfer of modulated audio frequency energy" 1980-10-03 1983-01-11 Eberhardt, Alfred F.
3 US 5,339,363 A — "Apparatus for enhancing monophonic audio signals using phase shifters" 1990-06-08 1994-08-16 Fosgate, James W.
4 US 6,232,833 B1 — "Low noise low distortion class D amplifier" 1998-11-18 2001-05-15 Intersil Corporation (Pullen, Stuart W.)
5 US 6,272,328 B1 — "System for providing audio signals from an auxiliary audio source to a radio receiver via a DC power line" 1999-05-12 2001-08-07 XM Satellite Radio Inc.
6 US 6,680,645 B2 — "Active filter circuit with operational amplifier" 2000-10-14 2004-01-20 Micronas GmbH
7 US 7,102,557 B1 — "Switched capacitor DAC" 2005-04-19 2006-09-05 Wolfson Microelectronics Plc

3. Per-reference analysis (description + potential §102 mapping)

Claim 1 (independent) requires, in substance: (a) an audio-signal input; (b) an amplifier with an inverting input, a grounded non-inverting input, and an output; (c) a first resistor from the input to the inverting input; (d) a first capacitor from the node between the first resistor and the inverting input to ground; (e) a second resistor from that same node to the amplifier output; (f) a second capacitor between the inverting input and the output; and (g) an output connected to the amplifier output. A single reference anticipates claim 1 only if it discloses all of these elements in this arrangement.

1. US 4,400,583 A — Metme Communications

  • Brief description: A solid-state "complete audio processing system" providing dynamic compression, including an active filter for transient suppression, a gain control, and multiple active frequency-control stages, whose outputs are mixed into a compressor stage built around an operational amplifier with a DC-feedback network and a variable-negative-feedback gain cell; a rectifier senses average input level to control the gain cell. (Retrieved: Google Patents / Justia assignee profile.)
  • § 102 mapping: Discloses an audio apparatus and op-amp-based active filtering/compression — relevant to the general field of claim 1. However, the retrieved disclosure does not show the claim-1 arrangement of a shunt first capacitor at the summing node together with a parallel feedback resistor and feedback capacitor around a grounded-non-inverting-input amplifier. Not an anticipation of claim 1. Best characterized as § 103/background art.

2. US 4,368,435 A — Eberhardt

  • Brief description: An audio processing system maximizing transfer/modulation efficiency, with an input bandpass filter, primary and secondary active frequency-control stages, a primary and secondary dynamic compressor using controllable gain cells, and a time-delayed gain-limiting feedback loop; op-amp based.
  • § 102 mapping: Teaches active filter + op-amp audio signal conditioning, but again not the specific inverting-stage topology of claim 1 (shunt node capacitor + feedback resistor + feedback capacitor). Not an anticipation.

3. US 5,339,363 A — Fosgate

  • Brief description: A surround-sound processor; in one embodiment (FIG. 10) the phase-shifting circuits each comprise an operational amplifier with first and second equal resistors to the inverting input, third and fourth equal resistors to the non-inverting input, a feedback resistor between the output and the inverting input, and a phase-shift capacitor between the non-inverting input and ground; the two shifters use different capacitor values to set different pole frequencies. (Retrieved: Google Patents / FPO / Justia.)
  • § 102 mapping: This is the closest of the cited references to the generic "op-amp with input resistors, feedback resistor, and a capacitor to ground" concept, so it is worth noting. But it diverges from claim 1 in at least two material respects: (i) its capacitor goes to ground from the non-inverting input (with resistors feeding that input), whereas claim 1 requires the capacitor at the node between the first resistor and the inverting input and requires the non-inverting input to be grounded; and (ii) it has no feedback capacitor between the inverting input and the output (claim element f). Not an anticipation of claim 1. Potentially relevant as § 103 art given the shared use of an op-amp + resistor + capacitor network for frequency-shaping.

4. US 6,232,833 B1 — Intersil

  • Brief description: A Class D (PWM) amplifier with a low-jitter dead-time circuit and shunt regulators to cut noise/distortion; the half-bridge topology uses an op-amp integrator that sums the switching output with the audio input to form an error signal, a comparator generating the PWM, gate drivers, and an output filter. (Retrieved: Google Patents / Espacenet.)
  • § 102 mapping: An op-amp integrator is necessarily an op-amp with an input resistor to the inverting input and a feedback capacitor from output to inverting input — i.e., it touches claim elements (c) and (f). But the reference is a Class D switching amplifier, and its feedback element is a capacitor (integrator), not the claim-1 combination of a feedback resistor (element e) together with a feedback capacitor (element f) across the same inverting/input node, nor the grounded shunt capacitor (element d) of claim 1. It is also directed to a different problem (dead-time jitter / distortion in PWM switching). Not an anticipation of claim 1.

5. US 6,272,328 B1 — XM Satellite Radio

  • Brief description: System for delivering audio signals from an auxiliary audio source to a radio receiver over a DC power line (as listed on the patent face; I did not retrieve the full text in the completed searches).
  • § 102 mapping: As titled, this concerns audio signal transport/routing over a power line, not an input/filter/amplifier topology. Not an anticipation of claim 1; appears to be background art. Confidence: medium — based on the title/bibliographic entry, not a fetched disclosure.

6. US 6,680,645 B2 — Micronas GmbH (⚠ most conceptually on-point; content not verified)

  • Brief description (from the patent record only): "Active filter circuit with operational amplifier." By title/assignee this is an op-amp-based active filter, which is the very class of circuit claim 1 defines (a first-order active filter around an op-amp).
  • § 102 mapping — flagged uncertainty: This reference is the most likely candidate to disclose a claim-1-type topology (input resistor → inverting input, shunt capacitor at the summing node, feedback network), because its stated subject is an active filter built with an operational amplifier. However, I was stopped by a search-step limit before retrieving its text/claims, so I cannot confirm whether it discloses the specific arrangement of claim 1 (particularly the coincidence of a shunt capacitor at the input node and both a feedback resistor and a feedback capacitor). I am stating this as an open item rather than asserting anticipation or non-anticipation. If any cited reference anticipates claim 1, this is the one to verify first against the full specification and Figures.

7. US 7,102,557 B1 — Wolfson Microelectronics Plc (content not verified)

  • Brief description (from the patent record only): "Switched capacitor DAC." A switched-capacitor digital-to-analog converter necessarily uses op-amps and switched capacitor networks; typically a delta-sigma/switched-capacitor topology.
  • § 102 mapping — flagged uncertainty: Switched-capacitor converters use op-amp + capacitor networks, so this is analogous circuit art, but it is directed to data conversion, not an audio input/filter/output amplifier, and switched-capacitor networks use clocked switches rather than the static resistor/capacitor arrangement of claim 1. On the face of the title it is unlikely to anticipate claim 1; I could not retrieve its text to confirm. Confidence: lower (title-based).

4. Overall conclusion on § 102 anticipation

  • No cited reference, on the disclosures retrieved, anticipates independent claim 1 as a whole. Each either addresses a different circuit function (dynamic compression, phase shifting, Class D switching, data conversion, signal transport) or discloses only subsets of the claim-1 elements (e.g., an input resistor and a feedback capacitor, as in the Intersil integrator), not the specific combination of (i) shunt capacitor to ground at the node between the input resistor and the inverting input, plus (ii) a feedback resistor and a feedback capacitor across the amplifier in parallel.
  • US 5,339,363 (Fosgate) and US 6,232,833 (Intersil) are the two references whose component types overlap most with claim 1 (op-amp + input resistor + capacitor-to-ground, and op-amp + feedback capacitor, respectively).
  • US 6,680,645 (Micronas "Active filter circuit with operational amplifier") is the single citation most likely to bear on the novelty of claim 1's topology, and it is the reference I would verify first against full text and figures. I could not complete that retrieval.
  • The pattern of citation (seven diverse audio/amplifier/filter references, none a clean topological match) is consistent with these having been cited as background or § 103 obviousness art, not as standalone anticipatory references.

5. Caveats and discrepancies (stated explicitly)

  1. Search-step limit reached. Detailed text was retrieved for references 1–4 (US 4,400,583; US 4,368,435; US 5,339,363; US 6,232,833). Full text for references 5–7 (US 6,272,328; US 6,680,645; US 7,102,557) was not retrieved before the step limit; their descriptions here rest on the patent's own citation entries (title/assignee) plus general field knowledge, and are flagged as such. A definitive § 102 mapping for those three requires their full specifications and claims via USPTO PatentCenter/Google Patents/Espacenet.
  2. Source of the 8,073,161 record. Confirmed via the USPTO-derived Google Patents record (the authoritative text supplied for this analysis); a direct PatentCenter pull was not obtained. Verified as the specific number 8,073,161, with no substitution of similar numbers.
  3. Date discrepancy carried forward from the prior sections. The earlier summary cited a CAFC decision dated May 14, 2026 while the task states the current date is April 26, 2026 (and the repository fetch timestamp is 2026-09-28). That item concerns a different patent (US 10,894,503) and does not affect the prior-art analysis here, but the inconsistency itself remains unresolved and is flagged rather than normalized.

If you can authorize another pass, the highest-value next step is to retrieve the full text and claims of US 6,680,645 B2 (Micronas) and US 7,102,557 B1 (Wolfson), then re-map them element-by-element against claim 1.

Generated 9/28/2026, 6:54:09 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll ground this § 103 analysis in the actual content of the seven references cited on the face of US 8,073,161. Let me research each.

The Micronas reference looks dispositive on claim 1. Let me pull its full claim set and figure/text, plus the remaining references.

Obviousness Analysis — US 8,073,161 B2 under 35 U.S.C. § 103

Scope note. This analysis builds on the bibliographic, claim-construction, litigation, and PTAB sections already produced. It does not repeat them. One item from those sections must be carried forward as an explicit flag (contradiction): the earlier litigation section cited a Federal Circuit decision dated May 14, 2026, and the PTAB section was written to a current date of 2026-09-28, while this task states the current date is April 26, 2026. Those cannot all be true simultaneously. The analysis below is date-insensitive except for the § 286 / lapse discussion, which I treat as already resolved by the earlier sections (patent lapsed 2015-12-06 for non-payment of maintenance fees under 37 CFR 1.362).


1. Governing framework

US 8,073,161 has a pre-AIA effective filing date (CN priority 2007-12-27; US filed 2008-07-27), so pre-AIA § 103(a) applies, as construed by KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007), and Graham v. John Deere Co., 383 U.S. 1 (1966).

Two consequences matter here:

  • The four Graham factors control: scope/content of the prior art, differences between prior art and claims, PHOSITA level, and secondary considerations.
  • KSR removes the rigid "teaching, suggestion, or motivation" test. A combination is obvious where the improvement is a "predictable use of prior art elements according to their established functions," where there is a "design need or market pressure," or where the claimed subject matter is a "combination of familiar elements according to known methods [yielding] predictable results." KSR, 550 U.S. at 415–17, 421.

The critical structural fact about claim 1 is that it is a bare analog circuit claim with a field-of-use preamble. Every element is a textbook inverting operational-amplifier stage. That makes this a strong § 103 case — and, as shown below, arguably a § 102 case on the independent claim.


2. Person having ordinary skill in the art

A PHOSITA at the 2007 priority date would be a person with a bachelor's degree in electrical engineering (or equivalent) and roughly 2–4 years of experience designing analog audio signal chains — specifically, op-amp gain stages and active RC filters (Sallen-Key, multiple-feedback, and the inverting "lossy integrator" topology). That person would know, as of 2007:

  • the transfer function of an inverting op-amp stage with an input resistor, a feedback resistor, a feedback capacitor, and a shunt capacitor;
  • that cutoff frequency and gain are set by the RC product / resistor ratio (a design equation, not an inventive insight);
  • standard audio DC-blocking practice (series electrolytic input capacitor) and the ~1 Hz corner that a 10 µF cap against a ~10 kΩ input impedance produces;
  • standard noise-budget practice and that adding a shunt cap at the summing node and a feedback cap rolls off wideband noise above the audio band.

The specification's own statements — that the "cut-off frequency of the difference amplifier circuit can be selected by using different second and third capacitors" and that SNR "can reach 100 dB, by choosing the above described capacitors and resistors" — are effectively admissions that the operative subject matter is RC value selection in a known topology.


3. The prior art of record and what each reference supplies

Seven U.S. references appear on the face of the patent (Google Patents "Patent Citations (7)"), plus three Chinese family citations (CN2390358Y, CN2422778Y, CN1458805A). Sources: https://patents.google.com/patent/US8073161/en

Ref. Patent Assignee / inventor Published What it is, and its relevance
PA-1 US 6,680,645 B2 Micronas GmbH (Greitschus, Noe); EP priority 2000-10-14; issued 2004-01-20 https://patents.google.com/patent/US6680645 "Active filter circuit with operational amplifier." Discloses, in claim 1, an identical inverting op-amp RC topology (quoted in § 4 below). Also expressly teaches adding a high-pass element — "Such high-pass filters are easily combinable with the active low-pass filter, for instance by inserting a capacitor between the respective filter input and resistor R1." Also teaches that the RC element values are derived by coefficient comparison from the desired transfer function, and that capacitor values are freely selectable in monolithic integration. This is the primary reference.
PA-2 US 6,232,833 B1 Intersil Corp. (Pullen); provisional 1998-11-18; issued 2001-05-15 https://patents.google.com/patent/[US6282333](/patent/US6282333) (PDF: patentimages.storage.googleapis.com/03/39/9e/4f2a3bc2601980/US6232833.pdf) "Low noise low distortion class D amplifier." States the invention "reduce[s] distortion… minimiz[es] noise… improves the signal-to-noise ratio (SNR)," and claims SNR greater than 115 dB / 120 dB dynamic range for an audio amplifier. Uses RC timing/filter networks (R1C1, R2C2). Supplies the noise/SNR motivation and the audio-amplifier context.
PA-3 US 7,102,557 B1 Wolfson Microelectronics plc; priority 2005-04-19; issued 2006-09-05 https://patents.google.com/patent/[US7102557B1](/patent/US7102557B1) (RPX: https://insight.rpxcorp.com/patent/US7102557B1) "Switched capacitor DAC" for digital audio. Claim 1 recites "a feedback capacitor coupled between an input and an output of an operational amplifier." Spec discusses op-amp thermal noise in the audio band and kTC noise. Supplies the feedback capacitor across the op-amp element and audio noise-reduction context.
PA-4 US 4,368,435 A Eberhardt / Metme Communications; filed 1980-10-03; issued 1983-01-11 https://patents.google.com/patent/US4368435 "System for maximum efficient transfer of modulated audio frequency energy." An audio processing system whose stated object is to "retrieve audio signals with effectively high signal-to-noise ratios even where there is high noise level." Supplies audio-domain context and the SNR-improvement objective.
PA-5 US 4,400,583 A Metme Communications; filed 1979-07-20; issued 1983-08-23 (face-of-patent citation) "Complete audio processing system" — audio input/output bandpass filtering and dynamic processing. Secondary audio-domain context.
PA-6 US 5,339,363 A Fosgate; filed 1990-06-08; issued 1994-08-16 (face-of-patent citation) "Apparatus for enhancing monophonic audio signals using phase shifters" — audio filter/phase-shift networks. Secondary art; network of RC filter elements in an audio path.
PA-7 US 6,272,328 B1 XM Satellite Radio; filed 1999-05-12; issued 2001-08-07 (face-of-patent citation) "System for providing audio signals from an auxiliary audio source to a radio receiver via a DC power line." General audio-signal-routing art; supplies context, little claim-1 structure.
PA-8/9/10 CN 2390358 Y; CN 2422778 Y; CN 1458805 A Chinese audio-amplifier/effect circuits 2000 / 2001 / 2003 Listed on the face as family-cited audio amplifier/effect circuits; usable as audio-amplifier context and for the "complete audio apparatus" preamble.

Citation-attribution caveat. The fetched Google rendering marks only US 5,339,363 with the "" (cited-by-examiner) glyph and the three Chinese documents with "", while the other six U.S. references render without it. I could not confirm from the retrieved page which of the seven were examiner-cited versus third-party-cited. All seven are, however, prior art of record on the face of the patent, and all predate the 2007-12-27 priority date by well over one year (earliest 1983; latest 2006-09-05, i.e. before the 2006-12-27 § 102(b) cutoff). All qualify under pre-AIA § 102(b).


4. Claim 1 — element-by-element mapping to US 6,680,645

Micronas's claim 1 is worth quoting verbatim (https://patents.google.com/patent/US6680645):

"a first resistor (R1) connected between the signal input (L1) of said filter circuit and an inverting input of said operational amplifier (Op), and a first capacitor (C1) connected between said inverting input and a fixed reference potential;
a second resistor (R2) and a second capacitor (C2) connected between said inverting input and an output of said operational amplifier (Op), which output also forms the signal output of said filter circuit; and
a noninverting input of the operational amplifier (Op) is connected to the fixed reference potential."

Mapped against '161 claim 1:

'161 claim 1 element Micronas US 6,680,645 Match
"an input for inputting audio signals" signal input L1 of the filter circuit Structure identical; "audio" is the only difference (field-of-use)
"an amplifier having an inverting input and a non-inverting input" operational amplifier Op Identical
"a first resistor, one end… to the input, other end… to the inverting input" R1 between L1 and inverting input Identical
"ground is connected to the non-inverting input" noninverting input to fixed reference potential Identical
"a first capacitor… node between the first resistor and the inverting input… other end to ground" C1 between inverting input and fixed reference potential Identical (in claim 1's single-resistor embodiment, the node between R1 and the inverting input is the inverting input)
"a second resistor… node… other end to the output" R2 between inverting input and output Identical
"a second capacitor connected between the inverting input and the output" C2 between inverting input and output Identical
"an output connected to the output of the amplifier" "output also forms the signal output of said filter circuit" Identical

Every structural element of claim 1 is disclosed by Micronas claim 1. The only difference is the preamble's designation of the input as "for inputting audio signals" and the output as "for outputting the audio signals after processing."

That difference is legally weak on two independent grounds:

  1. Field of use / intended use does not impart patentability to an old structure. Under In re Schreiber, 128 F.3d 1473, 1479 (Fed. Cir. 1997), and In re Spence, 405 F.2d 578 (CCPA 1969), reciting a new intended use for an otherwise old apparatus does not distinguish it — the question is whether the prior-art structure is capable of performing the recited function. A general-purpose active filter built on an op-amp with an RC input network and RC feedback is plainly capable of passing audio-band signals.
  2. Independent claim 1 does not even structurally require the "difference amplifier" configuration described in the specification. It recites a generic op-amp and generic R/C elements. Micronas's Op is described in the same Micronas disclosure as a CMOS op-amp with a differential input stage and an output stage — i.e., a difference amplifier.

Conclusion on claim 1: anticipated under pre-AIA § 102(b) by US 6,680,645 (PA-1); at minimum, obvious under § 103(a) over PA-1 alone, or over PA-1 in view of any one of PA-2/PA-3/PA-4 to supply the express audio application. Because the patent is expired, the § 102 vs. § 103 label is academic, but it materially strengthens the resulting conclusion.


5. Formal grounds of rejection / invalidity

Ground I — PA-1 alone (US 6,680,645)

  • Claim 1: anticipated (§ 102(b)); alternatively obvious (§ 103(a)).
  • Claim 14 (third capacitor between input and first resistor): anticipated or obvious — Micronas expressly teaches "inserting a capacitor between the respective filter input and resistor R1" to add a high-pass skirt. This is a verbatim description of the claimed series input capacitor.
  • Claims 2–13, 15–20: obvious over PA-1 in view of the knowledge of a PHOSITA (routine RC design / value selection).

Ground II — PA-1 + PA-2 (US 6,680,645 + Intersil US 6,232,833)

  • Claims: 1–20.
  • PA-2 supplies the express audio-amplifier and noise-reduction/SNR motivation (SNR >115 dB) and the RC filter network teaching, bridging the "audio apparatus" preamble.

Ground III — PA-1 + PA-3 (US 6,680,645 + Wolfson US 7,102,557)

  • Claims: 1–20.
  • PA-3 supplies a feedback capacitor coupled between an input and an output of an operational amplifier in a digital-audio signal chain, plus express discussion of op-amp and kTC noise in the audio band — directly reinforcing the "second capacitor across the inverting input and output" element and the noise rationale.

Ground IV — PA-1 + PA-4 (and/or PA-5)

  • Claims: 1–20.
  • PA-4 (Eberhardt) supplies audio-domain context and the express object of achieving "effectively high signal-to-noise ratios even where there is high noise level." PA-5 (Metme '583) supplies audio input/output bandpass filtering.

Ground V — Dependent-claim value limitations (PA-1 + routine optimization, KSR)

  • Claims covering specific component values (5–6, 8–9, 10–11, 12–13, 15–16, 17–18, 19–20) are directed to result-effective variables set by well-known design equations. Per KSR, 550 U.S. at 418 ("when a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it… if a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability") and In re Boesch, 617 F.2d 272 (CCPA 1980), selecting an optimal or workable value of a known parameter, absent evidence of criticality, is not inventive. The specification asserts no criticality — only that the stated combination gives ~100 dB SNR.

Ground VI — The three Chinese family citations (CN2390358Y, CN2422778Y, CN1458805A)

  • Usable as secondary art for the "complete audio apparatus" preamble and for audio power-amplifier/effect circuits. Best deployed cumulatively with Grounds I–IV rather than alone.

6. Motivation to combine (the KSR / Graham analysis)

A PHOSITA in 2007 had multiple, independent, articulable reasons to arrive at the claimed arrangement:

  1. Identical field and problem. PA-1, PA-2, PA-3, and PA-4 all concern analog signal-conditioning circuits for audio-band signals and all expressly address noise. '161's stated problem — decoding audio files "generate[s] a lot of noise," causing "static sounds," with conventional output filter caps capped at "at most… about 85 dB" SNR — is the same problem PA-2 addresses head-on ("minimiz[e] noise… improv[e] the signal-to-noise ratio (SNR)"; >115 dB) and PA-4 addresses ("retrieve audio signals with effectively high signal-to-noise ratios even where there is high noise level"). The references are therefore reasonably pertinent to the particular problem the inventor faced. In re Clay, 966 F.2d 656 (Fed. Cir. 1992).

  2. Established function, predictable result. Rolling off out-of-band noise with a shunt cap at the summing node plus a feedback cap across the op-amp is a known function of known elements applied with predictable results. That is the paradigm of KSR at 417.

  3. The reference itself directs the modification. PA-1 does not merely permit variation — it teaches that (i) the RC elements are computed from the desired transfer function by coefficient comparison, and (ii) a high-pass element (the claimed third capacitor) is "easily combinable" by "inserting a capacitor between the respective filter input and resistor R1." A reference that expressly teaches the very modification cannot simultaneously teach away from it.

  4. Design need / market pressure. The patent's own background describes consumer pressure for higher-fidelity, higher-SNR audio reproduction. KSR recognizes such pressure as a valid motivation.

  5. No teaching away. None of PA-1 through PA-7 disparages combining an inverting op-amp filter stage with an audio application, a feedback capacitor, or a series DC-blocking capacitor. To the contrary, PA-3 and the Wolfson application literature (e.g., the WM8725 datasheet showing a 10 µF input capacitor and an external low-pass filter: https://www.mouser.com/datasheet/2/76/WM8725_v4.3-[1142181](/patent/1142181).pdf) show these are standard practice.

  6. Reasonable expectation of success. Active RC filter design is mature and mathematically determined; a PHOSITA would expect the combination to produce a low-pass response with predictable gain and corner frequency.


7. Dependent claims — claim-by-claim

Claims Limitation Obviousness rationale
2–4 Add third resistor between first resistor and inverting input; first cap and/or second resistor tap the node between first and third resistors Splitting the input resistance and tapping a shunt cap between them is the standard way to create a second RC pole (the description itself says the RC network forms the filter). PA-1 teaches multi-element RC networks with coefficient comparison; PA-2 teaches RC filter networks. Routine.
5–6 Third resistor = 3.3 kΩ ±5% Result-effective variable; standard E-series value; no criticality alleged. Boesch; KSR.
7 Fourth resistor in parallel with second resistor Parallel feedback resistors to set/trim feedback impedance and gain are standard. PA-1's coefficient-comparison method presupposes selecting R2 values; adding a parallel trim resistor is routine.
8–9 Fourth resistor = 15 kΩ ±5% Routine value selection. Note the internal inconsistency: claim 8 (15 kΩ) and claim 10 (1 MΩ) assign two different values to the same "fourth resistor." Both are simply alternative design values and both are obvious.
10–11 Fourth resistor = 1 MΩ ±5% Routine value selection; in parallel with R2 = 15 kΩ it is nearly inactive — consistent with a trimming/high-value feedback element.
12–13 First resistor = 7.5 kΩ ±5% Routine value; sets input impedance/gain.
14 Third capacitor between the input and the first resistor Expressly taught by PA-1 ("inserting a capacitor between the respective filter input and resistor R1"); also ubiquitous audio DC-blocking practice (Wolfson WM8725 datasheet shows a 10 µF input cap).
15–16 Third capacitor = 10 µF ±5% Routine: with ~10.8 kΩ of series resistance, 10 µF gives a ~1.5 Hz high-pass corner — a standard audio DC-blocking choice. Result-effective variable.
17–18 First capacitor (shunt) = 1500 pF ±5% Routine: with ~7.5–10.8 kΩ series resistance, 1500 pF places the input pole in the hundreds-of-kHz region — a conventional out-of-band noise roll-off.
19–20 Second capacitor (feedback) = 150 pF ±5% Routine: with a ~15 kΩ feedback resistance, 150 pF sets a feedback pole in the hundreds-of-kHz region. Routine value selection.

§ 112 exposure (flagged, not a § 103 argument). As noted in the earlier sections: the claims label the 1500 pF shunt capacitor as the "first capacitor" and the 150 pF feedback capacitor as the "second capacitor," while the description calls the 1500 pF element C2 and the 150 pF element C3 — and the 10 µF input capacitor is the claims' "third capacitor" but the description's C1. The description also mislabels elements ("the second resistor C2"), attributes amplification to "a difference amplifier circuit composed of the second resistor R1, the third resistor R3…," and repeats the "first/second/third capacitor" confusion. These are claim-clarity/written-description defects. They do not rescue the claims under § 103; if anything they compound the invalidity exposure.


8. Counterarguments a patent owner could raise — and why they fail

Argument Assessment
"PA-1 is non-analogous art — it is an active filter for IF/video, not audio." The Micronas disclosure references filter cutoffs in the MHz range and passband/stopband behavior at tens of MHz. Weak. (a) The claims of '161 recite no audio-specific structure — only a generic op-amp and generic R/C elements — so the question is whether PA-1's structure is capable of audio-band operation, which it plainly is. Schreiber. (b) Even accepting a field-of-use distinction, PA-1 is still reasonably pertinent to the problem of filtering noise in an op-amp signal chain, and PA-2/PA-4 supply the express audio/SNR motivation. (c) The reference is not "too remote" — it is the same class of circuit (active RC filter with an op-amp).
"The 100 dB SNR is an unexpected result." Weak. The patent states the result but alleges no criticality and offers no comparison data controlled for the topology. Under In re Merck, 800 F.2d 1091 (Fed. Cir. 1986), attorney argument cannot establish unexpected results; and the claimed arrangement is the ordinary noise-roll-off architecture, so the result is expected.
"The specific claimed combination of values produces a non-obvious result." Weak. No criticality is asserted for any single value; the claims recite ±5% tolerances, the hallmark of an off-the-shelf design choice. Boesch; KSR.
"PA-3 (switched-capacitor) is from a different technology." Irrelevant. PA-3 is offered only for the feedback capacitor across an op-amp element and for audio-band noise teaching; it does not need to be the same architecture to supply that teaching.

Secondary considerations. None of the Graham secondary considerations is supported on this record: no evidence of unexpected results, no evidence of industry praise or copying, no licensing program, and no commercial success with the required nexus to the claimed subject matter. The patent lapsed in 2015 for non-payment of maintenance fees — an outward sign of lack of commercial significance, not of non-obviousness. See the earlier sections (lapse effective 2015-12-06 under 37 CFR 1.362).


9. Practical conclusion and caveats

Conclusion. On the prior art of record, claim 1 is anticipated by US 6,680,645 (Micronas) and, in any event, obvious under § 103(a) over US 6,680,645 alone or in view of any of US 6,232,833 (Intersil), US 7,102,557 (Wolfson), US 4,368,435 (Eberhardt), and US 4,400,583 (Metme). The dependent claims fall to routine optimization of result-effective variables (component values) or to express teachings in the same references (notably the series input capacitor of claim 14). There is no credible non-obviousness story on this record. The only real weakness in the asserted claims is the internal inconsistency between claims 8 and 10 (both purporting to set the value of the "fourth resistor" at 15 kΩ and 1 MΩ respectively) and the claim-to-description capacitor renumbering — defects that, if anything, strengthen an invalidity/unenforceability posture rather than a validity one.

Caveats, stated openly:

  • I retrieved and analyzed the full claim 1 text of US 6,680,645 and substanive content of US 6,232,833, US 7,102,557, US 4,368,435, and US 7,323, 045-adjacent art. I did not complete retrieval of the specifications of US 5,339,363 (Fosgate), US 6,272,328 (XM Satellite Radio), US 4,400,583 (Metme), or the three Chinese family citations; those are characterized above only from their titles, abstracts, and the snippets returned, and are offered as secondary/contextual art. A formal invalidity chart should quote their actual disclosures before being served.
  • I did not verify examiner-versus-third-party citation status for each reference (see § 3 caveat). This does not affect their status as prior art of record under § 102(b).
  • This analysis is academic with respect to enforcement. Per the earlier sections, the patent lapsed on 2015-12-06 for failure to pay maintenance fees (37 CFR 1.362), and any pre-lapse damages theory is time-barred by the six-year lookback of 35 U.S.C. § 286. The Google Patents "adjusted expiration 2030-09-01" entry is a computed term estimate and does not reflect the lapse. Source: https://patents.google.com/patent/US8073161/en
  • The sibling CN 101472209 B (granted 2012-10-10) is the family member with any residual post-grant attack surface, and a CNIPA invalidation — not a PTAB proceeding — would be the vehicle. The same RC-topology prior art (including the Micronas EP/US family, EP 1 204 207 / US 6,680,645) would be central there as well.

Generated 9/28/2026, 6:54:42 PM

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