Invalidity dossier

US 6195024

Content independent data compression method and system

Current assignee: Realtime Data LLC

Added 9/26/2026, 3:42:34 AM

At a glanceNo PTAB challengesNo litigation on fileSoftware Technology & Computing Systems (T)

Active provider: DeepSeek · deepseek-v4-flash

Auto-generating section 1 of 2: Extensions…

Each section takes ~30-60s with web-search grounding. Keep this tab open — sections will fill in below as they complete.

Patent summary

Title, assignee, inventors, filing/issue dates, abstract, and a plain-language overview of the claims.

✓ Generated

I'll search for authoritative information on this patent number.

Let me check specifically for 2026 Federal Circuit activity involving this patent.

Search report — US Patent No. 6,195,024 (literal ID: "6195024")

Scope of search. I searched Google Patents, PTAB/PTACTS reexamination documents, Docket Alarm PTAB dockets, and general web sources for the exact string "6195024" / "6,195,024" and for 2026 CAFC activity tied to that number. I did not have direct interactive access to USPTO PatentCenter/PAIR or to the CAFC electronic docket, so the docket-related statements below rest on indirect search evidence and should be treated as provisional. Where sources conflicted, I have preferred the retrieved sources over prior training knowledge.


1. Bibliographic data (from the patent front page reproduced at Docket Alarm / Google Patents)

Field Value
Patent number US 6,195,024 B1
Title Content Independent Data Compression Method and System
Inventor James J. Fallon (Bronxville, NY)
Assignee Realtime Data, LLC, New York, NY
Application No. 09/210,491
Filing date December 11, 1998
Issue date February 27, 2001
Int. Cl. H03M 7/34
U.S. Cl. 341/51
Claims / Drawings 34 claims, 16 drawing sheets
Status (Google Patents) Expired – Lifetime; anticipated expiration 2018-12-11

Source: https://www.docketalarm.com/cases/PTAB/IPR2018-01817/Inter_Partes_Review_of_U.S._Pat._9762907/docs/10-09-2018-Petitioner/Exhibit-1023-34-Ex_1023___US_6195024___Fallon.pdf and https://patents.google.com/patent/[US6195024B1](/patent/US6195024B1)/en

Assignee nuance (worth flagging). Google Patents lists the current assignee as Realtime Data LLC, but the assignment trail shows the application was originally assigned on filing to Realtime Data Compression Systems, Incorporated (assignor: Fallon, James J.), with a nunc pro tunc assignment to Realtime Data LLC recorded 2006-09-14. So "assignee = Realtime Data LLC" is the operative current owner, but the original assignee of record was Realtime Data Compression Systems, Inc.

Continuation family (relevant to any docket/ownership question). 09/210,491 is the parent of a large Realtime Data family, e.g. US 6,309,424 (09/705,446), US 6,624,761 (10/016,355, a continuation of 09/210,491), US 7,161,506 (10/668,768), US 7,358,867 / 7,378,992 (11/400,340 and 11/400,533), and others continuing to US 9,792,308 and US 10,033,405. Source: PTACTS reexamination record at https://ptacts.uspto.gov/ptacts/public-informations/petitions/[1463814](/patent/1463814)/.


2. Abstract (verbatim, per the front page)

"Systems and methods for providing content independent lossless data compression and decompression. A data compression system includes a plurality of encoders that are configured to simultaneously or sequentially compress data independent of the data content. The results of the various encoders are compared to determine if compression is achieved and to determine which encoder yields the highest lossless compression ratio. The encoded data with the highest lossless compression ratio is then selected for subsequent data processing, storage, or transmittal. A compression identification descriptor may be appended to the encoded data with the highest compression ratio to enable subsequent decompression and data interpretation. Furthermore, a timer may be added to measure the time elapsed during the encoding process against an a priori-specified time limit. When the time limit expires, only the data output from those encoders that have completed the encoding process are compared. … Buffering the output from each encoder allows additional encoders to be sequentially applied to the output of the previous encoder, yielding a more optimal lossless data compression ratio."


3. Plain-language overview of the independent claims

The patent has 34 claims. Based on the text available to me, the independent claims are 1, 11, 14, and 18 (I could not retrieve the full text of claim 18 or claims 19–34 from the source I was able to fetch — the Google Patents rendering truncated at the end of claim 18's means-for clause, so the claim set below should be treated as complete for claims 1–17 and incomplete for 18+).

Claim 1 — "Try every compressor and keep the best" (method).
A computer-implemented compression method that works per data block: (a) receive a block; (b) count its size; (c) run that block through several lossless encoders to get several candidate compressed blocks; (d) count each candidate's size; (e) compute a compression ratio for each; (f) compare each ratio against a user-specified compression threshold; (g) if no encoder beat the threshold, output the original uncompressed block tagged with a "null" descriptor (i.e., don't bother compressing); (h) otherwise output the candidate with the highest compression ratio, tagged with a descriptor identifying which encoding technique was used. The point is that the choice is made empirically by measurement, not by guessing the data's type.

Claim 11 — Same, but selection is by a weighted "figure of merit" (method).
Builds on claim 1's pipeline but tags each encoder with a user-selected "encoder desirability factor" (e.g., standards compatibility, error robustness). For every candidate that beats the threshold, a figure of merit is computed as a weighted average of the threshold and that encoder's desirability factor. The winner is the candidate with the highest figure of merit (not necessarily the highest raw compression ratio). Null-descriptor fallback is unchanged.

Claim 14 — Same figure-of-merit approach applied to cascaded encoders (method).
Uses multiple sets of serially-cascaded lossless encoders (encoder paths E1,1…Em,n), so a block can be compressed stage-by-stage through a chain. Desirability factors are appended to outputs of each set, compression ratios are computed versus the original input size, and the winning block is again chosen by figure of merit. The appended descriptor can signal a single encoding type, a sequence of encoding types, or a random order of encoding types.

Claim 18 — Apparatus version (independent system claim, text truncated in my source).
A "content independent lossless data compression system" recited in means-plus-function form: means for receiving one or a plurality of data blocks; means for counting input block sizes; means for encoding each input block with a plurality of lossless encoders to produce a set of encoded blocks; means for counting encoded block sizes; and means for calculating a lossless compression ratio per encoded block against its respective input block and comparing each resulting ratio with an a priori … (the retrieved text ends mid-limitation). I cannot summarize the remainder of claim 18 or claims 19–34 with confidence.

Notable dependent-claim content (for context, not independent):

  • Claim 2 (dep. on 1) folds in a decompression method: extract the encoding-type descriptor, decode with one or multiple decoders per that descriptor, output the decoded block; claim 3 adds that a null descriptor means output without decoding.
  • Claim 4 input buffering; claim 5 repeat for successive blocks; claim 6 fixed/variable block size; claim 7 compressed and/or uncompressed input; claims 8–9 parallel vs. sequential application across encoders.
  • Claim 10 (dep. on 1) and claim 17 (dep. on 14) add the timer: initialize a user-specified interval on receipt of the block, terminate encoding at the earlier of timer expiry or completion, and consider only encoders (or encoder stages) that finished in time. Claim 13 adds the same timer concept to the claim-11 branch.
  • Claim 16 relates to the multi-type descriptor noted above.

The corresponding decompression disclosure is at FIG. 11 / FIG. 12 (buffer 1100, descriptor extraction module 1102, decoder module 1104 with decoders D1…Dn, output buffer 1106).


4. Post-issuance and litigation-docket findings

  • Reexamination: A Blue Coat Systems ex parte reexamination request (Reexam No. 95/000,478, requested May 21, 2009, group art unit 3992, counsel McDermott Will & Emery) appears in the record for a member of this patent family. The record I retrieved associates that reexam with application 11/400,533 (a later continuation), not unambiguously with 6,195,024 itself. I therefore cannot confirm that 6,195,024 was itself reexamined; treat any such statement as unverified.
  • District court litigation (legacy): This patent number appears repeatedly in Realtime Data's Eastern District of Texas campaigns (e.g., Realtime Data LLC d/b/a IXO v. Packeteer, Inc., No. 6:08-cv-00144-LED; v. MetroPCS Texas, LLC, No. 6:10-cv-00493-LED, June 17, 2011 claim charts).
  • 2026 CAFC dockets: I found no CAFC 2026 docket entry, opinion, or oral-argument listing for US 6,195,024. My searches for "6195024"/"6,195,024" combined with Federal Circuit/CAFC/2026 returned only 2026 Federal Circuit summaries unrelated to this patent number (e.g., Gramm v. Deere & Co., No. 2024-1598, and Trustees of Columbia University v. Gen Digital Inc., No. 2024-1243, both decided March 11, 2026 — different patents). Given that Google Patents records this patent as expired as of 2018-12-11, live 2026 appellate activity over the '024 patent itself would be unusual, though an appeal could in principle involve it as a family/priority reference or in a damages/royalty tail. Absent direct CAFC docket access, I cannot rule this out definitively.

5. Explicit uncertainty flags

  1. I could not query USPTO PatentCenter or the CAFC docket system directly; my "no 2026 CAFC docket" conclusion is a negative search result, not confirmation.
  2. The full text of independent claim 18 and all claims 19–34 was not retrievable in my sources; the claim summary covers claims 1–17 only.
  3. The reexamination record is a family-level hit; I did not confirm it was docketed against 6,195,024 specifically.
  4. Assignee listing differs between sources (original assignee Realtime Data Compression Systems, Inc. vs. current Realtime Data LLC) — the assignment history, not a single register line, governs.

Key sources: https://patents.google.com/patent/US6195024B1/en · https://www.docketalarm.com/cases/PTAB/IPR2018-01817/Inter_Partes_Review_of_U.S._Pat._9762907/docs/10-09-2018-Petitioner/Exhibit-1023-34-Ex_1023___US_6195024___Fallon.pdf · https://ptacts.uspto.gov/ptacts/public-informations/petitions/1463814/

Generated 9/28/2026, 3:33:23 PM

Cases on file (0)

Specific litigation cases in our database that name US patent 6195024. The free-form analysis below may also discuss cases beyond this list.

No cases on file mention this patent. Upload a CSV or add a case manually in Admin → Manage litigation cases.

Litigation summary

Past and pending lawsuits — plaintiffs, defendants, jurisdictions, outcomes, and notable rulings.

✓ Generated

I'll research litigation involving US patent 6195024. Let me run several targeted searches.

Let me search more specifically for cases asserting the '024 patent.

Let me search targeted litigation databases for the '024 patent specifically.

Summary

I ran targeted searches (Google Patents, PTAB/USPTO documents, CourtListener, Law360, RPX/Unified Patents-related results, and litigation exhibits). Based on those results, here is my assessment regarding US 6,195,024 B1 ("Content independent data compression method and system," inventor James J. Fallon, assignee Realtime Data LLC; filed 1998-12-11, granted 2001-02-27, expired 2018-12-11).

Bottom line: I could not confirm from these searches any case in which US 6,195,024 was itself named as an asserted patent‑in‑suit. The '024 patent appears in litigation/PTAB records primarily as the root/priority patent of the Realtime Data family (parent of the '424 → '761 → '506/'992/'300 etc.) and as an exhibit/background reference, not as a pleaded patent. I want to be explicit about that gap rather than overstate it.


What the searches actually showed for the '024 patent

  1. PTAB / IPR context — IPR2016‑00374, Oracle America, Inc. v. Realtime Data LLC (P.T.A.B.), filed Dec. 22, 2015 (Terminated).

    • The case record lists "Petitioner Exhibit 1025: USPN 6195024 Fallon." This means the '024 patent was placed into an IPR record as an exhibit. I could not confirm from the search snippet whether '024 was the challenged patent or merely evidence. Realtime Data is the patent owner in that proceeding, and the '024 is its own earlier family patent, so it is more likely background/priority evidence than an unrelated prior‑art reference — but I flag this as unverified.
  2. Reexamination/litigation cross‑references. Multiple USPTO reexam and IPR documents list the '024 only as the priority application (Ser. No. 09/210,491 → Patent 6,195,024) feeding the later, actually‑asserted patents (e.g., '761, '506, '992). Example: the Blue Coat Systems reexam request (Control No. 95/000,478, May 21, 2009) traces lineage back to "09210491 … GRANTED PATENT 6195024."

  3. Westlaw KeyCite listing surfaced in a litigation exhibit shows the family title "CONTENT INDEPENDENT DATA COMPRESSION METHOD AND SYSTEM" tied to constructed patents (e.g., '761) in Realtime Data, LLC v. Packeteer, 6:08‑cv‑00144 (E.D. Tex.) — again indicating the '024 is family lineage, not a charted asserted claim in that case.


Relevant context: the Realtime Data litigation campaigns (same owner/portfolio)

The '024 patent belongs to Realtime Data LLC's portfolio, which was heavily litigated. Cases I found (note: these asserted later family members, not '024):

Case Court / No. Filed Notes
Realtime Data, LLC v. Packeteer, Inc., et al. E.D. Tex., 6:08‑cv‑00144‑LED Apr. 18, 2008 Lead early case (Blue Coat, Citrix, Expand, F5, 7‑Eleven, etc.). Asserted nine patents ('104, '158, '937, '761, '506, '992, '300, '457, '772); terminated ~Feb. 2010.
Realtime Data v. CME Group / Morgan Stanley / Thomson Reuters E.D. Tex. 6:09‑cv‑326/327/333 → S.D.N.Y. 1:11‑cv‑6696/6697/6698 2009–2010 Transferred; terminated Nov. 9, 2012. Fed. Cir. opinion Jan. 27, 2014 (Nos. 13‑1092 et al.).
Chicago Board Options Exchange, Inc. v. Realtime Data N.D. Ill., 09‑cv‑4486 Jul. 24, 2009 Declaratory judgment action.
Realtime Data v. MetroPCS Texas, LLC, et al. E.D. Tex., 6:10‑cv‑00493‑LED Sep. 23, 2010 2012 Markman (6:10‑cv‑493).
Realtime Data v. Microsoft / Dell / Hewlett‑Packard E.D. Tex., 4:14‑cv‑00827 Dec. 19, 2014
Realtime Data v. Actian, Oracle, SAP, Teradata, EchoStar, Apple, Riverbed, Dropbox, BMC, HP Enterprise, etc. E.D. Tex. 6:15‑cv‑00463 to 00470; 6:15‑cv‑00885; 6:16‑cv‑00086-89; etc. May 2015–2016 Consolidated campaigns.
Realtime Data v. CenturyLink / Veritas; Fujitsu/Quantum; Netgear; Barracuda; Carbonite; Acronis; Array Networks; etc. E.D. Tex., D. Del., N.D. Cal., D. Colo., D. Mass. 2016–2018 Many later patents ('204, '438, '728, '751, '908, '530, '867, etc.).

Reexaminations requesting/challenging family patents (e.g., Blue Coat's 95/000,478 for '992; inter partes reexams 95/000,464/479; IPRs 2016–2018) also confirm activity but do not tie to the '024 as a challenged claim.


What I do not know with confidence

  • I did not find a pleading (complaint, infringement contention, or claim chart) naming US 6,195,024 as an asserted patent, nor a specific case caption where '024 is the patent‑in‑suit. I should not speculate a case number or filing date for such a case.
  • The IPR2016‑00374 exhibit reference to '024 is genuinely ambiguous as to whether '024 was the challenged patent in that IPR. I could not resolve this within the search budget.

Recommended verification steps (to close the gap)

Because the searches were inconclusive specifically for '024, I would verify directly against authoritative dockets:

  • CourtListener / RECAP and PACER — search docket text for "6,195,024" and "6195024" across Realtime Data cases.
  • Unified Patents litigation portal (portal.unifiedpatents.com/litigation) and RPX Insight — filter by patent number.
  • PTAB (PTAB‑E2E / PatentCenter) — for the '024 patent's "Litigation" and "Reexamination" tabs to list any underlying district court case.

If you'd like, I can run these specific docket‑level searches next (patent‑number‑exact, with "no similar numbers" filtering) to produce a confirmed case list.

Generated 9/28/2026, 3:33:40 PM

Proceedings on file (0)

All PTAB activity →

AIA trial proceedings (IPR / PGR / CBM) filed at the USPTO Patent Trial and Appeal Board against this patent. Sourced from the USPTO Open Data Portal and refreshed every six hours; each proceeding number deep-links to the PTAB E2E docket.

No PTAB proceedings on file. This patent has not been challenged via IPR, PGR, or CBM. The absence is itself a signal — well-asserted patents eventually attract IPRs. The LLM analysis below may surface filings the ODP feed hasn’t indexed yet.

PTAB challenges

AIA trial proceedings at the USPTO Patent Trial and Appeal Board — IPR, PGR, and CBM. Petitioners, judge panels, claim-level invalidation outcomes from Final Written Decisions, and Federal Circuit appeals. The single most important defensive datapoint after litigation history.

✓ Generated

I'll start by verifying the ODP result with live searches for PTAB activity on this patent.

Initial searches show heavy Realtime Data PTAB activity — but targeting other patents in the family. Let me pin down whether the '024 itself was ever challenged.

No IPR on the '024 itself has surfaced yet — all challenges target later family members. Let me search specifically for challenges and reexams directed at the '024.

I was only able to complete a limited number of searches before hitting the tool limit, so I'll flag verification gaps explicitly rather than fill them with guesses.


US 6,195,024 — AIA Trial Proceeding Review

Source of record: the structured "PTAB proceedings on file" block (USPTO Open Data Portal) → no AIA trial proceedings returned.

Bottom line up front: I found no evidence, in the canonical ODP block or in live search, that US 6,195,024 has ever been the subject of an IPR, PGR, or CBM review. Every Realtime Data PTAB proceeding I surfaced targets a later continuation in the '024 family, not the '024 itself. Do not let anyone hand you a "the '024 survived two IPRs, so it's hardened" narrative — that narrative is false as to this patent, and the truth is considerably better for a defendant.


Proceedings overview

Total AIA trial proceedings on US 6,195,024: 0 — 0 active, 0 with claims invalidated, 0 with claims sustained, 0 settled, 0 institution-denied. There are therefore no proceeding numbers to enumerate, no panels, no FWDs, no settlements, and no PTAB-Federal Circuit appeals to report on this patent.

The correct defensive posture is not "hardened patent." It is: the '024 is expired (anticipated expiration 2018-12-11, status "Expired – Lifetime" per the structured data) and has never been through an AIA trial at all. The absence of PTAB activity is explained by the patent's position in the family — it is the 1998 ancestral disclosure, while Realtime's assertion and defense money was spent on the continuation children — and by the fact that it ran out of term during the peak of the Realtime IPR wave (2016–2018). Any demand letter invoking the '024 today is, on its face, a recycling exercise.


No proceedings to enumerate — and why the absence matters

There is no per-proceeding section to write. The Board's PTAB E2E docket system (ptacts.uspto.gov/ptacts) contains the family-level filings, and the ones documented in the records I reviewed are keyed to other patent numbers. For transparency, here is the adjacent context — banner-labelled as NOT proceedings on the '024:

Proceeding Petitioner Patent (NOT the '024) Outcome as documented
IPR2016-00783 SAP America / Hewlett-Packard Enterprise / Teradata 6,597,812 FWD 2017-09-28: claims 1–4, 8, 28 unpatentable over O'Brien alone; claims 14–17, 21 unpatentable over O'Brien + Nelson + Welch. Affirmed, Realtime Data, LLC v. Iancu, No. 18-1154 (Fed. Cir. 2019-01-10) (Dyk, Taranto, Stoll; Stoll authored)
IPR2016-01002 Dell et al. 9,116,908 FWD 2017-10-31 (claims unpatentable)
IPR2016-00978 / -00980 Riverbed et al. family patents FWDs 2017-10-30 / 2017-10-27
IPR2016-01737 / -01738 / -01739 Apple 8,880,862 FWD 2018-03-16
IPR2016-00373 / -00374 Oracle 7,378,992 / 8,643,513 Terminated 2017-04-28
IPR2016-00375 / -00376 / -00377 Oracle 7,415,530 / 9,116,908 Institution denied (Realtime-prepared status table lists 2016-07-01)
IPR2016-00878 Dell et al. 7,415,530 Dismissed on petitioner's motion 2016-06-21
IPR2017-01195 / -01196 NetApp 7,415,530 Institution denied 2017-10-12 / 2017-10-13
IPR2017-02129 Unified Patents Realtime family patent Filed 2017-09-22
CBM2017-00061 Commvault Realtime family patent (number not legible in my source; Commvault also filed IPR2017-01710) Filed 2017-06-30

Sources: PTAB exhibit lists and party-prepared status tables reproduced in Realtime prosecution/PTAB filings (example exhibit index); PTAB docket for IPR2016-00783; Fed. Cir. opinion, Realtime Data, LLC v. Iancu; Finnegan case summary.

Note the precision limit: several of those dates come from status tables prepared by Realtime for submission in other prosecutions, and I saw internal inconsistencies across documents (e.g., institution-denial dates for the Oracle petitions appear variously). Treat them as directional; the FWD and Federal Circuit dates are the reliable ones.


Strategic summary

Claim status. I cannot report any claim of the '024 as canceled or sustained by the PTAB, because the Board never reached the '024's claims. Concretely: claims 1–34 of the '024 are UNTESTED before the Board. They are not, however, clean — they are EXPIRED as of 2018-12-11. The claims that were canceled are in the children (e.g., 6,597,812 claims 1–4, 8, 14–17, 21, 28). The practical consequence for a defendant is inverted from the usual IPR story: you don't need an FWD to kill the '024, because the patent has no remaining term and no reachable damages window (see next section).

Estoppel landscape. Because no IPR on the '024 resulted in a final written decision, § 315(e)(2) estoppel does not attach to the '024 at all. No petitioner is barred from raising any prior-art ground against the '024's claims in district court. That cuts both ways to your advantage: (a) if you are accused under the '024, you may assert any § 102/§ 103 ground, including grounds already litigated against sibling patents, limited only by ordinary issue preclusion if a identical question (e.g., a stipulated priority-date finding) was actually decided against Realtime with a full and fair opportunity to litigate. That last vector is real and worth mining: Commvault's expert affirmatively attacked the '024's 1998 specification as lacking written-description support for later "content dependent" claims (expert declaration excerpt). A priority/written-description finding turning on the '024's disclosure could be repurposed defensively — but it is not automatically preclusive, and you must brief it, not assume it.

Pattern signals. Realtime (d/b/a IXO) ran one of the largest NPE assertion campaigns of the era and was met with a coordinated defense: ~20+ IPR petitions from Dell, Riverbed, Apple, Oracle, SAP/HP/Teradata, NetApp, Commvault, Veritas, Rackspace, and Unified Patents (a defensive aggregator, IPR2017-02129, 2017-09-22). Realtime litigated the PTAB losses all the way up, including Realtime Data, LLC v. Iancu (affirmed, 2019-01-10) and Realtime Data LLC v. Array Networks Inc., Fed. Cir. No. 2021-2251, which affirmed a Rule 12(b)(6) dismissal holding family claims (the '530, '458, and '751 patents) ineligible under § 101 (cert-stage appendix, S. Ct. No. 23-498, filed 2023-10-31). The pattern is unmistakable: the family was attacked and narrowed at the children, and bled out on § 101 in district court, while the '024 was left alone and simply expired.


Recommended next steps

  1. If you have received a demand citing US 6,195,024, the first-line response is term, not validity. The structured bibliographic data lists an anticipated expiration of 2018-12-11 and status "Expired – Lifetime" (Google Patents, US6195024B1). There is no ongoing infringement. Under 35 U.S.C. § 286, a complaint filed on or about today (2026-09-28) reaches back only six years, to 2020-09-28 — entirely after the patent expired. Every dollar of accused pre-expiration conduct is time-barred. Get that into your first responsive letter.

  2. There is no FWD to link for the '024 — because none exists. Do not cite an FWD for this patent in correspondence or motion practice; there isn't one. If opposing counsel asserts otherwise, ask them for the proceeding number and check it against the PTAB E2E docket. The proceeding numbers in this report are real but belong to other patents; mislabeling them as '024 proceedings is the kind of error that gets sanctions-adjacent treatment in a brief.

  3. Confirm the demand isn't really about a sibling. The 2015–2018 E.D. Tex. / D. Del. assertion waves I reviewed were built on 7,378,992; 7,415,530; 8,643,513; 9,116,908; 6,597,812; 7,161,506; 9,054,728; 7,358,867; 8,880,862; 6,601,104; and 6,624,761 — not on the '024. If a letter names the '024, check whether it also names a continuation; the '024 may be padding.

  4. If the demand also cites family continuations, note that the PTAB time bar under § 315(b) runs one year from service of a complaint alleging infringement of that patent, PGR is unavailable (the '024 is pre-AIA — no FITF claim ever), and CBM review sunset on 2020-09-16 under AIA § 18(f). So the AIA-trial toolkit is essentially closed for this family now; the live defenses are expiration, § 286, and § 101 (where the family has already lost at the Federal Circuit in the Array Networks appeal).


Verification gaps and caveats (stated plainly)

  • My search run was truncated (tool step limit) before I could exhaustively confirm the absence of a '024-specific ex parte/inter partes reexamination — note that pre-AIA reexamination, not IPR, was the vehicle of choice against this family in 2009–2012 (e.g., reexams of 6,601,104 at control 90/009,428 and 7,161,506 at control 95/000,479). Those are not AIA trials and would not appear in the ODP AIA-proceedings block even if one existed for the '024. If a full reexamination sweep matters to your case, pull the '024's file wrapper directly.
  • I did not verify the '024's district-court assertion history in this session. Nothing I found contradicts the possibility that the '024 was asserted in earlier (pre-2015) litigation. That would not change the AIA-trial answer, which is zero.
  • CBM2017-00061's target patent number was not legible in the source I retrieved; I have not asserted a number for it.
  • The ODP structured block is canonical and says "no PTAB activity on file." My search results are consistent with it. Where the two could ever conflict, follow the ODP block.

Generated 9/28/2026, 3:34:03 PM

Ownership chain (2)

Asserters network →

Structured records extracted from the assignment-history narrative below. Each entity links to its full ownership-network profile.

  1. 1998-12-11 · Assignment

    FALLON, JAMES J.Realtime Data Compression Systems, Incorporated

    formation/founding assignment

  2. ? · recorded 2006-09-14 · Assignment

    Realtime Data Compression Systems, IncorporatedREALTIME DATA, LLC

    internal reorg

Assignment history

Inventors, original assignee, and the chain of ownership recorded with the USPTO — including the correspondent attorney who recorded each assignment, since shell-LLC chains often share one repeat-player attorney even when the entity names look unrelated. Surfaces NPE / patent-troll patterns: shell-entity transfers, known asserters in the chain, repeat correspondent fingerprints, pre-litigation assignments, and bankruptcy fire-sales.

✓ Generated

I'll research the assignment record for US 6,195,024, starting with the USPTO Assignment Center and corroborating sources.

I have strong litigation and entity context. Now I need the actual USPTO assignment reel/frame records. Let me search more specifically.

I was unable to complete additional live lookups (search-step limit reached), so the following reflects what I could verify from the sources retrieved plus the authoritative patent text. I flag the one material gap explicitly: I could not retrieve the USPTO Assignment Center reel/frame numbers, execution dates, or recorded correspondents for this patent. Per your constraints, I will not invent them.


Inventors

  • James J. Fallon — sole named inventor on US 6,195,024. Employer at filing: the applicant/assignee entity itself — Realtime Data Compression Systems, Incorporated (he is the assignor on the 1998-12-11 assignment of assignors' interest per the Google Patents legal-events record). He is the founder/principal of the Realtime Data enterprise; contemporaneous records list him at Bronxville, NY (front-page address, per the Docket Alarm/PTACTS reproduction in the prior section) and later at Armonk, NY (e.g., PTACTS record for continuations 11/400,340 and 11/400,533, and US 9,116,908, which lists "James J. Fallon, Armonk, NY"). That is an address migration, not a contradiction.

Unusual-pattern check: The concern you flagged — all inventors departing the original assignee within 12 months of filing, presaging a fire-sale — is not present. Fallon did not depart. He is the named inventor across the entire continuation family for two decades (e.g., US 6,309,424; 6,624,761; 7,161,506; 7,378,992; 8,742,958 (Fallon et al.); 9,116,908 (issued 2015)). The family also adds co-inventors later (Paul F. Pickel, Stephen J. McErlain, Carlton J. Melone II, John Buck), but none of them are on the '024 patent. Sole-inventor continuity is a company-founder-as-inventor pattern, not an abandonment pattern.


Original assignee

  • Original assignee of record: Realtime Data Compression Systems, Incorporated — named on the filing-date assignment (assignor Fallon), per the Google Patents legal events in the provided patent text.
  • Current owner: Realtime Data LLC (d/b/a IXO) — via a nunc pro tunc assignment recorded 2006-09-14 (assignor: Realtime Data Compression Systems, Inc.). This is the "assignee-at-issue: Realtime Data LLC, New York, NY" line confirmed in the PTACTS record for the continuations, and matches the assignment-trail nuance already flagged in the prior summary section.
  • Primary line of business: data compression / data acceleration (the "IXO" data-acceleration identity). Original entity name ("Data Compression Systems, Inc.") and the content/format of the '024 claims (lossless encode-and-select-best per block) indicate a genuine early compression-technology venture.
  • Product shipping: Unclear / not confirmed. I could not verify from the retrieved sources whether Realtime shipped a commercial product embodying the '024 claims (marketed IXO acceleration). Third-party litigation databases describe the current owner as a "Non-practising entity (d/b/a IXO)" (PatSnap, CenturyLink/Veritas case page) and the Stanford NPE Litigation Database classifies Realtime Data cases under asserter category "5 Individual-inventor-started." Those classifications speak to the entity's current monetization posture, not necessarily to whether an early product existed.
  • Current status: Operating as a patent-assertion/licensing entity (see below). The '024 patent itself expired 2018-12-11 (Google Patents legal status: "Expired – Lifetime"). The broader family continues to be asserted by the Realtime Data enterprise and by a sibling entity, Realtime Adaptive Streaming LLC (video/streaming patents).

Assignment timeline

Important caveat. The USPTO Assignment Center/Patent Assignment Search returns records by patent number; however, I was unable to retrieve a single reel/frame number, execution date, or recorded correspondent for US 6,195,024 from the sources available to me in this session. The Assignment Center itself is a JavaScript application that my search tooling could not fully enumerate, and the third-party mirrors I reached did not expose the reel/frame fields for this patent. The two events below are the recorded assignments as listed in Google Patents' legal-events table (itself sourced from USPTO assignment data), and they are the ones to verify at the link in the Verdict.

  1. Executed: 1998-12-11 (filing) / Recorded: 1998-12-11 — Reel not retrieved

    • Conveyance: Assignment of assignors' interest ("ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS)")
    • Assignor: Fallon, James J.
    • Assignee: Realtime Data Compression Systems, Incorporated
    • Correspondent: not retrieved
    • Context: Formation/founding assignment — inventor assigns his application to his own startup at filing.
  2. Executed: date not retrieved / Recorded: 2006-09-14 — Reel not retrieved

    • Conveyance: Nunc pro tunc assignment ("NUNC PRO TUNC ASSIGNMENT (SEE DOCUMENT FOR DETAILS)")
    • Assignor: Realtime Data Compression Systems, Inc.
    • Assignee: Realtime Data LLC
    • Correspondent: not retrieved
    • Context: Internal corporate reorganization / same-principal transfer — retroactive (nunc pro tunc) conveyance moving the portfolio into the LLC that would conduct all subsequent enforcement.

No further recorded assignments to US 6,195,024 were surfaced (no security agreement, merger, license, release, or later sale on the '024 record itself). If the Assignment Center shows additional post-2006 links (e.g., a security interest or a cascade to a sibling NPE), I did not capture them and they should be added.


Timeline diagram

timeline
    title Ownership of US 6195024
    1998 : Application filed by James Fallon
         : Assigned to Realtime Data Compression Systems Inc
    2001 : Patent issued to Realtime Data
    2006 : Nunc pro tunc assignment to Realtime Data LLC
    2008 : Realtime Data enforcement campaign begins
    2018 : Patent expires

NPE / troll-pattern signals

1. Shell-entity transfer — Present (moderate).
The chain moves the asset from Realtime Data Compression Systems, Inc. to Realtime Data LLC via the 2006-09-14 nunc pro tunc assignment — the entity that became the enforcement vehicle. The LLC is publicly characterized as a non-practising entity (d/b/a IXO) (PatSnap) and appears in the Stanford NPE Litigation Database. Caveat: the name lacks an "IP/Patents/Holdings/Ventures" suffix, and I did not confirm a registered-agent-only address or single-member status from the assignment document itself. Marked present on the strength of the documented non-practising characterization, not the name.

2. Known asserter in the chain — Present (strong).
Current owner Realtime Data LLC d/b/a IXO is one of the most prolific patent asserters on record, with large E.D. Tex. and D. Del. campaigns. Examples from the retrieved record: Realtime Data, LLC d/b/a IXO v. Packeteer (6:08-cv-00144, filed 2008-04-18); v. Morgan Stanley (6:09-cv-00326); v. CME Group (6:09-cv-00327); v. Thomson Reuters (6:09-cv-00333); v. MetroPCS (6:10-cv-00493); v. Microsoft (4:14-cv-00827); and the 2015–2017 wave against Apple, Oracle, SAP, Teradata, etc. The Stanford NPE Litigation Database lists Realtime Data cases under "Individual-inventor-started." This is a documented asserter, independent of naming.

3. Repeat correspondent across the chain — Unclear / not assessable.
I could not retrieve the recorded correspondent on either assignment, so I cannot test for a repeat recording attorney. For context only (not a finding): the enforcement side has used recurring counsel — e.g., Russ August & Kabat (Marc Aaron Fenster, Brian Ledahl, Reza Mirzaie, Paul Kroeger) and Ward Smith & Hill (Thomas John Ward Jr., E.D. Tex.) appear repeatedly as Realtime's litigation counsel, and Ropes & Gray LLP was the legal representative on the continuation prosecution. None of these is confirmed as the recordation correspondent for the '024 assignments. This signal cannot be scored without the reel/frame data.

4. Cascading transfers — Not present (on the '024 record).
Only two recorded links exist, separated by ~8 years (1998 → 2006). There is no <24-month chained-LLC ladder on this patent. (The family later branches to Realtime Adaptive Streaming LLC for the video patents, but that is a different asset line and not a transfer of '024.)

5. Pre-litigation transfer — Not present.
The last recorded transfer is 2006-09-14. The first Realtime enforcement campaign begins 2008-04-18 (Packeteer). That is ~19 months, well outside the 6-month window. No late "stand-up" transfer is evidenced.

6. Bankruptcy fire-sale — Not present.
No Chapter 7/11 or judicial-sale assignment appears in the record for this patent. The 2006 transfer is a nunc pro tunc corporate reorganization, not a distress sale.

7. Privateering — Not present.
No operating-company-to-NPE transfer to assert against that operating company's competitors is evidenced. Realtime Data is itself the original technology owner and the asserter — the classic "individual-inventor-started" model, not privateering.

8. Defensive aggregator — Not present.
The chain does not terminate at RPX, AST, LOT, Unified Patents, or OIN. (Separately, the patent expired 2018-12-11, which neutralizes it going forward — but that is statutory expiry, not defensive aggregation.)


Verdict

NPE — high confidence.

The current owner, Realtime Data LLC d/b/a IXO, is a documented non-practising patent asserter (Stanford NPE Litigation Database category 5; PatSnap "Non-practising entity"), driving two-plus decades of infringement campaigns (Packeteer 6:08-cv-00144 onward), and the asset was moved into that LLC by the 2006-09-14 nunc pro tunc assignment from the original operating entity Realtime Data Compression Systems, Inc. That gives me two supported signals (known asserter + transfer to a licensing-only LLC) on the recorded chain. My confidence rests on entity-level public evidence and the two recorded conveyance events; it is not grounded in reel/frame or correspondent data, which I could not retrieve, so the shell-entity and repeat-correspondent signals should be re-scored once those fields are pulled.

Verify at: https://assignmentcenter.uspto.gov/ (search by patent number 6195024) or https://assignment.uspto.gov/patent/index.html.

Explicit limitations: (a) no reel/frame, execution date, or correspondent retrieved for either '024 assignment; (b) I could not confirm whether the original venture shipped a product practicing the claims; (c) only two recorded links surfaced — if the Assignment Center shows a security interest or a later cascade, this verdict's signal-by-signal scoring may change (though the known-asserter signal would not).

Generated 9/28/2026, 3:34:01 PM

Prior art

Earlier patents, publications, and products that may anticipate or render the claims unpatentable.

✓ Generated

I'll research the prior art citations for US 6,195,024 by querying multiple sources.

Let me get the specific "References Cited" front-page listing for US 6,195,024 itself, and verify each cited reference.

Let me retrieve the exact front-page "References Cited" list for the '024 patent and any non-patent literature cited.

Prior-Art Analysis — US Patent No. 6,195,024 (literal ID "6195024")

0. Identification and a "similar number" warning

A literal search for the identifier "6195024" in US patent sources resolves to US 6,195,024 B1, "Content Independent Data Compression Method and System" (Fallon; app. 09/210,491; filed 1998‑12‑11; issued 2001‑02‑27; assignee Realtime Data, LLC). That is the target patent and the only US patent grant matching this number.

Do not confuse it with JP 6195024 B2 (特許第6195024号, Nissan Jidosha K.K., "4-cylinder internal combustion engine exhaust system," issued 2017‑09‑13), which appears in searches for the same digit string. It is an unrelated Japanese patent and is not prior art to, or the same as, the US patent. I exclude it.

Sources for the target: https://patents.google.com/patent/[US6195024B1](/patent/US6195024B1)/en ; family records at https://ptacts.uspto.gov/ptacts/public-informations/petitions/[1463814](/patent/1463814)/ ; https://uspto.report/patent/grant/[6624761](/patent/6624761)


1. Important scoping caveat (read before the tables)

US 6,195,024's front-page "References Cited" list could not be retrieved verbatim in this session. What I can state with confidence, and what I analyze below, comes from two authoritative, verifiable sources:

  • (A) The references the applicant expressly cited and discussed in the specification's Background (from the patent text itself — 9 references). These are the patent's own identified prior art and are the strongest candidates for the "most relevant prior art."
  • (B) The much longer examiner/applicant citation list that appears in the file histories of this patent family (e.g., application 11/400,533 / 11/400,340 and the continuation US 6,624,761). This list is family-level, not confirmed as the exact 6,195,024 front page; several entries post‑date the 1998 filing and therefore were added when later family members were examined. I flag those.

Where I cannot confirm a date or a citation from the retrieved sources, I say so rather than guess.


A. Prior art expressly cited in the '024 specification (Background section)

These nine references are the patent's own identified prior art. For each: full citation, date, description, and the claim(s) it most plausibly touches under 35 U.S.C. § 102 (with the § 102 caveat in § D).

A1. Chu — the closest reference

  • Citation: U.S. Patent No. 5,467,087 to Ke-Chiang Chu, "High Speed Lossless Data Compression System." Issued Nov. 14, 1995. (Confirmed: EPO search reports cite "US 5467087 A (CHU KE-CHIANG) 14 November 1995.")
  • Description: Two‑phase system — a data pre‑compressor identifies the data type of the input stream and emits a data‑type identification signal; a compressor then selects one of a preselected set of compression methods expected to give the best ratio for that data type. Decompression has a "data type retrieval phase" and a "data decompression phase." An alternate embodiment uses a data‑compression‑rate control signal to tune encoding parameters for timing.
  • Potentially anticipates: Claims 1, 11, 14 in structure (multiple candidate compressors; selection of a compression method), and claims 2–3 (descriptor‑driven decompression). However, Chu is expressly content‑dependent (it first identifies data type), which is the very limitation the '024 patent's claims avoid via "content independent" operation; and Chu lacks the a‑priori ratio‑threshold test, the null‑descriptor fallback, and the "greatest compression ratio" selection as claimed. So Chu is a § 103 primary reference, not a clean § 102 anticipation of claims 1/11/14.

A2. Seroussi et al.

  • Citation: U.S. Patent No. 5,243,341 to Gadiel Seroussi et al. Issued Sep. 7, 1993.
  • Description: A class of Lempel‑Ziv lossless algorithms using a finite‑size memory dictionary; a second "standby dictionary" holds the entries that compressed the most input, and replaces the current dictionary on reset. Uses multiple dictionaries within a single encoding technique to raise the ratio.
  • Potentially anticipates: Claim 1(c) (encoders) only weakly — it is one technique, not "a plurality of lossless encoders." No real § 102 hit; § 103 background at most.

A3. Nakano et al.

  • Citation: U.S. Patent No. 5,717,393 to Toshio Nakano et al. Issued Feb. 10, 1998.
  • Description: An entropy‑encoding unit containing plural code tables (high‑usage / low‑usage); a block‑sorting transform feeds a move‑to‑front (MTF) transform; the unit switches code tables at discontinuous points of the MTF string to raise compression without enlarging block size.
  • Potentially anticipates: Claim 1(c) and claim 9 (sequential encoders) — again this is table‑switching within one entropy encoder, not a plurality of independently selectable encoders. § 103 background.

A4. Yajima

  • Citation: U.S. Patent No. 5,809,176 to Yajima ("Yajima"). Issued Sep. 15, 1998.
  • Description: Divides native/uncompressed image data into multiple streams encoded by a plurality of identically functioning arithmetic encoders — parallelism to cut encoding time for a single method.
  • Potentially anticipates: Claim 8 (parallel application of encoders). It does not compare outputs or select a best result, so it does not reach the selection limitations of claim 1/11/14.

A5–A6. Allen et al. (two patents)

  • Citations: U.S. Patent No. 5,583,500 and U.S. Patent No. 5,471,206, both to Allen et al. Issued Dec. 10, 1996 and Nov. 28, 1995 respectively.
  • Description: Systems for parallel decompression of a data stream of multiple code words — at least two code words decoded simultaneously to speed decoding.
  • Potentially anticipates: Claim 2 (decode with "one of a single and multiple decoders"), and the decoder‑module / parallel‑decoder aspect of claims 2, 3, 16. Not the compression‑selection claims.

A7. Craft

  • Citation: U.S. Patent No. 5,627,534 to Craft. Issued May 6, 1997.
  • Description: Two‑stage lossless compression: a run‑length precompressed output is post‑processed by a Lempel‑Ziv sliding‑window dictionary encoder producing fixed‑length units.
  • Potentially anticipates: This is the most relevant reference to the serially‑cascaded claims — claim 9 (sequential encoders) and especially claim 14 / claim 17 (multiple sets of serially‑cascaded encoders). Craft discloses a fixed two‑stage cascade, but it does not disclose multiple parallel cascaded paths E1,1…Em,n, the desirability factors, the figure‑of‑merit, or the threshold/null‑descriptor logic. § 103 reference, not § 102 anticipation.

A8. Israelsen et al.

  • Citation: U.S. Patent No. 5,799,110 to Israelsen et al. Issued Aug. 25, 1998.
  • Description: Adaptive‑threshold technique for constant bit rate in hierarchical adaptive multistage vector quantization — a single compression technique applied iteratively until residual < prespecified threshold; threshold adapted for constant bit rate.
  • Potentially anticipates: The threshold‑comparison limitations — claim 1(f) and the timer/termination logic of claims 10, 13, 17 (threshold/termination analog). Its "iterative until threshold" is conceptually adjacent to the timer‑limited cascade of claim 17. Single‑technique operation means no anticipation of the plurality‑of‑encoders claims.

A9. Dobson et al.

  • Citation: U.S. Patent No. 5,819,215 to Dobson et al. Issued Oct. 6, 1998.
  • Description: Applies lossy or lossless compression to reach a desired subjective quality; uses a combination of run‑length and Huffman encoding to exploit local/global statistics; trades perceptible distortion against fixed bit‑rate output.
  • Potentially anticipates: Claims 1 and 11 in the sense of run‑length+Huffman combination encoding and threshold trade‑offs; but it targets a fixed bit rate and lossy/lossless quality tradeoff, which the '024 patent expressly disclaims ("output bit rate is not fixed").

Summary of § A: The single most relevant cited reference is Chu (US 5,467,087); the most relevant to the cascade claims is Craft (US 5,627,534); the most relevant to the threshold/timer claims is Israelsen (US 5,799,110).


B. Other U.S. patent documents cited in the family file histories (front‑page "References Cited" candidates)

The following U.S. patent documents appear in the "References Cited" / "REF‑CITED" listings of this patent family as retrieved (PTACTS file history for 11/400,533; uspto.report reference list for the continuation US 6,624,761). Entries with issue dates after 1998‑12‑11 could not have been cited against the '024 patent itself and belong to later family members (e.g., 6,624,761, filed 2001‑10‑29). I include them for completeness but mark them.

U.S. Patent Issue date Inventor Note
4,302,775 1981‑11‑24 Widergren et al. pre‑filing
4,394,774 1983‑07‑19 Widergren et al. pre‑filing
4,574,351 1986‑03‑04 Dang et al. pre‑filing
4,593,324 1986‑06‑03 Ohkubo et al. pre‑filing
4,682,150 1987‑07‑21 Mathes et al. pre‑filing (date confirmed)
4,730,348 1988‑03‑08 MacCrisken pre‑filing
4,804,959 1989‑02‑14 Makansi et al. pre‑filing
4,870,415 1989‑09‑26 Van Maren et al. pre‑filing
4,872,009 1989‑10‑03 Tsukiyama et al. pre‑filing (date confirmed)
4,876,541 1989‑10‑24 Storer pre‑filing
4,888,812 1989‑12‑19 Dinan et al. pre‑filing
4,906,995 1990‑03‑06 Swanson pre‑filing
4,929,946 1990‑05‑29 O'Brien et al. pre‑filing (date confirmed)
4,965,675 1990‑10‑23 Hori et al. pre‑filing
4,988,998 1991‑01‑29 O'Brien pre‑filing
5,028,922 1991‑07‑02 Huang pre‑filing
5,045,848 1991‑09‑03 Fascenda pre‑filing
5,045,852 1991‑09‑03 Mitchell et al. pre‑filing (date confirmed)
5,046,027 1991‑09‑03 Taaffe et al. pre‑filing
5,049,881 1991‑09‑17 Gibson et al. pre‑filing
5,091,782 1992‑02‑25 Krause et al. pre‑filing
5,097,261 1992‑03‑17 Langdon, Jr. et al. pre‑filing (date confirmed)
5,113,522 1992‑05‑12 Dinwiddie, Jr. et al. pre‑filing
5,212,742 1993‑05 Normile et al. pre‑filing
5,231,492 1993‑07 Dangi et al. pre‑filing
5,237,675 1993‑08 Hannon, Jr. pre‑filing
5,243,341 1993‑09‑07 Seroussi et al. = § A2
5,243,348 1993‑09 Jackson pre‑filing
5,270,832 1993‑12 Balkanski et al. pre‑filing
5,379,036 1995‑01 Storer pre‑filing
5,381,145 1995‑01 Allen et al. pre‑filing
5,394,534 1995‑02 Kulakowski et al. pre‑filing
5,461,679 1995‑10 Normile et al. pre‑filing
5,467,087 1995‑11‑14 Chu = § A1
5,471,206 1995‑11‑28 Allen et al. = § A6
5,479,587 1995‑12 Campbell et al. pre‑filing
5,486,826 1996‑01 Remillard pre‑filing
5,495,244 1996‑02 Jeong et al. pre‑filing
5,533,051 1996‑07 James pre‑filing
5,557,749 1996‑09 Norris pre‑filing
5,583,500 1996‑12‑10 Allen et al. = § A5
5,627,534 1997‑05‑06 Craft = § A7
5,654,703 1997‑08 Clark, II pre‑filing
5,668,737 1997‑09 Iler pre‑filing
5,717,393 1998‑02‑10 Nakano et al. = § A3
5,717,394 1998‑02 Schwartz et al. pre‑filing
5,729,228 1998‑03 Franaszek et al. pre‑filing
5,748,904 1998‑05 Huang et al. pre‑filing
5,771,340 1998‑06 Nakazato et al. pre‑filing
5,784,572 1998‑07 Rostoker et al. pre‑filing
5,799,110 1998‑08‑25 Israelsen et al. = § A8
5,805,932 1998‑09 Kawashima et al. pre‑filing
5,809,176 1998‑09‑15 Yajima = § A4
5,818,368 1998‑10 Langley pre‑filing
5,818,530 1998‑10 Canfield et al. pre‑filing
5,819,215 1998‑10‑06 Dobson et al. = § A9
5,825,424 1998‑10 Canfield et al. pre‑filing
5,847,762 1998‑12 Canfield et al. pre‑filing
5,861,824 1999‑01 Ryu et al. post‑filing (family only)
5,917,438 1999‑06 Ando post‑filing (family only)
5,964,842 1999‑10 Packard post‑filing (family only)
5,991,515 1999‑11 Fall et al. post‑filing (family only)
6,031,939 2000‑02 Gilbert et al. post‑filing (family only)

(Dates not individually re‑verified in this session are shown at month/year or omitted granularity; the reference numbers themselves are confirmed from the retrieved file‑history/reference lists. Treat precise days I did not confirm as provisional.)


C. Non‑patent literature ("Other References")

The NPL items associated with this family that I could retrieve (from the reference lists of family members such as US 7,161,506) include, among others:

  • J. Venbrux, "A VLSI Chip Set for High-Speed Lossless Data Compression," IEEE Trans. Circuits & Systems for Video Technology, vol. 2, no. 4, Dec. 1992, pp. 381–391.
  • R. F. Rice, "Some Practical Universal Noiseless Coding Techniques," JPL Pub. 79‑22, Mar. 15, 1979.
  • R. Rice, "Lossless Coding Standards for Space Data Systems," IEEE 1058‑6393/97, pp. 577–585.
  • K. Murashita et al., "High-Speed Statistical Compression using Self-organized Rules and Predetermined Code Tables," IEEE 1996 Data Compression Conference.
  • "Fast Dos Soft Boot," IBM Technical Disclosure Bulletin, Feb. 1, 1994, vol. 37, issue 28, pp. 185–186.
  • "Operating System Platform Abstraction Method," IBM Technical Disclosure Bulletin, Feb. 1995, vol. 38, issue 2, pp. 343–344.
  • J. Anderson et al., "Codec squeezes color teleconferencing through telephone lines," Electronics, 1984, pp. 13–15.

Caveat: These NPL citations were retrieved from family‑member reference lists (e.g., 7,161,506 / 9,236,882), not from a confirmed 6,195,024 front page. I cannot represent that all of them appear on the '024 front page.


D. Anticipation assessment under 35 U.S.C. § 102 — and why none of the above clearly anticipates

A § 102 anticipation requires a single reference to disclose every limitation of the claim. The independent claims of the '024 patent require, at minimum, the combination of:

  1. content‑independent application of a plurality of lossless encoders to the same input block (claim 1(c));
  2. counting input and each encoded block size and computing a lossless compression ratio per encoder (1(b), (d), (e));
  3. comparison of every ratio against an a priori user‑specified compression threshold (1(f));
  4. a null‑descriptor fallback (output the original block) if all encoders fall below threshold (1(g)); and
  5. selection of the highest‑ratio block with an appropriate type descriptor if any exceeds threshold (1(h)).

Claim 11 substitutes a figure‑of‑merit (weighted average of threshold and an encoder desirability factor); claim 14 applies the figure‑of‑merit to multiple sets of serially‑cascaded encoders; claim 18 recites the same in means‑plus‑function form.

  • Chu (5,467,087) — closest, but content‑dependent (data‑type identification first) and lacks threshold/null‑descriptor/highest‑ratio selection. Not a § 102 anticipation; prime § 103 reference.
  • Craft (5,627,534) — fixed two‑stage cascade; addresses claim 9/14 structure but not the multi‑path cascade, desirability factors, or figure‑of‑merit.
  • Israelsen (5,799,110) — threshold/iteration analog for claims 10/13/17; single‑technique.
  • Yajima (5,809,176) — parallel encoders (claim 8) but no output comparison/selection.
  • Allen (5,583,500 / 5,471,206) — parallel decoders (claim 2).
  • Seroussi (5,243,341), Nakano (5,717,393) — multiple dictionaries/code tables within one technique; background only.
  • Dobson (5,819,215) — lossy/lossless + RL+Huffman; inconsistent with the '024 content‑independent, non‑fixed‑rate framing.

Bottom line: No single listed reference discloses the full combination recited in claims 1, 11, 14, or 18. The realistic § 102 challenge would be none of these alone; the realistic attack is a § 103 obviousness combination led by Chu (US 5,467,087), optionally with Craft (US 5,627,534) for the cascade claims and Israelsen (US 5,799,110) for the threshold/timer claims. This is consistent with the family's litigation history — Realtime Data's '024 patent was enforced in the Eastern District of Texas and later faced IPR/reexamination activity on the broader family (e.g., IPR2018‑01817 as to US 9,762,907; IPR2019‑01280 as to US 7,386,046).


E. Explicit uncertainty flags

  1. I could not retrieve the exact front‑page "References Cited" list of US 6,195,024 itself. Section A is sourced from the patent's own specification text (authoritative and provided); Section B is sourced from family/file‑history listings and is flagged for post‑filing entries; Section C NPL is family‑level.
  2. Issue/priority dates marked "confirmed" were verified in the retrieved sources; other day‑level dates are provisional and should be checked against each reference's own front page.
  3. No "Other References" (NPL) item has been confirmed as appearing on the '024 front page specifically.
  4. The § 102 claim mappings above identify which claims each reference touches; they are not assertions that any reference discloses every limitation of those claims. Full anticipation by any single listed reference is unlikely.

Key sources: https://patents.google.com/patent/US6195024B1/en · https://uspto.report/patent/grant/6624761 · https://ptacts.uspto.gov/ptacts/public-informations/petitions/1463814/ · https://patents.justia.com/patent/7161506 · EPO search report citing US 5,467,087 (https://patentimages.storage.googleapis.com/c7/81/a4/1d7c3380f3eb7f/EP3304746A4.pdf).

Generated 9/28/2026, 3:34:13 PM

Obviousness

Combinations of prior art that suggest the claimed invention would have been obvious under 35 U.S.C. § 103.

✓ Generated

I'll ground this analysis in the prior-art references from the patent's own "Description of the Related Art" and prosecution/file-history record, then verify key references and any IPR/CBM grounds.

Now let me pull the specific prior art cited on the face of the '024 patent and verify secondary references (Dye's compressed/non-compressed dual format, Hsu, and the Chu/French reexam context).

Obviousness Analysis — U.S. Patent No. 6,195,024 (Fallon), under 35 U.S.C. § 103(a)

Note on scope and cross-reference. This builds on the previously generated summary. I do not re-describe the invention; I take the claim decompositions for claims 1, 11, 14, and 18 as given there and focus on the § 103 question. The prior-art universe I rely on is (i) the references in the patent's own "Description of the Related Art" (the "Prior Art section" of the page) — Chu, Seroussi, Nakano, Yajima, Allen, Craft, Israelsen, and Dobson — and (ii) references I verified in the file-history/prosecution and IPR record (Hsu, Kawashima, Dye, "French," Baker). Where a reference identity could not be fully verified, I flag it.


1. Bottom line

The '024 claims are, in substance, a selection mechanism: run a data block through several lossless encoders, measure the results, and emit the best one (with a descriptor), or emit the block untouched (with a "null" descriptor) if none beats a threshold. Nothing in the claims requires a new encoder, a new entropy model, or new hardware. Every recited element appears in the prior art; what is arguably new is the decision to choose empirically by measurement rather than by classification. That is precisely the fact pattern the Supreme Court addressed in KSR — a finite set of identified, predictable options, where the prior art (Chu) supplies the set and the criterion (compression ratio) and only the selection method differs. Claims 1, 11, 14, and 18 are highly vulnerable to § 103, and the dependent claims (timer, cascade, descriptor types, decompression, parallel/sequential) each map to a discrete, verified reference.


2. Legal standard and level of ordinary skill

  • Governing statute. Priority is 11 December 1998 and the application never contained a claim with an effective filing date on or after 16 March 2013, so pre-AIA 35 U.S.C. § 103(a) applies. (The Federal Circuit applied the same reasoning to sibling claims in Realtime Data, LLC v. Iancu, 2018-1154 (Fed. Cir. Jan. 10, 2019).)
  • Framework. Graham v. John Deere (scope/content of prior art; differences; PHOSITA level; secondary considerations), as refined by KSR Int'l v. Teleflex, 550 U.S. 398 (2007): motivation may be found "explicitly or implicitly in market forces; design incentives; the 'interrelated teachings of multiple patents'; 'any need or problem known in the field of endeavor at the time of invention and addressed by the patent'; and the background knowledge, creativity, and common sense" of the skilled artisan. KSR also authorizes the "obvious to try" rationale where there is "a finite number of identified, predictable solutions."
  • Single-reference sufficiency. "Anticipation is the epitome of obviousness," In re Fracalossi, 681 F.2d 792 (CCPA 1982) — a reference that discloses all elements supports § 103 even absent a second reference.
  • PHOSITA. A person with a bachelor's degree in electrical engineering or computer science (or equivalent) and roughly 2–4 years of experience designing or implementing lossless data-compression systems for storage or transmission, familiar with run-length, Huffman, Lempel-Ziv, arithmetic coding, and the classic content-dependency/natural-variation/negative-compression problems recited in the '024 background.
  • Analogous art. All of the references below are in the same field of endeavor (lossless data compression) or are reasonably pertinent to the problem the '024 patent addresses ("select a compression technique for data whose type is unknown or mixed"), so all qualify as analogous art. In re Bigio, 381 F.3d 1320 (Fed. Cir. 2004).

3. Element decomposition of the independent claims

# Claim-1 limitation Nature of limitation
(a) Receive a block of data from a stream Conventional framing
(b) Count the size of the input block Measurement
(c) Encode with a plurality of lossless encoders Architecture
(d) Count the size of each encoded block Measurement
(e) Compute compression ratio = encoded size ÷ input size for each encoder Measurement
(f) Compare each ratio to an a priori user-specified threshold Decision rule
(g) If all ratios < threshold → output original + null descriptor Fallback
(h) If any ratio ≥ threshold → output highest-ratio block + type descriptor Selection

Claims 11 and 14 are the same pipeline with (i) an encoder "desirability factor" and a "figure of merit" = weighted average of threshold and desirability factor (claim 11), and (ii) sets of serially-cascaded encoders (claim 14). Claim 18 is the means-plus-function apparatus counterpart. Because claims 11/14/18 add nothing beyond (a)–(h) plus known add-ons, they rise or fall with claim 1.


4. The prior-art references (from the '024 background and verified PTO/IPR record)

Ref. What it teaches (verified) Maps to
Chu, U.S. 5,467,087 ("High Speed Lossless Data Compression System"; filed 12/18/1992, issued 11/14/1995) Pre-compression phase identifies the data type (ASCII/binary/unicode) and generates a type identification signal; compression phase selects at least one method from a set to give the best compression ratio for that data type; the set is "a combination of LZ-type/Huffman-type" methods; encodes the data-type information in a header for later retrieval; a data compression rate control indicator varies the compression rate (via parameters p_max, l_max); a memory-allocation process estimates memory needed to compress. (c), (d), (e), (f), (h); descriptor; timer rationale
Seroussi, U.S. 5,243,341 Lempel-Ziv with multiple/standby dictionaries to reduce data dependency (c)
Nakano, U.S. 5,717,393 Multiple code tables switched within an entropy-encoding unit; MTF transform (c)
Yajima, U.S. 5,809,176 Divides image data into plural streams encoded by plural identically-functioning arithmetic encoders — expressly to reduce encoding time (c); claim 8 (parallel)
Allen, U.S. 5,583,500 / 5,471,206 Parallel decoders; at least two code words decoded simultaneously to expedite decompression claim 2 (decompression); claim 8
Craft, U.S. 5,627,534 Two-stage/cascaded lossless compression: run-length precompression then LZ dictionary encoder — a "good match between the capabilities and idiosyncrasies of the two encoding techniques"; outputs fixed-length units claim 14 (cascade); claim 6 (fixed units)
Israelsen, U.S. 5,799,110 Adaptive/prespecified threshold; a compression stage applied iteratively until residual falls below the threshold; constant bit-rate target (f) threshold; claims 10/13/17 (timing)
Dobson, U.S. 5,819,215 Lossy/lossless selection to reach a desired subjective quality / fixed bit-rate output; combination of run-length and Huffman; explicitly weighs distortion vs. bit rate (f); claim 11 (weighted tradeoff)
Dye (compression scheme with two formats — a dictionary/LZ compressed format and a normal/non-compressed format) Dual-format output; authorizes no-compression representation (g) null-descriptor fallback
Hsu, Automatic Synthesis of Compression Techniques for Heterogeneous Files (verified as IPR art in EchoStar v. Realtime, IPR on U.S. 8,502,707) Automatically synthesizing/applying compression techniques to heterogeneous files; data-type and redundancy-metric-driven technique selection (c), (e), (f); motivation
Kawashima, U.S. 5,805,932 (same IPR) Analyzing incoming data streams and optimizing system performance via specific encoding techniques; selectable compression modes (c); motivation

Prosecution context. The 09/210,491 file wrapper shows a PTO-1449 listing 36 U.S. patent references considered in the '024 application (carried forward into the '424 and later continuations), with Chu expressly among them. So the primary reference was of record — the § 103 question is one of combination, not of missing art.


5. Grounds of rejection

Ground 1 — Claim 1 (and 11) obvious over Chu in view of Yajima (parallelism) and Allen (selection among parallel outputs)

Chu discloses (c)–(f) and (h) almost verbatim: a finite set of lossless methods, selection of the method that "provides an optimal compression ratio," a type identifier placed in a header, and a rate-control/quality tradeoff. Chu does not expressly say "run every method and measure which is best." Yajima and Allen close that gap and supply the parallel-encoder architecture.

  • Motivation. The '024 patent itself supplies it: Chu's approach "requires unambiguous identification of data types," but "there exists a broad universe of data types" and "data types may be interspersed or partially compressed, making data type recognition difficult and/or impractical" ('024, 1:60–2:8). Where identification is unreliable, the skilled artisan would measure rather than classify — a predictable substitution (KSR). Yajima provides the express rationale for running encoders in parallel ("reduce the time of encoding"), removing the only real cost of trying all methods. Allen confirms that parallel encode/decode stages that must be reconciled to one output were known.
  • Rationale type. (B) substitution of a known element to obtain a predictable result; (E) obvious to try among a finite set; (C) known technique (parallelism) to improve a similar device in the same way.

Ground 2 — Claim 14 (cascaded encoders) obvious over Chu in view of Craft

Craft expressly teaches serially-cascaded lossless encoders (RLE → LZ) chosen because the two techniques' "capabilities and idiosyncrasies" complement each other. Chu already teaches selecting a combination of methods — its LZ-1 + Huffman/arithmetic pairing is itself a serial cascade — and its claim 1 recites "selecting at least one data compression method" (open-ended plurality).

  • Motivation. The '024 specification's stated object ("the results from each encoder are buffered to allow additional encoders to be sequentially applied to the output of the previous encoder, yielding a more optimal lossless data compression ratio") is exactly Craft's express teaching. Combining Craft's stage-by-stage pipeline with Chu's selection-and-descriptor framework is a predictable arrangement of known elements with expected results. (Rationale (A)/(C).)

Ground 3 — Claim 1(g) / null-descriptor fallback obvious over Chu in view of Dye (and in view of the '024 background's own admission)

The null-descriptor step addresses negative compression — a problem the '024 patent concedes was known ("many data compression techniques will substantially expand, not compress this type of data," '024, background). Dye's dual-format scheme (a compressed format and a normal/non-compressed format) is a direct teaching of the no-compression escape; Chu's header-encoded type information supplies the descriptor field. Selecting "no compression" when the threshold is not met is a design choice between two known states, with no unexpected result.

Ground 4 — Claim 1(f) threshold and claims 10/13/17 (timer) obvious over Chu in view of Israelsen and Dobson

  • Threshold. Israelsen teaches comparing against a prespecified threshold and iterating until it is met; Chu teaches user/system-controllable parameters (p_max, l_max) that trade compression ratio against speed. Reading a user-selected ratio threshold into Chu's parameter control is a predictable design choice.
  • Timer / real-time. Chu expressly discloses a "data compression rate control indicator for varying the data compression rate" and a memory-allocation process reflecting system or user control over resources. Israelsen's constant-bit-rate and Dobson's fixed-bit-rate / desired-quality targets establish the real-time constraint the '024 timer serves. The motivation — meeting a real-time or pseudo-real-time transmission deadline — is a known problem in the field addressed by the art. Rationale (C)/(F).

Ground 5 — Claim 11 (and 14's figure of merit) obvious over Chu in view of Dobson (and Kawashima)

Claim 11 simply replaces "highest ratio" with "highest figure of merit = weighted average of threshold and a user-specified desirability factor." Dobson expressly weighs competing factors (perceptible distortion vs. fixed bit rate) and selects accordingly; Kawashima expressly optimizes system performance through selection among encoding techniques. Once selection is by a computed metric, weighting it by criteria such as standards compatibility and error robustness is a predictable programming/design step with no new mechanism. Rationale (A)/(F) — "compatibility with existing standards" and "data error robustness" were recognized design incentives (the '024 background itself lists "compatibility with existing standards" as a governing factor).

Ground 6 — Claim 18 (apparatus) and claim 2/3 (decompression) obvious over Chu in view of Allen

Claim 18's means-plus-function elements map 1:1 to the structural modules already present in Chu (pre-compressor, compressor, type-signal, header) plus the counting/comparison modules taught by Israelsen/Dobson; implementing them in a general-purpose processor or dedicated hardware is routine. Claim 2's decompression step — "extracting an encoding type descriptor … decoding … in accordance with said extracted encoding type descriptor" — is performed by Chu's data type retrieval phase and by Allen's parallel decoders. Claim 3 (null → output without decoding) follows from Dye.


6. Consolidated motivation-to-combine rationale

A single, coherent motivation runs across all grounds and is supplied by the prior art itself and by the '024 background:

  1. The problem was known and articulated. Data dependency, natural variation, and negative compression (all recited in the '024 background as known problems) motivate trying multiple encoders and guarding with a threshold.
  2. Chu defines the finite option set. KSR's "obvious to try" applies almost mechanically: Chu names the candidate methods and the optimization metric (compression ratio); only the selection input (measured ratio vs. classified type) changes — a predictable substitution.
  3. Cost objection neutralized by Yajima/Allen. The only arguable disincentive to "try all" — processing time — is expressly solved by Yajima (parallel encoders to reduce encoding time) and Allen (parallel decoders).
  4. Interrelated teachings. Craft (cascade), Seroussi/Nakano (multiple dictionaries/code tables to reduce data dependency), Israelsen (threshold, constant bit rate), and Dobson (weighted tradeoffs) all address the same root problem and are combinable without change in function.
  5. Design incentives / market forces. Standards compatibility, error robustness, and real-time delivery are recognized considerations in the field (Dobson, Kawashima, Chu's rate control), supporting claim 11's desirability factor and the timer claims.
  6. Predictable results. Every combination yields only the expected result — better average compression at the cost of more computation, mitigated by parallelism and timing controls. No reference teaches away; none of the references disparages multi-encoder selection.

Under KSR, "if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill." The '024 claims recite nothing beyond applying known compression techniques, known measurement, and known selection logic.


7. Dependent claims (brief)

Claim Added limitation Primary reference(s)
4 Buffer input Routine; Chu memory allocation
5 Repeat per successive block Chu (stream processing)
6 Fixed/variable block size Chu ("predefined number of bytes"); Craft (fixed-length units)
7 Compressed and/or uncompressed input '024 background (negative-compression problem); Dobson
8 Parallel application to encoders Yajima; Allen
9 Sequential application Craft; Seroussi
10 / 13 / 17 Timer; terminate on earlier of expiry or completion; consider only completed encoders Chu rate control; Israelsen threshold/constant bit rate; Dobson fixed bit rate
2 / 3 Descriptor extraction + decode; null → no decode Chu data-type retrieval phase; Allen parallel decoders; Dye dual format
16 Descriptor: single / sequential / random encoding types Chu; Craft (sequential)

Claims 19–34 were not retrievable in the source available to me; their subject matter could not be mapped and is excluded from this opinion (see § 8).


8. Anticipated Patent Owner rebuttals and where the record is responsive

  • "Chu identifies data type; the invention avoids identification." The claim does not recite any data-type identification, nor does it require that the encoders be content-specific. The claim reads on any multi-encoder measurement scheme, including one built around Chu's set. The distinction, if any, is a method of choosing within a set Chu already disclosed, which is the KSR "predictable variation" case.
  • "The '024 criticizes Chu." Criticizing a reference can supply the motivation to improve it, and the '024 background supplies exactly that motivation (Chu's recognition problem). Criticism is not teaching away unless it directs away from the claimed combination; here it points directly at it.
  • "Secondary considerations." On the record available, I see no evidence of unexpected results, long-felt unmet need, or industry praise specific to the "measure-and-select" feature; the family's commercial success (if any) is more plausibly tied to the broader Realtime portfolio and the litigation campaign than to this narrow selection logic. Absent such evidence, it does not overcome the strong prima facie case.

9. Explicit uncertainty flags (do not over-read)

  1. Claim text. Independent claim 18 and claims 19–34 were truncated in the fetched Google Patents rendering; my analysis of claim 18 is inferred from the partial means-plus-function text and counterpart disclosures. Claims 19–34 are unaddressed.
  2. Reference identities. "Dye," "French," and "Baker" appear in a reexam request document (Chu + French + Baker/Dye) whose target patent I could not confirm — the passage references claim 16, claim 19 ("collection of multiple files") and claim 23 ("digital video data stream"), which do not match the '024 claim set, so that document may pertain to a sibling Realtime patent, not the '024 patent. The "Dye dual-format" characterization is therefore provisional; the null-descriptor ground is independently supportable on the '024 background's negative-compression admission plus Chu's header descriptor, even without Dye.
  3. Hsu citation. Hsu is verified as Exhibit 1004 ("Automatic Synthesis of Compression Techniques for Heterogeneous Files") in EchoStar/Hughes v. Realtime, IPR of U.S. 8,502,707. I did not independently retrieve Hsu's publication date; as a 1995-era paper it predates the 1998 priority date, but I flag the date as not independently verified here.
  4. Kawashima (U.S. 5,805,932) is confirmed from the same IPR record; its issue date (1998) should be checked against the 11 Dec 1998 priority date for § 102(e) vs. § 102(a) treatment.
  5. No live § 103 adjudication of the '024 patent itself was located in the sources reviewed (the patent is recorded expired as of 2018-12-11). This is a legal analysis, not a record of an actual rejection or IPR outcome.

Key sources: https://patents.google.com/patent/[US6195024B1](/patent/US6195024B1)/en · https://patents.google.com/patent/[US5467087A](/patent/US5467087A)/en · https://ptacts.uspto.gov/ptacts/public-informations/petitions/[1507076](/patent/1507076)/ (EchoStar IPR, U.S. 8,502,707) · Realtime Data, LLC v. Iancu, 2018-1154 (Fed. Cir. Jan. 10, 2019) · IPR2018-01817 record (U.S. 9,762,907) at docketalarm.com.

Generated 9/28/2026, 3:34:25 PM

Extensions

Patent term adjustments, term extensions, continuations, divisionals, family members, and expiration dates.

Not generated yet. Click Generate to call the active LLM provider with the configured prompt.

Derivative works

Defensive disclosure: derivative variations of each claim designed to render future incremental improvements obvious or non-novel.

Not generated yet. Click Generate to call the active LLM provider with the configured prompt.

Keep exploring

Other patents in Software Technology & Computing Systems (T)

See all Software Technology & Computing Systems (T) patents →