Litigation

SanDisk Corp. v. LSI Corp.

disposition not confirmed

3:09-cv-02737

Filed
2009-06-19

Patents at issue (2)

Plaintiffs (1)

Defendants (1)

Summary

SanDisk sued LSI. LSI/Agere Systems counterclaimed, asserting the '663 patent and family. Claim-construction scheduling orders were entered in 2009-2010; trial calendar was Nov. 8, 2010. Ultimate disposition not confirmed.

Case overview & background

Plain-language overview of the case: parties, accused product, patents at issue, and why the suit matters.

I'll research this case, its patents, and its appellate history.

Key legal developments & outcome

Major rulings, motions, claim construction, settlements, and the present posture or final disposition.

I'll research the litigation timeline, rulings, and disposition for this docket and its related proceedings.

Key finding: this was a declaratory-judgment action over eight LSI patents. Let me pin down the pleadings, the dismissed state-law claims, and what happened to the patents afterward.

Key legal developments and outcome — SanDisk Corp. v. LSI Corp., No. C 09‑02737 WHA (N.D. Cal.)

Bottom line: This was not a SanDisk infringement suit that LSI defended. It was a SanDisk declaratory-judgment and state-law counterattack filed after LSI sent "Unlicensed SanDisk Products" letters to SanDisk's customers. LSI/Agere counterclaimed for infringement of the same eight‑patent LSI portfolio. The case never reached claim construction, summary judgment, or trial: the only substantive merits ruling was Judge Alsup's dismissal of SanDisk's state‑law claims on 2009‑09‑18; everything thereafter was case management, a court‑appointed FRE 706 expert process, and a stipulated dismissal with prejudice on 2010‑03‑19 (Doc. 115). There was no appeal and no PTAB proceeding during the case (IPRs did not exist yet), but the two patents in the case metadata were litigated extensively afterward by LSI/Avago/Broadcom against other defendants.


1. Timeline of docket events

Date Event Source / docket
2009‑05‑29 LSI sends letters to four SanDisk customers titled "Unlicensed SanDisk Products," alleging the Sansa View / Sansa Fuze MP3 video players infringe multiple LSI patents STPI summary of complaint, https://iknow.stpi.niar.org.tw/Post/Read.aspx?PostID=3422
2009‑06‑19 SanDisk files complaint (DJ action + state-law claims) in N.D. Cal., San Francisco, assigned to Judge Alsup. Case No. C 09‑02737 WHA; trial set 2010‑11‑08 Docket caption blocks (Doc. 53, 115); https://dockets.justia.com/docket/california/candce/3:2009cv02737/[218036](/patent/218036)
2009 (summer) LSI + Agere answer and counterclaim for infringement of eight LSI patents; accuse "most of SanDisk's digital audio and video players" SanDisk 2010 proxy statement (Form 10‑K/proxy excerpt), https://materials.proxyvote.com/Approved/80004C/20100406/CMBO_58844/images/SanDisk-2010.pdf; docket caption ("Counterclaimants LSI Corporation and Agere Systems Inc.")
2009‑08‑12 Supplemental order to initial case management order (Doc. 15) Docket
2009‑09‑18 Doc. 48: Order granting LSI's motion to dismiss SanDisk's state-law claims — unfair competition, intentional interference, negligent interference, trade libel held preempted by federal patent law absent pleaded bad faith; 2009 WL 3047375. Court also granted SanDisk's motion for leave to amend and directed e‑filing of the amended pleading Doc. 48; SanDisk Corp. v. LSI Corp., No. C 09‑02737 WHA, 2009 WL 3047375 (N.D. Cal. Sept. 18, 2009)
2009‑09‑25 Doc. 52: Case Management Order and Reference to ADR Unit for Mediation; sets technology tutorial (2/25/10) and Markman hearing (3/11/10) Recited in Doc. 78
2009‑10‑06/07 Doc. 53/55: Claim construction scheduling order adopted (exchange of terms 12/4/09; joint statement 1/6/10; claim-construction discovery cut‑off 1/15/10; LSI opening brief 1/25/10; SanDisk response 2/10/10; LSI reply 2/18/10) https://cases.justia.com/federal/district-courts/california/candce/3:2009cv02737/218036/55/0.pdf
2009‑11‑19/20 Discovery dispute over the Patent Local Rules: SanDisk files dispute letter (Doc. 58); Alsup sets hearing (Doc. 59) and orders the letter amended (Doc. 60); an "Order Regarding Discovery Dispute Over Patent Local Rules" follows Docket entries, https://companyprofiles.justia.com/company/lsi/dockets/federal-district-court-decision?page=8
2009‑12‑01 Doc. 65: Order re FRE 706 expert. Because of "the massive number of claims currently in suit," the Court announces it will appoint a neutral expert to be used "at trial and on all motions," and orders counsel to vet and jointly propose two candidates by 1/22/10 https://cases.justia.com/federal/district-courts/california/candce/3:2009cv02737/218036/65/0.pdf
2009‑12‑07 Doc. 70: Stipulation and order extending the mediation deadline (with modifications) Docket
2010‑01‑25 Doc. 75: Supplemental order re Rule 706 expert Docket
2010‑01‑25/26 Docs. 76/78: Technology tutorial continued from 2/25/10 to 3/3/10 because Jones Day's firm‑wide partnership meeting fell on the original date; Markman hearing left at 3/11/10 https://cases.justia.com/federal/district-courts/california/candce/3:2009cv02737/218036/78/0.pdf
2010‑02‑03 Doc. 80: Order approving stipulated extension re Rule 706 experts Docket
2010‑02‑22 Doc. 95: Order regarding expert candidates Docket
2010‑03‑01 to 03‑04 Docs. 97, 104: Rule 706 conference rescheduled to 3/3; order/request to potential Rule 706 experts Docket

Plaintiff representatives

Counsel of record for the plaintiff(s): attorneys, firms, and roles (lead counsel, of counsel, local counsel).

I'll research the docket and counsel appearances for this case.

Plaintiff's counsel of record — SanDisk Corp. v. LSI Corp., No. C 09‑02737 WHA (N.D. Cal.)

Bottom line: SanDisk was represented throughout this case by a single firm — Jones Day, Palo Alto office — with no separate local-counsel or pro hac vice arrangement on the plaintiff side. The five Jones Day attorneys whose names appear in the caption blocks and signature blocks of SanDisk's filings are listed below. The case did not go to trial: it was dismissed with prejudice by stipulation on March 19, 2010 (Doc. 115), with the Court retaining jurisdiction to enforce the settlement for three years.

Counsel table

Attorney Role Firm / office Note
Tharan Gregory Lanier (Cal. Bar No. 138784) Lead counsel — expressly identified in the parties' January 25, 2010 stipulation as one of "lead counsels for SanDisk" Jones Day, 1755 Embarcadero Road, Palo Alto, CA 94303 Jones Day partner and the first-named signatory on SanDisk's filings from the outset of the case; the stipulation also notes he sat on Jones Day's firm-wide partnership and was pulled into the Feb. 2010 partnership meeting that drove the technology-tutorial continuance (Doc. 76).
Gregory L. Lippetz (Cal. Bar No. 154228) Lead counsel — the other named "lead counse[l]" for SanDisk in the same stipulation; signed the stipulated claim-construction schedule (Doc. 53) and the stipulated dismissal (Doc. 115) Jones Day, Palo Alto Jones Day partner; primary signatory on the substantive stipulations, including the Rule 41 dismissal papers.
Joe C. Liu (Cal. Bar No. 237356) Of counsel / case-handling attorney — the e-filing signatory on most of SanDisk's day-to-day submissions (e.g., Doc. 76 stipulated request to continue tutorial; Doc. 99 joint A/V request) Jones Day, Palo Alto Appears in every SanDisk caption block in the docket from Sept. 2009 through March 2010; bar number suggests admission c. 2005 (inference from bar number, not confirmed).
Daniel H. Mao (Cal. Bar No. 221539) Of counsel / supporting attorney — listed in the SanDisk caption block from January 2010 onward (Docs. 76, 78, 87, 99) Jones Day, Palo Alto Bar number suggests admission c. 2002 (inference). No separate signed filing located in the documents reviewed.
Peter D. Nestor (Cal. Bar No. 262253) Of counsel / supporting attorney — listed in the SanDisk caption block (Docs. 53, 76, 78, 87, 99) Jones Day, Palo Alto Bar number suggests admission c. 2009 (inference); likely a junior associate staffed on the matter.

What I could and could not verify

  • Source of the list: The names appear in the "Attorneys for Plaintiff/Counterdefendant SANDISK CORPORATION" caption blocks reproduced in the Justia/RECAP PDFs of Docs. 53, 76 (filed 1/25/10), 78, 87, 99 and 115. See, e.g., https://cases.justia.com/federal/district-courts/california/candce/3:2009cv02737/218036/53/0.pdf (Doc. 53, Joint Proposed Order re Claim Construction) and https://docs.justia.com/cases/federal/district-courts/california/candce/3:2009cv02737/218036/88 (Doc. 87, quoting the full SanDisk caption).
  • Role designations: The "lead counsel" designation for Lanier and Lippetz is a direct quote from the January 25, 2010 stipulated request ("lead counsels for SanDisk, Tharan Gregory Lanier and Gregory L. Lippetz, learned for the first time…"), reproduced in Doc. 76/78. The "of counsel" labels for Mao, Liu and Nestor are my characterization based on their position in the caption block and signing frequency — I did not retrieve a formal Jones Day staffing memo or a PACER attorney-appearance report.
  • No pro hac vice or separate local counsel for SanDisk. Unlike LSI/Agere — who used Bergeson, LLP (San Jose) as local counsel plus Thompson & Knight LLP (Dallas) appearing pro hac vice through Bruce S. Sostek, Jane Politz Brandt, Herbert J. Hammond, Max Ciccarelli and Richard L. Wynne, Jr. — every SanDisk attorney listed carries a California bar number and a Jones Day Palo Alto address. I found no pro hac vice application, no in-house SanDisk attorney entry, and no second firm appearing for SanDisk in the documents reviewed.
  • Caveat on completeness: I did not obtain a native PACER "attorneys appearing" list for this docket; the reconstruction is from caption blocks and signature blocks in the publicly available PDFs. It is possible that additional Jones Day associates appeared by notice of appearance without being added to the caption (a common practice), and those would not show up in this method. Filings themselves were not sealed — the docket and the dismissal papers are public — so the limitation is one of docket-report coverage, not sealing.
  • Experience notes: I deliberately did not attribute specific prior or subsequent patent cases to individual attorneys beyond what this record shows, because I could not independently confirm their bios within this session. What the record does establish: Jones Day was SanDisk's patent litigation firm of choice in this period, and the same firm later represented SanDisk as petitioner in PTAB proceedings (e.g., SanDisk Corp. v. Netlist, Inc., IPR2014-00971, where David B. Cochran, Joseph M. Sauer and Matthew W. Johnson of Jones Day were back-up counsel — https://www.docketalarm.com/cases/PTAB/IPR2014-00971/), though those are different attorneys from the trial team here.

Case-outcome context (relevant to the counsel question)

Judge Alsup granted LSI's motion to dismiss SanDisk's California state-law claims on September 18, 2009 (2009 WL 3047375), leaving the patent declaratory-judgment claims; the parties then litigated claim construction (tutorial March 3, 2010; hearing March 11, 2010) under the schedule Lippetz signed at Doc. 53, before stipulating to dismissal with prejudice on March 19, 2010 (Doc. 115, signed by Lippetz for SanDisk).

Defendant representatives

Counsel of record for the defendant(s): attorneys, firms, and roles (lead counsel, of counsel, local counsel).

I'll research the docket and related sources for defense counsel in this case.

Good leads. Let me pull the fuller docket and confirm the defense team structure.

Now let me verify the docket's attorney entries and pro hac vice admissions.

Counsel of Record for LSI Corporation (and Counterclaimant Agere Systems Inc.)

Bottom line: LSI's defense was handled by a two-firm structure — Thompson & Knight LLP (Dallas, TX) as the substantive/lead patent team, appearing pro hac vice, and Bergeson, LLP (San Jose, CA) as local counsel of record. The case did not go to trial: Judge Alsup signed a stipulated dismissal with prejudice on March 19, 2010 (Dkt. 115), so this is a claim-construction-era docket only.


1. Thompson & Knight LLP — primary/lead patent counsel (pro hac vice)

Firm address of record: One Arts Plaza, 1722 Routh St., Suite 1500, Dallas, TX 75201. The firm's Texas attorneys were listed on filings as "pro hac vice," i.e., appearing in N.D. Cal. by permission with a California firm as local counsel.

Attorney Role Notes
Bruce S. Sostek Lead counsel (T&K) Co-chair of Thompson & Knight's IP practice; member, American College of Trial Lawyers. Argued the Federal Circuit appeal in Qimonda AG v. ITC for LSI and other intervenors (Fed. Cir. 2011), with the same T&K team. Also lead counsel for Ericsson/Sony Mobile in E.D. Tex. Later Holland & Knight after the 2021 T&K combination.
Jane Politz Brandt Core team; frequent signatory Signed the stipulated claim-construction schedule and hearing-modification stipulations on LSI/Agere's behalf (Dkt. 53, Dkt. 87). Briefed the Qimonda Fed. Cir. appeal for LSI.
Herbert J. Hammond Core team Patent litigator; briefed Qimonda Fed. Cir. appeal for LSI; long-running LSI/Agere portfolio work.
Max Ciccarelli Core team Briefed Qimonda appeal for LSI; continued representing the LSI/Broadcom portfolio in PTAB proceedings into the late 2010s.
Richard L. Wynne, Jr. Core team Briefed Qimonda appeal for LSI; later Holland & Knight.

Sources: signature blocks at Dkt. 78 (https://cases.justia.com/federal/district-courts/california/candce/3:2009cv02737/218036/78/0.pdf), Dkt. 99 (https://docs.justia.com/cases/federal/district-courts/california/candce/3:2009cv02737/[218036/101](https://assignmentcenter.uspto.gov/search/patent/reelFrameDetail?reelFrame=218036-0101)), Dkt. 115 (https://cases.justia.com/federal/district-courts/california/candce/3:2009cv02737/[218036/115](https://assignmentcenter.uspto.gov/search/patent/reelFrameDetail?reelFrame=218036-0115)/0.pdf); Qimonda AG v. Int'l Trade Comm'n, No. 2010-1174 (Fed. Cir. Jan. 18, 2011) (nonprecedential) (https://storage.courtlistener.com/pdf/2011/01/18/Qimonda_Ag._V._International_Trade_Commission.pdf); Sostek bio, https://lawyers.usnews.com/lawyers/bruce-s-sostek/90034964.

Note on "lead counsel": Dkt. 78 states that "Lead counsel for LSI is unavailable on Thursday, March 4," confirming a designated lead under Civil L.R. 3-4, and the lead firm was Thompson & Knight. The docket as reproduced on Justia does not include a formal ECF "lead attorney" designation field, so I'm inferring "lead" from the firm's role and Sostek's position atop every signature block. Treat that label as a reasonable inference, not a quoted docket entry.

2. Bergeson, LLP — local counsel (San Jose, CA)

Address of record: 303 Almaden Boulevard, Suite 500, San Jose, CA 95110.

Attorney Role Notes
Daniel J. Bergeson (SBN 105439) Local counsel / California counsel of record Founding partner of Bergeson, LLP; a fixture of the Northern District patent bar and frequent local counsel in N.D. Cal. semiconductor cases.
Melinda M. Morton (SBN 209373) Local counsel; signing attorney Signed the September 30, 2009 proposed claim-construction schedule jointly with SanDisk's Jones Day team (Dkt. 53).
Colin G. McCarthy (SBN 191410) Local counsel Listed in the Bergeson signature block on the same filing.

Source: Dkt. 53 signature block (https://cases.justia.com/federal/district-courts/california/candce/3:2009cv02737/218036/55/0.pdf), which designates these three as "Attorneys for Defendant/Counterclaimant LSI CORPORATION and Counterclaimant AGERE SYSTEMS INC."

3. Items I could not verify — stated explicitly rather than guessed

  • No PACER account access. I relied on Justia's and CourtListener's reproductions of the docket and filed PDFs, plus the Federal Circuit opinion. A native PACER docket report would list each attorney's ECF appearance date and any "TERMINATED" flags; I did not have that.
  • Bergeson's exit is unconfirmed. Bergeson, LLP appears on the June–October 2009 filings (Dkt. 53, Sept. 30, 2009), but by the January–March 2010 filings (Dkt. 78, 87, 99, 115) only Thompson & Knight's pro hac vice block is reproduced in the caption. I did not locate a substitution or withdrawal order, and the Justia docket excerpt is incomplete (it lists only 11 orders between Dec. 2009 and Mar. 2010, plainly a partial capture). So the timing and formality of any Bergeson withdrawal is unknown to me.
  • No in-house counsel of record. Nothing in the retrieved filings identifies an LSI or Agere in-house attorney appearing under Civil L.R. 3-4(c) or otherwise. I am not naming any.
  • Additional T&K attorneys are possible. The later LSI/Broadcom filings list J. Michael Heinlen as part of the same T&K LSI team, and he was on the Qimonda Fed. Cir. brief for LSI. I did not find him on a filing in this 2009-02737 docket, so I am not listing him as counsel of record here — flagging him only as a plausible but unconfirmed team member.
  • No sealing issue. The counsel-identifying filings in this case (stipulations, scheduling orders, dismissal) are public; nothing about counsel was sealed.

4. Why this matters for the case posture

The docket shows a case that ended at the claim-construction threshold: Jones Day (Lanier, Lippetz, Mao, Liu, Nestor) for SanDisk against the T&K/Bergeson team for LSI, with Alsup J. managing "the massive number of claims currently in suit" via a court-appointed FRE 706 expert (Dkt. 65, Dec. 1, 2009) and a continued technology tutorial (Dkt. 78, Jan. 26, 2010). The March 19, 2010 stipulated dismissal with prejudice (Dkt. 115) means neither side obtained a merits ruling in this action; LSI's '663 and '387 patents were instead pressed in other forums, including the ITC and the parallel Qimonda line of cases — which is consistent with the same T&K team continuing to litigate the LSI/Agere portfolio after this dismissal.